FIRST LIGHT ASSET MANAGEMENT, LLC

HTTP://WWW.FIRSTLIGHTAM.COM EDINA, MN Investment Advisor Hedge Fund How do I update this listing?

First Light Asset Management is based out of Edina. First Light Asset Management is a large advisory firm with 906 clients and discretionary assets under management (AUM) of $771,101,585 (Form ADV from 2019-03-29). Their last reported 13F filing for Q2 2019 included $720,220,000 in managed 13F securities and a top 10 holdings concentration of 45.97%. First Light Asset Management's largest holding is Array Biopharma Inc with shares held of 1,212,545. First Light Asset Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 23 13F filings, and 31 13G filings

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $720.22 Million
  • Prior Market Value $769.566 Million
  • New Purchases14 stocks
  • Additional Purchases29 stocks
  • Sold out of4 stocks
  • Reduced holdings in15 stocks
  • Top 10 Holdings % 45.97 %
  • Turnover % [1]:24.66%
  • Turnover Alt % [2]: 20.25 %
  • Time Held Top20:7.10 quarters
  • Time Held Top10:4.00 quarters
  • Time Held All:9.26 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -2.48%
Performance Last 4 Quarters: -12.02%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

FIRST LIGHT ASSET MANAGEMENT, LLC
Classified as Hedge Fund
3300 EDINBOROUGH WAY SUITE 201
EDINA MN    55435
Country: United States

Business Phone: 952-831-6500
Fax: 952-314-9600
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 13
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 906
Amount of client funds and securities by related persons: 334,995,000
Total Number of clients from related persons: 2
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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FIRST LIGHT ASSET MANAGEMENT, LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
ARENS, MATHEW, PAUL MANAGING MEMBER, CEO, & SENIOR PORTFOLIO MANAGER 09/01/2013 Direct 75% or more
Fund Name Position direct/indirect start date end date
KOPP INVESTMENT ADVISORS, LLC PRESIDENT direct 2008-12-01
FIRST LIGHT ASSET MANAGEMENT, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2013-08-01
FIRST LIGHT ASSET MANAGEMENT, LLC MANAGING MEMBER, CEO, & SENIOR PORTFOLIO MANAGER direct 2013-09-01
FIRST LIGHT ASSET MANAGEMENT, LLC MANAGING MEMBER, CEO & SENIOR PORTFOLIO MANAGER direct 2013-09-01
LIEN, JIN, KYONG CHIEF COMPLIANCE OFFICER 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST LIGHT ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-03-01
JOHNSON, BRETT, THOMAS SENIOR RESEARCH ANALYST & FOUNDING PRINCIPAL 09/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
FIRST LIGHT ASSET MANAGEMENT, LLC MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER direct 2013-09-01
FIRST LIGHT ASSET MANAGEMENT, LLC SENIOR RESEARCH ANALYST, CHIEF COMPLIANCE OFFICER, & PRINCIPAL direct 2013-09-01
FIRST LIGHT ASSET MANAGEMENT, LLC MEMBER, SENIOR RESEARCH ANALYST, CHIEF COMPLIANCE OFFICER direct 2013-09-01
CONRAD, PETER, JAMES CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER & PRINCIPAL 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST LIGHT ASSET MANAGEMENT, LLC CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER & PRINCIPAL direct 2019-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
FIRST LIGHT FOCUS FUND, LP United States 805-6914433678 Hedge Fund 314,657,837 1,000,000
FIRST LIGHT PRISM FUND, LP United States 805-2423759169 Hedge Fund 20,286,774 1,000,000

FIRST LIGHT ASSET MANAGEMENT, LLC

ownership team - last updated 2018-04-05
Name Title Start Date Direct/Indirect % Ownership
ARENS, MATHEW, PAUL MANAGING MEMBER, CEO, & SENIOR PORTFOLIO MANAGER 09/01/2013 Direct 75% or more
Fund Name Position direct/indirect start date end date
KOPP INVESTMENT ADVISORS, LLC PRESIDENT direct 2008-12-01
FIRST LIGHT ASSET MANAGEMENT, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2013-08-01
FIRST LIGHT ASSET MANAGEMENT, LLC MANAGING MEMBER, CEO, & SENIOR PORTFOLIO MANAGER direct 2013-09-01
FIRST LIGHT ASSET MANAGEMENT, LLC MANAGING MEMBER, CEO & SENIOR PORTFOLIO MANAGER direct 2013-09-01
LIEN, JIN, KYONG CHIEF COMPLIANCE OFFICER 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST LIGHT ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-03-01
BEH, BRIAN, CARROLL PRESIDENT & PRINCIPAL 01/01/2015 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
STRATEGIC ADVISORY PARTNERS LLC MANAGING DIRECTOR direct 2000-04-01
ROXBURY CAPITAL MANAGEMENT LLC MANAGING DIRECTOR, BOARD MEMBER direct 2000-07-01 2002-03-25
ROXBURY CAPITAL MANAGEMENT LLC MANAGING DIRECTOR, BOARD MEMBER,PRESIDENT direct 2000-07-01 2003-10-06
ROXBURY CAPITAL MANAGEMENT LLC MANAGING DIRECTOR, BOARD MEMBER,PRESIDENT,COO direct 2000-07-01 2007-06-08
ROXBURY CAPITAL MANAGEMENT LLC MANAGING DIRECTOR, BOARD MEMBER,PRESIDENT,CEO,COO direct 2007-02-01 2008-01-07
ROXBURY CAPITAL MANAGEMENT LLC BOARD MEMBER, MANAGER, PRESIDENT, CEO direct 2007-02-01 2012-03-29
MAR VISTA INVESTMENT PARTNERS, LLC BOARD MEMBER direct 2007-09-01 2012-03-29
ROXBURY CAPITAL MANAGEMENT LLC BOARD MEMBER, MANAGER, PRESIDENT, CEO, CCO direct 2007-02-01 2013-12-18
ROXBURY CAPITAL MANAGEMENT LLC BOARD MEMBER, MANAGER, CEO, CCO direct 2007-02-01 2014-12-01
ROXBURY CAPITAL MANAGEMENT LLC TRUSTEE indirect 2011-05-01 2014-12-01
MAR VISTA INVESTMENT PARTNERS, LLC CHIEF COMPLIANCE OFFICER & BOARD MEMBER direct 2012-09-01 2014-12-01
HOOD RIVER CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2012-10-01 2014-12-01
FIRST LIGHT ASSET MANAGEMENT, LLC MEMBER, PRESIDENT direct 2015-01-01 2015-10-22
FIRST LIGHT ASSET MANAGEMENT, LLC PRESIDENT & PRINCIPAL direct 2015-01-01 2016-03-30

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
FIRST LIGHT FOCUS FUND, LP United States 805-6914433678 Hedge Fund 122,425,916 1,000,000

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