HTTPS://WWW.LINKEDIN.COM/COMPANY/IOGRESOURCES • STAMFORD, CT • Investment Advisor • Hedge Fund How do I update this listing?
First Reserve GP XI is based out of Stamford. First Reserve GP XI is a hedge fund with 17 clients and discretionary assets under management (AUM) of $5,843,093,832 (Form ADV from 2022-05-03).
| SEC Registration as : | Large Advisory Firm |
| Form of Organization: | Limited Partnership |
| Organized in: | |
| Number of employees: | 52 |
| Other Business Activities: | |
| Advisor Fees/Compensation: | Percentage of assets under management,Performance-based fees,REIMBURSEMENT OF DIRECT EXPENSES TO FIRST RESERVE |
| Amount of client funds and securities: | 0 |
| Total Number of Clients: | 17 |
| Amount of client funds and securities by related persons: | 5,843,090,000 |
| Total Number of clients from related persons: | 17 |
| Disclosures: | 11.C (2),11.C (4),11.C (5) |
| Name | Title | Start Date | Direct/Indirect | % Ownership | |||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| REAVES, GARY, DUANE | LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER OF FIRST RESERVE MANAGEMENT LIMITED | 01/01/2021 | Direct | less than 5% | |||||||||||||||||||||
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| QUAKE, JEFFREY, KURT | LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER OF FIRST RESERVE MANAGEMENT LIMITED | 01/01/2021 | Direct | less than 5% | |||||||||||||||||||||
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| HONEYBOURNE, JOHN, WILLIAM GERVASE | LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER OF FIRST RESERVE MANAGEMENT LIMITED | 08/01/2009 | Direct | 5 - 10% | |||||||||||||||||||||
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| RADCLIFFE, ERICA, HOGAN | CCO/GENERAL COUNSEL/SECRETARY OF FIRST RESERVE MANAGEMENT, L.P. | 12/01/2021 | Direct | less than 5% | |||||||||||||||||||||
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| CARROLL, PATRICK, JONATHAN | CHIEF FINANCIAL OFFICER OF FIRST RESERVE MANAGEMENT, L.P. | 04/01/2021 | Direct | less than 5% | |||||||||||||||||||||
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| FRC FOUNDERS CORPORATION | LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 08/01/2009 | Direct | 10 - 25% | |||||||||||||||||||||
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| HILL, JOHN, ARTHUR | LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER OF FIRST RESERVE MANAGEMENT LIMITED | 01/01/2021 | Direct | less than 5% | |||||||||||||||||||||
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| KRUEGER, ALEX, T | PRESIDENT/CEO/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER OF FIRST RESERVE MANAGEMENT LIMITED | 08/01/2009 | Direct | 10 - 25% | |||||||||||||||||||||
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| MACAULAY, LINDA, R | TRUSTEE OF THE MACAULAY NON-EXEMPT MARITAL TRUST | 12/01/2020 | Direct | 10 - 25% | |||||||||||||||||||||
|
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| FIRST RESERVE MANAGEMENT LIMITED | GENERAL PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 08/01/2009 | Direct | less than 5% | |||||||||||||||||||||
|
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| ALBRECHT, ROBERT, A | TRUSTEE OF THE MACAULAY NON-EXEMPT MARITAL TRUST | 12/01/2020 | Direct | 10 - 25% | |||||||||||||||||||||
|
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| FR 2016 CARRY, L.P. | LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 06/01/2016 | Direct | 10 - 25% | |||||||||||||||||||||
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| MACAULAY NON-EXEMPT MARITAL TRUST | LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 12/01/2020 | Direct | 10 - 25% | |||||||||||||||||||||
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| WIZEL, NEIL, ALAN | LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER OF FIRST RESERVE MANAGEMENT LIMITED | 01/01/2021 | Direct | less than 5% | |||||||||||||||||||||
|
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| HARPEL, JAMES, WILLIAM | SHAREHOLDER FRC FOUNDERS CORPORATION | 12/01/1991 | Indirect | 25 - 50% | |||||||||||||||||||||
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| HILL, JOHN, ARTHUR | SHAREHOLDER FRC FOUNDERS CORPORATION | 12/01/1991 | Indirect | 25 - 50% | |||||||||||||||||||||
|
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| MACAULAY, LINDA, R | TRUSTEE MACAULAY NON-EXEMPT MARITAL TRUST | 03/01/2020 | Indirect | Other | |||||||||||||||||||||
|
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| KRUEGER, ALEX, T | LIMITED PARTNER FR 2016 CARRY, L.P. | 08/01/2016 | Indirect | 25 - 50% | |||||||||||||||||||||
|
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| ALBRECHT, ROBERT, A | TRUSTEE MACAULAY NON-EXEMPT MARITAL TRUST | 03/01/2020 | Indirect | Other | |||||||||||||||||||||
|
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| FR 2016 CARRY GP LIMITED | GENERAL PARTNER FR 2016 CARRY, L.P. | 06/01/2016 | Indirect | Other | |||||||||||||||||||||
|
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| MACAULAY NON-EXEMPT MARITAL TRUST | SHAREHOLDER FRC FOUNDERS CORPORATION | 03/01/2020 | Indirect | 25 - 50% | |||||||||||||||||||||
|
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| MACAULAY NON-EXEMPT MARITAL TRUST | LIMITED PARTNER FR 2016 CARRY, L.P. | 12/01/2020 | Indirect | 25 - 50% | |||||||||||||||||||||
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| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| FR ASCENT CO-INVESTMENT, L.P. (AND ITS RELATED INVESTMENT VEHICLE) | Cayman Islands | 805-1620967275 | Private Equity Fund | 566,663,648 | 20,000,000 | |
| OLD CLEM INVESTMENTS, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-2026819500 | Private Equity Fund | 410,403,350 | 300,000,000 | |
| FIRST RESERVE UPSTREAM ANNEX FUND, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-2019199559 | Private Equity Fund | 149,298,887 | 184,320 | |
| FIRST RESERVE REFUEL FUND, L.P. | United States | 805-2242075043 | Private Equity Fund | 510,055,269 | 81,550 | |
| FR FINALIZER, L.P. | Cayman Islands | 805-3231926254 | Private Equity Fund | 204,614,560 | 200,000,000 | |
| FR UTICA MINERALS DEVELOPMENT CO-INVESTMENT, L.P. | United States | 805-9397570795 | Private Equity Fund | 71,121,219 | 87,000,000 | |
| FR XII-A PARALLEL VEHICLE, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-1329357287 | Private Equity Fund | 8,287,682 | 1,000,000 | |
| OLD CLEM INVESTMENTS II, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-3729846447 | Private Equity Fund | 12,713,175 | 0 | |
| FR BR MIDSTREAM, L.P. | United States | 805-5961624701 | Private Equity Fund | 228,396,232 | 156,000 | |
| FR BARRA CO-INVESTMENT, L.P. | Cayman Islands | 805-8440447938 | Private Equity Fund | 45,166,896 | 5,000,000 | |
| FIRST RESERVE FUND XII, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-4361143016 | Private Equity Fund | 327,661,210 | 10,000,000 | |
| FIRST RESERVE FUND XIII, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-1171085907 | Private Equity Fund | 2,520,531,355 | 10,000,000 | |
| FIRST RESERVE FUND XIV, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-7955817186 | Private Equity Fund | 524,885,979 | 1,000,000 | |
| FR FLOW CONTROL CO-INVESTMENT, L.P. | Cayman Islands | 805-5540491613 | Private Equity Fund | 61,907,630 | 1,742,160 | |
| FIRST RESERVE FUND XI, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-1721430369 | Private Equity Fund | 9,695,826 | 10,000,000 | |
| FIRST RESERVE IOG RESOURCES, L.P. | United States | 805-2512160244 | Private Equity Fund | 151,793,867 | 5,000,000 | Feeder Fund |
| IOG RESOURCES, LLC | United States | 805-1840137749 | Private Equity Fund | 69,742,133 | 100,000 | Master Fund |
