GAGNON ADVISORS, LLC

NEW YORK, NY Investment Advisor Hedge Fund How do I update this listing?

Gagnon Advisors is based out of New York. Gagnon Advisors is a hedge fund with 3 clients and discretionary assets under management (AUM) of $122,204,334 (Form ADV from 2020-06-05). Their last reported 13F filing for Q2 2020 included $138,944,000 in managed 13F securities and a top 10 holdings concentration of 63.74%. Gagnon Advisors's largest holding is Ameresco Inc with shares held of 440,020. Gagnon Advisors has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 29 13F filings

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06/30/2020

13F Activity

  • Market Value $138.944 Million
  • Prior Market Value $107.167 Million
  • New Purchases1 stock
  • Additional Purchases3 stocks
  • Sold out of2 stocks
  • Reduced holdings in3 stocks
  • Top 10 Holdings % 63.74 %
  • Turnover % [1]:11.54%
  • Turnover Alt % [2]: 7.88 %
  • Time Held Top20:8.90 quarters
  • Time Held Top10:6.30 quarters
  • Time Held All:14.35 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-08-14

Performance for Q2 2020: 18.25%
Performance Last 4 Quarters: 21.99%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

GAGNON ADVISORS
Classified as Hedge Fund
1370 6TH AVENUE, 24TH FLOOR
NEW YORK NY    10019
Country: United States

Business Phone: 212-554-5060
Fax: 212-265-6417
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 9
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 151,900,000
Total Number of Clients: 3
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.C (2),11.C (4),11.C (5)
Data above was derived from SEC filings.

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GAGNON ADVISORS, LLC

ownership team - last updated 2020-06-05
Name Title Start Date Direct/Indirect % Ownership
GAGNON ADMINISTRATIVE SERVICES LLC OWNER 07/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
GAGNON ADVISORS, LLC OWNER direct 2009-07-01
GAGNON, NEIL, JOSEPH CHIEF EXECUTIVE OFFICER 02/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
GAGNON ADVISORS LLC CHIEF EXECUTIVE OFFCIER direct 2005-09-01
GAGNONLEE MANAGEMENT, LLC MEMBER indirect 1999-11-01
GAGNON LEE MANAGEMENT LLC CHIEF EXECUTIVE OFFICER direct 2005-07-01
GAGNON ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 2002-02-01
GAGNON ADVISORS, LLC OWNER indirect 2004-07-01
GAGNON, BRIAN, JOSEPH RESEARCH ANALYST 01/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
GAGNON ADVISORS, LLC RESEARCH ANALYST direct 2009-01-01
DREW, MAUREEN, ONEILL RESEARCH ANALYST 01/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
GAGNON ADVISORS, LLC RESEARCH ANALYST direct 2009-01-01
ATKINSON, BENJAMIN, CHEEVER MANAGING MEMBER 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
GAGNON SECURITIES, LLC MEMBER direct 2006-02-01
GAGNON ADVISORS, LLC MANAGING MEMBER direct 2015-03-01
FERRANTE, LISA, CATHERINE CHIEF COMPLIANCE OFFICER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
GAGNON SECURITIES, LLC MEMBER direct 2006-02-01
D'ALESSANDRO, MARIANNE CHIEF FINANCIAL OFFICER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
GAGNON SECURITIES, LLC MEMBER direct 2011-03-01
GAGNON SECURITIES, LLC FINANCIAL OPERATIONS PRINCIPAL direct 2016-01-01
TAYLOR, WILLIS, GITT RESEARCH ANALYST 01/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
GAGNON SECURITIES, LLC MEMBER direct 2008-05-01
TRANCHIDA, ALISON, O'BRIEN OPERATIONS MANAGER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
GAGNON SECURITIES, LLC MEMBER direct 2007-03-01
GAGNON, NEIL, JOSEPH OWNER GAGNON ADMINISTRATIVE SERVICES LLC 07/01/2004 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
GAGNON ADVISORS LLC CHIEF EXECUTIVE OFFCIER direct 2005-09-01
GAGNONLEE MANAGEMENT, LLC MEMBER indirect 1999-11-01
GAGNON LEE MANAGEMENT LLC CHIEF EXECUTIVE OFFICER direct 2005-07-01
GAGNON ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 2002-02-01
GAGNON ADVISORS, LLC OWNER indirect 2004-07-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
GAGNON INVESTMENT ASSOCIATES LLC United States 805-8194025723 Hedge Fund 64,800,000 250,000 Feeder Fund
GAGNON INVESTMENT ASSOCIATES OFFSHORE Cayman Islands 805-4817869756 Hedge Fund 43,000,000 250,000 Feeder Fund
GAGNON INVESTMENT ASSOCIATES MASTER FUND Cayman Islands 805-5274737371 Hedge Fund 107,800,000 250,000 Master Fund
GIS FUND OF FUNDS LLC United States 805-1072831523 Hedge Fund 44,100,000 500,000 Fund of Funds

