GEOWEALTH MANAGEMENT, LLC

HTTPS://WWW.GEOWEALTH.COM/ CHICAGO, IL Investment Advisor How do I update this listing?

Geowealth Management is based out of Chicago. Geowealth Management is a large advisory firm with 996 clients and discretionary assets under management (AUM) of $599,026,403 (Form ADV from 2019-07-02). Their last reported 13F filing for Q2 2019 included $38,085,000 in managed 13F securities and a top 10 holdings concentration of 63.81%. Geowealth Management's largest holding is CME Group Inc with shares held of 38,219. Whalewisdom has at least 1 13F filings

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06/30/2019

Top Sells

  • Name% Change

06/30/2019

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -0.72%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
Frontier Wealth Management LLC
Verity Investment Advisers, LLC

View Last Form Adv Compilation Report on Record

GEOWEALTH MANAGEMENT LLC
444 N. MICHIGAN AVENUE SUITE 820
CHICAGO IL    60611
Country: United States

Business Phone: (312) 219-9160
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 23
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 996
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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GEOWEALTH MANAGEMENT LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
RUTHVEN, COLIN CHIEF TECHNOLOGY OFFICER 12/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
GEOWEALTH MANAGEMENT, INC. CHIEF TECHNOLOGY OFFICER, CHIEF COMPLIANCE OFFICER direct 2004-12-01
GEOWEALTH MANAGEMENT LLC CHIEF TECHNOLOGY OFFICER direct 2004-12-01
HRISTOV, DIMITAR MANAGING DIRECTOR 12/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
GEOWEALTH MANAGEMENT, INC. PORTFOLIO MANAGER direct 2004-12-01
FALLS, COLIN, JAMES PRESIDENT 08/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
GEOWEALTH MANAGEMENT LLC DIRECTOR OF BUSINESS DEVELOPMENT direct 2013-08-01
GEOWEALTH MANAGEMENT LLC PRESIDENT direct 2013-08-01
GEOWEALTH MANAGEMENT LLC MANAGING DIRECTOR direct 2013-08-01
HANNAH, JOHN, M CHIEF COMPLIANCE OFFICER 03/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
GEOWEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2014-03-01
GEOWEALTH, LLC MANAGING MEMBER 11/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
GEOWEALTH MANAGEMENT LLC MANAGING MEMBER direct 2018-11-01
GEOWEALTH ENTERPRISES, LLC MEMBER GEOWEALTH, LLC 11/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
GEOWEALTH MANAGEMENT LLC MEMBER indirect 2018-11-01

GEOWEALTH MANAGEMENT LLC

ownership team - last updated 2018-01-02
Name Title Start Date Direct/Indirect % Ownership

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