GLAZER CAPITAL, LLC

HTTP://WWW.GLAZERCAPITAL.COM • NEW YORK, NY • Investment Advisor • Hedge Fund
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Glazer Capital is based out of New York. Glazer Capital is a hedge fund with 5 clients and discretionary assets under management (AUM) of $5,752,600,000 (Form ADV from 2023-03-31). Their last reported 13F filing for Q2 2023 included $1,510,589,000 in managed 13F securities and a top 10 holdings concentration of 42.41%. Glazer Capital's largest holding is Triton International Ltd with shares held of 1,282,699. Glazer Capital has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 72 13F filings, 1 13D filings, 646 13G filings, and 287 Form 4 filings

06/30/2023

13F Activity

  • Market Value $1.511 Billion
  • Prior Market Value $1.827 Billion
  • New Purchases54 stocks
  • Additional Purchases54 stocks
  • Sold out of179 stocks
  • Reduced holdings in76 stocks
  • Top 10 Holdings % 42.41 %
  • Turnover % [1]:105.43%
  • Turnover Alt % [2]: 47.66 %
  • Time Held Top20:0.50 quarters
  • Time Held Top10:0.70 quarters
  • Time Held All:3.11 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2023

13F Sector Allocation Over Time

Fund Metrics

You are limited to the prior 8 quarters of 13F filings. Subscribe to WhaleWisdom to view all filing data for GLAZER CAPITAL, LLC

Portfolio Analysis

Classifications:

Q2 2023:

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Consistent Across Past 12 Quarters:

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Type of 13F Disclosure 13F Holdings Report
% of holdings ETF 0.0
% of top 20 holdings the same as top 20 most commonly held by all managers 0.0%
ALL HOLDINGS TOP-20 HOLDINGS
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Sector Allocation 1.032% ( ) 57.526% (FINANCE) 11.111% 4.624% 4.111% (CONSUMER DISCRETIONARY) 33.153% (FINANCE) 14.286% 13.429%

Risk/Reward Analysis

Portfolio Market Cap Analysis

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2023-08-14

Performance for Q2 2023: 0.17%
Performance Last 4 Quarters: -10.15%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
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Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
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*Shares are split adjusted

Global (ex. US) Holdings

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Stale Holdings (no activity in past 21-months or sold out)

Source: Refinitiv. Stale holdings data removed after 21-months of inactivity.

View Last Form Adv Compilation Report on Record

GLAZER CAPITAL, LLC.
Classified as Hedge Fund
250 WEST 55TH STREET SUITE 30A
NEW YORK NY    10019
Country: United States
Business Phone: 212-808-7304
Fax: 212-808-7395
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 36
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 5,458,400,000
Total Number of Clients: 5
Amount of client funds and securities by related persons: 1,444,300
Total Number of clients from related persons: 2
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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GLAZER CAPITAL, LLC.