GAGNON ADVISORS, LLC

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
GAGNON INVESTMENT ASSOCIATES LLC United States 805-8194025723 Hedge Fund 64,800,000 250,000 Feeder Fund
GAGNON INVESTMENT ASSOCIATES OFFSHORE Cayman Islands 805-4817869756 Hedge Fund 43,000,000 250,000 Feeder Fund
GAGNON INVESTMENT ASSOCIATES MASTER FUND Cayman Islands 805-5274737371 Hedge Fund 107,800,000 250,000 Master Fund
GIS FUND OF FUNDS LLC United States 805-1072831523 Hedge Fund 44,100,000 500,000 Fund of Funds

GAGNON ADVISORS, LLC

ownership team - last updated 2019-04-10
Name Title Start Date Direct/Indirect % Ownership
GAGNON ADMINISTRATIVE SERVICES LLC OWNER 07/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
GAGNON ADVISORS, LLC OWNER direct 2009-07-01
GAGNON, NEIL, JOSEPH CHIEF EXECUTIVE OFFICER 02/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
GAGNON ADVISORS LLC CHIEF EXECUTIVE OFFCIER direct 2005-09-01
GAGNONLEE MANAGEMENT, LLC MEMBER indirect 1999-11-01
GAGNON LEE MANAGEMENT LLC CHIEF EXECUTIVE OFFICER direct 2005-07-01
GAGNON ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 2002-02-01
GAGNON ADVISORS, LLC OWNER indirect 2004-07-01
GAGNON, BRIAN, JOSEPH RESEARCH ANALYST 01/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
GAGNON ADVISORS, LLC RESEARCH ANALYST direct 2009-01-01
DREW, MAUREEN, ONEILL RESEARCH ANALYST 01/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
GAGNON ADVISORS, LLC RESEARCH ANALYST direct 2009-01-01
ATKINSON, BENJAMIN, CHEEVER MANAGING MEMBER 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
GAGNON SECURITIES, LLC MEMBER direct 2006-02-01
GAGNON ADVISORS, LLC MANAGING MEMBER direct 2015-03-01
FERRANTE, LISA, CATHERINE CHIEF COMPLIANCE OFFICER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
GAGNON SECURITIES, LLC MEMBER direct 2006-02-01
D'ALESSANDRO, MARIANNE CHIEF FINANCIAL OFFICER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
GAGNON SECURITIES, LLC MEMBER direct 2011-03-01
GAGNON SECURITIES, LLC FINANCIAL OPERATIONS PRINCIPAL direct 2016-01-01
TAYLOR, WILLIS, GITT RESEARCH ANALYST 01/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
GAGNON SECURITIES, LLC MEMBER direct 2008-05-01
TRANCHIDA, ALISON, O'BRIEN OPERATIONS MANAGER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
GAGNON SECURITIES, LLC MEMBER direct 2007-03-01
GAGNON, NEIL, JOSEPH OWNER GAGNON ADMINISTRATIVE SERVICES LLC 07/01/2004 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
GAGNON ADVISORS LLC CHIEF EXECUTIVE OFFCIER direct 2005-09-01
GAGNONLEE MANAGEMENT, LLC MEMBER indirect 1999-11-01
GAGNON LEE MANAGEMENT LLC CHIEF EXECUTIVE OFFICER direct 2005-07-01
GAGNON ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 2002-02-01
GAGNON ADVISORS, LLC OWNER indirect 2004-07-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
GAGNON INVESTMENT ASSOCIATES LLC United States 805-8194025723 Hedge Fund 71,200,000 250,000 Feeder Fund
GAGNON INVESTMENT ASSOCIATES OFFSHORE Cayman Islands 805-4817869756 Hedge Fund 38,000,000 250,000 Feeder Fund
GAGNON INVESTMENT ASSOCIATES MASTER FUND Cayman Islands 805-5274737371 Hedge Fund 109,200,000 250,000 Master Fund
GIS FUND OF FUNDS LLC United States 805-1072831523 Hedge Fund 39,213,269 500,000 Fund of Funds

