GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.

https://linkedin.com/company/global-wealth-ma FORT LAUDERDALE, FL Investment Advisor How do I update this listing?

Global Wealth Management Investment Advisory is based out of Fort Lauderdale. Global Wealth Management Investment Advisory is a large advisory firm with 657 clients and discretionary assets under management (AUM) of $170,964,756 (Form ADV from 2019-10-24). Their last reported 13F filing for Q3 2019 included $218,646,000 in managed 13F securities and a top 10 holdings concentration of 27.96%. Global Wealth Management Investment Advisory's largest holding is iShares Russell Top 200 Growth ETF with shares held of 96,669. Whalewisdom has at least 4 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $218.646 Million
  • Prior Market Value $206.593 Million
  • New Purchases49 stocks
  • Additional Purchases111 stocks
  • Sold out of90 stocks
  • Reduced holdings in196 stocks
  • Top 10 Holdings % 27.96 %
  • Turnover % [1]:20.12%
  • Turnover Alt % [2]: 5.84 %
  • Time Held Top20:2.50 quarters
  • Time Held Top10:2.10 quarters
  • Time Held All:2.62 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 7.41%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.
2810 EAST OAKLAND PARK BLVD SUITE 101
FORT LAUDERDALE FL    33306
Country: United States

Business Phone: 866-405-1031
Fax: 954-514-7671
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: FL
Number of employees: 10
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 37,335,600
Total Number of Clients: 657
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
THOMAS, JOHN, STANLEY CHIEF COMPLIANCE OFFICER, CIO 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
GLOBAL WEALTH MANAGEMENT ADVISORY, LLC CHIEF COMPLIANCE OFFICER direct 2017-02-01
COSTA, ANDREW, MONTGOMERY CEO 02/01/2017 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
GLOBAL WEALTH MANAGEMENT ADVISORY, LLC MANAGING MEMBER direct 2017-02-01
GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC. MANAGING MEMBER, CEO, COO, CLO direct 2017-02-01
CONNESS, CHRISTOPHER, GRANT DIRECTOR 02/01/2018 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC. MANAGING DIRECTOR direct 2018-02-01
Curry, Erin, Elizabeth CHIEF OPERATING OFFICER 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC. CHIEF OPERATING OFFICER direct 2018-07-01

GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.

ownership team - last updated 2018-06-01
Name Title Start Date Direct/Indirect % Ownership
THOMAS, JOHN, STANLEY CHIEF COMPLIANCE OFFICER, CIO 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
GLOBAL WEALTH MANAGEMENT ADVISORY, LLC CHIEF COMPLIANCE OFFICER direct 2017-02-01
COSTA, ANDREW, MONTGOMERY MANAGING MEMBER, CEO, COO 02/01/2017 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
GLOBAL WEALTH MANAGEMENT ADVISORY, LLC MANAGING MEMBER direct 2017-02-01
GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC. MANAGING MEMBER, CEO, COO, CLO direct 2017-02-01
CONNESS, CHRISTOPHER, GRANT MANAGING DIRECTOR 02/01/2018 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC. MANAGING DIRECTOR direct 2018-02-01

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