NEW ENGLAND ASSET MANAGEMENT INC

https://neamgroup.com/ FARMINGTON, CT Investment Advisor How do I update this listing?

Also known as:

  • GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC

NEW England Asset Management is based out of Farmington. NEW England Asset Management is a large advisory firm with 108 clients and discretionary assets under management (AUM) of $67,406,143,332 (Form ADV from 2019-03-28). Their last reported 13F filing for Q1 2019 included $5,192,257,000 in managed 13F securities and a top 10 holdings concentration of 91.73%. NEW England Asset Management's largest holding is Wells Fargo & Co. (Northwest Bancorporation) with shares held of 22,623,614. NEW England Asset Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 91 13F filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $5.192 Billion
  • Prior Market Value $4.748 Billion
  • New Purchases8 stocks
  • Additional Purchases74 stocks
  • Sold out of10 stocks
  • Reduced holdings in11 stocks
  • Top 10 Holdings % 91.73 %
  • Turnover % [1]:10.84%
  • Turnover Alt % [2]: 0.83 %
  • Time Held Top20:21.25 quarters
  • Time Held Top10:23.30 quarters
  • Time Held All:25.79 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 4.77%
Performance Last 4 Quarters: 7.58%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
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Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
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  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
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  • 2008-12-31 - 13F-HR (Subscription required)
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  • 2002-12-31 - 13F-HR (Subscription required)
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This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
BERKSHIRE HATHAWAY INC
GENERAL RE CORP

View Last Form Adv Compilation Report on Record

NEW ENGLAND ASSET MANAGEMENT, INC.
Classified as Hedge Fund
74 BATTERSON PARK RD. POND VIEW CORPORATE CENTER
FARMINGTON CT    06032
Country: United States

Business Phone: 860-676-8722
Fax: 860-676-8712
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: DE
Number of employees: 98
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees,Performance-based fees
Amount of client funds and securities: 0
Total Number of Clients: 108
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.H (1).(a)
Data above was derived from SEC filings.

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NEW ENGLAND ASSET MANAGEMENT, INC.

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
GENERAL RE CORPORATION SHAREHOLDER 08/01/1995 Direct 75% or more
Fund Name Position direct/indirect start date end date
GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC SHAREHOLDER direct 1995-08-01
MORAIS, KAREN, JOY CHIEF COMPLIANCE OFFICER /ASSISTANT SECRETARY 10/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC CHIEF COMPLIANCE OFFICER (10/2004)/ASSISTANT SECRETARY (09/2010) direct 2004-10-01
GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC CHEIF COMPLIANCE OFFICER direct 2004-10-01
GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC CHIEF COMPLIANCE OFFICER (10/04)/ASSISTANT SECRETARY (09/10) direct 2004-10-01
GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2004-10-01
STEIN, LAURENCE, CABOT SECRETARY, LEGAL COUNSEL / DIRECTOR 09/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC SECRETARY direct 2007-09-01
GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC SECRETARY, LEGAL COUNSEL (09/2007)/DIRECTOR (04/2008) direct 2007-09-01
GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC SECRETARY, LEGAL DEPT. CONTACT (09/07)/DIRECTOR (04/08) direct 2007-09-01
GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC SECRETARY (09/07)/DIRECTOR (04/08) direct 2007-09-01
ROTATORI, WILLIAM, EUGENE CEO / CHAIRMAN 05/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC PRESIDENT direct 2010-05-01
NEW ENGLAND ASSET MANAGEMENT, INC. PRESIDENT (05/2010-05/2014) CEO, DIRECTOR (05/2014), CHAIRMAN (01/2016) direct 2014-05-01
GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC PRESIDENT (05/2010-05/2014) CEO, DIRECTOR (05/2014) direct 2014-05-01
CLARK, CALVIN PRESIDENT / DIRECTOR 05/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC PRESIDENT, DIRECTOR (05/2014) direct 2014-05-01
GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC PRESIDENT, DIRECTOR (05/2014), CHIEF INVESTMENT OFFICER (07/2014 TO 6/2015) direct 2014-05-01
GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC PRESIDENT, DIRECTOR (05/2014), CHIEF INVESTMENT OFFICER (07/2014) direct 2014-05-01
DELUCIA, VINCENT, J CHIEF INVESTMENT OFFICER 06/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC CHIEF INVESTMENT OFFICER (6/2015) direct 2015-06-01
BERKSHIRE HATHAWAY INC SHAREHOLDER GENERAL RE CORPORATION 12/01/1998 Indirect 75% or more
Fund Name Position direct/indirect start date end date
GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC SHAREHOLDER indirect 1998-12-01
GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC SHAREHOLDER direct 1998-12-01 2011-03-30

