GOTHAM ASSET MANAGEMENT, LLC

https://www.gothamfunds.com/ NEW YORK, NY Investment Advisor Hedge Fund
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Gotham Asset Management is based out of New York. Gotham Asset Management is a hedge fund with 57 clients and discretionary assets under management (AUM) of $4,204,527,920 (Form ADV from 2023-05-30). Their last reported 13F filing for Q2 2023 included $4,597,925,733 in managed 13F securities and a top 10 holdings concentration of 22.68%. Gotham Asset Management's largest holding is SPDR S&P 500 ETF TRUST with shares held of 746,740. Whalewisdom has at least 52 13F filings

06/30/2023

13F Activity

  • Market Value $4.598 Billion
  • Prior Market Value $4.125 Billion
  • New Purchases149 stocks
  • Additional Purchases553 stocks
  • Sold out of164 stocks
  • Reduced holdings in573 stocks
  • Top 10 Holdings % 22.68 %
  • Turnover % [1]:24.19%
  • Turnover Alt % [2]: 13.40 %
  • Time Held Top20:6.65 quarters
  • Time Held Top10:8.00 quarters
  • Time Held All:11.22 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2023

13F Sector Allocation Over Time

Fund Metrics

You are limited to the prior 8 quarters of 13F filings. Subscribe to WhaleWisdom to view all filing data for GOTHAM ASSET MANAGEMENT, LLC

Portfolio Analysis

Classifications:

Q2 2023:

  • Subscription Required

Consistent Across Past 12 Quarters:

  • Subscription Required
  • Subscription Required
Type of 13F Disclosure 13F Holdings Report
% of holdings ETF 3.171
% of top 20 holdings the same as top 20 most commonly held by all managers 55.0%
ALL HOLDINGS TOP-20 HOLDINGS
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Stock BETA (1-yr) Premium subscription required
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Sector Allocation 0.05% ( ) 24.603% (FINANCE) 7.143% 4.871% 1.795% (ENERGY) 62.898% (FINANCE) 16.667% 4.617%

Risk/Reward Analysis

Portfolio Market Cap Analysis

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2023-08-14

Performance for Q2 2023: 9.71%
Performance Last 4 Quarters: 17.82%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

Global (ex. US) Holdings

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Stale Holdings (no activity in past 21-months or sold out)

Source: Refinitiv. Stale holdings data removed after 21-months of inactivity.

View Last Form Adv Compilation Report on Record

GOTHAM ASSET MANAGEMENT, LLC
Classified as Hedge Fund
825 THIRD AVENUE SUITE 1750
NEW YORK NY    10022-9525
Country: United States

Business Phone: 212-319-4100
Fax: 212-319-4419
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 37
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 57
Amount of client funds and securities by related persons: 1,635,590,000
Total Number of clients from related persons: 29
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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GOTHAM ASSET MANAGEMENT, LLC

