FORWARD MANAGEMENT, LLC

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Forward Management is based out of San Francisco. Forward Management is a large advisory firm with 197 clients and discretionary assets under management (AUM) of $964,591,015 (Form ADV from 2019-10-28). Their last reported 13F filing for Q3 2019 included $656,737,000 in managed 13F securities and a top 10 holdings concentration of 78.11%. Forward Management's largest holding is SPDR Bloomberg Barclays 1-3 Month T-Bill ET with shares held of 2,660,295. Forward Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 57 13F filings, and 69 13G filings

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68

S&P 500
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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $656.737 Million
  • Prior Market Value $565.943 Million
  • New Purchases4 stocks
  • Additional Purchases3 stocks
  • Sold out of1 stock
  • Reduced holdings in18 stocks
  • Top 10 Holdings % 78.11 %
  • Turnover % [1]:9.80%
  • Turnover Alt % [2]: 18.53 %
  • Time Held Top20:9.45 quarters
  • Time Held Top10:6.30 quarters
  • Time Held All:15.73 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -3.24%
Performance Last 4 Quarters: -2.21%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR/A (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR/A (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR/A (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR/A (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR/A (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
BROADMARK ASSET MANAGEMENT LLC
Henry James International Management Inc.

View Last Form Adv Compilation Report on Record

FORWARD MANAGEMENT, LLC
345 CALIFORNIA STREET SUITE 1600
SAN FRANCISCO CA    94104
Country: United States

Business Phone: 415-869-6300
Fax: 415-982-2566
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 87
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 197
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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FORWARD MANAGEMENT, LLC

ownership team - last updated 2019-03-22
Name Title Start Date Direct/Indirect % Ownership
SALIENT PARTNERS, L.P. MEMBER 06/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
FORWARD MANAGEMENT, LLC MEMBER direct 2015-06-01
BROADMARK ASSET MANAGEMENT LLC MEMBER indirect 2015-06-01
SALIENT ADVISORS, L.P. LIMITED PARTNER direct 2002-08-01
ENDOWMENT ADVISERS, L.P. OWNER indirect 2003-05-01
ENDOWMENT ADVISERS, L.P. LIMITED PARTNER direct 2003-12-01
ENDOWMENT ADVISERS, L.P. CLASS A LIMITED PARTNER direct 2003-12-01
LEGATO CAPITAL MANAGEMENT LLC MEMBER indirect 2015-06-01
GHE ADVISERS, L.P. CLASS A LIMITED PARTNER direct 2006-08-01
INTEGRITY CAPITAL, LLC MEMBER direct 2010-11-01
SALIENT CAPITAL ADVISORS, LLC MEMBER direct 2011-01-01
SUSTAINABLE WOODLANDS PARTNERS, LLC MEMBER direct 2004-10-01
THE SALIENT ZARVONA ENERGY FUND GP, L.P. LIMITED PARTNER direct 2011-03-01
THE SALIENT ZARVONA ENERGY FUND GP, L.P. MEMBER indirect 2011-03-01
SALIENT PRIVATE CLIENT, LLC MEMBER direct 2017-05-01
BACHTOLD, PAUL, AXTELL CHIEF COMPLIANCE OFFICER 06/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
FORWARD MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-06-01
BROADMARK ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-12-01
SALIENT ADVISORS, L.P. CHIEF COMPLIANCE OFFICER direct 2010-08-01
ENDOWMENT ADVISERS, L.P. CHIEF COMPLIANCE OFFICER direct 2010-08-01
GHE ADVISERS, L.P. CHIEF COMPLIANCE OFFICER direct 2010-08-01
INTEGRITY CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2010-11-01
SALIENT CAPITAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2011-01-01
SUSTAINABLE WOODLANDS PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2011-05-01
SALIENT PRIVATE CLIENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-05-01
BLAISDELL, JOHN, ARTHUR CHAIRMAN AND CHIEF EXECUTIVE OFFICER 06/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
GHE ADVISERS, L.P. INVESTMENT COMMITTEE MEMBER direct 2006-08-01
GHE ADVISERS, L.P. ELECTED MANAGER, MEMBER indirect 2006-08-01
INTEGRITY CAPITAL, LLC ELECTED MANAGER indirect 2003-05-01
INTEGRITY CAPITAL, LLC CHIEF EXECUTIVE OFFICER direct 2010-11-01
INTEGRITY CAPITAL, LLC MANAGING DIRECTOR direct 2010-11-01
SALIENT CAPITAL ADVISORS, LLC ELECTED MANAGER indirect 2003-05-01
SALIENT CAPITAL ADVISORS, LLC CO-CHAIRMAN/CHIEF EXECUTIVE OFFICER direct 2011-01-01
SALIENT CAPITAL ADVISORS, LLC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2011-01-01
SALIENT CAPITAL ADVISORS, LLC MANAGING DIRECTOR direct 2011-01-01
SUSTAINABLE WOODLANDS PARTNERS, LLC ELECTED MANAGER indirect 2003-05-01
SUSTAINABLE WOODLANDS PARTNERS, LLC ELECTED MANAGER direct 2011-11-01
THE SALIENT ZARVONA ENERGY FUND GP, L.P. ELECTED MANAGER indirect 2003-05-01
SALIENT PRIVATE CLIENT, LLC ELECTED MANAGER indirect 2003-05-01
SALIENT PRIVATE CLIENT, LLC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2017-05-01
FORWARD MANAGEMENT, LLC ELECTED MANAGER indirect 2003-05-01
FORWARD MANAGEMENT, LLC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2015-06-01
BROADMARK ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2003-05-01
BROADMARK ASSET MANAGEMENT LLC MANAGER direct 2015-06-01
SALIENT ADVISORS, L.P. PARTNER indirect 2003-01-01
SALIENT ADVISORS, L.P. PARTNER indirect 2003-01-01
SALIENT ADVISORS, L.P. ELECTED MANAGER indirect 2003-05-01
SALIENT ADVISORS, L.P. PARTNER indirect 2003-05-01
SALIENT ADVISORS, L.P. MANAGING DIRECTOR direct 2005-03-01
SALIENT ADVISORS, L.P. MANAGER direct 2005-03-01
SALIENT ADVISORS, L.P. CO-CHAIRMAN/CHIEF EXECUTIVE OFFICER direct 2005-03-01
SALIENT ADVISORS, L.P. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-03-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER, MEMBER indirect 2003-03-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2003-03-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2003-03-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2003-05-01
ENDOWMENT ADVISERS, L.P. MANAGER indirect 2003-09-01
ENDOWMENT ADVISERS, L.P. CO-CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2003-12-01
ENDOWMENT ADVISERS, L.P. INVESTMENT COMMITTEE MEMBER direct 2003-12-01
ENDOWMENT ADVISERS, L.P. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2003-12-01
ENDOWMENT ADVISERS, L.P. CO-CEO / MANAGING DIRECTOR direct 2003-12-01
ENDOWMENT ADVISERS, L.P. INVESTMENT COMMITTEE MEMBER, CLASS A LIMITED PARTNER direct 2003-12-01
LEGATO CAPITAL MANAGEMENT LLC ELECTED MEMBER indirect 2003-05-01
GHE ADVISERS, L.P. ELECTED MANAGER indirect 2003-05-01
GHE ADVISERS, L.P. ELECTED MANAGER indirect 2006-08-01
DANIEL, DAWNA, LYNNE SECRETARY 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
FORWARD MANAGEMENT, LLC SECRETARY direct 2016-11-01
SALIENT ADVISORS, L.P. SECRETARY direct 2011-11-01
SALIENT CAPITAL ADVISORS, LLC SECRETARY direct 2011-11-01
SALIENT PRIVATE CLIENT, LLC SECRETARY direct 2017-05-01
DEPRIEST, JONATHAN, WADE EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
FORWARD MANAGEMENT, LLC EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL direct 2016-11-01
SALIENT ADVISORS, L.P. EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL direct 2016-11-01
ENDOWMENT ADVISERS, L.P. EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL direct 2016-11-01
SALIENT CAPITAL ADVISORS, LLC EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL direct 2016-11-01
SALIENT PRIVATE CLIENT, LLC EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL direct 2017-05-01
LINTON, DAVID, ONTHANK EXECUTIVE VICE PRESIDENT - HEAD OF DISTRIBUTION 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
FORWARD MANAGEMENT, LLC EXECUTIVE VICE PRESIDENT - HEAD OF DISTRIBUTION direct 2016-11-01
SALIENT ADVISORS, L.P. EXECUTIVE VICE PRESIDENT - HEAD OF DISTRIBUTION direct 2016-11-01
ENDOWMENT ADVISERS, L.P. EXECUTIVE VICE PRESIDENT - HEAD OF DISTRIBUTION direct 2016-11-01
SALIENT CAPITAL ADVISORS, LLC EXECUTIVE VICE PRESIDENT - HEAD OF DISTRIBUTION direct 2016-11-01
BAYAZITOGLU, KRISTEN, LINDSAY CHIEF OPERATING OFFICER 07/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