| Name | Title | Start Date | Direct/Indirect | % Ownership | |||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| QUAKE, JEFFREY, KURT | MANAGING DIRECTOR/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER | 01/01/2021 | Direct | less than 5% | |||||||||||||||||||||
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| REAVES, GARY, DUANE | MANAGING DIRECTOR/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER | 01/01/2021 | Direct | less than 5% | |||||||||||||||||||||
|
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| RADCLIFFE, ERICA, HOGAN | CCO/GENERAL COUNSEL/SECRETARY | 12/01/2021 | Direct | less than 5% | |||||||||||||||||||||
|
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| HONEYBOURNE, JOHN, WILLIAM GERVASE | MANAGING DIRECTOR/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER | 08/01/2009 | Direct | 5 - 10% | |||||||||||||||||||||
|
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| FRC FOUNDERS CORPORATION | LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 08/01/2009 | Direct | 10 - 25% | |||||||||||||||||||||
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| CARROLL, PATRICK, JONATHAN | CHIEF FINANCIAL OFFICER | 03/01/2021 | Direct | less than 5% | |||||||||||||||||||||
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| HILL, JOHN, ARTHUR | MANAGING DIRECTOR/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P/BOARD OF DIRECTORS MEMBER | 01/01/2021 | Direct | less than 5% | |||||||||||||||||||||
|
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| KRUEGER, ALEX, T | PRESIDENT/CEO/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER | 08/01/2009 | Direct | 10 - 25% | |||||||||||||||||||||
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| FIRST RESERVE MANAGEMENT LIMITED | GENERAL PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 08/01/2009 | Direct | less than 5% | |||||||||||||||||||||
|
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| MACAULAY, LINDA, R | TRUSTEE OF THE MACAULAY NON-EXEMPT MARITAL TRUST | 12/01/2020 | Direct | 10 - 25% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| ALBRECHT, ROBERT, A | TRUSTEE OF THE MACAULAY NON-EXEMPT MARITAL TRUST | 12/01/2020 | Direct | 10 - 25% | |||||||||||||||||||||
|
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| FR 2016 CARRY, L.P. | LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 06/01/2016 | Direct | 10 - 25% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| MACAULAY NON-EXEMPT MARITAL TRUST | LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 12/01/2020 | Direct | 10 - 25% | |||||||||||||||||||||
|
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| WIZEL, NEIL, ALAN | MANAGING DIRECTOR/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER | 01/01/2021 | Direct | less than 5% | |||||||||||||||||||||
|
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| HARPEL, JAMES, WILLIAM | SHAREHOLDER FRC FOUNDERS CORPORATION | 12/01/1991 | Indirect | 25 - 50% | |||||||||||||||||||||
|
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| HILL, JOHN, ARTHUR | SHAREHOLDER FRC FOUNDERS CORPORATION | 12/01/1991 | Indirect | 25 - 50% | |||||||||||||||||||||
|
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| MACAULAY, LINDA, R | TRUSTEE MACAULAY NON-EXEMPT MARITAL TRUST | 03/01/2020 | Indirect | Other | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| KRUEGER, ALEX, T | LIMITED PARTNER FR 2016 CARRY, L.P. | 08/01/2016 | Indirect | 25 - 50% | |||||||||||||||||||||
|
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| ALBRECHT, ROBERT, A | TRUSTEE MACAULAY NON-EXEMPT MARITAL TRUST | 03/01/2020 | Indirect | Other | |||||||||||||||||||||
|
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| FR 2016 CARRY GP LIMITED | GENERAL PARTNER FR 2016 CARRY, L.P. | 06/01/2016 | Indirect | Other | |||||||||||||||||||||
|
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| MACAULAY NON-EXEMPT MARITAL TRUST | SHAREHOLDER FRC FOUNDERS CORPORATION | 03/01/2020 | Indirect | 25 - 50% | |||||||||||||||||||||
|
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| MACAULAY NON-EXEMPT MARITAL TRUST | LIMITED PARTNER FR 2016 CARRY, L.P. | 12/01/2020 | Indirect | 25 - 50% | |||||||||||||||||||||
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| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| FR BARRA CO-INVESTMENT, L.P. | Cayman Islands | 805-8440447938 | Private Equity Fund | 54,548,463 | 5,000,000 | |
| FIRST RESERVE FUND XII, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-4361143016 | Private Equity Fund | 458,224,734 | 10,000,000 | |
| FR ASCENT CO-INVESTMENT, L.P. (AND ITS RELATED INVESTMENT VEHICLE) | Cayman Islands | 805-1620967275 | Private Equity Fund | 515,142,156 | 20,000,000 | |
| OLD CLEM INVESTMENTS, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-2026819500 | Private Equity Fund | 390,232,154 | 300,000,000 | |
| FR MK CO-INVESTMENT, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-7018448671 | Private Equity Fund | 0 | 25,000,000 | |
| FIRST RESERVE UPSTREAM ANNEX FUND, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-2019199559 | Private Equity Fund | 136,234,871 | 184,320 | |
| FR FINALIZER, L.P. | Cayman Islands | 805-3231926254 | Private Equity Fund | 201,517,444 | 200,000,000 | |
| FR UTICA MINERALS DEVELOPMENT CO-INVESTMENT, L.P. | United States | 805-9397570795 | Private Equity Fund | 66,519,717 | 87,000,000 | |
| FR XII-A PARALLEL VEHICLE, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-1329357287 | Private Equity Fund | 10,987,693 | 1,000,000 | |
| OLD CLEM INVESTMENTS II, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-3729846447 | Private Equity Fund | 13,306,821 | 0 | |
| FR DGE III CO-INVEST ALTERNATIVE, L.P. | United States | 805-4070117811 | Private Equity Fund | 65,333 | 1,000,000 | |
| FR BR MIDSTREAM, L.P. | United States | 805-5961624701 | Private Equity Fund | 228,751,203 | 156,000 | |
| FR DGE III CO-INVEST ALTERNATIVE B, L.P. | United States | 805-8800325905 | Private Equity Fund | 15,103,686 | 5,700,000 | |
| FIRST RESERVE FUND XIV, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-7955817186 | Private Equity Fund | 480,624,007 | 1,000,000 | |
| FR FLOW CONTROL CO-INVESTMENT, L.P. | Cayman Islands | 805-5540491613 | Private Equity Fund | 60,087,966 | 1,742,160 | |
| FIRST RESERVE FUND XI, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-1721430369 | Private Equity Fund | 101,820,849 | 10,000,000 | |
| FIRST RESERVE IOG RESOURCES, L.P. | United States | 805-2512160244 | Private Equity Fund | 92,441,982 | 5,000,000 | |
| FIRST RESERVE FUND XIII, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-1171085907 | Private Equity Fund | 2,512,435,690 | 10,000,000 |
| Name | Title | Start Date | Direct/Indirect | % Ownership | |||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| REAVES, GARY, DUANE | MANAGING DIRECTOR/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER | 01/01/2021 | Direct | less than 5% | |||||||||||||||||||||
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| WIZEL, NEIL, ALAN | MANAGING DIRECTOR/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER | 01/01/2021 | Direct | less than 5% | |||||||||||||||||||||
|
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| QUAKE, JEFFREY, KURT | MANAGING DIRECTOR/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER | 01/01/2021 | Direct | less than 5% | |||||||||||||||||||||
|
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| GOLD, ANNE, ELIZABETH | CCO/GENERAL COUNSEL/SECRETARY/ASSISTANT TREASURER | 02/01/2005 | Direct | less than 5% | |||||||||||||||||||||
|
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| FRC FOUNDERS CORPORATION | LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 08/01/2009 | Direct | 10 - 25% | |||||||||||||||||||||