ownership team - last updated 2023-03-31
Name Title Start Date Direct/Indirect % Ownership
GLAZER, PAUL, JAY MANAGING MEMBER, PRESIDENT, CEO, CIO 10/01/1998 Direct 50 - 75%
max of 20 shown
Fund Name Position direct/indirect start date end date
GLAZER CAPITAL, LLC. PRESIDENT, CEO, CFO, COO, CLO, CCO direct 1998-10-01
GLAZER CAPITAL, LLC. PRESIDENT, CEO, CIO direct 1998-10-01
GLAZER CAPITAL, LLC. PRESIDENT, CHIEF COMPLIANCE OFFICER, CEO, CFO, COO, CLO direct 1998-10-01
GLAZER CAPITAL, LLC. MANAGING MEMBER, PRESIDENT, CEO, CIO direct 1998-10-01
ORT, MARK MEMBER, PORTFOLIO MANAGER 01/01/2009 Direct 25 - 50%
max of 20 shown
Fund Name Position direct/indirect start date end date
GLAZER CAPITAL, LLC. PRINCIPAL, PORTFOLIO MANAGER direct 2009-01-01
GLAZER CAPITAL, LLC. MEMBER, PORTFOLIO MANAGER direct 2009-01-01
GLAZER FAMILY DYNASTY TRUST MEMBER 01/01/2012 Direct 5 - 10%
max of 20 shown
Fund Name Position direct/indirect start date end date
GLAZER CAPITAL, LLC. MEMBER direct 2012-01-01
ZADOURIAN, KEVIN, S. (MI ONLY) GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER 02/01/2022 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
FIELD STREET CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL direct 2015-03-01
IONIC CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2012-03-01
CATTERTON MANAGEMENT COMPANY, L.L.C. CHIEF COMPLIANCE OFFICER, DEPUTY GENERAL COUNSEL direct 2013-03-01
BARLOW, DAVID, ALEXANDER CHIEF OPERATING OFFICER 01/01/2011 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
GLAZER CAPITAL, LLC. CHIEF COMPLIANCE OFFICER direct 2011-01-01
Sinclair, Megan, Michelle CHIEF FINANCIAL OFFICER 01/01/2020 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
GLAZER CAPITAL, LLC. CHIEF FINANCIAL OFFICER direct 2020-01-01
Glazer, Lisa, B. TRUSTEE GLAZER FAMILY DYNASTY TRUST 01/01/2012 Indirect Other
max of 20 shown
Fund Name Position direct/indirect start date end date
GLAZER CAPITAL, LLC. TRUSTEE indirect 2012-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
GLAZER INDEX PLUS FUND, LTD Cayman Islands 805-3599769322 Hedge Fund 73,900,000 250,000 Fund of Funds
GLAZER CAPITAL MANAGEMENT, LP United States 805-6058054327 Hedge Fund 13,200,000 500,000
GLAZER ENHANCED OFFSHORE FUND, LTD Cayman Islands 805-9223653824 Hedge Fund 3,940,100,000 500,000
GLAZER ENHANCED FUND, LP United States 805-5032209760 Hedge Fund 1,430,900,000 500,000

GLAZER CAPITAL, LLC.

ownership team - last updated 2022-03-31
Name Title Start Date Direct/Indirect % Ownership
GLAZER, PAUL, JAY MANAGING MEMBER, PRESIDENT, CEO, CIO 10/01/1998 Direct 50 - 75%
max of 20 shown
Fund Name Position direct/indirect start date end date
GLAZER CAPITAL, LLC. PRESIDENT, CEO, CFO, COO, CLO, CCO direct 1998-10-01
GLAZER CAPITAL, LLC. PRESIDENT, CEO, CIO direct 1998-10-01
GLAZER CAPITAL, LLC. PRESIDENT, CHIEF COMPLIANCE OFFICER, CEO, CFO, COO, CLO direct 1998-10-01
GLAZER CAPITAL, LLC. MANAGING MEMBER, PRESIDENT, CEO, CIO direct 1998-10-01
ORT, MARK MEMBER, PORTFOLIO MANAGER 01/01/2009 Direct 25 - 50%
max of 20 shown
Fund Name Position direct/indirect start date end date
GLAZER CAPITAL, LLC. PRINCIPAL, PORTFOLIO MANAGER direct 2009-01-01
GLAZER CAPITAL, LLC. MEMBER, PORTFOLIO MANAGER direct 2009-01-01
GLAZER FAMILY DYNASTY TRUST MEMBER 01/01/2012 Direct 5 - 10%
max of 20 shown
Fund Name Position direct/indirect start date end date
GLAZER CAPITAL, LLC. MEMBER direct 2012-01-01
ZADOURIAN, KEVIN, S. (MI ONLY) GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER 02/01/2022 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
FIELD STREET CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL direct 2015-03-01
IONIC CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2012-03-01
CATTERTON MANAGEMENT COMPANY, L.L.C. CHIEF COMPLIANCE OFFICER, DEPUTY GENERAL COUNSEL direct 2013-03-01
BARLOW, DAVID, ALEXANDER CHIEF OPERATING OFFICER 01/01/2011 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
GLAZER CAPITAL, LLC. CHIEF COMPLIANCE OFFICER direct 2011-01-01
Sinclair, Megan, Michelle CHIEF FINANCIAL OFFICER 01/01/2020 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
GLAZER CAPITAL, LLC. CHIEF FINANCIAL OFFICER direct 2020-01-01
Glazer, Lisa, B. TRUSTEE GLAZER FAMILY DYNASTY TRUST 01/01/2012 Indirect Other
max of 20 shown
Fund Name Position direct/indirect start date end date
GLAZER CAPITAL, LLC. TRUSTEE indirect 2012-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
GLAZER INDEX PLUS FUND, LTD Cayman Islands 805-3599769322 Hedge Fund 60,100,000 250,000 Fund of Funds
GLAZER EM ARBITRAGE MASTER FUND LP Cayman Islands 805-8081554008 Hedge Fund 36,000,000 1,000,000 Master Fund
GLAZER CAPITAL MANAGEMENT, LP United States 805-6058054327 Hedge Fund 15,800,000 500,000
GLAZER ENHANCED OFFSHORE FUND, LTD Cayman Islands 805-9223653824 Hedge Fund 3,984,500,000 500,000
GLAZER ENHANCED FUND, LP United States 805-5032209760 Hedge Fund 1,402,400,000 500,000