GAGNON ADVISORS, LLC

ownership team - last updated 2019-03-22
Name Title Start Date Direct/Indirect % Ownership
GAGNON ADMINISTRATIVE SERVICES LLC OWNER 07/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
GAGNON ADVISORS, LLC OWNER direct 2009-07-01
GAGNON, NEIL, JOSEPH CHIEF EXECUTIVE OFFICER 02/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
GAGNON ADVISORS LLC CHIEF EXECUTIVE OFFCIER direct 2005-09-01
GAGNONLEE MANAGEMENT, LLC MEMBER indirect 1999-11-01
GAGNON LEE MANAGEMENT LLC CHIEF EXECUTIVE OFFICER direct 2005-07-01
GAGNON ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 2002-02-01
GAGNON ADVISORS, LLC OWNER indirect 2004-07-01
GAGNON, BRIAN, JOSEPH RESEARCH ANALYST 01/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
GAGNON ADVISORS, LLC RESEARCH ANALYST direct 2009-01-01
DREW, MAUREEN, ONEILL RESEARCH ANALYST 01/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
GAGNON ADVISORS, LLC RESEARCH ANALYST direct 2009-01-01
ATKINSON, BENJAMIN, CHEEVER MANAGING MEMBER 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
GAGNON SECURITIES, LLC MEMBER direct 2006-02-01
GAGNON ADVISORS, LLC MANAGING MEMBER direct 2015-03-01
FERRANTE, LISA, CATHERINE CHIEF COMPLIANCE OFFICER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
GAGNON SECURITIES, LLC MEMBER direct 2006-02-01
D'ALESSANDRO, MARIANNE CHIEF FINANCIAL OFFICER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
GAGNON SECURITIES, LLC MEMBER direct 2011-03-01
GAGNON SECURITIES, LLC FINANCIAL OPERATIONS PRINCIPAL direct 2016-01-01
TAYLOR, WILLIS, GITT RESEARCH ANALYST 01/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
GAGNON SECURITIES, LLC MEMBER direct 2008-05-01
TRANCHIDA, ALISON, O'BRIEN OPERATIONS MANAGER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
GAGNON SECURITIES, LLC MEMBER direct 2007-03-01
GAGNON, NEIL, JOSEPH OWNER GAGNON ADMINISTRATIVE SERVICES LLC 07/01/2004 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
GAGNON ADVISORS LLC CHIEF EXECUTIVE OFFCIER direct 2005-09-01
GAGNONLEE MANAGEMENT, LLC MEMBER indirect 1999-11-01
GAGNON LEE MANAGEMENT LLC CHIEF EXECUTIVE OFFICER direct 2005-07-01
GAGNON ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 2002-02-01
GAGNON ADVISORS, LLC OWNER indirect 2004-07-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
GAGNON INVESTMENT ASSOCIATES LLC United States 805-8194025723 Hedge Fund 71,200,000 250,000 Feeder Fund
GAGNON INVESTMENT ASSOCIATES OFFSHORE Cayman Islands 805-4817869756 Hedge Fund 38,000,000 250,000 Feeder Fund
GAGNON INVESTMENT ASSOCIATES MASTER FUND Cayman Islands 805-5274737371 Hedge Fund 109,200,000 250,000 Master Fund
GIS FUND OF FUNDS LLC United States 805-1072831523 Hedge Fund 39,213,269 500,000 Fund of Funds