|
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| HONEYBOURNE, JOHN, WILLIAM GERVASE | MANAGING DIRECTOR/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER | 08/01/2009 | Direct | 5 - 10% | |||||||||||||||||||||
|
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| HILL, JOHN, ARTHUR | MANAGING DIRECTOR/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P/BOARD OF DIRECTORS MEMBER | 01/01/2021 | Direct | less than 5% | |||||||||||||||||||||
|
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| KRUEGER, ALEX, T | PRESIDENT/CEO/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER | 08/01/2009 | Direct | 10 - 25% | |||||||||||||||||||||
|
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| CARROLL, PATRICK, JONATHAN | CHIEF FINANCIAL OFFICER | 03/01/2021 | Direct | less than 5% | |||||||||||||||||||||
|
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| FIRST RESERVE MANAGEMENT LIMITED | GENERAL PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 08/01/2009 | Direct | less than 5% | |||||||||||||||||||||
|
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| MACAULAY, LINDA, R | TRUSTEE OF THE MACAULAY NON-EXEMPT MARITAL TRUST | 12/01/2020 | Direct | 10 - 25% | |||||||||||||||||||||
|
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| FR 2016 CARRY, L.P. | LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 06/01/2016 | Direct | 10 - 25% | |||||||||||||||||||||
|
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| MACAULAY NON-EXEMPT MARITAL TRUST | LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 12/01/2020 | Direct | 10 - 25% | |||||||||||||||||||||
|
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| ALBRECHT, ROBERT, A | TRUSTEE OF THE MACAULAY NON-EXEMPT MARITAL TRUST | 12/01/2020 | Direct | 10 - 25% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| HARPEL, JAMES, WILLIAM | SHAREHOLDER FRC FOUNDERS CORPORATION | 12/01/1991 | Indirect | 25 - 50% | |||||||||||||||||||||
|
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| HILL, JOHN, ARTHUR | SHAREHOLDER FRC FOUNDERS CORPORATION | 12/01/1991 | Indirect | 25 - 50% | |||||||||||||||||||||
|
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| KRUEGER, ALEX, T | LIMITED PARTNER FR 2016 CARRY, L.P. | 08/01/2016 | Indirect | 25 - 50% | |||||||||||||||||||||
|
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| MACAULAY, LINDA, R | TRUSTEE MACAULAY NON-EXEMPT MARITAL TRUST | 03/01/2020 | Indirect | Other | |||||||||||||||||||||
|
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| FR 2016 CARRY GP LIMITED | GENERAL PARTNER FR 2016 CARRY, L.P. | 06/01/2016 | Indirect | Other | |||||||||||||||||||||
|
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| MACAULAY NON-EXEMPT MARITAL TRUST | SHAREHOLDER FRC FOUNDERS CORPORATION | 03/01/2020 | Indirect | 25 - 50% | |||||||||||||||||||||
|
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| ALBRECHT, ROBERT, A | TRUSTEE MACAULAY NON-EXEMPT MARITAL TRUST | 03/01/2020 | Indirect | Other | |||||||||||||||||||||
|
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| MACAULAY NON-EXEMPT MARITAL TRUST | LIMITED PARTNER FR 2016 CARRY, L.P. | 12/01/2020 | Indirect | 25 - 50% | |||||||||||||||||||||
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| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| FIRST RESERVE FUND XIV, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-7955817186 | Private Equity Fund | 480,624,007 | 1,000,000 | |
| FR FLOW CONTROL CO-INVESTMENT, L.P. | Cayman Islands | 805-5540491613 | Private Equity Fund | 60,087,966 | 1,742,160 | |
| FIRST RESERVE FUND XI, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-1721430369 | Private Equity Fund | 101,820,849 | 10,000,000 | |
| FR DGE III CO-INVEST ALTERNATIVE B, L.P. | United States | 805-8800325905 | Private Equity Fund | 15,103,686 | 5,700,000 | |
| FIRST RESERVE IOG RESOURCES, L.P. | United States | 805-2512160244 | Private Equity Fund | 92,441,982 | 5,000,000 | |
| FIRST RESERVE FUND XIII, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-1171085907 | Private Equity Fund | 2,512,435,690 | 10,000,000 | |
| FR BARRA CO-INVESTMENT, L.P. | Cayman Islands | 805-8440447938 | Private Equity Fund | 54,548,463 | 5,000,000 | |
| FIRST RESERVE FUND XII, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-4361143016 | Private Equity Fund | 458,224,734 | 10,000,000 | |
| FR ASCENT CO-INVESTMENT, L.P. (AND ITS RELATED INVESTMENT VEHICLE) | Cayman Islands | 805-1620967275 | Private Equity Fund | 515,142,156 | 20,000,000 | |
| OLD CLEM INVESTMENTS, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-2026819500 | Private Equity Fund | 390,232,154 | 300,000,000 | |
| FR MK CO-INVESTMENT, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-7018448671 | Private Equity Fund | 0 | 25,000,000 | |
| FIRST RESERVE UPSTREAM ANNEX FUND, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-2019199559 | Private Equity Fund | 136,234,871 | 184,320 | |
| FR FINALIZER, L.P. | Cayman Islands | 805-3231926254 | Private Equity Fund | 201,517,444 | 200,000,000 | |
| FR UTICA MINERALS DEVELOPMENT CO-INVESTMENT, L.P. | United States | 805-9397570795 | Private Equity Fund | 66,519,717 | 87,000,000 | |
| FR XII-A PARALLEL VEHICLE, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-1329357287 | Private Equity Fund | 10,987,693 | 1,000,000 | |
| OLD CLEM INVESTMENTS II, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-3729846447 | Private Equity Fund | 13,306,821 | 0 | |
| FR DGE III CO-INVEST ALTERNATIVE, L.P. | United States | 805-4070117811 | Private Equity Fund | 65,333 | 1,000,000 | |
| FR BR MIDSTREAM, L.P. | United States | 805-5961624701 | Private Equity Fund | 228,751,203 | 156,000 |
| Name | Title | Start Date | Direct/Indirect | % Ownership | |||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| REAVES, GARY, DUANE | MANAGING DIRECTOR/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER | 01/01/2021 | Direct | less than 5% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| ALBRECHT, ROBERT, A | TRUSTEE OF THE MACAULAY NON-EXEMPT MARITAL TRUST | 12/01/2020 | Direct | 10 - 25% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| GOLD, ANNE, ELIZABETH | CCO/GENERAL COUNSEL/SECRETARY/ASSISTANT TREASURER | 02/01/2005 | Direct | less than 5% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| WIZEL, NEIL, ALAN | MANAGING DIRECTOR/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER | 01/01/2021 | Direct | less than 5% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| HONEYBOURNE, JOHN, WILLIAM GERVASE | MANAGING DIRECTOR/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER | 08/01/2009 | Direct | 5 - 10% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| QUAKE, JEFFREY, KURT | MANAGING DIRECTOR/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER | 01/01/2021 | Direct | less than 5% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| FRC FOUNDERS CORPORATION | LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 08/01/2009 | Direct | 10 - 25% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| KRUEGER, ALEX, T | PRESIDENT/CEO/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER | 08/01/2009 | Direct | 10 - 25% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| COHEN, BRYAN, DAVID | CHIEF OPERATING OFFICER | 07/01/2020 | Direct | less than 5% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| CARROLL, PATRICK, JONATHAN | CHIEF FINANCIAL OFFICER | 03/01/2021 | Direct | less than 5% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| HILL, JOHN, ARTHUR | MANAGING DIRECTOR/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P/BOARD OF DIRECTORS MEMBER | 01/01/2021 | Direct | less than 5% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| FIRST RESERVE MANAGEMENT LIMITED | GENERAL PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 08/01/2009 | Direct | less than 5% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| MACAULAY NON-EXEMPT MARITAL TRUST | LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 12/01/2020 | Direct | 10 - 25% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| MACAULAY, LINDA, R | TRUSTEE OF THE MACAULAY NON-EXEMPT MARITAL TRUST | 12/01/2020 | Direct | 10 - 25% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| FR 2016 CARRY, L.P. | LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 06/01/2016 | Direct | 10 - 25% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| HARPEL, JAMES, WILLIAM | SHAREHOLDER FRC FOUNDERS CORPORATION | 12/01/1991 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| HILL, JOHN, ARTHUR | SHAREHOLDER FRC FOUNDERS CORPORATION | 12/01/1991 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| KRUEGER, ALEX, T | LIMITED PARTNER FR 2016 CARRY, L.P. | 08/01/2016 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| MACAULAY NON-EXEMPT MARITAL TRUST | SHAREHOLDER FRC FOUNDERS CORPORATION | 03/01/2020 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| MACAULAY, LINDA, R | TRUSTEE MACAULAY NON-EXEMPT MARITAL TRUST | 03/01/2020 | Indirect | Other | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| FR 2016 CARRY GP LIMITED | GENERAL PARTNER FR 2016 CARRY, L.P. | 06/01/2016 | Indirect | Other | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| MACAULAY NON-EXEMPT MARITAL TRUST | LIMITED PARTNER FR 2016 CARRY, L.P. | 12/01/2020 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| ALBRECHT, ROBERT, A | TRUSTEE MACAULAY NON-EXEMPT MARITAL TRUST | 03/01/2020 | Indirect | Other | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| FIRST RESERVE FUND XIV, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-7955817186 | Private Equity Fund | 480,624,007 | 1,000,000 | |
| FR FLOW CONTROL CO-INVESTMENT, L.P. | Cayman Islands | 805-5540491613 | Private Equity Fund | 60,087,966 | 1,742,160 | |
| FIRST RESERVE FUND XI, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-1721430369 | Private Equity Fund | 101,820,849 | 10,000,000 | |
| FR DGE III CO-INVEST ALTERNATIVE B, L.P. | United States | 805-8800325905 | Private Equity Fund | 15,103,686 | 5,700,000 | |
| FIRST RESERVE IOG RESOURCES, L.P. | United States | 805-2512160244 | Private Equity Fund | 92,441,982 | 5,000,000 | |
| FIRST RESERVE FUND XIII, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-1171085907 | Private Equity Fund | 2,512,435,690 | 10,000,000 | |
| FR BARRA CO-INVESTMENT, L.P. | Cayman Islands | 805-8440447938 | Private Equity Fund | 54,548,463 | 5,000,000 | |
| FIRST RESERVE FUND XII, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-4361143016 | Private Equity Fund | 458,224,734 | 10,000,000 | |
| OLD CLEM INVESTMENTS, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-2026819500 | Private Equity Fund | 390,232,154 | 300,000,000 | |
| FR XII-A PARALLEL VEHICLE, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-1329357287 | Private Equity Fund | 10,987,693 | 1,000,000 | |
| FR DGE III CO-INVEST ALTERNATIVE, L.P. | United States | 805-4070117811 | Private Equity Fund | 65,333 | 1,000,000 | |
| FR BR MIDSTREAM, L.P. | United States | 805-5961624701 | Private Equity Fund | 228,751,203 | 156,000 | |
| FR MK CO-INVESTMENT, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-7018448671 | Private Equity Fund | 0 | 25,000,000 | |
| FIRST RESERVE UPSTREAM ANNEX FUND, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-2019199559 | Private Equity Fund | 136,234,871 | 184,320 | |
| FR FINALIZER, L.P. | Cayman Islands | 805-3231926254 | Private Equity Fund | 201,517,444 | 200,000,000 | |
| FR UTICA MINERALS DEVELOPMENT CO-INVESTMENT, L.P. | United States | 805-9397570795 | Private Equity Fund | 66,519,717 | 87,000,000 | |
| OLD CLEM INVESTMENTS II, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-3729846447 | Private Equity Fund | 13,306,821 | 0 | |
| FR ASCENT CO-INVESTMENT, L.P. (AND ITS RELATED INVESTMENT VEHICLE) | Cayman Islands | 805-1620967275 | Private Equity Fund | 515,142,156 | 20,000,000 |
| Name | Title | Start Date | Direct/Indirect | % Ownership | |||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| GOLD, ANNE, ELIZABETH | CCO/GENERAL COUNSEL/SECRETARY/ASSISTANT TREASURER | 02/01/2005 | Direct | less than 5% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| HONEYBOURNE, JOHN, WILLIAM GERVASE | MANAGING DIRECTOR/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER | 08/01/2009 | Direct | 5 - 10% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| FR 2016 CARRY, L.P. | LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 06/01/2016 | Direct | 10 - 25% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| COHEN, BRYAN, DAVID | CHIEF OPERATING OFFICER | 07/01/2020 | Direct | less than 5% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| FRC FOUNDERS CORPORATION | LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 08/01/2009 | Direct | 10 - 25% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| KRUEGER, ALEX, T | PRESIDENT/CEO/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER | 08/01/2009 | Direct | 10 - 25% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| CARROLL, PATRICK, JONATHAN | CHIEF FINANCIAL OFFICER | 03/01/2021 | Direct | less than 5% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| THE ESTATE OF WILLIAM EDWARD MACAULAY | LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 11/01/2019 | Direct | 10 - 25% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| FIRST RESERVE MANAGEMENT LIMITED | GENERAL PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 08/01/2009 | Direct | less than 5% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| FR 2016 CARRY GP LIMITED | GENERAL PARTNER FR 2016 CARRY, L.P. | 06/01/2016 | Indirect | Other | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| HARPEL, JAMES, WILLIAM | SHAREHOLDER FRC FOUNDERS CORPORATION | 12/01/1991 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| KRUEGER, ALEX, T | LIMITED PARTNER FR 2016 CARRY, L.P. | 08/01/2016 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| MACAULAY, LINDA, R | TRUSTEE MACAULAY NON-EXEMPT MARITAL TRUST | 03/01/2020 | Indirect | Other | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| ALBRECHT, ROBERT, A | TRUSTEE MACAULAY NON-EXEMPT MARITAL TRUST | 03/01/2020 | Indirect | Other | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| THE ESTATE OF WILLIAM EDWARD MACAULAY | LIMITED PARTNER FR 2016 CARRY, L.P. | 11/01/2019 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| HILL, JOHN, ARTHUR | SHAREHOLDER FRC FOUNDERS CORPORATION | 12/01/1991 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| MACAULAY NON-EXEMPT MARITAL TRUST | SHAREHOLDER FRC FOUNDERS CORPORATION | 03/01/2020 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| OLD CLEM INVESTMENTS, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-2026819500 | Private Equity Fund | 390,232,154 | 300,000,000 | |
| FR XII-A PARALLEL VEHICLE, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-1329357287 | Private Equity Fund | 10,987,693 | 1,000,000 | |
| FR DGE III CO-INVEST ALTERNATIVE, L.P. | United States | 805-4070117811 | Private Equity Fund | 65,333 | 1,000,000 | |
| FR BR MIDSTREAM, L.P. | United States | 805-5961624701 | Private Equity Fund | 228,751,203 | 156,000 | |
| FIRST RESERVE FUND XIV, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-7955817186 | Private Equity Fund | 480,624,007 | 1,000,000 | |
| FR FLOW CONTROL CO-INVESTMENT, L.P. | Cayman Islands | 805-5540491613 | Private Equity Fund | 60,087,966 | 1,742,160 | |
