GENESEE CAPITAL ADVISORS, LLC

HTTP://GENESEEADVISORS.COM/ SKANEATELES, NY Investment Advisor How do I update this listing?

Genesee Capital Advisors is based out of Skaneateles. Genesee Capital Advisors is a large advisory firm with 410 clients and discretionary assets under management (AUM) of $168,229,707 (Form ADV from 2020-06-25). Their last reported 13F filing for Q2 2020 included $107,549,000 in managed 13F securities and a top 10 holdings concentration of 45.28%. Genesee Capital Advisors's largest holding is First Trust Technology AlphaDEX Fund-First Trust Technology AlphaDEX Fund with shares held of 112,695. Whalewisdom has at least 7 13F filings

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06/30/2020

13F Activity

  • Market Value $107.549 Million
  • Prior Market Value $104.518 Million
  • New Purchases12 stocks
  • Additional Purchases16 stocks
  • Sold out of14 stocks
  • Reduced holdings in40 stocks
  • Top 10 Holdings % 45.28 %
  • Turnover % [1]:35.62%
  • Turnover Alt % [2]: 28.80 %
  • Time Held Top20:2.25 quarters
  • Time Held Top10:2.20 quarters
  • Time Held All:3.40 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-08-14

Performance for Q2 2020: 15.3%
Performance Last 4 Quarters: 20.96%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

GENESEE CAPITAL ADVISORS, LLC
46 SOUTH STREET
AUBURN NY    13021
Country: United States

Business Phone: 315-554-3020
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: NY
Number of employees: 4
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 187,151
Total Number of Clients: 410
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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GENESEE CAPITAL ADVISORS, LLC

ownership team - last updated 2020-06-25
Name Title Start Date Direct/Indirect % Ownership
HEARN, MICHAEL, CHRISTOPHER MANAGING MEMBER, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER 05/01/2013 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
COPPER JOHN CAPITAL ADVISORS LLC MANAGING MEMBER/CCO direct 2013-05-01
GENESEE CAPITAL ADVISORS, LLC PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2013-05-01
HART, JEAN MARIE MEMBER, CHIEF ADMINISTRATIVE OFFICER AND OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER 05/01/2013 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
COPPER JOHN CAPITAL ADVISORS LLC CHIEF OPERATIONS OFFICER AND MEMBER direct 2013-05-01
GENESEE CAPITAL ADVISORS, LLC CHIEF ADMINISTRATIVE OFFICER AND OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER direct 2013-05-01
PINE, RYAN, WINFIELD MEMBER, SENIOR VICE PRESIDENT, WEALTH MANAGEMENT, INVESTMENT OFFICER 05/01/2013 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
COPPER JOHN CAPITAL ADVISORS LLC MANAGING DIRECTOR & MEMBER direct 2013-05-01
GENESEE CAPITAL ADVISORS, LLC SENIOR VICE PRESIDENT, WEALTH MANAGEMENT, INVESTMENT OFFICER direct 2013-05-01

GENESEE CAPITAL ADVISORS, LLC

ownership team - last updated 2020-02-28
Name Title Start Date Direct/Indirect % Ownership

GENESEE CAPITAL ADVISORS, LLC

ownership team - last updated 2019-11-07
Name Title Start Date Direct/Indirect % Ownership
HEARN, MICHAEL, CHRISTOPHER MANAGING MEMBER, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER 05/01/2013 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
COPPER JOHN CAPITAL ADVISORS LLC MANAGING MEMBER/CCO direct 2013-05-01
GENESEE CAPITAL ADVISORS, LLC PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2013-05-01
HART, JEAN MARIE MEMBER, CHIEF ADMINISTRATIVE OFFICER AND OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER 05/01/2013 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
COPPER JOHN CAPITAL ADVISORS LLC CHIEF OPERATIONS OFFICER AND MEMBER direct 2013-05-01
GENESEE CAPITAL ADVISORS, LLC CHIEF ADMINISTRATIVE OFFICER AND OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER direct 2013-05-01
PINE, RYAN, WINFIELD MEMBER, SENIOR VICE PRESIDENT, WEALTH MANAGEMENT, INVESTMENT OFFICER 05/01/2013 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
COPPER JOHN CAPITAL ADVISORS LLC MANAGING DIRECTOR & MEMBER direct 2013-05-01
GENESEE CAPITAL ADVISORS, LLC SENIOR VICE PRESIDENT, WEALTH MANAGEMENT, INVESTMENT OFFICER direct 2013-05-01