GAGNON ADVISORS, LLC

ownership team - last updated 2018-05-01
Name Title Start Date Direct/Indirect % Ownership
GAGNON ADMINISTRATIVE SERVICES LLC OWNER 07/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
GAGNON ADVISORS, LLC OWNER direct 2009-07-01
GAGNON, NEIL, JOSEPH CHIEF EXECUTIVE OFFICER 02/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
GAGNON ADVISORS LLC CHIEF EXECUTIVE OFFCIER direct 2005-09-01
GAGNONLEE MANAGEMENT, LLC MEMBER indirect 1999-11-01
GAGNON LEE MANAGEMENT LLC CHIEF EXECUTIVE OFFICER direct 2005-07-01
GAGNON ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 2002-02-01
GAGNON ADVISORS, LLC OWNER indirect 2004-07-01
GAGNON, BRIAN, JOSEPH RESEARCH ANALYST 01/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
GAGNON ADVISORS, LLC RESEARCH ANALYST direct 2009-01-01
DREW, MAUREEN, ONEILL RESEARCH ANALYST 01/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
GAGNON ADVISORS, LLC RESEARCH ANALYST direct 2009-01-01
ATKINSON, BENJAMIN, CHEEVER MANAGING MEMBER 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
GAGNON SECURITIES, LLC MEMBER direct 2006-02-01
GAGNON ADVISORS, LLC MANAGING MEMBER direct 2015-03-01
FERRANTE, LISA, CATHERINE CHIEF COMPLIANCE OFFICER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
GAGNON SECURITIES, LLC MEMBER direct 2006-02-01
D'ALESSANDRO, MARIANNE CHIEF FINANCIAL OFFICER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
GAGNON SECURITIES, LLC MEMBER direct 2011-03-01
GAGNON SECURITIES, LLC FINANCIAL OPERATIONS PRINCIPAL direct 2016-01-01
TAYLOR, WILLIS, GITT RESEARCH ANALYST 01/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
GAGNON SECURITIES, LLC MEMBER direct 2008-05-01
GAGNON, NEIL, JOSEPH OWNER GAGNON ADMINISTRATIVE SERVICES LLC 07/01/2004 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
GAGNON ADVISORS LLC CHIEF EXECUTIVE OFFCIER direct 2005-09-01
GAGNONLEE MANAGEMENT, LLC MEMBER indirect 1999-11-01
GAGNON LEE MANAGEMENT LLC CHIEF EXECUTIVE OFFICER direct 2005-07-01
GAGNON ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 2002-02-01
GAGNON ADVISORS, LLC OWNER indirect 2004-07-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
GAGNON INVESTMENT ASSOCIATES LLC United States 805-8194025723 Hedge Fund 0 250,000 Feeder Fund
GAGNON INVESTMENT ASSOCIATES OFFSHORE Cayman Islands 805-4817869756 Hedge Fund 29,813,788 250,000 Feeder Fund
GAGNON INVESTMENT ASSOCIATES MASTER FUND Cayman Islands 805-5274737371 Hedge Fund 87,796,485 250,000 Master Fund
GIS FUND OF FUNDS LLC United States 805-1072831523 Hedge Fund 41,792,071 500,000 Fund of Funds

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