| FIRST RESERVE FUND XI, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-1721430369 | Private Equity Fund | 101,820,849 | 10,000,000 | |
| FR DGE III CO-INVEST ALTERNATIVE B, L.P. | United States | 805-8800325905 | Private Equity Fund | 15,103,686 | 5,700,000 | |
| FIRST RESERVE IOG RESOURCES, L.P. | United States | 805-2512160244 | Private Equity Fund | 92,441,982 | 5,000,000 | |
| FIRST RESERVE FUND XIII, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-1171085907 | Private Equity Fund | 2,512,435,690 | 10,000,000 | |
| FR BARRA CO-INVESTMENT, L.P. | Cayman Islands | 805-8440447938 | Private Equity Fund | 54,548,463 | 5,000,000 | |
| FIRST RESERVE FUND XII, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-4361143016 | Private Equity Fund | 458,224,734 | 10,000,000 | |
| FIRST RESERVE UPSTREAM ANNEX FUND, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-2019199559 | Private Equity Fund | 136,234,871 | 184,320 | |
| FR FINALIZER, L.P. | Cayman Islands | 805-3231926254 | Private Equity Fund | 201,517,444 | 200,000,000 | |
| FR UTICA MINERALS DEVELOPMENT CO-INVESTMENT, L.P. | United States | 805-9397570795 | Private Equity Fund | 66,519,717 | 87,000,000 | |
| FR MK CO-INVESTMENT, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-7018448671 | Private Equity Fund | 0 | 25,000,000 | |
| OLD CLEM INVESTMENTS II, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-3729846447 | Private Equity Fund | 13,306,821 | 0 | |
| FR ASCENT CO-INVESTMENT, L.P. (AND ITS RELATED INVESTMENT VEHICLE) | Cayman Islands | 805-1620967275 | Private Equity Fund | 515,142,156 | 20,000,000 |
| Name | Title | Start Date | Direct/Indirect | % Ownership | |||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| GOLD, ANNE, ELIZABETH | CCO/GENERAL COUNSEL/SECRETARY/ASSISTANT TREASURER | 02/01/2005 | Direct | less than 5% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| ZARRILLI, JENNIFER, CARLA | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/TREASURER/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT,L.P./BOARD OF DIRECTORS MEMBER | 08/01/1998 | Direct | less than 5% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| FRC FOUNDERS CORPORATION | LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 08/01/2009 | Direct | 10 - 25% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| SCHWARTZ, ALAN, GREGORY | MANAGING DIRECTOR/CHIEF LEGAL OFFICER/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER | 06/01/2006 | Direct | 5 - 10% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| KRUEGER, ALEX, T | PRESIDENT/CEO/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER | 08/01/2009 | Direct | 10 - 25% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| HONEYBOURNE, JOHN, WILLIAM GERVASE | MANAGING DIRECTOR/ LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 08/01/2009 | Direct | 5 - 10% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| THE ESTATE OF WILLIAM EDWARD MACAULAY | LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 11/01/2019 | Direct | 10 - 25% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| FIRST RESERVE MANAGEMENT LIMITED | GENERAL PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 08/01/2009 | Direct | less than 5% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| FR 2016 CARRY, L.P. | LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 06/01/2016 | Direct | 10 - 25% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| HARPEL, JAMES, WILLIAM | SHAREHOLDER FRC FOUNDERS CORPORATION | 12/01/1991 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| KRUEGER, ALEX, T | LIMITED PARTNER FR 2016 CARRY, L.P. | 08/01/2016 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| HILL, JOHN, ARTHUR | SHAREHOLDER FRC FOUNDERS CORPORATION | 12/01/1991 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| THE ESTATE OF WILLIAM EDWARD MACAULAY | SHAREHOLDER FRC FOUNDERS CORPORATION | 11/01/2019 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| FR 2016 CARRY GP LIMITED | GENERAL PARTNER FR 2016 CARRY, L.P. | 06/01/2016 | Indirect | Other | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| THE ESTATE OF WILLIAM EDWARD MACAULAY | LIMITED PARTNER FR 2016 CARRY, L.P. | 11/01/2019 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| FIRST RESERVE IOG RESOURCES, L.P. | United States | 805-2512160244 | Private Equity Fund | 120,140,918 | 5,000,000 | |
| FIRST RESERVE FUND XIII, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-1171085907 | Private Equity Fund | 3,217,540,491 | 10,000,000 | |
| FIRST RESERVE UPSTREAM ANNEX FUND, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-2019199559 | Private Equity Fund | 159,389,400 | 184,320 | |
| FR DGE III CO-INVESTMENT, L.P. | Cayman Islands | 805-9787858157 | Private Equity Fund | 10,339,991 | 364,489 | |
| FR FINALIZER, L.P. | Cayman Islands | 805-3231926254 | Private Equity Fund | 201,005,025 | 200,000,000 | |
| FR UTICA MINERALS DEVELOPMENT CO-INVESTMENT, L.P. | United States | 805-9397570795 | Private Equity Fund | 74,505,755 | 87,000,000 | |
| FR BARRA CO-INVESTMENT, L.P. | Cayman Islands | 805-8440447938 | Private Equity Fund | 139,406,318 | 146,210 | |
| FIRST RESERVE FUND XII, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-4361143016 | Private Equity Fund | 1,279,091,721 | 10,000,000 | |
| OLD CLEM INVESTMENTS, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-2026819500 | Private Equity Fund | 410,150,565 | 300,000,000 | |
| FR XII-A PARALLEL VEHICLE, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-1329357287 | Private Equity Fund | 24,837,546 | 1,000,000 | |
| FR DGE III CO-INVEST ALTERNATIVE, L.P. | United States | 805-4070117811 | Private Equity Fund | 76,237 | 1,000,000 | |
| FR BR MIDSTREAM, L.P. | United States | 805-5961624701 | Private Equity Fund | 277,222,948 | 156,000 | |
| FIRST RESERVE FUND XIV, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-7955817186 | Private Equity Fund | 552,188,605 | 1,000,000 | |
| FR FLOW CONTROL CO-INVESTMENT, L.P. | Cayman Islands | 805-5540491613 | Private Equity Fund | 50,015,858 | 1,742,160 | |
| FIRST RESERVE FUND XI, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-1721430369 | Private Equity Fund | 328,404,439 | 10,000,000 | |
| FR DGE III CO-INVEST ALTERNATIVE B, L.P. | United States | 805-8800325905 | Private Equity Fund | 10,638,576 | 5,700,000 | |
| OLD CLEM INVESTMENTS II, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-3729846447 | Private Equity Fund | 13,745,627 | 0 | |
| FR ASCENT CO-INVESTMENT, L.P. (AND ITS RELATED INVESTMENT VEHICLE) | Cayman Islands | 805-1620967275 | Private Equity Fund | 591,522,774 | 20,000,000 | |
| FR MK CO-INVESTMENT, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-7018448671 | Private Equity Fund | 109,862 | 25,000,000 |
| Name | Title | Start Date | Direct/Indirect | % Ownership |
|---|
| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| FIRST RESERVE FUND XI, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-1721430369 | Private Equity Fund | 328,404,439 | 10,000,000 | |
| FR DGE III CO-INVEST ALTERNATIVE B, L.P. | United States | 805-8800325905 | Private Equity Fund | 6,617,756 | 5,700,000 | |
| OLD CLEM INVESTMENTS II, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-3729846447 | Private Equity Fund | 13,745,627 | 0 | |
| FR ASCENT CO-INVESTMENT, L.P. (AND ITS RELATED INVESTMENT VEHICLE) | Cayman Islands | 805-1620967275 | Private Equity Fund | 591,522,774 | 20,000,000 | |
| FR MK CO-INVESTMENT, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-7018448671 | Private Equity Fund | 109,862 | 25,000,000 | |
| FR UTICA MINERALS DEVELOPMENT CO-INVESTMENT, L.P. | United States | 805-9397570795 | Private Equity Fund | 74,505,755 | 87,000,000 | |
