GLADSTONE INSTITUTIONAL ADVISORY LLC

https://www.truevisionadv.com BEDMINSTER, NJ Investment Advisor How do I update this listing?

Gladstone Institutional Advisory is based out of Bedminster. Gladstone Institutional Advisory is a large advisory firm with 1755 clients and discretionary assets under management (AUM) of $613,654,733 (Form ADV from 2019-04-18). Their last reported 13F filing for Q1 2019 included $272,438,000 in managed 13F securities and a top 10 holdings concentration of 33.3%. Gladstone Institutional Advisory's largest holding is Schwab International Equity ETF with shares held of 468,062. Whalewisdom has at least 2 13F filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $272.438 Million
  • Prior Market Value $171.697 Million
  • New Purchases51 stocks
  • Additional Purchases64 stocks
  • Sold out of7 stocks
  • Reduced holdings in90 stocks
  • Top 10 Holdings % 33.30 %
  • Turnover % [1]:27.36%
  • Turnover Alt % [2]: 35.46 %
  • Time Held Top20:0.55 quarters
  • Time Held Top10:0.60 quarters
  • Time Held All:0.76 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 3.01%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

GLADSTONE WEALTH GROUP
1400 RT. 206 SUITE 100
BEDMINSTER NJ    07921
Country: United States

Business Phone: 908-719-1313
Fax: 908-719-1331
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: NJ
Number of employees: 44
Other Business Activities: insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees,SOLICITOR/REFERRAL AND CONSULTING FEES
Amount of client funds and securities: 105,037,000
Total Number of Clients: 1755
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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GLADSTONE INSTITUTIONAL ADVISORY LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
HUDSON, ROBERT, PAUL PRESIDENT/MANAGING MEMBER 05/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
GLADSTONE INSTITUTIONAL ADVISORY LLC PRESIDENT direct 2015-05-01
GLADSTONE INSTITUTIONAL ADVISORY LLC PRESIDENT/MANAGING MEMBER direct 2015-05-01
SLOMIN, ROBERT, PAUL CHIEF COMPLIANCE OFFICER 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
JANNEY MONTGOMERY SCOTT LLC ROSFP direct 2006-01-01
JANNEY MONTGOMERY SCOTT LLC SROP direct 2006-01-01
JANNEY MONTGOMERY SCOTT LLC SROP, CROP direct 2006-01-01
JANNEY MONTGOMERY SCOTT LLC CCO-INVESTMENT ADVISORY direct 2006-01-01
JANNEY MONTGOMERY SCOTT LLC VP, CCO-INVESTMENT ADVISORY AND ROSFP direct 2006-01-01
SUMMIT EQUITIES, INC. CHIEF COMPLIANCE OFFICER direct 2015-09-01
SUMMIT EQUITIES, INC. CCO direct 2015-09-01
SUMMIT FINANCIAL RESOURCES INC CHIEF COMPLIANCE OFFICER direct 2015-09-01
JANNEY CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISORY direct 2014-07-01
PRIVATE PORTFOLIO PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2017-06-01
GLADSTONE INSTITUTIONAL ADVISORY LLC CHIEF COMPLIANCE OFFICER direct 2017-06-01

GLADSTONE INSTITUTIONAL ADVISORY LLC

ownership team - last updated 2018-12-04
Name Title Start Date Direct/Indirect % Ownership
HUDSON, ROBERT, PAUL PRESIDENT/MANAGING MEMBER 05/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
GLADSTONE INSTITUTIONAL ADVISORY LLC PRESIDENT direct 2015-05-01
GLADSTONE INSTITUTIONAL ADVISORY LLC PRESIDENT/MANAGING MEMBER direct 2015-05-01
SLOMIN, ROBERT, PAUL CHIEF COMPLIANCE OFFICER 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
JANNEY MONTGOMERY SCOTT LLC ROSFP direct 2006-01-01
JANNEY MONTGOMERY SCOTT LLC SROP direct 2006-01-01
JANNEY MONTGOMERY SCOTT LLC SROP, CROP direct 2006-01-01
JANNEY MONTGOMERY SCOTT LLC CCO-INVESTMENT ADVISORY direct 2006-01-01
JANNEY MONTGOMERY SCOTT LLC VP, CCO-INVESTMENT ADVISORY AND ROSFP direct 2006-01-01
SUMMIT EQUITIES, INC. CHIEF COMPLIANCE OFFICER direct 2015-09-01
SUMMIT EQUITIES, INC. CCO direct 2015-09-01
SUMMIT FINANCIAL RESOURCES INC CHIEF COMPLIANCE OFFICER direct 2015-09-01
JANNEY CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISORY direct 2014-07-01
PRIVATE PORTFOLIO PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2017-06-01
GLADSTONE INSTITUTIONAL ADVISORY LLC CHIEF COMPLIANCE OFFICER direct 2017-06-01

GLADSTONE INSTITUTIONAL ADVISORY LLC

ownership team - last updated 2018-06-12
Name Title Start Date Direct/Indirect % Ownership
HUDSON, ROBERT, PAUL PRESIDENT/MANAGING MEMBER 05/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
GLADSTONE INSTITUTIONAL ADVISORY LLC PRESIDENT direct 2015-05-01
GLADSTONE INSTITUTIONAL ADVISORY LLC PRESIDENT/MANAGING MEMBER direct 2015-05-01
SLOMIN, ROBERT, PAUL CHIEF COMPLIANCE OFFICER 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
JANNEY MONTGOMERY SCOTT LLC ROSFP direct 2006-01-01
JANNEY MONTGOMERY SCOTT LLC SROP direct 2006-01-01
JANNEY MONTGOMERY SCOTT LLC SROP, CROP direct 2006-01-01
JANNEY MONTGOMERY SCOTT LLC CCO-INVESTMENT ADVISORY direct 2006-01-01
JANNEY MONTGOMERY SCOTT LLC VP, CCO-INVESTMENT ADVISORY AND ROSFP direct 2006-01-01
SUMMIT EQUITIES, INC. CHIEF COMPLIANCE OFFICER direct 2015-09-01
SUMMIT EQUITIES, INC. CCO direct 2015-09-01
SUMMIT FINANCIAL RESOURCES INC CHIEF COMPLIANCE OFFICER direct 2015-09-01
JANNEY CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISORY direct 2014-07-01
PRIVATE PORTFOLIO PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2017-06-01
GLADSTONE INSTITUTIONAL ADVISORY LLC CHIEF COMPLIANCE OFFICER direct 2017-06-01

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