FORWARD MANAGEMENT, LLC CHIEF OPERATING OFFICER - ASSET MANAGEMENT direct 2017-07-01
SALIENT ADVISORS, L.P. CHIEF OPERATING OFFICER - ASSET MANAGEMENT direct 2017-07-01
ENDOWMENT ADVISERS, L.P. CHIEF OPERATING OFFICER - ASSET MANAGEMENT direct 2017-07-01
SALIENT CAPITAL ADVISORS, LLC CHIEF OPERATING OFFICER - ASSET MANAGEMENT direct 2017-07-01
DUSENBERRY, THOMAS, ALLEN DIRECTOR OF FUND OPERATIONS 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ENDOWMENT ADVISERS, L.P. DIRECTOR OF FUND OPERATIONS direct 2017-08-01
SALIENT ADVISORS, L.P. DIRECTOR OF FUND OPERATIONS direct 2017-08-01
SALIENT CAPITAL ADVISORS, LLC DIRECTOR OF FUND OPERATIONS direct 2017-08-01
FORWARD MANAGEMENT, LLC DIRECTOR OF FUND OPERATIONS direct 2017-08-01
REID, GREGORY, ALLEN PRESIDENT 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
FORWARD MANAGEMENT, LLC ELECTED MANAGER indirect 2017-02-01
BROADMARK ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2017-02-01
SALIENT ADVISORS, L.P. ELECTED MANAGER indirect 2017-02-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2017-02-01
TELEMUS INVESTMENT MANAGEMENT, LLC MEMBER, BOARD OF MANAGERS indirect 2007-06-01
TELEMUS INVESTMENT MANAGEMENT, LLC MANAGING DIRECTOR indirect 2007-06-01
TELEMUS WEALTH ADVISORS, LLC MANAGING DIRECTOR indirect 2007-06-01
TELEMUS WEALTH ADVISORS, LLC MEMBER, BOARD OF MANAGERS indirect 2007-06-01
TELEMUS/BEACON INVESTMENT COMPANY LLC MEMBER, BOARD OF MANAGERS indirect 2007-06-01
TELEMUS/BEACON INVESTMENT COMPANY LLC MANAGING DIRECTOR indirect 2007-06-01
RDG CAPITAL LLC CHIEF EXECUTIVE OFFICER direct 2010-05-01
SALIENT CAPITAL ADVISORS, LLC PRESIDENT AND CEO - MLP BUSINESS direct 2010-05-01
RDG CAPITAL LLC LIMITED PARTNER OF RDG CAPITAL LLC AND CEO OF RDG CAPITAL LLC indirect 2010-05-01
RDG CAPITAL LLC PARTNER indirect 2010-05-01
SALIENT CAPITAL ADVISORS, LLC ELECTED MANAGER indirect 2017-02-01
RDG CAPITAL MANAGEMENT LLC CHIEF EXECUTIVE OFFICER AND MANAGING MEMBER direct 2010-06-01
RDG CAPITAL MANAGEMENT LLC CHIEF EXECUTIVE OFFICER direct 2010-06-01
SUSTAINABLE WOODLANDS PARTNERS, LLC ELECTED MANAGER indirect 2017-02-01
THE SALIENT ZARVONA ENERGY FUND GP, L.P. INVESTMENT COMMITTEE MEMBER direct 2011-03-01
SALIENT PRIVATE CLIENT, LLC ELECTED MANAGER indirect 2017-02-01
HIBBETTS, MATTHEW, SCOTT CHIEF FINANCIAL OFFICER AND TREASURER 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SALIENT CAPITAL ADVISORS, LLC CHIEF OPERATING OFFICER - MLP BUSINESS direct 2016-11-01
CHEN, YAN MANAGER, FUND ACCOUNTING 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SALIENT ADVISORS, L.P. MANAGER, FUND ACCOUNTING direct 2018-08-01
ENDOWMENT ADVISERS, L.P. MANAGER, FUND ACCOUNTING direct 2018-08-01
FORWARD MANAGEMENT, LLC MANAGER, FUND ACCOUNTING direct 2018-08-01
SALIENT CAPITAL ADVISORS, LLC MANAGER, FUND ACCOUNTING direct 2018-08-01
ENSZER, WILLIAM, KANE MANAGING DIRECTOR, PORTFOLIO MANAGEMENT 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SALIENT ADVISORS, L.P. DIRECTOR direct 2011-11-01
SALIENT CAPITAL MANAGEMENT, LLC GENERAL PARTNER SALIENT PARTNERS, L.P. 05/01/2003 Indirect Other
Fund Name Position direct/indirect start date end date
FORWARD MANAGEMENT, LLC GENERAL PARTNER indirect 2003-05-01
BROADMARK ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2003-05-01
BROADMARK ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2003-05-01
SALIENT ADVISORS, L.P. GENERAL PARTNER indirect 2003-05-01
SALIENT ADVISORS, L.P. GENERAL PARTNER direct 2003-05-01
ENDOWMENT ADVISERS, L.P. GENERAL PARTNER direct 2003-03-01
ENDOWMENT ADVISERS, L.P. GENERAL PARTNER indirect 2003-05-01
LEGATO CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2003-05-01
GHE ADVISERS, L.P. GENERAL PARTNER indirect 2006-08-01
GHE ADVISERS, L.P. GENERAL PARTNER direct 2006-08-01
INTEGRITY CAPITAL, LLC GENERAL PARTNER indirect 2003-05-01
SALIENT CAPITAL ADVISORS, LLC GENERAL PARTNER indirect 2003-05-01
SUSTAINABLE WOODLANDS PARTNERS, LLC GENERAL PARTNER indirect 2003-05-01
THE SALIENT ZARVONA ENERGY FUND GP, L.P. GENERAL PARTNER indirect 2003-05-01
SALIENT PRIVATE CLIENT, LLC GENERAL PARTNER indirect 2003-05-01
BLAISDELL, JOHN, ARTHUR ELECTED MANAGER SALIENT CAPITAL MANAGEMENT, LLC 05/01/2003 Indirect Other
Fund Name Position direct/indirect start date end date
GHE ADVISERS, L.P. INVESTMENT COMMITTEE MEMBER direct 2006-08-01
GHE ADVISERS, L.P. ELECTED MANAGER, MEMBER indirect 2006-08-01
INTEGRITY CAPITAL, LLC ELECTED MANAGER indirect 2003-05-01
INTEGRITY CAPITAL, LLC CHIEF EXECUTIVE OFFICER direct 2010-11-01
INTEGRITY CAPITAL, LLC MANAGING DIRECTOR direct 2010-11-01
SALIENT CAPITAL ADVISORS, LLC ELECTED MANAGER indirect 2003-05-01
SALIENT CAPITAL ADVISORS, LLC CO-CHAIRMAN/CHIEF EXECUTIVE OFFICER direct 2011-01-01
SALIENT CAPITAL ADVISORS, LLC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2011-01-01
SALIENT CAPITAL ADVISORS, LLC MANAGING DIRECTOR direct 2011-01-01
SUSTAINABLE WOODLANDS PARTNERS, LLC ELECTED MANAGER indirect 2003-05-01
SUSTAINABLE WOODLANDS PARTNERS, LLC ELECTED MANAGER direct 2011-11-01
THE SALIENT ZARVONA ENERGY FUND GP, L.P. ELECTED MANAGER indirect 2003-05-01
SALIENT PRIVATE CLIENT, LLC ELECTED MANAGER indirect 2003-05-01
SALIENT PRIVATE CLIENT, LLC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2017-05-01
FORWARD MANAGEMENT, LLC ELECTED MANAGER indirect 2003-05-01
FORWARD MANAGEMENT, LLC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2015-06-01
BROADMARK ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2003-05-01
BROADMARK ASSET MANAGEMENT LLC MANAGER direct 2015-06-01
SALIENT ADVISORS, L.P. PARTNER indirect 2003-01-01
SALIENT ADVISORS, L.P. PARTNER indirect 2003-01-01
SALIENT ADVISORS, L.P. ELECTED MANAGER indirect 2003-05-01
SALIENT ADVISORS, L.P. PARTNER indirect 2003-05-01
SALIENT ADVISORS, L.P. MANAGING DIRECTOR direct 2005-03-01
SALIENT ADVISORS, L.P. MANAGER direct 2005-03-01
SALIENT ADVISORS, L.P. CO-CHAIRMAN/CHIEF EXECUTIVE OFFICER direct 2005-03-01
SALIENT ADVISORS, L.P. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-03-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER, MEMBER indirect 2003-03-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2003-03-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2003-03-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2003-05-01
ENDOWMENT ADVISERS, L.P. MANAGER indirect 2003-09-01
ENDOWMENT ADVISERS, L.P. CO-CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2003-12-01
ENDOWMENT ADVISERS, L.P. INVESTMENT COMMITTEE MEMBER direct 2003-12-01
ENDOWMENT ADVISERS, L.P. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2003-12-01
ENDOWMENT ADVISERS, L.P. CO-CEO / MANAGING DIRECTOR direct 2003-12-01
ENDOWMENT ADVISERS, L.P. INVESTMENT COMMITTEE MEMBER, CLASS A LIMITED PARTNER direct 2003-12-01
LEGATO CAPITAL MANAGEMENT LLC ELECTED MEMBER indirect 2003-05-01
GHE ADVISERS, L.P. ELECTED MANAGER indirect 2003-05-01
GHE ADVISERS, L.P. ELECTED MANAGER indirect 2006-08-01
DEAN, CHRISTOPHER, JOHN ELECTED MANAGER SALIENT CAPITAL MANAGEMENT, LLC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
FORWARD MANAGEMENT, LLC ELECTED MANAGER indirect 2010-01-01
BROADMARK ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2010-01-01
SALIENT ADVISORS, L.P. ELECTED MANAGER indirect 2010-01-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2010-01-01
LEGATO CAPITAL MANAGEMENT LLC ELECTED MEMBER indirect 2010-01-01
GHE ADVISERS, L.P. ELECTED MANAGER indirect 2010-01-01
INTEGRITY CAPITAL, LLC ELECTED MANAGER indirect 2010-01-01
SALIENT CAPITAL ADVISORS, LLC ELECTED MANAGER indirect 2010-01-01
SUSTAINABLE WOODLANDS PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
THE SALIENT ZARVONA ENERGY FUND GP, L.P. ELECTED MANAGER indirect 2010-01-01
SALIENT PRIVATE CLIENT, LLC ELECTED MANAGER indirect 2010-01-01
FERGUSON, JOHN, PHILIP ELECTED MANAGER SALIENT CAPITAL MANAGEMENT, LLC 05/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
A I M CAPITAL MANAGEMENT, INC CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR direct 2005-01-01
A I M ADVISORS, INC. SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER direct 2005-01-01