| FIRST RESERVE IOG RESOURCES, L.P. | United States | 805-2512160244 | Private Equity Fund | 120,140,918 | 5,000,000 | |
| FIRST RESERVE FUND XIII, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-1171085907 | Private Equity Fund | 3,217,540,491 | 10,000,000 | |
| FIRST RESERVE UPSTREAM ANNEX FUND, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-2019199559 | Private Equity Fund | 159,389,400 | 184,320 | |
| FR DGE III CO-INVESTMENT, L.P. | Cayman Islands | 805-9787858157 | Private Equity Fund | 10,339,991 | 364,489 | |
| FR FINALIZER, L.P. | Cayman Islands | 805-3231926254 | Private Equity Fund | 201,005,025 | 200,000,000 | |
| FR BARRA CO-INVESTMENT, L.P. | Cayman Islands | 805-8440447938 | Private Equity Fund | 139,406,318 | 146,210 | |
| FIRST RESERVE FUND XII, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-4361143016 | Private Equity Fund | 1,279,091,721 | 10,000,000 | |
| OLD CLEM INVESTMENTS, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-2026819500 | Private Equity Fund | 410,150,565 | 300,000,000 | |
| FR XII-A PARALLEL VEHICLE, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-1329357287 | Private Equity Fund | 24,837,546 | 1,000,000 | |
| FR DGE III CO-INVEST ALTERNATIVE, L.P. | United States | 805-4070117811 | Private Equity Fund | 49,304 | 1,000,000 | |
| FR BR MIDSTREAM, L.P. | United States | 805-5961624701 | Private Equity Fund | 277,222,948 | 156,000 | |
| FIRST RESERVE FUND XIV, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-7955817186 | Private Equity Fund | 552,188,605 | 1,000,000 | |
| FR FLOW CONTROL CO-INVESTMENT, L.P. | Cayman Islands | 805-5540491613 | Private Equity Fund | 50,015,858 | 1,742,160 |
| Name | Title | Start Date | Direct/Indirect | % Ownership | |||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| GOLD, ANNE, ELIZABETH | CCO/GENERAL COUNSEL/SECRETARY/ASSISTANT TREASURER | 02/01/2005 | Direct | less than 5% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| MACAULAY, WILLIAM, EDWARD | CHAIRMAN/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER | 12/01/1982 | Direct | 10 - 25% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| ZARRILLI, JENNIFER, CARLA | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/TREASURER/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT,L.P./BOARD OF DIRECTORS MEMBER | 08/01/1998 | Direct | less than 5% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| SCHWARTZ, ALAN, GREGORY | MANAGING DIRECTOR/CHIEF LEGAL OFFICER/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER | 06/01/2006 | Direct | 5 - 10% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| HONEYBOURNE, JOHN, WILLIAM GERVASE | MANAGING DIRECTOR/ LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 08/01/2009 | Direct | 5 - 10% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| FRC FOUNDERS CORPORATION | LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 08/01/2009 | Direct | 10 - 25% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| FIRST RESERVE MANAGEMENT LIMITED | GENERAL PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 08/01/2009 | Direct | less than 5% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| KRUEGER, ALEX, T | PRESIDENT/CEO/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER | 08/01/2009 | Direct | 10 - 25% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| FR 2016 CARRY, L.P. | LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 06/01/2016 | Direct | 10 - 25% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| MACAULAY, WILLIAM, EDWARD | SHAREHOLDER FRC FOUNDERS CORPORATION | 12/01/1991 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| MACAULAY, WILLIAM, EDWARD | LIMITED PARTNER FR 2016 CARRY, L.P. | 08/01/2016 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| HARPEL, JAMES, WILLIAM | SHAREHOLDER FRC FOUNDERS CORPORATION | 12/01/1991 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| HILL, JOHN, ARTHUR | SHAREHOLDER FRC FOUNDERS CORPORATION | 12/01/1991 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| FR 2016 CARRY GP LIMITED | GENERAL PARTNER FR 2016 CARRY, L.P. | 06/01/2016 | Indirect | Other | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| KRUEGER, ALEX, T | LIMITED PARTNER FR 2016 CARRY, L.P. | 08/01/2016 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| FIRST RESERVE FUND XI, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-1721430369 | Private Equity Fund | 444,683,536 | 10,000,000 | |
| FR TEMPLAR CO-INVESTMENT, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-9404607801 | Private Equity Fund | 13,228,057 | 2,000,000 | |
| FR DGE III CO-INVEST ALTERNATIVE B, L.P. | United States | 805-8800325905 | Private Equity Fund | 12,281,850 | 5,700,000 | |
| OLD CLEM INVESTMENTS II, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-3729846447 | Private Equity Fund | 70,539,999 | 0 | |
| FR ASCENT CO-INVESTMENT, L.P. (AND ITS RELATED INVESTMENT VEHICLE) | Cayman Islands | 805-1620967275 | Private Equity Fund | 872,174,277 | 20,000,000 | |
| FIRST RESERVE UPSTREAM ANNEX FUND, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-2019199559 | Private Equity Fund | 482,469,442 | 184,320 | |
| FR DGE III CO-INVESTMENT, L.P. | Cayman Islands | 805-9787858157 | Private Equity Fund | 60,445,774 | 364,489 | |
| FR MK CO-INVESTMENT, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-7018448671 | Private Equity Fund | 33,323,002 | 25,000,000 | |
| FR UTICA MINERALS DEVELOPMENT CO-INVESTMENT, L.P. | United States | 805-9397570795 | Private Equity Fund | 102,186,204 | 87,000,000 | |
| FIRST RESERVE IOG RESOURCES, L.P. | United States | 805-2512160244 | Private Equity Fund | 140,207,399 | 5,000,000 | |
| FIRST RESERVE FUND XIII, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-1171085907 | Private Equity Fund | 4,277,528,392 | 10,000,000 | |
| FR BARRA CO-INVESTMENT, L.P. | Cayman Islands | 805-8440447938 | Private Equity Fund | 110,730,693 | 146,210 | |
| FIRST RESERVE FUND XII, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-4361143016 | Private Equity Fund | 1,782,780,368 | 10,000,000 | |
| OLD CLEM INVESTMENTS, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-2026819500 | Private Equity Fund | 375,923,232 | 300,000,000 | |
| FR XII-A PARALLEL VEHICLE, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-1329357287 | Private Equity Fund | 33,147,401 | 1,000,000 | |
| FR TEMPLAR CO-INVEST ALTERNATIVE, L.P. | United States | 805-3569503252 | Private Equity Fund | 200 | 2,000,000 | |
| FR DGE III CO-INVEST ALTERNATIVE, L.P. | United States | 805-4070117811 | Private Equity Fund | 115,618 | 1,000,000 | |
| FIRST RESERVE FUND X, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-3091352607 | Private Equity Fund | 6,941,276 | 10,000,000 | |
| FR BR MIDSTREAM, L.P. | United States | 805-5961624701 | Private Equity Fund | 262,928,508 | 156,000 | |
| FIRST RESERVE FUND XIV, L.P. | Cayman Islands | 805-7955817186 | Private Equity Fund | 0 | 1,000,000 |
