GAM HOLDING AG

ZURICH, V8 How do I update this listing?

GAM Holding AG is based out of Zurich. Their last reported 13F filing for Q3 2019 included $2,271,676,000 in managed 13F securities and a top 10 holdings concentration of 17.76%. GAM Holding AG's largest holding is Alibaba Group Holding Ltd ADR with shares held of 655,166. Whalewisdom has at least 40 13F filings, and 38 13G filings The firm last filed a Form D notice of exempt offering of securities on 2016-11-08. The notice included securities offered of Equity

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $2.272 Billion
  • Prior Market Value $2.56 Billion
  • New Purchases119 stocks
  • Additional Purchases176 stocks
  • Sold out of177 stocks
  • Reduced holdings in408 stocks
  • Top 10 Holdings % 17.76 %
  • Turnover % [1]:37.00%
  • Turnover Alt % [2]: 25.04 %
  • Time Held Top20:5.10 quarters
  • Time Held Top10:4.70 quarters
  • Time Held All:14.04 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -3.93%
Performance Last 4 Quarters: -8.68%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
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Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
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Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
Cantab Capital Partners LLP
GAM INTERNATIONAL MANAGEMENT LTD
GAM Investment Management (Switzerland) AG

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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Form D Filings

Form D is a form to be used to file a notice of an exempt offering of securities with the Securities and Exchange Commission. Form D contains basic information about the offering and the company.

Form D Filings
Filing Date Form Type Industry Group Securities Offered Total Offering Amount Total Amount Sold Total Remaining
2016-11-08 D OTHER BANKING AND FINANCIAL SERVICES Equity INDEFINITE 0 INDEFINITE
Other Issuers in Filings
Name Address
No Other Issuers
Related Parties included in filings
Name Address Relationship
ALEXANDER S. FRIEDMAN subscription required
    EXECUTIVE OFFICER
BENJAMIN MEULI subscription required
    DIRECTOR
CRAIG WALLIS subscription required
    EXECUTIVE OFFICER
DIEGO DU MONCEAU subscription required
    DIRECTOR
EZRA S. FIELD subscription required
    DIRECTOR
HUGH SCOTT-BARRETT subscription required
    DIRECTOR
JOHANNES A. DE GIER subscription required
    DIRECTOR
LARRY HATHEWAY subscription required
    EXECUTIVE OFFICER
MARTIN JUFER subscription required
    EXECUTIVE OFFICER
NANCY MISTRETTA subscription required
    DIRECTOR
RICHARD MCNAMARA subscription required
    EXECUTIVE OFFICER
SCOTT SULLIVAN subscription required
    EXECUTIVE OFFICER
TIM DANA subscription required
    EXECUTIVE OFFICER

WhaleScore history for GAM HOLDING AG

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**EXPERIMENTAL** Current International Short Positions

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Holder Issuer Net Short Position Position Date Origin
Swiss & Global Asset Management AG STADA Arzneimittel Aktiengesellschaft 0.54% 2015-03-30 GERMANY

Short Position History (last 100)

Holder Net Short Position Position Date Origin
GAM Investment Management Lugano SA AGGREKO PLC 0.75% 2015-12-15 UK
GAM Investment Management Lugano SA AGGREKO PLC 0.64% 2015-12-14 UK
GAM Investment Management Lugano SA AGGREKO PLC 0.54% 2015-12-08 UK
GAM Investment Management (Switzerland) AG Axel Springer SE 0.5% 2016-01-28 GERMANY
GAM Investment Management (Switzerland) AG Axel Springer SE 0.5% 2015-10-29 GERMANY
GAM Investment Management Lugano SA CYBG PLC 0.6% 2016-07-06 UK
GAM Investment Management Lugano SA CYBG PLC 0.54% 2016-07-05 UK
GAM Investment Management Lugano SA ELECTROCOMPONENTS PLC 0.5% 2015-10-02 UK
GAM Investment Management Lugano SA ELECTROCOMPONENTS PLC 0.62% 2014-11-14 UK
GAM Investment Management Lugano SA SERCO GROUP PLC 0.57% 2016-06-07 UK
GAM Investment Management Lugano SA SERCO GROUP PLC 0.77% 2015-12-16 UK
GAM Investment Management Lugano SA SERCO GROUP PLC 0.69% 2015-12-15 UK
GAM Investment Management Lugano SA SPORTS DIRECT INTL PLC 0.6% 2016-07-08 UK
GAM Investment Management (Switzerland) AG STADA Arzneimittel Aktiengesellschaft 0.55% 2016-05-30 GERMANY
GAM Investment Management (Switzerland) AG STADA Arzneimittel Aktiengesellschaft 0.77% 2016-05-18 GERMANY
GAM Investment Management (Switzerland) AG STADA Arzneimittel Aktiengesellschaft 0.82% 2015-08-13 GERMANY
GAM Investment Management (Switzerland) AG STADA Arzneimittel Aktiengesellschaft 0.76% 2015-07-21 GERMANY
GAM Investment Management (Switzerland) AG STADA Arzneimittel Aktiengesellschaft 0.69% 2015-06-30 GERMANY
GAM Investment Management Lugano SA VICTREX PLC 1.11% 2016-07-07 UK
GAM Investment Management Lugano SA VICTREX PLC 0.93% 2016-07-06 UK
GAM Investment Management Lugano SA VICTREX PLC 0.83% 2016-04-07 UK
GAM Investment Management Lugano SA VICTREX PLC 0.72% 2016-04-06 UK
GAM Investment Management Lugano SA VICTREX PLC 0.58% 2016-04-05 UK
GAM Investment Management Lugano SA Wincor Nixdorf Aktiengesellschaft 0.32% 2015-07-23 GERMANY
GAM Investment Management Lugano SA Wincor Nixdorf Aktiengesellschaft 0.54% 2015-04-08 GERMANY

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