FORWARD MANAGEMENT, LLC ELECTED MANAGER indirect 2012-05-01
AIM PRIVATE ASSET MANAGEMENT, INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-01-01
BROADMARK ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2012-05-01
SALIENT ADVISORS, L.P. ELECTED MANAGER indirect 2012-05-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2012-05-01
LEGATO CAPITAL MANAGEMENT LLC ELECTED MEMBER indirect 2012-05-01
GHE ADVISERS, L.P. ELECTED MANAGER indirect 2012-05-01
INTEGRITY CAPITAL, LLC ELECTED MANAGER indirect 2012-05-01
SALIENT CAPITAL ADVISORS, LLC ELECTED MANAGER indirect 2012-05-01
SUSTAINABLE WOODLANDS PARTNERS, LLC ELECTED MANAGER indirect 2012-05-01
THE SALIENT ZARVONA ENERGY FUND GP, L.P. ELECTED MANAGER indirect 2012-05-01
SALIENT PRIVATE CLIENT, LLC ELECTED MANAGER indirect 2012-05-01
REID, GREGORY, ALLEN ELECTED MANAGER SALIENT CAPITAL MANAGEMENT, LLC 02/01/2017 Indirect Other
Fund Name Position direct/indirect start date end date
FORWARD MANAGEMENT, LLC ELECTED MANAGER indirect 2017-02-01
BROADMARK ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2017-02-01
SALIENT ADVISORS, L.P. ELECTED MANAGER indirect 2017-02-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2017-02-01
TELEMUS INVESTMENT MANAGEMENT, LLC MEMBER, BOARD OF MANAGERS indirect 2007-06-01
TELEMUS INVESTMENT MANAGEMENT, LLC MANAGING DIRECTOR indirect 2007-06-01
TELEMUS WEALTH ADVISORS, LLC MANAGING DIRECTOR indirect 2007-06-01
TELEMUS WEALTH ADVISORS, LLC MEMBER, BOARD OF MANAGERS indirect 2007-06-01
TELEMUS/BEACON INVESTMENT COMPANY LLC MEMBER, BOARD OF MANAGERS indirect 2007-06-01
TELEMUS/BEACON INVESTMENT COMPANY LLC MANAGING DIRECTOR indirect 2007-06-01
RDG CAPITAL LLC CHIEF EXECUTIVE OFFICER direct 2010-05-01
SALIENT CAPITAL ADVISORS, LLC PRESIDENT AND CEO - MLP BUSINESS direct 2010-05-01
RDG CAPITAL LLC LIMITED PARTNER OF RDG CAPITAL LLC AND CEO OF RDG CAPITAL LLC indirect 2010-05-01
RDG CAPITAL LLC PARTNER indirect 2010-05-01
SALIENT CAPITAL ADVISORS, LLC ELECTED MANAGER indirect 2017-02-01
RDG CAPITAL MANAGEMENT LLC CHIEF EXECUTIVE OFFICER AND MANAGING MEMBER direct 2010-06-01
RDG CAPITAL MANAGEMENT LLC CHIEF EXECUTIVE OFFICER direct 2010-06-01
SUSTAINABLE WOODLANDS PARTNERS, LLC ELECTED MANAGER indirect 2017-02-01
THE SALIENT ZARVONA ENERGY FUND GP, L.P. INVESTMENT COMMITTEE MEMBER direct 2011-03-01
SALIENT PRIVATE CLIENT, LLC ELECTED MANAGER indirect 2017-02-01
RADCLIFFE, JEREMY, LAWRENCE ELECTED MANAGER SALIENT CAPITAL MANAGEMENT, LLC 11/01/2017 Indirect Other
Fund Name Position direct/indirect start date end date
SALIENT ADVISORS, L.P. PRESIDENT AND CHIEF STRATEGY OFFICER direct 2002-08-01
ENDOWMENT ADVISERS, L.P. SECRETARY direct 2009-01-01
INTEGRITY CAPITAL, LLC SECRETARY direct 2010-11-01
SALIENT CAPITAL ADVISORS, LLC PRESIDENT AND CHIEF STRATEGY OFFICER direct 2011-01-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2011-10-01
THE SALIENT ZARVONA ENERGY FUND GP, L.P. INVESTMENT COMMITTEE MEMBER direct 2013-10-01
FORWARD MANAGEMENT, LLC PRESIDENT AND CHIEF STRATEGY OFFICER direct 2015-06-01
BROADMARK ASSET MANAGEMENT LLC MANAGER direct 2015-06-01
SALIENT PRIVATE CLIENT, LLC PRESIDENT AND CHIEF STRATEGY OFFICER direct 2017-05-01
REDSTONE CONSULTING LLC SROP/CROP direct 1999-11-01 2002-04-01
SALIENT ADVISORS, L.P. MEMBER direct 2002-08-01 2004-03-31
ENDOWMENT ADVISERS, L.P. EXECUTIVE VICE PRESIDENT direct 2003-12-01 2005-03-22
SALIENT ADVISORS, L.P. FOUNDING PARTNER indirect 2002-08-01 2005-03-31
SALIENT ADVISORS, L.P. FOUNDING PARTNER indirect 2002-08-01 2005-03-31
SALIENT ADVISORS, L.P. CHIEF COMPLIANCE OFFICER direct 2004-10-01 2005-03-31
ENDOWMENT ADVISERS, L.P. MANAGER & MEMBER indirect 2003-03-01 2005-04-19
ENDOWMENT ADVISERS, L.P. CHIEF COMPLIANCE OFFICER direct 2004-01-01 2005-04-19
ENDOWMENT ADVISERS, L.P. CHIEF COMPLIANCE OFFICER, CLASS A LIMITED PARTNER direct 2003-12-01 2006-02-01
GHE ADVISERS, L.P. CHIEF COMPLIANCE OFFICER direct 2006-08-01 2006-10-13
SALIENT ADVISORS, L.P. MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER direct 2002-08-01 2007-01-12
ENDOWMENT ADVISERS, L.P. CHIEF COMPLIANCE OFFICER direct 2003-12-01 2007-01-12
ENDOWMENT ADVISERS, L.P. INVESTMENT COMMITTEE MEMBER direct 2007-02-01 2007-09-13
GHE ADVISERS, L.P. INVESTMENT COMMITTEE MEMBER direct 2007-02-01 2007-09-13
GHE ADVISERS, L.P. ELECTED MANAGER indirect 2003-05-01 2010-03-29
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2003-05-01 2010-03-29
SALIENT ADVISORS, L.P. ELECTED MANAGER indirect 2003-05-01 2010-04-05
INTEGRITY CAPITAL, LLC MANAGING DIRECTOR direct 2010-11-01 2011-01-20
SALIENT ADVISORS, L.P. MANAGING DIRECTOR direct 2002-08-01 2011-07-20
SALIENT CAPITAL ADVISORS, LLC SECRETARY direct 2011-01-01 2011-09-29
GHE ADVISERS, L.P. ELECTED MANAGER indirect 2011-10-01 2012-03-28
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2011-10-01 2012-03-30
SUSTAINABLE WOODLANDS PARTNERS, LLC ELECTED MANAGER indirect 2011-10-01 2012-03-30
SALIENT ADVISORS, L.P. ELECTED MANAGER indirect 2011-10-01 2012-03-30
INTEGRITY CAPITAL, LLC ELECTED MANAGER indirect 2011-10-01 2012-03-30
SALIENT CAPITAL ADVISORS, LLC ELECTED MANAGER indirect 2011-10-01 2012-05-07
ENDOWMENT ADVISERS, L.P. SECRETARY / MANAGING DIRECTOR direct 2009-01-01 2012-05-21
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER, MEMBER indirect 2011-10-01 2013-03-25
SALIENT ADVISORS, L.P. CHIEF OPERATING OFFICER direct 2002-08-01 2015-03-27
SALIENT CAPITAL ADVISORS, LLC CHIEF OPERATING OFFICER direct 2011-01-01 2015-05-15
FORWARD MANAGEMENT, LLC PRESIDENT AND SECRETARY direct 2015-06-01 2016-07-20
SALIENT ADVISORS, L.P. PRESIDENT direct 2002-08-01 2016-11-11
SALIENT CAPITAL ADVISORS, LLC PRESIDENT direct 2011-01-01 2016-11-11

FORWARD MANAGEMENT, LLC

ownership team - last updated 2018-10-02
Name Title Start Date Direct/Indirect % Ownership
SALIENT PARTNERS, L.P. MEMBER 06/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
FORWARD MANAGEMENT, LLC MEMBER direct 2015-06-01
BROADMARK ASSET MANAGEMENT LLC MEMBER indirect 2015-06-01
SALIENT ADVISORS, L.P. LIMITED PARTNER direct 2002-08-01
ENDOWMENT ADVISERS, L.P. OWNER indirect 2003-05-01
ENDOWMENT ADVISERS, L.P. LIMITED PARTNER direct 2003-12-01
ENDOWMENT ADVISERS, L.P. CLASS A LIMITED PARTNER direct 2003-12-01
LEGATO CAPITAL MANAGEMENT LLC MEMBER indirect 2015-06-01
GHE ADVISERS, L.P. CLASS A LIMITED PARTNER direct 2006-08-01
INTEGRITY CAPITAL, LLC MEMBER direct 2010-11-01
SALIENT CAPITAL ADVISORS, LLC MEMBER direct 2011-01-01
SUSTAINABLE WOODLANDS PARTNERS, LLC MEMBER direct 2004-10-01
THE SALIENT ZARVONA ENERGY FUND GP, L.P. LIMITED PARTNER direct 2011-03-01
THE SALIENT ZARVONA ENERGY FUND GP, L.P. MEMBER indirect 2011-03-01
SALIENT PRIVATE CLIENT, LLC MEMBER direct 2017-05-01
BACHTOLD, PAUL, AXTELL CHIEF COMPLIANCE OFFICER 06/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
FORWARD MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-06-01
BROADMARK ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-12-01
SALIENT ADVISORS, L.P. CHIEF COMPLIANCE OFFICER direct 2010-08-01
ENDOWMENT ADVISERS, L.P. CHIEF COMPLIANCE OFFICER direct 2010-08-01
GHE ADVISERS, L.P. CHIEF COMPLIANCE OFFICER direct 2010-08-01
INTEGRITY CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2010-11-01
SALIENT CAPITAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2011-01-01
SUSTAINABLE WOODLANDS PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2011-05-01
SALIENT PRIVATE CLIENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-05-01
BLAISDELL, JOHN, ARTHUR CHAIRMAN AND CHIEF EXECUTIVE OFFICER 06/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
GHE ADVISERS, L.P. INVESTMENT COMMITTEE MEMBER direct 2006-08-01
GHE ADVISERS, L.P. ELECTED MANAGER, MEMBER indirect 2006-08-01
INTEGRITY CAPITAL, LLC ELECTED MANAGER indirect 2003-05-01
INTEGRITY CAPITAL, LLC CHIEF EXECUTIVE OFFICER direct 2010-11-01
INTEGRITY CAPITAL, LLC MANAGING DIRECTOR direct 2010-11-01
SALIENT CAPITAL ADVISORS, LLC ELECTED MANAGER indirect 2003-05-01
SALIENT CAPITAL ADVISORS, LLC CO-CHAIRMAN/CHIEF EXECUTIVE OFFICER direct 2011-01-01
SALIENT CAPITAL ADVISORS, LLC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2011-01-01