| Name | Title | Start Date | Direct/Indirect | % Ownership | |||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| GOLD, ANNE, ELIZABETH | CCO/GENERAL COUNSEL/SECRETARY/ASSISTANT TREASURER | 02/01/2005 | Direct | less than 5% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| ZARRILLI, JENNIFER, CARLA | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/TREASURER/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT,L.P./BOARD OF DIRECTORS MEMBER | 08/01/1998 | Direct | less than 5% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| MACAULAY, WILLIAM, EDWARD | CHAIRMAN/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER | 12/01/1982 | Direct | 10 - 25% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| SCHWARTZ, ALAN, GREGORY | MANAGING DIRECTOR/CHIEF LEGAL OFFICER/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER | 06/01/2006 | Direct | 5 - 10% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| HONEYBOURNE, JOHN, WILLIAM GERVASE | MANAGING DIRECTOR/ LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 08/01/2009 | Direct | 5 - 10% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| FIRST RESERVE MANAGEMENT LIMITED | GENERAL PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 08/01/2009 | Direct | less than 5% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| FRC FOUNDERS CORPORATION | LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 08/01/2009 | Direct | 10 - 25% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| KRUEGER, ALEX, T | PRESIDENT/CEO/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER | 08/01/2009 | Direct | 10 - 25% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| FR 2016 CARRY, L.P. | LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 06/01/2016 | Direct | 10 - 25% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| MACAULAY, WILLIAM, EDWARD | SHAREHOLDER FRC FOUNDERS CORPORATION | 12/01/1991 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| MACAULAY, WILLIAM, EDWARD | LIMITED PARTNER FR 2016 CARRY, L.P. | 08/01/2016 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| HILL, JOHN, ARTHUR | SHAREHOLDER FRC FOUNDERS CORPORATION | 12/01/1991 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| HARPEL, JAMES, WILLIAM | SHAREHOLDER FRC FOUNDERS CORPORATION | 12/01/1991 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| FR 2016 CARRY GP LIMITED | GENERAL PARTNER FR 2016 CARRY, L.P. | 06/01/2016 | Indirect | Other | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| KRUEGER, ALEX, T | LIMITED PARTNER FR 2016 CARRY, L.P. | 08/01/2016 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| FIRST RESERVE FUND XI, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-1721430369 | Private Equity Fund | 444,683,536 | 10,000,000 | |
| FR TEMPLAR CO-INVESTMENT, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-9404607801 | Private Equity Fund | 13,228,057 | 2,000,000 | |
| FR DGE III CO-INVEST ALTERNATIVE B, L.P. | United States | 805-8800325905 | Private Equity Fund | 5,982,778 | 5,700,000 | |
| OLD CLEM INVESTMENTS II, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-3729846447 | Private Equity Fund | 70,539,999 | 0 | |
| FR ASCENT CO-INVESTMENT, L.P. (AND ITS RELATED INVESTMENT VEHICLE) | Cayman Islands | 805-1620967275 | Private Equity Fund | 872,174,277 | 20,000,000 | |
| FIRST RESERVE UPSTREAM ANNEX FUND, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-2019199559 | Private Equity Fund | 482,469,442 | 184,320 | |
| FR DGE III CO-INVESTMENT, L.P. | Cayman Islands | 805-9787858157 | Private Equity Fund | 60,445,774 | 364,489 | |
| FR MK CO-INVESTMENT, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-7018448671 | Private Equity Fund | 33,323,002 | 25,000,000 | |
| FR UTICA MINERALS DEVELOPMENT CO-INVESTMENT, L.P. | United States | 805-9397570795 | Private Equity Fund | 102,186,204 | 87,000,000 | |
| FIRST RESERVE IOG RESOURCES, L.P. | United States | 805-2512160244 | Private Equity Fund | 140,207,399 | 5,000,000 | |
| FIRST RESERVE FUND XIII, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-1171085907 | Private Equity Fund | 4,277,528,392 | 10,000,000 | |
| FR BARRA CO-INVESTMENT, L.P. | Cayman Islands | 805-8440447938 | Private Equity Fund | 110,730,693 | 146,210 | |
| FIRST RESERVE FUND XII, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-4361143016 | Private Equity Fund | 1,782,780,368 | 10,000,000 | |
| OLD CLEM INVESTMENTS, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-2026819500 | Private Equity Fund | 375,923,232 | 300,000,000 | |
| FR XII-A PARALLEL VEHICLE, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-1329357287 | Private Equity Fund | 33,147,401 | 1,000,000 | |
| FR TEMPLAR CO-INVEST ALTERNATIVE, L.P. | United States | 805-3569503252 | Private Equity Fund | 200 | 2,000,000 | |
| FR DGE III CO-INVEST ALTERNATIVE, L.P. | United States | 805-4070117811 | Private Equity Fund | 111,465 | 1,000,000 | |
| FIRST RESERVE FUND X, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-3091352607 | Private Equity Fund | 6,941,276 | 10,000,000 | |
| FR BR MIDSTREAM, L.P. | United States | 805-5961624701 | Private Equity Fund | 262,928,508 | 156,000 | |
| FIRST RESERVE FUND XIV, L.P. | Cayman Islands | 805-7955817186 | Private Equity Fund | 0 | 1,000,000 |
| Name | Title | Start Date | Direct/Indirect | % Ownership | |||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| FR 2016 CARRY, L.P. | LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 06/01/2016 | Direct | 10 - 25% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| GOLD, ANNE, ELIZABETH | CCO/GENERAL COUNSEL/SECRETARY/ASSISTANT TREASURER | 02/01/2005 | Direct | less than 5% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| MACAULAY, WILLIAM, EDWARD | EXECUTIVE CHAIRMAN/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER | 12/01/1982 | Direct | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| ZARRILLI, JENNIFER, CARLA | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/TREASURER/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT,L.P./BOARD OF DIRECTORS MEMBER | 08/01/1998 | Direct | less than 5% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| SCHWARTZ, ALAN, GREGORY | MANAGING DIRECTOR/CHIEF LEGAL OFFICER/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER | 06/01/2006 | Direct | 5 - 10% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| HONEYBOURNE, JOHN, WILLIAM GERVASE | MANAGING DIRECTOR/ LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 08/01/2009 | Direct | 5 - 10% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| PONSA, CLAUDIO, SANTIAGO | MANAGING DIRECTOR/CHIEF OPERATING OFFICER | 02/01/2012 | Direct | less than 5% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| FRC FOUNDERS CORPORATION | LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 08/01/2009 | Direct | 10 - 25% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| FIRST RESERVE MANAGEMENT LIMITED | GENERAL PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 08/01/2009 | Direct | less than 5% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| KRUEGER, ALEX, T | PRESIDENT/CEO/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER | 08/01/2009 | Direct | 10 - 25% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| MACAULAY, WILLIAM, EDWARD | SHAREHOLDER FRC FOUNDERS CORPORATION | 12/01/1991 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| MACAULAY, WILLIAM, EDWARD | LIMITED PARTNER FR 2016 CARRY, L.P. | 08/01/2016 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| HARPEL, JAMES, WILLIAM | SHAREHOLDER FRC FOUNDERS CORPORATION | 12/01/1991 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| HILL, JOHN, ARTHUR | SHAREHOLDER FRC FOUNDERS CORPORATION | 12/01/1991 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| FR 2016 CARRY GP LIMITED | GENERAL PARTNER FR 2016 CARRY, L.P. | 06/01/2016 | Indirect | Other | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| KRUEGER, ALEX, T | LIMITED PARTNER FR 2016 CARRY, L.P. | 08/01/2016 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| FIRST RESERVE FUND X, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-3091352607 | Private Equity Fund | 6,512,929 | 10,000,000 | |
| FIRST RESERVE FUND XI, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-1721430369 | Private Equity Fund | 453,797,811 | 10,000,000 | |
| FR TEMPLAR CO-INVESTMENT, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-9404607801 | Private Equity Fund | 14,372,167 | 2,000,000 | |
| FR DGE III CO-INVEST ALTERNATIVE B, L.P. | United States | 805-8800325905 | Private Equity Fund | 91,034 | 5,700,000 | |
