FULCRUM CAPITAL LLC

HTTP://WWW.FULCRUMCAPLLC.COM SEATTLE, WA Investment Advisor How do I update this listing?

Fulcrum Capital is based out of Seattle. Fulcrum Capital is a large advisory firm with 160 clients and discretionary assets under management (AUM) of $518,001,642 (Form ADV from 2020-06-25). Their last reported 13F filing for Q2 2020 included $263,869,000 in managed 13F securities and a top 10 holdings concentration of 42.11%. Fulcrum Capital's largest holding is Vanguard Mid-Cap Growth ETF with shares held of 127,177. Whalewisdom has at least 12 13F filings

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06/30/2020

13F Activity

  • Market Value $263.869 Million
  • Prior Market Value $220.294 Million
  • New Purchases7 stocks
  • Additional Purchases11 stocks
  • Sold out of4 stocks
  • Reduced holdings in35 stocks
  • Top 10 Holdings % 42.11 %
  • Turnover % [1]:16.92%
  • Turnover Alt % [2]: 13.33 %
  • Time Held Top20:4.70 quarters
  • Time Held Top10:3.50 quarters
  • Time Held All:6.60 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 27.11%
Performance Last 4 Quarters: 4.43%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

FULCRUM CAPITAL, LLC
1111 3RD AVENUE SUITE 1880
SEATTLE WA    98101
Country: United States

Business Phone: 206-223-9790
Fax: 888-761-8709
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: WA
Number of employees: 9
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities: 2,403,530
Total Number of Clients: 160
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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FULCRUM CAPITAL, LLC

ownership team - last updated 2020-06-25
Name Title Start Date Direct/Indirect % Ownership
JOHNSON, DARCY, BERUBE CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER 09/01/2007 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
K & J INVESTMENTS PRINCIPAL direct 2007-09-01
FULCRUM CAPITAL, LLC CHIEF EXECUTIVE OFFICER, ELECTED MANAGER direct 2007-09-01
FULCRUM CAPITAL, LLC CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, ELECTED MANAGER direct 2007-09-01
KUEHN, ROBERT, CARL MEMBER 01/01/2019 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
K & J INVESTMENTS PRINCIPAL/CHIEF COMPLIANCE OFFICER direct 2007-09-01
FULCRUM CAPITAL, LLC CHIEF INVESTMENT OFFICER, ELECTED MANAGER direct 2007-09-01
FULCRUM CAPITAL, LLC PRINCIPAL direct 2007-09-01
FULCRUM CAPITAL, LLC ELECTED MANAGER direct 2007-09-01
WELCHER, JANET, MARIA MEMBER 04/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
FULCRUM CAPITAL, LLC PRINCIPAL direct 2015-04-01
FULCRUM CAPITAL, LLC MEMBER direct 2015-04-01
MATHIEU, MICHELLE, AIMEE CHIEF INVESTMENT OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
PERKINS COIE CAPITAL MANAGEMENT, LLC SENIOR INVESTMENT OFFICER direct 2002-04-01
PERKINS COIE CAPITAL MANAGEMENT, LLC CHIEF INVESTMENT OFFICER direct 2008-01-01
FULCRUM CAPITAL, LLC CHIEF INVESTMENT OFFICER direct 2017-01-01
MATHIEU, MICHELLE, AIMEE MANAGING MEMBER 02/01/2019 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PERKINS COIE CAPITAL MANAGEMENT, LLC SENIOR INVESTMENT OFFICER direct 2002-04-01
PERKINS COIE CAPITAL MANAGEMENT, LLC CHIEF INVESTMENT OFFICER direct 2008-01-01
FULCRUM CAPITAL, LLC CHIEF INVESTMENT OFFICER direct 2017-01-01