SALIENT CAPITAL ADVISORS, LLC MANAGING DIRECTOR direct 2011-01-01
SUSTAINABLE WOODLANDS PARTNERS, LLC ELECTED MANAGER indirect 2003-05-01
SUSTAINABLE WOODLANDS PARTNERS, LLC ELECTED MANAGER direct 2011-11-01
THE SALIENT ZARVONA ENERGY FUND GP, L.P. ELECTED MANAGER indirect 2003-05-01
SALIENT PRIVATE CLIENT, LLC ELECTED MANAGER indirect 2003-05-01
SALIENT PRIVATE CLIENT, LLC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2017-05-01
FORWARD MANAGEMENT, LLC ELECTED MANAGER indirect 2003-05-01
FORWARD MANAGEMENT, LLC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2015-06-01
BROADMARK ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2003-05-01
BROADMARK ASSET MANAGEMENT LLC MANAGER direct 2015-06-01
SALIENT ADVISORS, L.P. PARTNER indirect 2003-01-01
SALIENT ADVISORS, L.P. PARTNER indirect 2003-01-01
SALIENT ADVISORS, L.P. ELECTED MANAGER indirect 2003-05-01
SALIENT ADVISORS, L.P. PARTNER indirect 2003-05-01
SALIENT ADVISORS, L.P. MANAGING DIRECTOR direct 2005-03-01
SALIENT ADVISORS, L.P. MANAGER direct 2005-03-01
SALIENT ADVISORS, L.P. CO-CHAIRMAN/CHIEF EXECUTIVE OFFICER direct 2005-03-01
SALIENT ADVISORS, L.P. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-03-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER, MEMBER indirect 2003-03-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2003-03-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2003-03-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2003-05-01
ENDOWMENT ADVISERS, L.P. MANAGER indirect 2003-09-01
ENDOWMENT ADVISERS, L.P. CO-CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2003-12-01
ENDOWMENT ADVISERS, L.P. INVESTMENT COMMITTEE MEMBER direct 2003-12-01
ENDOWMENT ADVISERS, L.P. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2003-12-01
ENDOWMENT ADVISERS, L.P. CO-CEO / MANAGING DIRECTOR direct 2003-12-01
ENDOWMENT ADVISERS, L.P. INVESTMENT COMMITTEE MEMBER, CLASS A LIMITED PARTNER direct 2003-12-01
LEGATO CAPITAL MANAGEMENT LLC ELECTED MEMBER indirect 2003-05-01
GHE ADVISERS, L.P. ELECTED MANAGER indirect 2003-05-01
GHE ADVISERS, L.P. ELECTED MANAGER indirect 2006-08-01
DANIEL, DAWNA, LYNNE SECRETARY 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
FORWARD MANAGEMENT, LLC SECRETARY direct 2016-11-01
SALIENT ADVISORS, L.P. SECRETARY direct 2011-11-01
SALIENT CAPITAL ADVISORS, LLC SECRETARY direct 2011-11-01
SALIENT PRIVATE CLIENT, LLC SECRETARY direct 2017-05-01
DEPRIEST, JONATHAN, WADE EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
FORWARD MANAGEMENT, LLC EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL direct 2016-11-01
SALIENT ADVISORS, L.P. EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL direct 2016-11-01
ENDOWMENT ADVISERS, L.P. EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL direct 2016-11-01
SALIENT CAPITAL ADVISORS, LLC EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL direct 2016-11-01
SALIENT PRIVATE CLIENT, LLC EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL direct 2017-05-01
LINTON, DAVID, ONTHANK EXECUTIVE VICE PRESIDENT - HEAD OF DISTRIBUTION 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
FORWARD MANAGEMENT, LLC EXECUTIVE VICE PRESIDENT - HEAD OF DISTRIBUTION direct 2016-11-01
SALIENT ADVISORS, L.P. EXECUTIVE VICE PRESIDENT - HEAD OF DISTRIBUTION direct 2016-11-01
ENDOWMENT ADVISERS, L.P. EXECUTIVE VICE PRESIDENT - HEAD OF DISTRIBUTION direct 2016-11-01
SALIENT CAPITAL ADVISORS, LLC EXECUTIVE VICE PRESIDENT - HEAD OF DISTRIBUTION direct 2016-11-01
BAYAZITOGLU, KRISTEN, LINDSAY CHIEF OPERATING OFFICER 07/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
FORWARD MANAGEMENT, LLC CHIEF OPERATING OFFICER - ASSET MANAGEMENT direct 2017-07-01
SALIENT ADVISORS, L.P. CHIEF OPERATING OFFICER - ASSET MANAGEMENT direct 2017-07-01
ENDOWMENT ADVISERS, L.P. CHIEF OPERATING OFFICER - ASSET MANAGEMENT direct 2017-07-01
SALIENT CAPITAL ADVISORS, LLC CHIEF OPERATING OFFICER - ASSET MANAGEMENT direct 2017-07-01
DUSENBERRY, THOMAS, ALLEN DIRECTOR OF FUND OPERATIONS 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ENDOWMENT ADVISERS, L.P. DIRECTOR OF FUND OPERATIONS direct 2017-08-01
SALIENT ADVISORS, L.P. DIRECTOR OF FUND OPERATIONS direct 2017-08-01
SALIENT CAPITAL ADVISORS, LLC DIRECTOR OF FUND OPERATIONS direct 2017-08-01
FORWARD MANAGEMENT, LLC DIRECTOR OF FUND OPERATIONS direct 2017-08-01
REID, GREGORY, ALLEN PRESIDENT 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
FORWARD MANAGEMENT, LLC ELECTED MANAGER indirect 2017-02-01
BROADMARK ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2017-02-01
SALIENT ADVISORS, L.P. ELECTED MANAGER indirect 2017-02-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2017-02-01
TELEMUS INVESTMENT MANAGEMENT, LLC MEMBER, BOARD OF MANAGERS indirect 2007-06-01
TELEMUS INVESTMENT MANAGEMENT, LLC MANAGING DIRECTOR indirect 2007-06-01
TELEMUS WEALTH ADVISORS, LLC MANAGING DIRECTOR indirect 2007-06-01
TELEMUS WEALTH ADVISORS, LLC MEMBER, BOARD OF MANAGERS indirect 2007-06-01
TELEMUS/BEACON INVESTMENT COMPANY LLC MEMBER, BOARD OF MANAGERS indirect 2007-06-01
TELEMUS/BEACON INVESTMENT COMPANY LLC MANAGING DIRECTOR indirect 2007-06-01
RDG CAPITAL LLC CHIEF EXECUTIVE OFFICER direct 2010-05-01
SALIENT CAPITAL ADVISORS, LLC PRESIDENT AND CEO - MLP BUSINESS direct 2010-05-01
RDG CAPITAL LLC LIMITED PARTNER OF RDG CAPITAL LLC AND CEO OF RDG CAPITAL LLC indirect 2010-05-01
RDG CAPITAL LLC PARTNER indirect 2010-05-01
SALIENT CAPITAL ADVISORS, LLC ELECTED MANAGER indirect 2017-02-01
RDG CAPITAL MANAGEMENT LLC CHIEF EXECUTIVE OFFICER AND MANAGING MEMBER direct 2010-06-01
RDG CAPITAL MANAGEMENT LLC CHIEF EXECUTIVE OFFICER direct 2010-06-01
SUSTAINABLE WOODLANDS PARTNERS, LLC ELECTED MANAGER indirect 2017-02-01
THE SALIENT ZARVONA ENERGY FUND GP, L.P. INVESTMENT COMMITTEE MEMBER direct 2011-03-01
SALIENT PRIVATE CLIENT, LLC ELECTED MANAGER indirect 2017-02-01
HIBBETTS, MATTHEW, SCOTT CHIEF FINANCIAL OFFICER AND TREASURER 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SALIENT CAPITAL ADVISORS, LLC CHIEF OPERATING OFFICER - MLP BUSINESS direct 2016-11-01
CHEN, YAN MANAGER, FUND ACCOUNTING 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SALIENT ADVISORS, L.P. MANAGER, FUND ACCOUNTING direct 2018-08-01
ENDOWMENT ADVISERS, L.P. MANAGER, FUND ACCOUNTING direct 2018-08-01
FORWARD MANAGEMENT, LLC MANAGER, FUND ACCOUNTING direct 2018-08-01
SALIENT CAPITAL ADVISORS, LLC MANAGER, FUND ACCOUNTING direct 2018-08-01
ENSZER, WILLIAM, KANE MANAGING DIRECTOR, PORTFOLIO MANAGEMENT 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SALIENT ADVISORS, L.P. DIRECTOR direct 2011-11-01
SALIENT CAPITAL MANAGEMENT, LLC GENERAL PARTNER SALIENT PARTNERS, L.P. 05/01/2003 Indirect Other
Fund Name Position direct/indirect start date end date
FORWARD MANAGEMENT, LLC GENERAL PARTNER indirect 2003-05-01
BROADMARK ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2003-05-01
BROADMARK ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2003-05-01
SALIENT ADVISORS, L.P. GENERAL PARTNER indirect 2003-05-01
SALIENT ADVISORS, L.P. GENERAL PARTNER direct 2003-05-01
ENDOWMENT ADVISERS, L.P. GENERAL PARTNER direct 2003-03-01
ENDOWMENT ADVISERS, L.P. GENERAL PARTNER indirect 2003-05-01
LEGATO CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2003-05-01
GHE ADVISERS, L.P. GENERAL PARTNER indirect 2006-08-01
GHE ADVISERS, L.P. GENERAL PARTNER direct 2006-08-01
INTEGRITY CAPITAL, LLC GENERAL PARTNER indirect 2003-05-01
SALIENT CAPITAL ADVISORS, LLC GENERAL PARTNER indirect 2003-05-01
SUSTAINABLE WOODLANDS PARTNERS, LLC GENERAL PARTNER indirect 2003-05-01
THE SALIENT ZARVONA ENERGY FUND GP, L.P. GENERAL PARTNER indirect 2003-05-01
SALIENT PRIVATE CLIENT, LLC GENERAL PARTNER indirect 2003-05-01
BLAISDELL, JOHN, ARTHUR ELECTED MANAGER SALIENT CAPITAL MANAGEMENT, LLC 05/01/2003 Indirect Other
Fund Name Position direct/indirect start date end date
GHE ADVISERS, L.P. INVESTMENT COMMITTEE MEMBER direct 2006-08-01
GHE ADVISERS, L.P. ELECTED MANAGER, MEMBER indirect 2006-08-01
INTEGRITY CAPITAL, LLC ELECTED MANAGER indirect 2003-05-01
INTEGRITY CAPITAL, LLC CHIEF EXECUTIVE OFFICER direct 2010-11-01