ownership team - last updated 2023-05-30
Name Title Start Date Direct/Indirect % Ownership
GREENBLATT, JOEL, MICHAEL MANAGING PRINCIPAL/CO-CHIEF INVESTMENT OFFICER 09/01/2010 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 1995-01-01
PZENA INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 1998-01-01
HAWKSHAW CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2002-08-01
KINGSTOWN CAPITAL MANAGEMENT L.P. MANAGING MEMBER indirect 2002-07-01
GOTHAM ASSET MANAGEMENT, LLC OWNER indirect 2008-08-01
FORMULA INVESTING, LLC OWNER indirect 2008-08-01
GOTHAM ASSET MANAGEMENT, LLC PARTNER indirect 2008-08-01
GOTHAM ASSET MANAGEMENT, LLC MANAGING PRINCIPAL/CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
GOTHAM ASSET MANAGEMENT, LLC MANAGING DIRECTOR/CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
GOTHAM ASSET MANAGEMENT, LLC CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
KINNEY ASSET MANAGEMENT, LLC. MEMBER indirect 2002-07-01
SOAPSTONE MANAGEMENT L.P. MANAGING MEMBER indirect 2003-10-01
PUNCH CARD MANAGEMENT LP MANAGING MEMBER indirect 2003-10-01
SPRINGHOUSE CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2003-10-01
GOLDSTEIN, ROBERT, LAURENCE MANAGING PRINCIPAL/CO-CHIEF INVESTMENT OFFICER 09/01/2010 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
HAWKSHAW CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2002-08-01
KINGSTOWN CAPITAL MANAGEMENT L.P. MANAGING MEMBER indirect 2002-07-01
GOTHAM ASSET MANAGEMENT, LLC OWNER indirect 2008-08-01
FORMULA TRADING, LLC OWNER indirect 2008-08-01
GOTHAM ASSET MANAGEMENT, LLC PARTNER indirect 2008-08-01
GOTHAM ASSET MANAGEMENT, LLC CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
GOTHAM ASSET MANAGEMENT, LLC MANAGING PRINCIPAL/CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
GOTHAM ASSET MANAGEMENT, LLC MANAGING DIRECTOR/CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
KINNEY ASSET MANAGEMENT, LLC. MEMBER indirect 2002-07-01
SOAPSTONE MANAGEMENT L.P. MEMBER indirect 2003-10-01
PUNCH CARD MANAGEMENT LP MEMBER indirect 2003-10-01
SPRINGHOUSE CAPITAL MANAGEMENT, LP MEMBER indirect 2003-10-01
GOTHAM ASSET MANAGEMENT HOLDINGS, LP OWNER / MEMBER 08/01/2008 Direct 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
GOTHAM ASSET MANAGEMENT, LLC OWNER / MEMBER direct 2008-08-01
FORMULA TRADING, LLC OWNER direct 2008-08-01
SEIBERT, BERNARD, PHILIPS CHIEF FINANCIAL OFFICER 09/01/2010 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
FORMULA INVESTING, LLC CHIEF FINANCIAL OFFICER direct 2010-09-01
LAROCCA, LOUIS, NMM GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER 03/01/2013 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
CLOVIS CAPITAL MANAGEMENT, LP GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER direct 2011-08-01
GOTHAM ASSET MANAGEMENT, LLC GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER direct 2013-03-01
GREENBLATT, JOEL, MICHAEL PARTNER GOTHAM ASSET MANAGEMENT HOLDINGS, LP 08/01/2008 Indirect 25 - 50%
max of 20 shown
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 1995-01-01
PZENA INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 1998-01-01
HAWKSHAW CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2002-08-01
KINGSTOWN CAPITAL MANAGEMENT L.P. MANAGING MEMBER indirect 2002-07-01
GOTHAM ASSET MANAGEMENT, LLC OWNER indirect 2008-08-01
FORMULA INVESTING, LLC OWNER indirect 2008-08-01
GOTHAM ASSET MANAGEMENT, LLC PARTNER indirect 2008-08-01
GOTHAM ASSET MANAGEMENT, LLC MANAGING PRINCIPAL/CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
GOTHAM ASSET MANAGEMENT, LLC MANAGING DIRECTOR/CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
GOTHAM ASSET MANAGEMENT, LLC CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
KINNEY ASSET MANAGEMENT, LLC. MEMBER indirect 2002-07-01
SOAPSTONE MANAGEMENT L.P. MANAGING MEMBER indirect 2003-10-01
PUNCH CARD MANAGEMENT LP MANAGING MEMBER indirect 2003-10-01
SPRINGHOUSE CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2003-10-01