| OLD CLEM INVESTMENTS II, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-3729846447 | Private Equity Fund | 107,930,716 | 0 | |
| FR ASCENT CO-INVESTMENT, L.P. (AND ITS RELATED INVESTMENT VEHICLE) | Cayman Islands | 805-1620967275 | Private Equity Fund | 680,305,156 | 20,000,000 | |
| FR WES CO-INVESTMENT, L.P. | United States | 805-1344095847 | Private Equity Fund | 141,373 | 1,000,000 | |
| FIRST RESERVE UPSTREAM ANNEX FUND, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-2019199559 | Private Equity Fund | 427,026,082 | 184,320 | |
| FR DGE III CO-INVESTMENT, L.P. | Cayman Islands | 805-9787858157 | Private Equity Fund | 356,898,851 | 364,489 | |
| FR MK CO-INVESTMENT, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-7018448671 | Private Equity Fund | 29,193,678 | 25,000,000 | |
| FR UTICA MINERALS DEVELOPMENT CO-INVESTMENT, L.P. | United States | 805-9397570795 | Private Equity Fund | 132,960,846 | 87,000,000 | |
| FR WES CO-INVESTMENT PARALLEL, L.P. | United States | 805-4338785003 | Private Equity Fund | 147,157 | 2,000,000 | |
| FIRST RESERVE IOG RESOURCES, L.P. | United States | 805-2512160244 | Private Equity Fund | 141,789,057 | 5,000,000 | |
| FIRST RESERVE FUND XIII, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-1171085907 | Private Equity Fund | 4,285,946,131 | 10,000,000 | |
| FR BARRA CO-INVESTMENT, L.P. | Cayman Islands | 805-8440447938 | Private Equity Fund | 128,960,466 | 146,210 | |
| FIRST RESERVE FUND XII, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-4361143016 | Private Equity Fund | 2,405,842,643 | 10,000,000 | |
| OLD CLEM INVESTMENTS, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-2026819500 | Private Equity Fund | 358,766,769 | 300,000,000 | |
| FR XII-A PARALLEL VEHICLE, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-1329357287 | Private Equity Fund | 44,866,547 | 1,000,000 | |
| FR TEMPLAR CO-INVEST ALTERNATIVE, L.P. | United States | 805-3569503252 | Private Equity Fund | 0 | 2,000,000 | |
| FR DGE III CO-INVEST ALTERNATIVE, L.P. | United States | 805-4070117811 | Private Equity Fund | 50,317 | 1,000,000 |
| Name | Title | Start Date | Direct/Indirect | % Ownership | |||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| FR 2016 CARRY, L.P. | LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 06/01/2016 | Direct | 10 - 25% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| GOLD, ANNE, ELIZABETH | CCO/GENERAL COUNSEL/SECRETARY/ASSISTANT TREASURER | 02/01/2005 | Direct | less than 5% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| MACAULAY, WILLIAM, EDWARD | EXECUTIVE CHAIRMAN/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER | 12/01/1982 | Direct | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| ZARRILLI, JENNIFER, CARLA | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/TREASURER/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT,L.P./BOARD OF DIRECTORS MEMBER | 08/01/1998 | Direct | less than 5% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| SCHWARTZ, ALAN, GREGORY | MANAGING DIRECTOR/CHIEF LEGAL OFFICER/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER | 06/01/2006 | Direct | 5 - 10% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| HONEYBOURNE, JOHN, WILLIAM GERVASE | MANAGING DIRECTOR/ LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 08/01/2009 | Direct | 5 - 10% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| PONSA, CLAUDIO, SANTIAGO | MANAGING DIRECTOR/CHIEF OPERATING OFFICER | 02/01/2012 | Direct | less than 5% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| FRC FOUNDERS CORPORATION | LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 08/01/2009 | Direct | 10 - 25% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| KRUEGER, ALEX, T | PRESIDENT/CEO/LIMITED PARTNER OF FIRST RESERVE MANAGEMENT, L.P./BOARD OF DIRECTORS MEMBER | 08/01/2009 | Direct | 10 - 25% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| FIRST RESERVE MANAGEMENT LIMITED | GENERAL PARTNER OF FIRST RESERVE MANAGEMENT, L.P. | 08/01/2009 | Direct | less than 5% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| MACAULAY, WILLIAM, EDWARD | SHAREHOLDER FRC FOUNDERS CORPORATION | 12/01/1991 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| MACAULAY, WILLIAM, EDWARD | LIMITED PARTNER FR 2016 CARRY, L.P. | 08/01/2016 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| HARPEL, JAMES, WILLIAM | SHAREHOLDER FRC FOUNDERS CORPORATION | 12/01/1991 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| HILL, JOHN, ARTHUR | SHAREHOLDER FRC FOUNDERS CORPORATION | 12/01/1991 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| KRUEGER, ALEX, T | LIMITED PARTNER FR 2016 CARRY, L.P. | 08/01/2016 | Indirect | 25 - 50% | |||||||||||||||||||||
|
|||||||||||||||||||||||||
| FR 2016 CARRY GP LIMITED | GENERAL PARTNER FR 2016 CARRY, L.P. | 06/01/2016 | Indirect | Other | |||||||||||||||||||||
|
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| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| OLD CLEM INVESTMENTS II, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-3729846447 | Private Equity Fund | 107,930,716 | 0 | |
| FR ASCENT CO-INVESTMENT, L.P. (AND ITS RELATED INVESTMENT VEHICLE) | Cayman Islands | 805-1620967275 | Private Equity Fund | 680,305,156 | 20,000,000 | |
| FR WES CO-INVESTMENT, L.P. | United States | 805-1344095847 | Private Equity Fund | 141,373 | 1,000,000 | |
| FIRST RESERVE UPSTREAM ANNEX FUND, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-2019199559 | Private Equity Fund | 427,026,082 | 184,320 | |
| FR DGE III CO-INVESTMENT, L.P. | Cayman Islands | 805-9787858157 | Private Equity Fund | 356,898,851 | 364,489 | |
| FR MK CO-INVESTMENT, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-7018448671 | Private Equity Fund | 29,193,678 | 25,000,000 | |
| FR UTICA MINERALS DEVELOPMENT CO-INVESTMENT, L.P. | United States | 805-9397570795 | Private Equity Fund | 132,960,846 | 87,000,000 | |
| FR WES CO-INVESTMENT PARALLEL, L.P. | United States | 805-4338785003 | Private Equity Fund | 147,157 | 2,000,000 | |
| FIRST RESERVE IOG RESOURCES, L.P. | United States | 805-2512160244 | Private Equity Fund | 141,789,057 | 5,000,000 | |
| FIRST RESERVE FUND XIII, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-1171085907 | Private Equity Fund | 4,285,946,131 | 10,000,000 | |
| FR BARRA CO-INVESTMENT, L.P. | Cayman Islands | 805-8440447938 | Private Equity Fund | 128,960,466 | 146,210 | |
| FIRST RESERVE FUND XII, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-4361143016 | Private Equity Fund | 2,405,842,643 | 10,000,000 | |
| OLD CLEM INVESTMENTS, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-2026819500 | Private Equity Fund | 358,766,769 | 300,000,000 | |
| FR XII-A PARALLEL VEHICLE, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-1329357287 | Private Equity Fund | 44,866,547 | 1,000,000 | |
| FR TEMPLAR CO-INVEST ALTERNATIVE, L.P. | United States | 805-3569503252 | Private Equity Fund | 0 | 2,000,000 | |
| FR DGE III CO-INVEST ALTERNATIVE, L.P. | United States | 805-4070117811 | Private Equity Fund | 50,317 | 1,000,000 | |
| FIRST RESERVE FUND X, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-3091352607 | Private Equity Fund | 6,512,929 | 10,000,000 | |
| FIRST RESERVE FUND XI, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | United States | 805-1721430369 | Private Equity Fund | 453,797,811 | 10,000,000 | |
| FR TEMPLAR CO-INVESTMENT, L.P. (AND ITS RELATED INVESTMENT VEHICLES) | Cayman Islands | 805-9404607801 | Private Equity Fund | 14,372,167 | 2,000,000 | |
| FR DGE III CO-INVEST ALTERNATIVE B, L.P. | United States | 805-8800325905 | Private Equity Fund | 91,034 | 5,700,000 |