INTEGRITY CAPITAL, LLC MANAGING DIRECTOR direct 2010-11-01
SALIENT CAPITAL ADVISORS, LLC ELECTED MANAGER indirect 2003-05-01
SALIENT CAPITAL ADVISORS, LLC CO-CHAIRMAN/CHIEF EXECUTIVE OFFICER direct 2011-01-01
SALIENT CAPITAL ADVISORS, LLC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2011-01-01
SALIENT CAPITAL ADVISORS, LLC MANAGING DIRECTOR direct 2011-01-01
SUSTAINABLE WOODLANDS PARTNERS, LLC ELECTED MANAGER indirect 2003-05-01
SUSTAINABLE WOODLANDS PARTNERS, LLC ELECTED MANAGER direct 2011-11-01
THE SALIENT ZARVONA ENERGY FUND GP, L.P. ELECTED MANAGER indirect 2003-05-01
SALIENT PRIVATE CLIENT, LLC ELECTED MANAGER indirect 2003-05-01
SALIENT PRIVATE CLIENT, LLC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2017-05-01
FORWARD MANAGEMENT, LLC ELECTED MANAGER indirect 2003-05-01
FORWARD MANAGEMENT, LLC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2015-06-01
BROADMARK ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2003-05-01
BROADMARK ASSET MANAGEMENT LLC MANAGER direct 2015-06-01
SALIENT ADVISORS, L.P. PARTNER indirect 2003-01-01
SALIENT ADVISORS, L.P. PARTNER indirect 2003-01-01
SALIENT ADVISORS, L.P. ELECTED MANAGER indirect 2003-05-01
SALIENT ADVISORS, L.P. PARTNER indirect 2003-05-01
SALIENT ADVISORS, L.P. MANAGING DIRECTOR direct 2005-03-01
SALIENT ADVISORS, L.P. MANAGER direct 2005-03-01
SALIENT ADVISORS, L.P. CO-CHAIRMAN/CHIEF EXECUTIVE OFFICER direct 2005-03-01
SALIENT ADVISORS, L.P. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-03-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER, MEMBER indirect 2003-03-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2003-03-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2003-03-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2003-05-01
ENDOWMENT ADVISERS, L.P. MANAGER indirect 2003-09-01
ENDOWMENT ADVISERS, L.P. CO-CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2003-12-01
ENDOWMENT ADVISERS, L.P. INVESTMENT COMMITTEE MEMBER direct 2003-12-01
ENDOWMENT ADVISERS, L.P. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2003-12-01
ENDOWMENT ADVISERS, L.P. CO-CEO / MANAGING DIRECTOR direct 2003-12-01
ENDOWMENT ADVISERS, L.P. INVESTMENT COMMITTEE MEMBER, CLASS A LIMITED PARTNER direct 2003-12-01
LEGATO CAPITAL MANAGEMENT LLC ELECTED MEMBER indirect 2003-05-01
GHE ADVISERS, L.P. ELECTED MANAGER indirect 2003-05-01
GHE ADVISERS, L.P. ELECTED MANAGER indirect 2006-08-01
DEAN, CHRISTOPHER, JOHN ELECTED MANAGER SALIENT CAPITAL MANAGEMENT, LLC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
FORWARD MANAGEMENT, LLC ELECTED MANAGER indirect 2010-01-01
BROADMARK ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2010-01-01
SALIENT ADVISORS, L.P. ELECTED MANAGER indirect 2010-01-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2010-01-01
LEGATO CAPITAL MANAGEMENT LLC ELECTED MEMBER indirect 2010-01-01
GHE ADVISERS, L.P. ELECTED MANAGER indirect 2010-01-01
INTEGRITY CAPITAL, LLC ELECTED MANAGER indirect 2010-01-01
SALIENT CAPITAL ADVISORS, LLC ELECTED MANAGER indirect 2010-01-01
SUSTAINABLE WOODLANDS PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
THE SALIENT ZARVONA ENERGY FUND GP, L.P. ELECTED MANAGER indirect 2010-01-01
SALIENT PRIVATE CLIENT, LLC ELECTED MANAGER indirect 2010-01-01
FERGUSON, JOHN, PHILIP ELECTED MANAGER SALIENT CAPITAL MANAGEMENT, LLC 05/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
A I M CAPITAL MANAGEMENT, INC CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR direct 2005-01-01
A I M ADVISORS, INC. SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER direct 2005-01-01
FORWARD MANAGEMENT, LLC ELECTED MANAGER indirect 2012-05-01
AIM PRIVATE ASSET MANAGEMENT, INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-01-01
BROADMARK ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2012-05-01
SALIENT ADVISORS, L.P. ELECTED MANAGER indirect 2012-05-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2012-05-01
LEGATO CAPITAL MANAGEMENT LLC ELECTED MEMBER indirect 2012-05-01
GHE ADVISERS, L.P. ELECTED MANAGER indirect 2012-05-01
INTEGRITY CAPITAL, LLC ELECTED MANAGER indirect 2012-05-01
SALIENT CAPITAL ADVISORS, LLC ELECTED MANAGER indirect 2012-05-01
SUSTAINABLE WOODLANDS PARTNERS, LLC ELECTED MANAGER indirect 2012-05-01
THE SALIENT ZARVONA ENERGY FUND GP, L.P. ELECTED MANAGER indirect 2012-05-01
SALIENT PRIVATE CLIENT, LLC ELECTED MANAGER indirect 2012-05-01
REID, GREGORY, ALLEN ELECTED MANAGER SALIENT CAPITAL MANAGEMENT, LLC 02/01/2017 Indirect Other
Fund Name Position direct/indirect start date end date
FORWARD MANAGEMENT, LLC ELECTED MANAGER indirect 2017-02-01
BROADMARK ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2017-02-01
SALIENT ADVISORS, L.P. ELECTED MANAGER indirect 2017-02-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2017-02-01
TELEMUS INVESTMENT MANAGEMENT, LLC MEMBER, BOARD OF MANAGERS indirect 2007-06-01
TELEMUS INVESTMENT MANAGEMENT, LLC MANAGING DIRECTOR indirect 2007-06-01
TELEMUS WEALTH ADVISORS, LLC MANAGING DIRECTOR indirect 2007-06-01
TELEMUS WEALTH ADVISORS, LLC MEMBER, BOARD OF MANAGERS indirect 2007-06-01
TELEMUS/BEACON INVESTMENT COMPANY LLC MEMBER, BOARD OF MANAGERS indirect 2007-06-01
TELEMUS/BEACON INVESTMENT COMPANY LLC MANAGING DIRECTOR indirect 2007-06-01
RDG CAPITAL LLC CHIEF EXECUTIVE OFFICER direct 2010-05-01
SALIENT CAPITAL ADVISORS, LLC PRESIDENT AND CEO - MLP BUSINESS direct 2010-05-01
RDG CAPITAL LLC LIMITED PARTNER OF RDG CAPITAL LLC AND CEO OF RDG CAPITAL LLC indirect 2010-05-01
RDG CAPITAL LLC PARTNER indirect 2010-05-01
SALIENT CAPITAL ADVISORS, LLC ELECTED MANAGER indirect 2017-02-01
RDG CAPITAL MANAGEMENT LLC CHIEF EXECUTIVE OFFICER AND MANAGING MEMBER direct 2010-06-01
RDG CAPITAL MANAGEMENT LLC CHIEF EXECUTIVE OFFICER direct 2010-06-01
SUSTAINABLE WOODLANDS PARTNERS, LLC ELECTED MANAGER indirect 2017-02-01
THE SALIENT ZARVONA ENERGY FUND GP, L.P. INVESTMENT COMMITTEE MEMBER direct 2011-03-01
SALIENT PRIVATE CLIENT, LLC ELECTED MANAGER indirect 2017-02-01
RADCLIFFE, JEREMY, LAWRENCE ELECTED MANAGER SALIENT CAPITAL MANAGEMENT, LLC 11/01/2017 Indirect Other
Fund Name Position direct/indirect start date end date
SALIENT ADVISORS, L.P. PRESIDENT AND CHIEF STRATEGY OFFICER direct 2002-08-01
ENDOWMENT ADVISERS, L.P. SECRETARY direct 2009-01-01
INTEGRITY CAPITAL, LLC SECRETARY direct 2010-11-01
SALIENT CAPITAL ADVISORS, LLC PRESIDENT AND CHIEF STRATEGY OFFICER direct 2011-01-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2011-10-01
THE SALIENT ZARVONA ENERGY FUND GP, L.P. INVESTMENT COMMITTEE MEMBER direct 2013-10-01
FORWARD MANAGEMENT, LLC PRESIDENT AND CHIEF STRATEGY OFFICER direct 2015-06-01
BROADMARK ASSET MANAGEMENT LLC MANAGER direct 2015-06-01
SALIENT PRIVATE CLIENT, LLC PRESIDENT AND CHIEF STRATEGY OFFICER direct 2017-05-01
REDSTONE CONSULTING LLC SROP/CROP direct 1999-11-01 2002-04-01
SALIENT ADVISORS, L.P. MEMBER direct 2002-08-01 2004-03-31
ENDOWMENT ADVISERS, L.P. EXECUTIVE VICE PRESIDENT direct 2003-12-01 2005-03-22
SALIENT ADVISORS, L.P. FOUNDING PARTNER indirect 2002-08-01 2005-03-31
SALIENT ADVISORS, L.P. FOUNDING PARTNER indirect 2002-08-01 2005-03-31
SALIENT ADVISORS, L.P. CHIEF COMPLIANCE OFFICER direct 2004-10-01 2005-03-31
ENDOWMENT ADVISERS, L.P. MANAGER & MEMBER indirect 2003-03-01 2005-04-19
ENDOWMENT ADVISERS, L.P. CHIEF COMPLIANCE OFFICER direct 2004-01-01 2005-04-19
ENDOWMENT ADVISERS, L.P. CHIEF COMPLIANCE OFFICER, CLASS A LIMITED PARTNER direct 2003-12-01 2006-02-01
GHE ADVISERS, L.P. CHIEF COMPLIANCE OFFICER direct 2006-08-01 2006-10-13
SALIENT ADVISORS, L.P. MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER direct 2002-08-01 2007-01-12
ENDOWMENT ADVISERS, L.P. CHIEF COMPLIANCE OFFICER direct 2003-12-01 2007-01-12
ENDOWMENT ADVISERS, L.P. INVESTMENT COMMITTEE MEMBER direct 2007-02-01 2007-09-13
GHE ADVISERS, L.P. INVESTMENT COMMITTEE MEMBER direct 2007-02-01 2007-09-13
GHE ADVISERS, L.P. ELECTED MANAGER indirect 2003-05-01 2010-03-29
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2003-05-01 2010-03-29
SALIENT ADVISORS, L.P. ELECTED MANAGER indirect 2003-05-01 2010-04-05