GOLDSTEIN, ROBERT, LAURENCE PARTNER GOTHAM ASSET MANAGEMENT HOLDINGS, LP 08/01/2008 Indirect 25 - 50%
max of 20 shown
Fund Name Position direct/indirect start date end date
HAWKSHAW CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2002-08-01
KINGSTOWN CAPITAL MANAGEMENT L.P. MANAGING MEMBER indirect 2002-07-01
GOTHAM ASSET MANAGEMENT, LLC OWNER indirect 2008-08-01
FORMULA TRADING, LLC OWNER indirect 2008-08-01
GOTHAM ASSET MANAGEMENT, LLC PARTNER indirect 2008-08-01
GOTHAM ASSET MANAGEMENT, LLC CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
GOTHAM ASSET MANAGEMENT, LLC MANAGING PRINCIPAL/CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
GOTHAM ASSET MANAGEMENT, LLC MANAGING DIRECTOR/CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
KINNEY ASSET MANAGEMENT, LLC. MEMBER indirect 2002-07-01
SOAPSTONE MANAGEMENT L.P. MEMBER indirect 2003-10-01
PUNCH CARD MANAGEMENT LP MEMBER indirect 2003-10-01
SPRINGHOUSE CAPITAL MANAGEMENT, LP MEMBER indirect 2003-10-01
GOTHAM GP, LLC GENERAL PARTNER GOTHAM ASSET MANAGEMENT HOLDINGS, LP 09/01/2010 Indirect Other
max of 20 shown
Fund Name Position direct/indirect start date end date
GOTHAM ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2010-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
GOTHAM TRIPLE ADVANTAGE S&P 500 STRATEGY LP - SERIES M102 United States 805-1486068398 Hedge Fund 114,590,357 10,000,000
GOTHAM TRIPLE ADVANTAGE S&P 500 STRATEGY LP - SERIES R102 United States 805-4781253426 Hedge Fund 26,941,092 10,000,000
GOTHAM TRIPLE ADVANTAGE S&P 500 STRATEGY LP - SERIES M101 United States 805-5899799261 Hedge Fund 16,869,780 10,000,000
GOTHAM TRIPLE ADVANTAGE S&P 500 STRATEGY LP - SERIES R100 United States 805-5841386093 Hedge Fund 19,701,105 10,000,000
GOTHAM TRIPLE ADVANTAGE S&P 500 STRATEGY LP - SERIES M100 United States 805-4554857482 Hedge Fund 223,500,640 10,000,000
GOTHAM HEDGED VALUE STRATEGIES 115/65 (MASTER), L.P. Cayman Islands 805-5351553335 Hedge Fund 13,026,153 1,000,000 Master Fund
GOTHAM PENGUIN FUND, LP United States 805-4985441928 Hedge Fund 123,982,954 1,000,000
GOTHAM INDEX PLUS MASTER FUND, LP Cayman Islands 805-6126112899 Hedge Fund 53,774,057 1,000,000 Master Fund
GOTHAM TRIPLE ADVANTAGE S&P 500 STRATEGY LP - SERIES B United States 805-3065767089 Hedge Fund 288,234,554 250,000
GOTHAM HEDGED VALUE STRATEGIES 140/40 (MASTER), L.P. Cayman Islands 805-2938306006 Hedge Fund 44,168,620 1,000,000 Master Fund
GOTHAM TRIPLE ADVANTAGE S&P 500 STRATEGY LP - SERIES A United States 805-2988984705 Hedge Fund 26,771,434 250,000
GOTHAM CUSTOMIZED STRATEGIES, LLC (SEPTEMBER 2015 SERIES-C) United States 805-5135350127 Hedge Fund 3,808,171 1,000,000
GOTHAM TAX ENHANCED NEUTRAL FUND, LP - SERIES A United States 805-5449621436 Hedge Fund 57,753,554 250,000
GOTHAM BALANCED VALUE STRATEGIES (MASTER), LP Cayman Islands 805-8964953240 Hedge Fund 28,336,415 1,000,000 Master Fund
GOTHAM TAX ENHANCED LONG FUND, LP - SERIES A United States 805-7412919790 Hedge Fund 104,486,350 250,000
GOTHAM NEUTRAL STRATEGIES (MASTER), LP Cayman Islands 805-9676948375 Hedge Fund 450,516,994 1,000,000 Master Fund
GOTHAM CAPITAL VI, LLC - CLASS F-1 United States 805-6393206059 Hedge Fund 11,261,845 10,000 Fund of Funds
GOTHAM CAPITAL VI, LLC - CLASS S United States 805-7670927100 Hedge Fund 11,242,843 10,000 Fund of Funds
GOTHAM TRIPLE ADVANTAGE S&P 500 STRATEGY LP - SERIES G102 United States 805-2411336214 Hedge Fund 21,701,272 10,000,000
GOTHAM TRIPLE ADVANTAGE S&P 500 STRATEGY LP - SERIES G100 United States 805-5104788115 Hedge Fund 7,509,434 10,000,000
GOTHAM TRIPLE ADVANTAGE S&P 500 STRATEGY LP - SERIES R101 United States 805-4453863417 Hedge Fund 54,182,081 10,000,000
GOTHAM TRIPLE ADVANTAGE S&P 500 STRATEGY LP - SERIES C United States 805-9215554994 Hedge Fund 65,092,328 250,000
GOTHAM TRIPLE ADVANTAGE S&P 500 STRATEGY LP - SERIES G103 United States 805-3134078850 Hedge Fund 9,669,527 10,000,000
GOTHAM TRIPLE ADVANTAGE S&P 500 STRATEGY LP - SERIES G105 United States 805-6408832788 Hedge Fund 9,653,509 10,000,000

