FUNDAMENTAL GLOBAL INVESTORS, LLC

HTTPS://WWW.FUNDAMENTALGLOBAL.COM CHARLOTTE, NC Investment Advisor How do I update this listing?

Also known as:

  • BALLANTYNE OF OMAHA INC

Fundamental Global Investors is based out of Charlotte. Fundamental Global Investors is a mid-sized advisory firm with 14 clients and discretionary assets under management (AUM) of $69,047,093 (Form ADV from 2019-03-26). Whalewisdom has at least 28 13D filings, and 26 Form 4 filings

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Contact Info

fundamental global investors, llc
4201 CONGRESS STREET, SUITE 140
CHARLOTTE NC    28209

Business Phone: 704-323-6851
SEC SIC CODE:
3861-PHOTOGRAPHIC EQUIPMENT & SUPPLIES
Current 13D/G Holdings
Stock Sector Shares Held Market Value Rank Source Source Date
BK Technologies Inc (BKTI) INFORMATION TECHNOLOGY 4,912,930 20,879,952.50 1 13D 2018-09-09
1347 Property Insurance Holdings Inc (PIH) FINANCE 2,719,029 14,302,092.54 2 13D 2019-02-25
Ballantyne Strong Inc (BTN) INDUSTRIALS 5,114,431 12,223,490.09 3 13D 2019-05-02

View Last Form Adv Compilation Report on Record

FUNDAMENTAL GLOBAL INVESTORS, LLC
4201 CONGRESS STREET SUITE 140
CHARLOTTE NC    28209
Country: United States

Business Phone: 704-323-6851
Fax: 214-509-6080
Professional Investment Advisor Data
SEC Registration as : Mid-sized Advisory Firm
Form of Organization: Limited Liability Company
Organized in: NC
Number of employees: 10
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 14
Amount of client funds and securities by related persons: 69,047,100
Total Number of clients from related persons: 14
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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FUNDAMENTAL GLOBAL INVESTORS, LLC

ownership team - last updated 2019-03-26
Name Title Start Date Direct/Indirect % Ownership
MOGLIA, JOSEPH, HUGH MEMBER 06/01/2012 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
AXA EQUITABLE LIFE INSURANCE COMPANY DIRECTOR direct 2002-11-01
MONY LIFE INSURANCE CO DIRECTOR direct 2004-07-01
MONY LIFE INSURANCE CO OF AMERICA DIRECTOR direct 2004-07-01
CWA ASSET MANAGEMENT GROUP, LLC OWNER indirect 2013-01-01
FUNDAMENTAL GLOBAL INVESTORS, LLC MEMBER direct 2012-06-01
STRONGVEST GLOBAL ADVISORS, LLC MANAGER AND MEMBER indirect 2012-06-01
CERMINARA, DANIEL, KYLE MANAGER AND MEMBER 06/01/2012 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CWA ASSET MANAGEMENT GROUP, LLC OWNER indirect 2013-01-01
FUNDAMENTAL GLOBAL INVESTORS, LLC MANAGER, MEMBER, AND CHIEF COMPLIANCE OFFICER direct 2012-06-01
FUNDAMENTAL GLOBAL INVESTORS, LLC MANAGER AND MEMBER direct 2012-06-01
STRONGVEST GLOBAL ADVISORS, LLC MANAGER AND MEMBER indirect 2012-06-01
STRONGVEST GLOBAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 2016-07-01
JOHNSON, LEWIS, MCKAY MANAGER AND MEMBER 06/01/2012 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CWA ASSET MANAGEMENT GROUP, LLC OWNER indirect 2013-01-01
FUNDAMENTAL GLOBAL INVESTORS, LLC MANAGER AND MEMBER direct 2012-06-01
STRONGVEST GLOBAL ADVISORS, LLC MANAGER AND MEMBER indirect 2012-06-01
SUTTON, JEFFREY, LANCE CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
CWA ASSET MANAGEMENT GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2015-10-01
FUNDAMENTAL GLOBAL INVESTORS, LLC CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER direct 2015-10-01
STRONGVEST GLOBAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-07-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CWA FGI SPECIAL OPPORTUNITIES FUND, LP United States 805-7130088069 Other Private Fund FUND OF FUND 6,260,167 0 Fund of Funds
FUNDAMENTAL GLOBAL HOLDINGS, LP United States 805-3686764669 Hedge Fund 5,708,403 0
FGI METROLINA PROPERTY INCOME FUND, LP United States 805-8939068687 Real Estate Fund 5,572,847 0
FUNDAMENTAL ACTIVIST FUND I, LP United States 805-8964395520 Hedge Fund 8,256,659 0
FUNDAMENTAL GLOBAL PARTNERS, LP United States 805-6963846363 Hedge Fund 9,455,183 1,000,000 Feeder Fund
FUNDAMENTAL GLOBAL PARTNERS QP, LP United States 805-3815870491 Hedge Fund 5,600,398 1,000,000 Feeder Fund
FUNDAMENTAL GLOBAL PARTNERS OFFSHORE FUND, LTD. Cayman Islands 805-4503337313 Hedge Fund 2,839,321 1,000,000 Feeder Fund
FGI GLOBAL ASSET ALLOCATION FUND, LP United States 805-6320029456 Hedge Fund 12,979,892 1,000,000 Feeder Fund
FGI GLOBAL ASSET ALLOCATION OFFSHORE FUND, LTD. Cayman Islands 805-8054155098 Hedge Fund 4,587,612 1,000,000 Feeder Fund
CWA FGI SPECIAL OPPORTUNITIES FUND II, LP United States 805-8502563978 Other Private Fund FUND OF FUND 0 0 Fund of Funds
FGI GLOBAL ASSET ALLOCATION FUND, LTD. Cayman Islands 805-9253015240 Hedge Fund 5,631,824 1,000,000
FGI 1347 HOLDINGS, LP United States 805-8770408915 Hedge Fund 2,154,789 0