INTEGRITY CAPITAL, LLC MANAGING DIRECTOR direct 2010-11-01 2011-01-20
SALIENT ADVISORS, L.P. MANAGING DIRECTOR direct 2002-08-01 2011-07-20
SALIENT CAPITAL ADVISORS, LLC SECRETARY direct 2011-01-01 2011-09-29
GHE ADVISERS, L.P. ELECTED MANAGER indirect 2011-10-01 2012-03-28
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2011-10-01 2012-03-30
SUSTAINABLE WOODLANDS PARTNERS, LLC ELECTED MANAGER indirect 2011-10-01 2012-03-30
SALIENT ADVISORS, L.P. ELECTED MANAGER indirect 2011-10-01 2012-03-30
INTEGRITY CAPITAL, LLC ELECTED MANAGER indirect 2011-10-01 2012-03-30
SALIENT CAPITAL ADVISORS, LLC ELECTED MANAGER indirect 2011-10-01 2012-05-07
ENDOWMENT ADVISERS, L.P. SECRETARY / MANAGING DIRECTOR direct 2009-01-01 2012-05-21
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER, MEMBER indirect 2011-10-01 2013-03-25
SALIENT ADVISORS, L.P. CHIEF OPERATING OFFICER direct 2002-08-01 2015-03-27
SALIENT CAPITAL ADVISORS, LLC CHIEF OPERATING OFFICER direct 2011-01-01 2015-05-15
FORWARD MANAGEMENT, LLC PRESIDENT AND SECRETARY direct 2015-06-01 2016-07-20
SALIENT ADVISORS, L.P. PRESIDENT direct 2002-08-01 2016-11-11
SALIENT CAPITAL ADVISORS, LLC PRESIDENT direct 2011-01-01 2016-11-11

FORWARD MANAGEMENT, LLC

ownership team - last updated 2018-06-06
Name Title Start Date Direct/Indirect % Ownership
SALIENT PARTNERS, L.P. MEMBER 06/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
FORWARD MANAGEMENT, LLC MEMBER direct 2015-06-01
BROADMARK ASSET MANAGEMENT LLC MEMBER indirect 2015-06-01
SALIENT ADVISORS, L.P. LIMITED PARTNER direct 2002-08-01
ENDOWMENT ADVISERS, L.P. OWNER indirect 2003-05-01
ENDOWMENT ADVISERS, L.P. LIMITED PARTNER direct 2003-12-01
ENDOWMENT ADVISERS, L.P. CLASS A LIMITED PARTNER direct 2003-12-01
LEGATO CAPITAL MANAGEMENT LLC MEMBER indirect 2015-06-01
GHE ADVISERS, L.P. CLASS A LIMITED PARTNER direct 2006-08-01
INTEGRITY CAPITAL, LLC MEMBER direct 2010-11-01
SALIENT CAPITAL ADVISORS, LLC MEMBER direct 2011-01-01
SUSTAINABLE WOODLANDS PARTNERS, LLC MEMBER direct 2004-10-01
THE SALIENT ZARVONA ENERGY FUND GP, L.P. LIMITED PARTNER direct 2011-03-01
THE SALIENT ZARVONA ENERGY FUND GP, L.P. MEMBER indirect 2011-03-01
SALIENT PRIVATE CLIENT, LLC MEMBER direct 2017-05-01
BACHTOLD, PAUL, AXTELL CHIEF COMPLIANCE OFFICER 06/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
FORWARD MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-06-01
BROADMARK ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-12-01
SALIENT ADVISORS, L.P. CHIEF COMPLIANCE OFFICER direct 2010-08-01
ENDOWMENT ADVISERS, L.P. CHIEF COMPLIANCE OFFICER direct 2010-08-01
GHE ADVISERS, L.P. CHIEF COMPLIANCE OFFICER direct 2010-08-01
INTEGRITY CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2010-11-01
SALIENT CAPITAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2011-01-01
SUSTAINABLE WOODLANDS PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2011-05-01
SALIENT PRIVATE CLIENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-05-01
BLAISDELL, JOHN, ARTHUR CHAIRMAN AND CHIEF EXECUTIVE OFFICER 06/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
GHE ADVISERS, L.P. INVESTMENT COMMITTEE MEMBER direct 2006-08-01
GHE ADVISERS, L.P. ELECTED MANAGER, MEMBER indirect 2006-08-01
INTEGRITY CAPITAL, LLC ELECTED MANAGER indirect 2003-05-01
INTEGRITY CAPITAL, LLC CHIEF EXECUTIVE OFFICER direct 2010-11-01
INTEGRITY CAPITAL, LLC MANAGING DIRECTOR direct 2010-11-01
SALIENT CAPITAL ADVISORS, LLC ELECTED MANAGER indirect 2003-05-01
SALIENT CAPITAL ADVISORS, LLC CO-CHAIRMAN/CHIEF EXECUTIVE OFFICER direct 2011-01-01
SALIENT CAPITAL ADVISORS, LLC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2011-01-01
SALIENT CAPITAL ADVISORS, LLC MANAGING DIRECTOR direct 2011-01-01
SUSTAINABLE WOODLANDS PARTNERS, LLC ELECTED MANAGER indirect 2003-05-01
SUSTAINABLE WOODLANDS PARTNERS, LLC ELECTED MANAGER direct 2011-11-01
THE SALIENT ZARVONA ENERGY FUND GP, L.P. ELECTED MANAGER indirect 2003-05-01
SALIENT PRIVATE CLIENT, LLC ELECTED MANAGER indirect 2003-05-01
SALIENT PRIVATE CLIENT, LLC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2017-05-01
FORWARD MANAGEMENT, LLC ELECTED MANAGER indirect 2003-05-01
FORWARD MANAGEMENT, LLC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2015-06-01
BROADMARK ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2003-05-01
BROADMARK ASSET MANAGEMENT LLC MANAGER direct 2015-06-01
SALIENT ADVISORS, L.P. PARTNER indirect 2003-01-01
SALIENT ADVISORS, L.P. PARTNER indirect 2003-01-01
SALIENT ADVISORS, L.P. ELECTED MANAGER indirect 2003-05-01
SALIENT ADVISORS, L.P. PARTNER indirect 2003-05-01
SALIENT ADVISORS, L.P. MANAGING DIRECTOR direct 2005-03-01
SALIENT ADVISORS, L.P. MANAGER direct 2005-03-01
SALIENT ADVISORS, L.P. CO-CHAIRMAN/CHIEF EXECUTIVE OFFICER direct 2005-03-01
SALIENT ADVISORS, L.P. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-03-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER, MEMBER indirect 2003-03-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2003-03-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2003-03-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2003-05-01
ENDOWMENT ADVISERS, L.P. MANAGER indirect 2003-09-01
ENDOWMENT ADVISERS, L.P. CO-CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2003-12-01
ENDOWMENT ADVISERS, L.P. INVESTMENT COMMITTEE MEMBER direct 2003-12-01
ENDOWMENT ADVISERS, L.P. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2003-12-01
ENDOWMENT ADVISERS, L.P. CO-CEO / MANAGING DIRECTOR direct 2003-12-01
ENDOWMENT ADVISERS, L.P. INVESTMENT COMMITTEE MEMBER, CLASS A LIMITED PARTNER direct 2003-12-01
LEGATO CAPITAL MANAGEMENT LLC ELECTED MEMBER indirect 2003-05-01
GHE ADVISERS, L.P. ELECTED MANAGER indirect 2003-05-01
GHE ADVISERS, L.P. ELECTED MANAGER indirect 2006-08-01
PRICE, JOHN, EDWARD CHIEF FINANCIAL OFFICER AND TREASURER 06/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
FORWARD MANAGEMENT, LLC CHIEF FINANCIAL OFFICER AND TREASURER direct 2015-06-01
SALIENT ADVISORS, L.P. CHIEF FINANCIAL OFFICER AND TREASURER direct 2005-12-01
SALIENT ADVISORS, L.P. CHIEF FINANCIAL OFFICER direct 2005-12-01
ENDOWMENT ADVISERS, L.P. CHIEF FINANCIAL OFFICER direct 2003-12-01
THE ENDOWMENT FUND CP, L.P. VICE PRESIDENT direct 2003-12-01
ENDOWMENT ADVISERS, L.P. CHIEF FINANCIAL OFFICER AND TREASURER direct 2003-12-01
ENDOWMENT ADVISERS, L.P. CHIEF FINANCIAL OFFICER, CLASS A LIMITED PARTNER direct 2003-12-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2014-01-01
GHE ADVISERS, L.P. CHIEF FINANCIAL OFFICER direct 2006-08-01
INTEGRITY CAPITAL, LLC CHIEF FINANCIAL OFFICER direct 2010-11-01
SALIENT CAPITAL ADVISORS, LLC CHIEF FINANCIAL OFFICER AND TREASURER direct 2011-01-01
SALIENT CAPITAL ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2011-01-01
SUSTAINABLE WOODLANDS PARTNERS, LLC CHIEF FINANCIAL OFFICER direct 2004-10-01
SALIENT PRIVATE CLIENT, LLC CHIEF FINANCIAL OFFICER AND TREASURER direct 2017-05-01
RADCLIFFE, JEREMY, LAWRENCE PRESIDENT AND CHIEF STRATEGY OFFICER 06/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SALIENT ADVISORS, L.P. PRESIDENT AND CHIEF STRATEGY OFFICER direct 2002-08-01
ENDOWMENT ADVISERS, L.P. SECRETARY direct 2009-01-01
INTEGRITY CAPITAL, LLC SECRETARY direct 2010-11-01
SALIENT CAPITAL ADVISORS, LLC PRESIDENT AND CHIEF STRATEGY OFFICER direct 2011-01-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2011-10-01
THE SALIENT ZARVONA ENERGY FUND GP, L.P. INVESTMENT COMMITTEE MEMBER direct 2013-10-01
FORWARD MANAGEMENT, LLC PRESIDENT AND CHIEF STRATEGY OFFICER direct 2015-06-01
BROADMARK ASSET MANAGEMENT LLC MANAGER direct 2015-06-01
SALIENT PRIVATE CLIENT, LLC PRESIDENT AND CHIEF STRATEGY OFFICER direct 2017-05-01
REDSTONE CONSULTING LLC SROP/CROP direct 1999-11-01 2002-04-01
SALIENT ADVISORS, L.P. MEMBER direct 2002-08-01 2004-03-31
ENDOWMENT ADVISERS, L.P. EXECUTIVE VICE PRESIDENT direct 2003-12-01 2005-03-22
SALIENT ADVISORS, L.P. FOUNDING PARTNER indirect 2002-08-01 2005-03-31
SALIENT ADVISORS, L.P. FOUNDING PARTNER indirect 2002-08-01 2005-03-31
SALIENT ADVISORS, L.P. CHIEF COMPLIANCE OFFICER direct 2004-10-01 2005-03-31
ENDOWMENT ADVISERS, L.P. MANAGER & MEMBER indirect 2003-03-01 2005-04-19