GLAZER CAPITAL, LLC.

ownership team - last updated 2021-03-31
Name Title Start Date Direct/Indirect % Ownership
GLAZER, PAUL, JAY MANAGING MEMBER, PRESIDENT, CEO, CIO 10/01/1998 Direct 25 - 50%
max of 20 shown
Fund Name Position direct/indirect start date end date
GLAZER CAPITAL, LLC. PRESIDENT, CEO, CFO, COO, CLO, CCO direct 1998-10-01
GLAZER CAPITAL, LLC. PRESIDENT, CEO, CIO direct 1998-10-01
GLAZER CAPITAL, LLC. PRESIDENT, CHIEF COMPLIANCE OFFICER, CEO, CFO, COO, CLO direct 1998-10-01
GLAZER CAPITAL, LLC. MANAGING MEMBER, PRESIDENT, CEO, CIO direct 1998-10-01
ORT, MARK MEMBER, PORTFOLIO MANAGER 01/01/2009 Direct 10 - 25%
max of 20 shown
Fund Name Position direct/indirect start date end date
GLAZER CAPITAL, LLC. PRINCIPAL, PORTFOLIO MANAGER direct 2009-01-01
GLAZER CAPITAL, LLC. MEMBER, PORTFOLIO MANAGER direct 2009-01-01
MITTAL, VIKAS, K MEMBER, PORTFOLIO MANAGER 01/01/2017 Direct 25 - 50%
max of 20 shown
Fund Name Position direct/indirect start date end date
GLAZER CAPITAL, LLC. PRINCIPAL, PORTFOLIO MANAGER direct 2017-01-01
GLAZER CAPITAL, LLC. MEMBER, PORTFOLIO MANAGER direct 2017-01-01
BARLOW, DAVID, ALEXANDER CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER 01/01/2011 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
GLAZER CAPITAL, LLC. CHIEF COMPLIANCE OFFICER direct 2011-01-01
Sinclair, Megan, Michelle CHIEF FINANCIAL OFFICER 01/01/2020 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
GLAZER CAPITAL, LLC. CHIEF FINANCIAL OFFICER direct 2020-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
GLAZER SPECIAL OPPORTUNITY FUND I, LP United States 805-3143692572 Hedge Fund 76,970,000 500,000 Master Fund
GLAZER INDEX PLUS FUND, LTD Cayman Islands 805-3599769322 Hedge Fund 1,250,000 250,000 Fund of Funds
GLAZER EM ARBITRAGE MASTER FUND LP Cayman Islands 805-8081554008 Hedge Fund 62,734,000 1,000,000 Master Fund
GLAZER CAPITAL MANAGEMENT, LP United States 805-6058054327 Hedge Fund 11,100,000 500,000
GLAZER ENHANCED OFFSHORE FUND, LTD Cayman Islands 805-9223653824 Hedge Fund 2,667,742,000 500,000
GLAZER ENHANCED FUND, LP United States 805-5032209760 Hedge Fund 1,165,740,000 500,000
METEORA CAPITAL PARTNERS, LP United States 805-6685761872 Hedge Fund 0 500,000 Master Fund

GLAZER CAPITAL, LLC.