GENESEE CAPITAL ADVISORS, LLC

ownership team - last updated 2019-04-08
Name Title Start Date Direct/Indirect % Ownership
HEARN, MICHAEL, CHRISTOPHER MANAGING MEMBER, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER 05/01/2013 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
COPPER JOHN CAPITAL ADVISORS LLC MANAGING MEMBER/CCO direct 2013-05-01
GENESEE CAPITAL ADVISORS, LLC PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2013-05-01
HART, JEAN MARIE MEMBER, CHIEF ADMINISTRATIVE OFFICER AND OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER 05/01/2013 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
COPPER JOHN CAPITAL ADVISORS LLC CHIEF OPERATIONS OFFICER AND MEMBER direct 2013-05-01
GENESEE CAPITAL ADVISORS, LLC CHIEF ADMINISTRATIVE OFFICER AND OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER direct 2013-05-01
PINE, RYAN, WINFIELD MEMBER, SENIOR VICE PRESIDENT, WEALTH MANAGEMENT, INVESTMENT OFFICER 05/01/2013 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
COPPER JOHN CAPITAL ADVISORS LLC MANAGING DIRECTOR & MEMBER direct 2013-05-01
GENESEE CAPITAL ADVISORS, LLC SENIOR VICE PRESIDENT, WEALTH MANAGEMENT, INVESTMENT OFFICER direct 2013-05-01

GENESEE CAPITAL ADVISORS, LLC

ownership team - last updated 2019-02-27
Name Title Start Date Direct/Indirect % Ownership
HEARN, MICHAEL, CHRISTOPHER MANAGING MEMBER, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER 05/01/2013 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
COPPER JOHN CAPITAL ADVISORS LLC MANAGING MEMBER/CCO direct 2013-05-01
GENESEE CAPITAL ADVISORS, LLC PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2013-05-01
HART, JEAN MARIE MEMBER, CHIEF ADMINISTRATIVE OFFICER AND OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER 05/01/2013 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
COPPER JOHN CAPITAL ADVISORS LLC CHIEF OPERATIONS OFFICER AND MEMBER direct 2013-05-01
GENESEE CAPITAL ADVISORS, LLC CHIEF ADMINISTRATIVE OFFICER AND OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER direct 2013-05-01
PINE, RYAN, WINFIELD MEMBER, SENIOR VICE PRESIDENT, WEALTH MANAGEMENT, INVESTMENT OFFICER 05/01/2013 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
COPPER JOHN CAPITAL ADVISORS LLC MANAGING DIRECTOR & MEMBER direct 2013-05-01
GENESEE CAPITAL ADVISORS, LLC SENIOR VICE PRESIDENT, WEALTH MANAGEMENT, INVESTMENT OFFICER direct 2013-05-01

GENESEE CAPITAL ADVISORS, LLC

ownership team - last updated 2018-11-30
Name Title Start Date Direct/Indirect % Ownership
HEARN, MICHAEL, CHRISTOPHER MANAGING MEMBER, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER 05/01/2013 Direct 75% or more
Fund Name Position direct/indirect start date end date
COPPER JOHN CAPITAL ADVISORS LLC MANAGING MEMBER/CCO direct 2013-05-01
GENESEE CAPITAL ADVISORS, LLC PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2013-05-01
HART, JEAN MARIE MEMBER, CHIEF ADMINISTRATIVE OFFICER AND OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER 05/01/2013 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
COPPER JOHN CAPITAL ADVISORS LLC CHIEF OPERATIONS OFFICER AND MEMBER direct 2013-05-01
GENESEE CAPITAL ADVISORS, LLC CHIEF ADMINISTRATIVE OFFICER AND OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER direct 2013-05-01
PINE, RYAN, WINFIELD MEMBER, SENIOR VICE PRESIDENT, WEALTH MANAGEMENT, INVESTMENT OFFICER 05/01/2013 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
COPPER JOHN CAPITAL ADVISORS LLC MANAGING DIRECTOR & MEMBER direct 2013-05-01
GENESEE CAPITAL ADVISORS, LLC SENIOR VICE PRESIDENT, WEALTH MANAGEMENT, INVESTMENT OFFICER direct 2013-05-01

GENESEE CAPITAL ADVISORS, LLC

ownership team - last updated 2017-10-05
Name Title Start Date Direct/Indirect % Ownership
HEARN, MICHAEL, CHRISTOPHER MANAGING MEMBER, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER 05/01/2013 Direct 75% or more
Fund Name Position direct/indirect start date end date
COPPER JOHN CAPITAL ADVISORS LLC MANAGING MEMBER/CCO direct 2013-05-01
GENESEE CAPITAL ADVISORS, LLC PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2013-05-01
HART, JEAN MARIE MEMBER, CHIEF ADMINISTRATIVE OFFICER AND OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER 05/01/2013 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
COPPER JOHN CAPITAL ADVISORS LLC CHIEF OPERATIONS OFFICER AND MEMBER direct 2013-05-01
GENESEE CAPITAL ADVISORS, LLC CHIEF ADMINISTRATIVE OFFICER AND OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER direct 2013-05-01
PINE, RYAN, WINFIELD MEMBER, SENIOR VICE PRESIDENT, WEALTH MANAGEMENT, INVESTMENT OFFICER 05/01/2013 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
COPPER JOHN CAPITAL ADVISORS LLC MANAGING DIRECTOR & MEMBER direct 2013-05-01
GENESEE CAPITAL ADVISORS, LLC SENIOR VICE PRESIDENT, WEALTH MANAGEMENT, INVESTMENT OFFICER direct 2013-05-01

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