ENDOWMENT ADVISERS, L.P. CHIEF COMPLIANCE OFFICER direct 2004-01-01 2005-04-19
ENDOWMENT ADVISERS, L.P. CHIEF COMPLIANCE OFFICER, CLASS A LIMITED PARTNER direct 2003-12-01 2006-02-01
GHE ADVISERS, L.P. CHIEF COMPLIANCE OFFICER direct 2006-08-01 2006-10-13
SALIENT ADVISORS, L.P. MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER direct 2002-08-01 2007-01-12
ENDOWMENT ADVISERS, L.P. CHIEF COMPLIANCE OFFICER direct 2003-12-01 2007-01-12
ENDOWMENT ADVISERS, L.P. INVESTMENT COMMITTEE MEMBER direct 2007-02-01 2007-09-13
GHE ADVISERS, L.P. INVESTMENT COMMITTEE MEMBER direct 2007-02-01 2007-09-13
GHE ADVISERS, L.P. ELECTED MANAGER indirect 2003-05-01 2010-03-29
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2003-05-01 2010-03-29
SALIENT ADVISORS, L.P. ELECTED MANAGER indirect 2003-05-01 2010-04-05
INTEGRITY CAPITAL, LLC MANAGING DIRECTOR direct 2010-11-01 2011-01-20
SALIENT ADVISORS, L.P. MANAGING DIRECTOR direct 2002-08-01 2011-07-20
SALIENT CAPITAL ADVISORS, LLC SECRETARY direct 2011-01-01 2011-09-29
GHE ADVISERS, L.P. ELECTED MANAGER indirect 2011-10-01 2012-03-28
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2011-10-01 2012-03-30
SUSTAINABLE WOODLANDS PARTNERS, LLC ELECTED MANAGER indirect 2011-10-01 2012-03-30
SALIENT ADVISORS, L.P. ELECTED MANAGER indirect 2011-10-01 2012-03-30
INTEGRITY CAPITAL, LLC ELECTED MANAGER indirect 2011-10-01 2012-03-30
SALIENT CAPITAL ADVISORS, LLC ELECTED MANAGER indirect 2011-10-01 2012-05-07
ENDOWMENT ADVISERS, L.P. SECRETARY / MANAGING DIRECTOR direct 2009-01-01 2012-05-21
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER, MEMBER indirect 2011-10-01 2013-03-25
SALIENT ADVISORS, L.P. CHIEF OPERATING OFFICER direct 2002-08-01 2015-03-27
SALIENT CAPITAL ADVISORS, LLC CHIEF OPERATING OFFICER direct 2011-01-01 2015-05-15
FORWARD MANAGEMENT, LLC PRESIDENT AND SECRETARY direct 2015-06-01 2016-07-20
SALIENT ADVISORS, L.P. PRESIDENT direct 2002-08-01 2016-11-11
SALIENT CAPITAL ADVISORS, LLC PRESIDENT direct 2011-01-01 2016-11-11
DANIEL, DAWNA, LYNNE SECRETARY 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
FORWARD MANAGEMENT, LLC SECRETARY direct 2016-11-01
SALIENT ADVISORS, L.P. SECRETARY direct 2011-11-01
SALIENT CAPITAL ADVISORS, LLC SECRETARY direct 2011-11-01
SALIENT PRIVATE CLIENT, LLC SECRETARY direct 2017-05-01
DEPRIEST, JONATHAN, WADE EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
FORWARD MANAGEMENT, LLC EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL direct 2016-11-01
SALIENT ADVISORS, L.P. EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL direct 2016-11-01
ENDOWMENT ADVISERS, L.P. EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL direct 2016-11-01
SALIENT CAPITAL ADVISORS, LLC EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL direct 2016-11-01
SALIENT PRIVATE CLIENT, LLC EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL direct 2017-05-01
GUINN, WILLIAM, RUSSELL EXECUTIVE VICE PRESIDENT - ASSET MANAGEMENT 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
FORWARD MANAGEMENT, LLC EXECUTIVE VICE PRESIDENT - ASSET MANAGEMENT direct 2016-11-01
SALIENT ADVISORS, L.P. EXECUTIVE VICE PRESIDENT - ASSET MANAGEMENT direct 2016-11-01
ENDOWMENT ADVISERS, L.P. EXECUTIVE VICE PRESIDENT - ASSET MANAGEMENT direct 2016-11-01
SALIENT CAPITAL ADVISORS, LLC EXECUTIVE VICE PRESIDENT - ASSET MANAGEMENT direct 2016-11-01
LINTON, DAVID, ONTHANK EXECUTIVE VICE PRESIDENT - HEAD OF DISTRIBUTION 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
FORWARD MANAGEMENT, LLC EXECUTIVE VICE PRESIDENT - HEAD OF DISTRIBUTION direct 2016-11-01
SALIENT ADVISORS, L.P. EXECUTIVE VICE PRESIDENT - HEAD OF DISTRIBUTION direct 2016-11-01
ENDOWMENT ADVISERS, L.P. EXECUTIVE VICE PRESIDENT - HEAD OF DISTRIBUTION direct 2016-11-01
SALIENT CAPITAL ADVISORS, LLC EXECUTIVE VICE PRESIDENT - HEAD OF DISTRIBUTION direct 2016-11-01
HUNT, WILLIAM, BEN CHIEF INVESTMENT STRATEGIST 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
FORWARD MANAGEMENT, LLC CHIEF INVESTMENT STRATEGIST direct 2016-11-01
SALIENT ADVISORS, L.P. CHIEF INVESTMENT STRATEGIST direct 2016-11-01
ENDOWMENT ADVISERS, L.P. CHIEF INVESTMENT STRATEGIST direct 2016-11-01
SALIENT CAPITAL ADVISORS, LLC CHIEF INVESTMENT STRATEGIST direct 2016-11-01
BAYAZITOGLU, KRISTEN, LINDSAY CHIEF OPERATING OFFICER - ASSET MANAGEMENT 07/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
FORWARD MANAGEMENT, LLC CHIEF OPERATING OFFICER - ASSET MANAGEMENT direct 2017-07-01
SALIENT ADVISORS, L.P. CHIEF OPERATING OFFICER - ASSET MANAGEMENT direct 2017-07-01
ENDOWMENT ADVISERS, L.P. CHIEF OPERATING OFFICER - ASSET MANAGEMENT direct 2017-07-01
SALIENT CAPITAL ADVISORS, LLC CHIEF OPERATING OFFICER - ASSET MANAGEMENT direct 2017-07-01
DUSENBERRY, THOMAS, ALLEN DIRECTOR OF FUND OPERATIONS 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ENDOWMENT ADVISERS, L.P. DIRECTOR OF FUND OPERATIONS direct 2017-08-01
SALIENT ADVISORS, L.P. DIRECTOR OF FUND OPERATIONS direct 2017-08-01
SALIENT CAPITAL ADVISORS, LLC DIRECTOR OF FUND OPERATIONS direct 2017-08-01
FORWARD MANAGEMENT, LLC DIRECTOR OF FUND OPERATIONS direct 2017-08-01
SALIENT CAPITAL MANAGEMENT, LLC GENERAL PARTNER SALIENT PARTNERS, L.P. 05/01/2003 Indirect Other
Fund Name Position direct/indirect start date end date
FORWARD MANAGEMENT, LLC GENERAL PARTNER indirect 2003-05-01
BROADMARK ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2003-05-01
BROADMARK ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2003-05-01
SALIENT ADVISORS, L.P. GENERAL PARTNER indirect 2003-05-01
SALIENT ADVISORS, L.P. GENERAL PARTNER direct 2003-05-01
ENDOWMENT ADVISERS, L.P. GENERAL PARTNER direct 2003-03-01
ENDOWMENT ADVISERS, L.P. GENERAL PARTNER indirect 2003-05-01
LEGATO CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2003-05-01
GHE ADVISERS, L.P. GENERAL PARTNER indirect 2006-08-01
GHE ADVISERS, L.P. GENERAL PARTNER direct 2006-08-01
INTEGRITY CAPITAL, LLC GENERAL PARTNER indirect 2003-05-01
SALIENT CAPITAL ADVISORS, LLC GENERAL PARTNER indirect 2003-05-01
SUSTAINABLE WOODLANDS PARTNERS, LLC GENERAL PARTNER indirect 2003-05-01
THE SALIENT ZARVONA ENERGY FUND GP, L.P. GENERAL PARTNER indirect 2003-05-01
SALIENT PRIVATE CLIENT, LLC GENERAL PARTNER indirect 2003-05-01
BLAISDELL, JOHN, ARTHUR ELECTED MANAGER SALIENT CAPITAL MANAGEMENT, LLC 05/01/2003 Indirect Other
Fund Name Position direct/indirect start date end date
GHE ADVISERS, L.P. INVESTMENT COMMITTEE MEMBER direct 2006-08-01
GHE ADVISERS, L.P. ELECTED MANAGER, MEMBER indirect 2006-08-01
INTEGRITY CAPITAL, LLC ELECTED MANAGER indirect 2003-05-01
INTEGRITY CAPITAL, LLC CHIEF EXECUTIVE OFFICER direct 2010-11-01
INTEGRITY CAPITAL, LLC MANAGING DIRECTOR direct 2010-11-01
SALIENT CAPITAL ADVISORS, LLC ELECTED MANAGER indirect 2003-05-01
SALIENT CAPITAL ADVISORS, LLC CO-CHAIRMAN/CHIEF EXECUTIVE OFFICER direct 2011-01-01
SALIENT CAPITAL ADVISORS, LLC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2011-01-01
SALIENT CAPITAL ADVISORS, LLC MANAGING DIRECTOR direct 2011-01-01
SUSTAINABLE WOODLANDS PARTNERS, LLC ELECTED MANAGER indirect 2003-05-01
SUSTAINABLE WOODLANDS PARTNERS, LLC ELECTED MANAGER direct 2011-11-01
THE SALIENT ZARVONA ENERGY FUND GP, L.P. ELECTED MANAGER indirect 2003-05-01
SALIENT PRIVATE CLIENT, LLC ELECTED MANAGER indirect 2003-05-01
SALIENT PRIVATE CLIENT, LLC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2017-05-01
FORWARD MANAGEMENT, LLC ELECTED MANAGER indirect 2003-05-01
FORWARD MANAGEMENT, LLC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2015-06-01
BROADMARK ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2003-05-01
BROADMARK ASSET MANAGEMENT LLC MANAGER direct 2015-06-01
SALIENT ADVISORS, L.P. PARTNER indirect 2003-01-01
SALIENT ADVISORS, L.P. PARTNER indirect 2003-01-01
SALIENT ADVISORS, L.P. ELECTED MANAGER indirect 2003-05-01
SALIENT ADVISORS, L.P. PARTNER indirect 2003-05-01
SALIENT ADVISORS, L.P. MANAGING DIRECTOR direct 2005-03-01
SALIENT ADVISORS, L.P. MANAGER direct 2005-03-01
SALIENT ADVISORS, L.P. CO-CHAIRMAN/CHIEF EXECUTIVE OFFICER direct 2005-03-01