ownership team - last updated 2020-04-27
Name Title Start Date Direct/Indirect % Ownership
GLAZER, PAUL, JAY MANAGING MEMBER, PRESIDENT, CEO, CIO 10/01/1998 Direct 50 - 75%
max of 20 shown
Fund Name Position direct/indirect start date end date
GLAZER CAPITAL, LLC. PRESIDENT, CEO, CFO, COO, CLO, CCO direct 1998-10-01
GLAZER CAPITAL, LLC. PRESIDENT, CEO, CIO direct 1998-10-01
GLAZER CAPITAL, LLC. PRESIDENT, CHIEF COMPLIANCE OFFICER, CEO, CFO, COO, CLO direct 1998-10-01
GLAZER CAPITAL, LLC. MANAGING MEMBER, PRESIDENT, CEO, CIO direct 1998-10-01
ORT, MARK MEMBER, PORTFOLIO MANAGER 01/01/2009 Direct 25 - 50%
max of 20 shown
Fund Name Position direct/indirect start date end date
GLAZER CAPITAL, LLC. PRINCIPAL, PORTFOLIO MANAGER direct 2009-01-01
GLAZER CAPITAL, LLC. MEMBER, PORTFOLIO MANAGER direct 2009-01-01
MITTAL, VIKAS, K MEMBER, PORTFOLIO MANAGER 01/01/2017 Direct 10 - 25%
max of 20 shown
Fund Name Position direct/indirect start date end date
GLAZER CAPITAL, LLC. PRINCIPAL, PORTFOLIO MANAGER direct 2017-01-01
GLAZER CAPITAL, LLC. MEMBER, PORTFOLIO MANAGER direct 2017-01-01
BARLOW, DAVID, ALEXANDER CHIEF COMPLIANCE OFFICER 01/01/2011 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
GLAZER CAPITAL, LLC. CHIEF COMPLIANCE OFFICER direct 2011-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
GLAZER EM ARBITRAGE MASTER FUND LP Cayman Islands 805-8081554008 Hedge Fund 33,748,000 1,000,000 Master Fund
GLAZER CAPITAL MANAGEMENT, LP United States 805-6058054327 Hedge Fund 11,100,000 500,000
GLAZER ENHANCED OFFSHORE FUND, LTD Cayman Islands 805-9223653824 Hedge Fund 1,313,877,000 500,000
GLAZER ENHANCED FUND, LP United States 805-5032209760 Hedge Fund 564,354,000 500,000
GLAZER EM ARBITRAGE FUND LP United States 805-7081468657 Hedge Fund 7,590,000 1,000,000 Feeder Fund
GLAZER EM ARBITRAGE FUND LTD Cayman Islands 805-8222820938 Hedge Fund 2,904,000 1,000,000 Feeder Fund

GLAZER CAPITAL, LLC.

ownership team - last updated 2020-03-25
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
GLAZER EM ARBITRAGE MASTER FUND LP Cayman Islands 805-8081554008 Hedge Fund 33,748,000 1,000,000 Master Fund
GLAZER CAPITAL MANAGEMENT, LP United States 805-6058054327 Hedge Fund 11,100,000 500,000
GLAZER ENHANCED OFFSHORE FUND, LTD Cayman Islands 805-9223653824 Hedge Fund 1,313,877,000 500,000
GLAZER ENHANCED FUND, LP United States 805-5032209760 Hedge Fund 564,354,000 500,000
GLAZER EM ARBITRAGE FUND LP United States 805-7081468657 Hedge Fund 7,590,000 1,000,000 Feeder Fund
GLAZER EM ARBITRAGE FUND LTD Cayman Islands 805-8222820938 Hedge Fund 2,904,000 1,000,000 Feeder Fund

WhaleScore history for GLAZER CAPITAL, LLC

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**EXPERIMENTAL** Current International Short Positions

Only includes UK, France, Germany, Japan, and HKEX are presently being processed.

Holder Issuer Net Short Position Position Date Origin
Glazer Capital, LLC MICRO FOCUS INTERNATIONAL PLC 0.92% 2023-01-17 UK

Short Position History (last 100)

Holder Net Short Position Position Date Origin
Glazer Capital, LLC MICRO FOCUS INTERNATIONAL 0.86% 2022-12-21 UK
Glazer Capital, LLC MICRO FOCUS INTERNATIONAL 0.75% 2022-12-02 UK
Glazer Capital, LLC MICRO FOCUS INTERNATIONAL 0.61% 2022-11-28 UK
Glazer Capital, LLC MICRO FOCUS INTERNATIONAL 0.55% 2022-11-25 UK
Glazer Capital, LLC MICRO FOCUS INTERNATIONAL PLC 0.86% 2022-12-21 UK
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