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
AYRESOME CDO I LTD Cayman Islands 805-7628144188 Securitized Asset Fund 50,428,527 500,000
SAYBROOK POINT CBO LIMITED Cayman Islands 805-7789280148 Securitized Asset Fund 15,642,062 500,000
SAYBROOK POINT CBO II LIMITED Cayman Islands 805-4980152362 Securitized Asset Fund 35,099,099 500,000

NEW ENGLAND ASSET MANAGEMENT, INC.

ownership team - last updated 2018-05-01
Name Title Start Date Direct/Indirect % Ownership
GENERAL RE CORPORATION SHAREHOLDER 08/01/1995 Direct 75% or more
Fund Name Position direct/indirect start date end date
GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC SHAREHOLDER direct 1995-08-01
MORAIS, KAREN, JOY CHIEF COMPLIANCE OFFICER /ASSISTANT SECRETARY 10/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC CHIEF COMPLIANCE OFFICER (10/2004)/ASSISTANT SECRETARY (09/2010) direct 2004-10-01
GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC CHEIF COMPLIANCE OFFICER direct 2004-10-01
GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC CHIEF COMPLIANCE OFFICER (10/04)/ASSISTANT SECRETARY (09/10) direct 2004-10-01
GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2004-10-01
STEIN, LAURENCE, CABOT SECRETARY, LEGAL COUNSEL / DIRECTOR 09/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC SECRETARY direct 2007-09-01
GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC SECRETARY, LEGAL COUNSEL (09/2007)/DIRECTOR (04/2008) direct 2007-09-01
GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC SECRETARY, LEGAL DEPT. CONTACT (09/07)/DIRECTOR (04/08) direct 2007-09-01
GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC SECRETARY (09/07)/DIRECTOR (04/08) direct 2007-09-01
ROTATORI, WILLIAM, EUGENE CEO / CHAIRMAN 05/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC PRESIDENT direct 2010-05-01
NEW ENGLAND ASSET MANAGEMENT, INC. PRESIDENT (05/2010-05/2014) CEO, DIRECTOR (05/2014), CHAIRMAN (01/2016) direct 2014-05-01
GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC PRESIDENT (05/2010-05/2014) CEO, DIRECTOR (05/2014) direct 2014-05-01
CLARK, CALVIN PRESIDENT / DIRECTOR 05/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC PRESIDENT, DIRECTOR (05/2014) direct 2014-05-01
GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC PRESIDENT, DIRECTOR (05/2014), CHIEF INVESTMENT OFFICER (07/2014 TO 6/2015) direct 2014-05-01
GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC PRESIDENT, DIRECTOR (05/2014), CHIEF INVESTMENT OFFICER (07/2014) direct 2014-05-01
DELUCIA, VINCENT, J CHIEF INVESTMENT OFFICER 06/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC CHIEF INVESTMENT OFFICER (6/2015) direct 2015-06-01
BERKSHIRE HATHAWAY INC SHAREHOLDER GENERAL RE CORPORATION 12/01/1998 Indirect 75% or more
Fund Name Position direct/indirect start date end date
GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC SHAREHOLDER indirect 1998-12-01
GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC SHAREHOLDER direct 1998-12-01 2011-03-30

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
AYRESOME CDO I LTD Cayman Islands 805-7628144188 Securitized Asset Fund 49,498,586 500,000
SAYBROOK POINT CBO LIMITED Cayman Islands 805-7789280148 Securitized Asset Fund 18,041,061 500,000
SAYBROOK POINT CBO II LIMITED Cayman Islands 805-4980152362 Securitized Asset Fund 36,637,094 500,000

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