GOTHAM ASSET MANAGEMENT, LLC

ownership team - last updated 2023-03-24
Name Title Start Date Direct/Indirect % Ownership
GREENBLATT, JOEL, MICHAEL MANAGING PRINCIPAL/CO-CHIEF INVESTMENT OFFICER 09/01/2010 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 1995-01-01
PZENA INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 1998-01-01
HAWKSHAW CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2002-08-01
KINGSTOWN CAPITAL MANAGEMENT L.P. MANAGING MEMBER indirect 2002-07-01
GOTHAM ASSET MANAGEMENT, LLC OWNER indirect 2008-08-01
FORMULA INVESTING, LLC OWNER indirect 2008-08-01
GOTHAM ASSET MANAGEMENT, LLC PARTNER indirect 2008-08-01
GOTHAM ASSET MANAGEMENT, LLC MANAGING PRINCIPAL/CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
GOTHAM ASSET MANAGEMENT, LLC MANAGING DIRECTOR/CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
GOTHAM ASSET MANAGEMENT, LLC CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
KINNEY ASSET MANAGEMENT, LLC. MEMBER indirect 2002-07-01
SOAPSTONE MANAGEMENT L.P. MANAGING MEMBER indirect 2003-10-01
PUNCH CARD MANAGEMENT LP MANAGING MEMBER indirect 2003-10-01
SPRINGHOUSE CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2003-10-01
GOLDSTEIN, ROBERT, LAURENCE MANAGING PRINCIPAL/CO-CHIEF INVESTMENT OFFICER 09/01/2010 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
HAWKSHAW CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2002-08-01
KINGSTOWN CAPITAL MANAGEMENT L.P. MANAGING MEMBER indirect 2002-07-01
GOTHAM ASSET MANAGEMENT, LLC OWNER indirect 2008-08-01
FORMULA TRADING, LLC OWNER indirect 2008-08-01
GOTHAM ASSET MANAGEMENT, LLC PARTNER indirect 2008-08-01
GOTHAM ASSET MANAGEMENT, LLC CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
GOTHAM ASSET MANAGEMENT, LLC MANAGING PRINCIPAL/CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
GOTHAM ASSET MANAGEMENT, LLC MANAGING DIRECTOR/CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
KINNEY ASSET MANAGEMENT, LLC. MEMBER indirect 2002-07-01
SOAPSTONE MANAGEMENT L.P. MEMBER indirect 2003-10-01
PUNCH CARD MANAGEMENT LP MEMBER indirect 2003-10-01
SPRINGHOUSE CAPITAL MANAGEMENT, LP MEMBER indirect 2003-10-01
GOTHAM ASSET MANAGEMENT HOLDINGS, LP OWNER / MEMBER 08/01/2008 Direct 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
GOTHAM ASSET MANAGEMENT, LLC OWNER / MEMBER direct 2008-08-01
FORMULA TRADING, LLC OWNER direct 2008-08-01
SEIBERT, BERNARD, PHILIPS CHIEF FINANCIAL OFFICER 09/01/2010 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
FORMULA INVESTING, LLC CHIEF FINANCIAL OFFICER direct 2010-09-01
LAROCCA, LOUIS, NMM GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER 03/01/2013 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
CLOVIS CAPITAL MANAGEMENT, LP GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER direct 2011-08-01
GOTHAM ASSET MANAGEMENT, LLC GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER direct 2013-03-01
GREENBLATT, JOEL, MICHAEL PARTNER GOTHAM ASSET MANAGEMENT HOLDINGS, LP 08/01/2008 Indirect 25 - 50%
max of 20 shown
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 1995-01-01