FUNDAMENTAL GLOBAL INVESTORS, LLC

ownership team - last updated 2018-06-29
Name Title Start Date Direct/Indirect % Ownership
MOGLIA, JOSEPH, HUGH MEMBER 06/01/2012 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
AXA EQUITABLE LIFE INSURANCE COMPANY DIRECTOR direct 2002-11-01
MONY LIFE INSURANCE CO DIRECTOR direct 2004-07-01
MONY LIFE INSURANCE CO OF AMERICA DIRECTOR direct 2004-07-01
CWA ASSET MANAGEMENT GROUP, LLC OWNER indirect 2013-01-01
FUNDAMENTAL GLOBAL INVESTORS, LLC MEMBER direct 2012-06-01
STRONGVEST GLOBAL ADVISORS, LLC MANAGER AND MEMBER indirect 2012-06-01
CERMINARA, DANIEL, KYLE MANAGER AND MEMBER 06/01/2012 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CWA ASSET MANAGEMENT GROUP, LLC OWNER indirect 2013-01-01
FUNDAMENTAL GLOBAL INVESTORS, LLC MANAGER, MEMBER, AND CHIEF COMPLIANCE OFFICER direct 2012-06-01
FUNDAMENTAL GLOBAL INVESTORS, LLC MANAGER AND MEMBER direct 2012-06-01
STRONGVEST GLOBAL ADVISORS, LLC MANAGER AND MEMBER indirect 2012-06-01
STRONGVEST GLOBAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 2016-07-01
JOHNSON, LEWIS, MCKAY MANAGER AND MEMBER 06/01/2012 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CWA ASSET MANAGEMENT GROUP, LLC OWNER indirect 2013-01-01
FUNDAMENTAL GLOBAL INVESTORS, LLC MANAGER AND MEMBER direct 2012-06-01
STRONGVEST GLOBAL ADVISORS, LLC MANAGER AND MEMBER indirect 2012-06-01
SUTTON, JEFFREY, LANCE CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
CWA ASSET MANAGEMENT GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2015-10-01
FUNDAMENTAL GLOBAL INVESTORS, LLC CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER direct 2015-10-01
STRONGVEST GLOBAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-07-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CWA FGI SPECIAL OPPORTUNITIES FUND, LP United States 805-7130088069 Other Private Fund FUND OF FUND 0 0 Fund of Funds
FUNDAMENTAL GLOBAL HOLDINGS, LP United States 805-3686764669 Hedge Fund 11,795,764 0
FGI METROLINA PROPERTY INCOME FUND, LP United States 805-8939068687 Real Estate Fund 0 0
FUNDAMENTAL ACTIVIST FUND I, LP United States 805-8964395520 Hedge Fund 13,798,652 0
FUNDAMENTAL GLOBAL PARTNERS, LP United States 805-6963846363 Hedge Fund 13,798,652 1,000,000
FUNDAMENTAL GLOBAL PARTNERS QP, LP United States 805-3815870491 Hedge Fund 8,699,266 1,000,000 Feeder Fund
FUNDAMENTAL GLOBAL PARTNERS OFFSHORE FUND, LTD. Cayman Islands 805-4503337313 Hedge Fund 4,194,779 1,000,000 Feeder Fund
FGI GLOBAL ASSET ALLOCATION FUND, LP United States 805-6320029456 Hedge Fund 22,696,874 1,000,000 Feeder Fund
FGI GLOBAL ASSET ALLOCATION OFFSHORE FUND, LTD. Cayman Islands 805-8054155098 Hedge Fund 4,534,414 1,000,000 Feeder Fund
FGI GLOBAL ASSET ALLOCATION FUND, LTD. Cayman Islands 805-9253015240 Hedge Fund 6,999,169 10,000,000

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