GATOR CAPITAL MANAGEMENT, LLC

The Adviser may enter into agreements with third-party promoters who are compensated for securing clients. These agreements require that the promoters meet disclosure requirements and disqualification provisions. Solicited clients receive a copy of the promoter disclosure brochure, which includes information about the relationship between the Adviser and the promoter, as well as any conflicts of interest. Clients also receive the Adviser's ADV Part 2A and Privacy Policy. The Firm and its affiliates are not required to devote their full-time attention to managing assets and may conduct other business and provide investment services to other clients, which may be competitive. The Firm may offer investment advisory services to institutions, individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, corporations, and business entities. They may also provide investment management services under a sub-advisory agreement to third-party registered investment companies or pooled investment vehicles, including the GCM Advised Funds.

GCM may offer any advisory services, engage in any investment strategies, and make any investment, including any not described in the brochure, that GCM considers appropriate for its clients, and for which it is qualified, subject to each client’s investment objectives and guidelines. The investment strategies GCM pursues are speculative and entail substantial risks. Clients should be prepared to bear a partial or complete loss of invested capital. To determine which companies merit more thorough analysis, GCM reads through the earnings releases and the conference call transcripts of the companies they've found in the initial screening. Upon deciding to do further research, they use several sources to gain a complete picture of the company and its business, including reviewing annual reports, securities filings, and performing industry reviews. In certain instances, portfolio advisory services may not be managed according to one of the model trading strategies, and investment authority may be subject to specific investment objectives, guidelines and/or conditions imposed by the client in writing.

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