FULCRUM CAPITAL, LLC

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

FULCRUM CAPITAL, LLC

ownership team - last updated 2019-05-01
Name Title Start Date Direct/Indirect % Ownership
JOHNSON, DARCY, BERUBE CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER 09/01/2007 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
K & J INVESTMENTS PRINCIPAL direct 2007-09-01
FULCRUM CAPITAL, LLC CHIEF EXECUTIVE OFFICER, ELECTED MANAGER direct 2007-09-01
FULCRUM CAPITAL, LLC CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, ELECTED MANAGER direct 2007-09-01
KUEHN, ROBERT, CARL MEMBER 01/01/2019 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
K & J INVESTMENTS PRINCIPAL/CHIEF COMPLIANCE OFFICER direct 2007-09-01
FULCRUM CAPITAL, LLC CHIEF INVESTMENT OFFICER, ELECTED MANAGER direct 2007-09-01
FULCRUM CAPITAL, LLC PRINCIPAL direct 2007-09-01
FULCRUM CAPITAL, LLC ELECTED MANAGER direct 2007-09-01
WELCHER, JANET, MARIA MEMBER 04/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
FULCRUM CAPITAL, LLC PRINCIPAL direct 2015-04-01
FULCRUM CAPITAL, LLC MEMBER direct 2015-04-01
MATHIEU, MICHELLE, AIMEE CHIEF INVESTMENT OFFICER & MANAGING MEMBER 01/01/2017 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PERKINS COIE CAPITAL MANAGEMENT, LLC SENIOR INVESTMENT OFFICER direct 2002-04-01
PERKINS COIE CAPITAL MANAGEMENT, LLC CHIEF INVESTMENT OFFICER direct 2008-01-01
FULCRUM CAPITAL, LLC CHIEF INVESTMENT OFFICER direct 2017-01-01

FULCRUM CAPITAL, LLC

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
JOHNSON, DARCY, BERUBE CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER 09/01/2007 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
K & J INVESTMENTS PRINCIPAL direct 2007-09-01
FULCRUM CAPITAL, LLC CHIEF EXECUTIVE OFFICER, ELECTED MANAGER direct 2007-09-01
FULCRUM CAPITAL, LLC CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, ELECTED MANAGER direct 2007-09-01
KUEHN, ROBERT, CARL MEMBER 01/01/2019 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
K & J INVESTMENTS PRINCIPAL/CHIEF COMPLIANCE OFFICER direct 2007-09-01
FULCRUM CAPITAL, LLC CHIEF INVESTMENT OFFICER, ELECTED MANAGER direct 2007-09-01
FULCRUM CAPITAL, LLC PRINCIPAL direct 2007-09-01
FULCRUM CAPITAL, LLC ELECTED MANAGER direct 2007-09-01
WELCHER, JANET, MARIA MEMBER 04/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
FULCRUM CAPITAL, LLC PRINCIPAL direct 2015-04-01
FULCRUM CAPITAL, LLC MEMBER direct 2015-04-01
MATHIEU, MICHELLE, AIMEE CHIEF INVESTMENT OFFICER & MANAGING MEMBER 01/01/2017 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PERKINS COIE CAPITAL MANAGEMENT, LLC SENIOR INVESTMENT OFFICER direct 2002-04-01
PERKINS COIE CAPITAL MANAGEMENT, LLC CHIEF INVESTMENT OFFICER direct 2008-01-01
FULCRUM CAPITAL, LLC CHIEF INVESTMENT OFFICER direct 2017-01-01

FULCRUM CAPITAL, LLC

ownership team - last updated 2017-09-27
Name Title Start Date Direct/Indirect % Ownership
MATHIEU, MICHELLE, AIMEE CHIEF INVESTMENT OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
PERKINS COIE CAPITAL MANAGEMENT, LLC SENIOR INVESTMENT OFFICER direct 2002-04-01
PERKINS COIE CAPITAL MANAGEMENT, LLC CHIEF INVESTMENT OFFICER direct 2008-01-01
FULCRUM CAPITAL, LLC CHIEF INVESTMENT OFFICER direct 2017-01-01
WELCHER, JANET, MARIA MEMBER 04/01/2015 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
FULCRUM CAPITAL, LLC PRINCIPAL direct 2015-04-01
FULCRUM CAPITAL, LLC MEMBER direct 2015-04-01
KUEHN, ROBERT, CARL ELECTED MANAGER 09/01/2007 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
K & J INVESTMENTS PRINCIPAL/CHIEF COMPLIANCE OFFICER direct 2007-09-01
FULCRUM CAPITAL, LLC CHIEF INVESTMENT OFFICER, ELECTED MANAGER direct 2007-09-01
FULCRUM CAPITAL, LLC PRINCIPAL direct 2007-09-01
FULCRUM CAPITAL, LLC ELECTED MANAGER direct 2007-09-01
JOHNSON, DARCY, BERUBE CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, ELECTED MANAGER 09/01/2007 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
K & J INVESTMENTS PRINCIPAL direct 2007-09-01
FULCRUM CAPITAL, LLC CHIEF EXECUTIVE OFFICER, ELECTED MANAGER direct 2007-09-01
FULCRUM CAPITAL, LLC CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, ELECTED MANAGER direct 2007-09-01

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