FOUNDERS CAPITAL MANAGEMENT, LLC

HTTP://WWW.FOUNDCAPITAL.COM EAST HARTFORD, CT Investment Advisor How do I update this listing?

Founders Capital Management is based out of East Hartford. Founders Capital Management is a large advisory firm with 158 clients and discretionary assets under management (AUM) of $297,449,670 (Form ADV from 2019-03-26). Their last reported 13F filing for Q2 2019 included $281,794,000 in managed 13F securities and a top 10 holdings concentration of 59.95%. Founders Capital Management's largest holding is Berkshire Hathaway Inc Class B with shares held of 155,236. Founders Capital Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 26 13F filings

Subscription Required

Equal-WT
WhaleScore

?

62

S&P 500
WhaleScore

?

Subscription Required

Manager Weighted
WhaleScore

?
Download 13F Summary to Excel Create Email Alert

06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $281.794 Million
  • Prior Market Value $272.675 Million
  • New Purchases3 stocks
  • Additional Purchases12 stocks
  • Sold out of1 stock
  • Reduced holdings in24 stocks
  • Top 10 Holdings % 59.95 %
  • Turnover % [1]:6.90%
  • Turnover Alt % [2]: 1.07 %
  • Time Held Top20:15.10 quarters
  • Time Held Top10:11.80 quarters
  • Time Held All:12.90 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 4.58%
Performance Last 4 Quarters: 10.11%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
Click here to report any possible errors with this listing.
13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR/A (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR/A (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR/A (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
Jeffrey Annello
Ted Terrion

View Last Form Adv Compilation Report on Record

FOUNDERS CAPITAL MANAGEMENT, LLC
111 FOUNDERS PLAZA SUITE 1500
EAST HARTFORD CT    06108
Country: United States

Business Phone: 860.308.0061
Fax: 860.282.0441
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: CT
Number of employees: 5
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 158
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

FOUNDERS CAPITAL MANAGEMENT, LLC

ownership team - last updated 2019-03-26
Name Title Start Date Direct/Indirect % Ownership
CASE, HOWARD, ELLIOT MEMBER 11/01/2001 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FOUNDERS INVESTMENT ADVISORS, LLC MEMBER direct 2001-11-01
TERRION, PATRICK, ALAN CHIEF COMPLIANCE OFFICER/MEMBER 11/01/2003 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FOUNDERS INVESTMENT ADVISORS, LLC MEMBER direct 2003-11-01
FOUNDERS CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER/MEMBER direct 2003-11-01

FOUNDERS CAPITAL MANAGEMENT, LLC

ownership team - last updated 2017-07-24
Name Title Start Date Direct/Indirect % Ownership
TERRION, PATRICK, ALAN CHIEF COMPLIANCE OFFICER/MEMBER 11/01/2003 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FOUNDERS INVESTMENT ADVISORS, LLC MEMBER direct 2003-11-01
FOUNDERS CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER/MEMBER direct 2003-11-01
CASE, JON, MARTIN MEMBER 11/01/2001 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FOUNDERS INVESTMENT ADVISORS, LLC MEMBER direct 2001-11-01
FOUNDERS CAPITAL MANAGEMENT, LLC CCO/MEMBER direct 2001-11-01 2006-03-14
FOUNDERS CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER/MEMBER direct 2001-11-01 2016-03-28
CASE, HOWARD, ELLIOT MEMBER 11/01/2001 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FOUNDERS INVESTMENT ADVISORS, LLC MEMBER direct 2001-11-01

WhaleScore history for FOUNDERS CAPITAL MANAGEMENT, LLC

You must have a subscription to view WhaleScore histories

Elevate your investments