SALIENT ADVISORS, L.P. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-03-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER, MEMBER indirect 2003-03-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2003-03-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2003-03-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2003-05-01
ENDOWMENT ADVISERS, L.P. MANAGER indirect 2003-09-01
ENDOWMENT ADVISERS, L.P. CO-CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2003-12-01
ENDOWMENT ADVISERS, L.P. INVESTMENT COMMITTEE MEMBER direct 2003-12-01
ENDOWMENT ADVISERS, L.P. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2003-12-01
ENDOWMENT ADVISERS, L.P. CO-CEO / MANAGING DIRECTOR direct 2003-12-01
ENDOWMENT ADVISERS, L.P. INVESTMENT COMMITTEE MEMBER, CLASS A LIMITED PARTNER direct 2003-12-01
LEGATO CAPITAL MANAGEMENT LLC ELECTED MEMBER indirect 2003-05-01
GHE ADVISERS, L.P. ELECTED MANAGER indirect 2003-05-01
GHE ADVISERS, L.P. ELECTED MANAGER indirect 2006-08-01
DEAN, CHRISTOPHER, JOHN ELECTED MANAGER SALIENT CAPITAL MANAGEMENT, LLC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
FORWARD MANAGEMENT, LLC ELECTED MANAGER indirect 2010-01-01
BROADMARK ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2010-01-01
SALIENT ADVISORS, L.P. ELECTED MANAGER indirect 2010-01-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2010-01-01
LEGATO CAPITAL MANAGEMENT LLC ELECTED MEMBER indirect 2010-01-01
GHE ADVISERS, L.P. ELECTED MANAGER indirect 2010-01-01
INTEGRITY CAPITAL, LLC ELECTED MANAGER indirect 2010-01-01
SALIENT CAPITAL ADVISORS, LLC ELECTED MANAGER indirect 2010-01-01
SUSTAINABLE WOODLANDS PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
THE SALIENT ZARVONA ENERGY FUND GP, L.P. ELECTED MANAGER indirect 2010-01-01
SALIENT PRIVATE CLIENT, LLC ELECTED MANAGER indirect 2010-01-01
FERGUSON, JOHN, PHILIP ELECTED MANAGER SALIENT CAPITAL MANAGEMENT, LLC 05/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
A I M CAPITAL MANAGEMENT, INC CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR direct 2005-01-01
A I M ADVISORS, INC. SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER direct 2005-01-01
FORWARD MANAGEMENT, LLC ELECTED MANAGER indirect 2012-05-01
AIM PRIVATE ASSET MANAGEMENT, INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-01-01
BROADMARK ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2012-05-01
SALIENT ADVISORS, L.P. ELECTED MANAGER indirect 2012-05-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2012-05-01
LEGATO CAPITAL MANAGEMENT LLC ELECTED MEMBER indirect 2012-05-01
GHE ADVISERS, L.P. ELECTED MANAGER indirect 2012-05-01
INTEGRITY CAPITAL, LLC ELECTED MANAGER indirect 2012-05-01
SALIENT CAPITAL ADVISORS, LLC ELECTED MANAGER indirect 2012-05-01
SUSTAINABLE WOODLANDS PARTNERS, LLC ELECTED MANAGER indirect 2012-05-01
THE SALIENT ZARVONA ENERGY FUND GP, L.P. ELECTED MANAGER indirect 2012-05-01
SALIENT PRIVATE CLIENT, LLC ELECTED MANAGER indirect 2012-05-01
REID, GREGORY, ALLEN ELECTED MANAGER SALIENT CAPITAL MANAGEMENT, LLC 02/01/2017 Indirect Other
Fund Name Position direct/indirect start date end date
FORWARD MANAGEMENT, LLC ELECTED MANAGER indirect 2017-02-01
BROADMARK ASSET MANAGEMENT LLC ELECTED MANAGER indirect 2017-02-01
SALIENT ADVISORS, L.P. ELECTED MANAGER indirect 2017-02-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2017-02-01
TELEMUS INVESTMENT MANAGEMENT, LLC MEMBER, BOARD OF MANAGERS indirect 2007-06-01
TELEMUS INVESTMENT MANAGEMENT, LLC MANAGING DIRECTOR indirect 2007-06-01
TELEMUS WEALTH ADVISORS, LLC MANAGING DIRECTOR indirect 2007-06-01
TELEMUS WEALTH ADVISORS, LLC MEMBER, BOARD OF MANAGERS indirect 2007-06-01
TELEMUS/BEACON INVESTMENT COMPANY LLC MEMBER, BOARD OF MANAGERS indirect 2007-06-01
TELEMUS/BEACON INVESTMENT COMPANY LLC MANAGING DIRECTOR indirect 2007-06-01
RDG CAPITAL LLC CHIEF EXECUTIVE OFFICER direct 2010-05-01
SALIENT CAPITAL ADVISORS, LLC PRESIDENT AND CEO - MLP BUSINESS direct 2010-05-01
RDG CAPITAL LLC LIMITED PARTNER OF RDG CAPITAL LLC AND CEO OF RDG CAPITAL LLC indirect 2010-05-01
RDG CAPITAL LLC PARTNER indirect 2010-05-01
SALIENT CAPITAL ADVISORS, LLC ELECTED MANAGER indirect 2017-02-01
RDG CAPITAL MANAGEMENT LLC CHIEF EXECUTIVE OFFICER AND MANAGING MEMBER direct 2010-06-01
RDG CAPITAL MANAGEMENT LLC CHIEF EXECUTIVE OFFICER direct 2010-06-01
SUSTAINABLE WOODLANDS PARTNERS, LLC ELECTED MANAGER indirect 2017-02-01
THE SALIENT ZARVONA ENERGY FUND GP, L.P. INVESTMENT COMMITTEE MEMBER direct 2011-03-01
SALIENT PRIVATE CLIENT, LLC ELECTED MANAGER indirect 2017-02-01
RADCLIFFE, JEREMY, LAWRENCE ELECTED MANAGER SALIENT CAPITAL MANAGEMENT, LLC 11/01/2017 Indirect Other
Fund Name Position direct/indirect start date end date
SALIENT ADVISORS, L.P. PRESIDENT AND CHIEF STRATEGY OFFICER direct 2002-08-01
ENDOWMENT ADVISERS, L.P. SECRETARY direct 2009-01-01
INTEGRITY CAPITAL, LLC SECRETARY direct 2010-11-01
SALIENT CAPITAL ADVISORS, LLC PRESIDENT AND CHIEF STRATEGY OFFICER direct 2011-01-01
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2011-10-01
THE SALIENT ZARVONA ENERGY FUND GP, L.P. INVESTMENT COMMITTEE MEMBER direct 2013-10-01
FORWARD MANAGEMENT, LLC PRESIDENT AND CHIEF STRATEGY OFFICER direct 2015-06-01
BROADMARK ASSET MANAGEMENT LLC MANAGER direct 2015-06-01
SALIENT PRIVATE CLIENT, LLC PRESIDENT AND CHIEF STRATEGY OFFICER direct 2017-05-01
REDSTONE CONSULTING LLC SROP/CROP direct 1999-11-01 2002-04-01
SALIENT ADVISORS, L.P. MEMBER direct 2002-08-01 2004-03-31
ENDOWMENT ADVISERS, L.P. EXECUTIVE VICE PRESIDENT direct 2003-12-01 2005-03-22
SALIENT ADVISORS, L.P. FOUNDING PARTNER indirect 2002-08-01 2005-03-31
SALIENT ADVISORS, L.P. FOUNDING PARTNER indirect 2002-08-01 2005-03-31
SALIENT ADVISORS, L.P. CHIEF COMPLIANCE OFFICER direct 2004-10-01 2005-03-31
ENDOWMENT ADVISERS, L.P. MANAGER & MEMBER indirect 2003-03-01 2005-04-19
ENDOWMENT ADVISERS, L.P. CHIEF COMPLIANCE OFFICER direct 2004-01-01 2005-04-19
ENDOWMENT ADVISERS, L.P. CHIEF COMPLIANCE OFFICER, CLASS A LIMITED PARTNER direct 2003-12-01 2006-02-01
GHE ADVISERS, L.P. CHIEF COMPLIANCE OFFICER direct 2006-08-01 2006-10-13
SALIENT ADVISORS, L.P. MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER direct 2002-08-01 2007-01-12
ENDOWMENT ADVISERS, L.P. CHIEF COMPLIANCE OFFICER direct 2003-12-01 2007-01-12
ENDOWMENT ADVISERS, L.P. INVESTMENT COMMITTEE MEMBER direct 2007-02-01 2007-09-13
GHE ADVISERS, L.P. INVESTMENT COMMITTEE MEMBER direct 2007-02-01 2007-09-13
GHE ADVISERS, L.P. ELECTED MANAGER indirect 2003-05-01 2010-03-29
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2003-05-01 2010-03-29
SALIENT ADVISORS, L.P. ELECTED MANAGER indirect 2003-05-01 2010-04-05
INTEGRITY CAPITAL, LLC MANAGING DIRECTOR direct 2010-11-01 2011-01-20
SALIENT ADVISORS, L.P. MANAGING DIRECTOR direct 2002-08-01 2011-07-20
SALIENT CAPITAL ADVISORS, LLC SECRETARY direct 2011-01-01 2011-09-29
GHE ADVISERS, L.P. ELECTED MANAGER indirect 2011-10-01 2012-03-28
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER indirect 2011-10-01 2012-03-30
SUSTAINABLE WOODLANDS PARTNERS, LLC ELECTED MANAGER indirect 2011-10-01 2012-03-30
SALIENT ADVISORS, L.P. ELECTED MANAGER indirect 2011-10-01 2012-03-30
INTEGRITY CAPITAL, LLC ELECTED MANAGER indirect 2011-10-01 2012-03-30
SALIENT CAPITAL ADVISORS, LLC ELECTED MANAGER indirect 2011-10-01 2012-05-07
ENDOWMENT ADVISERS, L.P. SECRETARY / MANAGING DIRECTOR direct 2009-01-01 2012-05-21
ENDOWMENT ADVISERS, L.P. ELECTED MANAGER, MEMBER indirect 2011-10-01 2013-03-25
SALIENT ADVISORS, L.P. CHIEF OPERATING OFFICER direct 2002-08-01 2015-03-27
SALIENT CAPITAL ADVISORS, LLC CHIEF OPERATING OFFICER direct 2011-01-01 2015-05-15
FORWARD MANAGEMENT, LLC PRESIDENT AND SECRETARY direct 2015-06-01 2016-07-20
SALIENT ADVISORS, L.P. PRESIDENT direct 2002-08-01 2016-11-11
SALIENT CAPITAL ADVISORS, LLC PRESIDENT direct 2011-01-01 2016-11-11

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SALIENT CONVEXITY FUND, L.P. United States 805-1121554196 Hedge Fund 38,556,304 1,000,000 Master Fund
SALIENT CONVEXITY OFFSHORE FUND, LTD. Cayman Islands 805-9870763551 Hedge Fund 28,210,789 1,000,000 Feeder Fund

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