FOUNDERS CAPITAL MANAGEMENT

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Founders Capital Management is based out of Houston. Founders Capital Management is a large advisory firm with 119 clients and discretionary assets under management (AUM) of $159,365,019 (Form ADV from 2020-03-27). Their last reported 13F filing for Q1 2020 included $96,419,000 in managed 13F securities and a top 10 holdings concentration of 47.96%. Founders Capital Management's largest holding is Invesco QQQ Trust Series 1 with shares held of 42,915. Whalewisdom has at least 13 13F filings

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03/31/2020

13F Sector Allocation Over Time

03/31/2020

13F Activity

  • Market Value $96.419 Million
  • Prior Market Value $132.129 Million
  • New Purchases11 stocks
  • Additional Purchases80 stocks
  • Sold out of17 stocks
  • Reduced holdings in44 stocks
  • Top 10 Holdings % 47.96 %
  • Turnover % [1]:9.00%
  • Turnover Alt % [2]: 15.87 %
  • Time Held Top20:7.80 quarters
  • Time Held Top10:4.80 quarters
  • Time Held All:9.68 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: -13.46%
Performance Last 4 Quarters: -1.58%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

FOUNDERS CAPITAL MANAGEMENT INC
4400 POST OAK PARKWAY SUITE 2530
HOUSTON TX    77027-3416
Country: United States

Business Phone: 713-877-1188
Fax: 713-877-1044
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: TX
Number of employees: 4
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 119
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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FOUNDERS CAPITAL MANAGEMENT INC

ownership team - last updated 2020-03-27
Name Title Start Date Direct/Indirect % Ownership

FOUNDERS CAPITAL MANAGEMENT INC

ownership team - last updated 2019-03-19
Name Title Start Date Direct/Indirect % Ownership
BUCE, GRANT, EARL PRESIDENT 01/01/1995 Direct 75% or more
Fund Name Position direct/indirect start date end date
FOUNDERS CAPITAL MANAGEMENT INC PRESIDENT direct 1995-01-01
FOUNDERS CAPITAL MANAGEMENT INC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1995-01-01 2016-07-18
WALTER, JAMES, LINCOLN VICE PRESIDENT/CHIEF COMPLIANCE OFFICER 09/01/2011 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LIGHTHOUSE CAPITAL MANAGEMENT INC MARKETING DIRECTOR direct 2002-08-01
FOUNDERS CAPITAL MANAGEMENT INC VICE PRESIDENT direct 2011-09-01
FOUNDERS CAPITAL MANAGEMENT INC VICE PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2011-09-01

FOUNDERS CAPITAL MANAGEMENT INC

ownership team - last updated 2017-03-24
Name Title Start Date Direct/Indirect % Ownership
BUCE, GRANT, EARL PRESIDENT 01/01/1995 Direct 75% or more
Fund Name Position direct/indirect start date end date
FOUNDERS CAPITAL MANAGEMENT INC PRESIDENT direct 1995-01-01
FOUNDERS CAPITAL MANAGEMENT INC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1995-01-01 2016-07-18
WALTER, JAMES, LINCOLN VICE PRESIDENT/CHIEF COMPLIANCE OFFICER 09/01/2011 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LIGHTHOUSE CAPITAL MANAGEMENT INC MARKETING DIRECTOR direct 2002-08-01
FOUNDERS CAPITAL MANAGEMENT INC VICE PRESIDENT direct 2011-09-01
FOUNDERS CAPITAL MANAGEMENT INC VICE PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2011-09-01

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