PZENA INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 1998-01-01
HAWKSHAW CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2002-08-01
KINGSTOWN CAPITAL MANAGEMENT L.P. MANAGING MEMBER indirect 2002-07-01
GOTHAM ASSET MANAGEMENT, LLC OWNER indirect 2008-08-01
FORMULA INVESTING, LLC OWNER indirect 2008-08-01
GOTHAM ASSET MANAGEMENT, LLC PARTNER indirect 2008-08-01
GOTHAM ASSET MANAGEMENT, LLC MANAGING PRINCIPAL/CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
GOTHAM ASSET MANAGEMENT, LLC MANAGING DIRECTOR/CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
GOTHAM ASSET MANAGEMENT, LLC CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
KINNEY ASSET MANAGEMENT, LLC. MEMBER indirect 2002-07-01
SOAPSTONE MANAGEMENT L.P. MANAGING MEMBER indirect 2003-10-01
PUNCH CARD MANAGEMENT LP MANAGING MEMBER indirect 2003-10-01
SPRINGHOUSE CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2003-10-01
GOLDSTEIN, ROBERT, LAURENCE PARTNER GOTHAM ASSET MANAGEMENT HOLDINGS, LP 08/01/2008 Indirect 25 - 50%
max of 20 shown
Fund Name Position direct/indirect start date end date
HAWKSHAW CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2002-08-01
KINGSTOWN CAPITAL MANAGEMENT L.P. MANAGING MEMBER indirect 2002-07-01
GOTHAM ASSET MANAGEMENT, LLC OWNER indirect 2008-08-01
FORMULA TRADING, LLC OWNER indirect 2008-08-01
GOTHAM ASSET MANAGEMENT, LLC PARTNER indirect 2008-08-01
GOTHAM ASSET MANAGEMENT, LLC CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
GOTHAM ASSET MANAGEMENT, LLC MANAGING PRINCIPAL/CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
GOTHAM ASSET MANAGEMENT, LLC MANAGING DIRECTOR/CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
KINNEY ASSET MANAGEMENT, LLC. MEMBER indirect 2002-07-01
SOAPSTONE MANAGEMENT L.P. MEMBER indirect 2003-10-01
PUNCH CARD MANAGEMENT LP MEMBER indirect 2003-10-01
SPRINGHOUSE CAPITAL MANAGEMENT, LP MEMBER indirect 2003-10-01
GOTHAM GP, LLC GENERAL PARTNER GOTHAM ASSET MANAGEMENT HOLDINGS, LP 09/01/2010 Indirect Other
max of 20 shown
Fund Name Position direct/indirect start date end date
GOTHAM ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2010-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
GOTHAM TRIPLE ADVANTAGE S&P 500 STRATEGY LP - SERIES M101 United States 805-5899799261 Hedge Fund 16,869,780 10,000,000
GOTHAM TRIPLE ADVANTAGE S&P 500 STRATEGY LP - SERIES R100 United States 805-5841386093 Hedge Fund 19,701,105 10,000,000
GOTHAM TRIPLE ADVANTAGE S&P 500 STRATEGY LP - SERIES M100 United States 805-4554857482 Hedge Fund 223,500,640 10,000,000
GOTHAM HEDGED VALUE STRATEGIES 115/65 (MASTER), L.P. Cayman Islands 805-5351553335 Hedge Fund 13,026,153 1,000,000 Master Fund
GOTHAM PENGUIN FUND, LP United States 805-4985441928 Hedge Fund 123,982,954 1,000,000
GOTHAM INDEX PLUS MASTER FUND, LP Cayman Islands 805-6126112899 Hedge Fund 53,774,057 1,000,000 Master Fund
GOTHAM TRIPLE ADVANTAGE S&P 500 STRATEGY LP - SERIES B United States 805-3065767089 Hedge Fund 288,234,554 250,000
GOTHAM HEDGED VALUE STRATEGIES 140/40 (MASTER), L.P. Cayman Islands 805-2938306006 Hedge Fund 44,168,620 1,000,000 Master Fund
GOTHAM TRIPLE ADVANTAGE S&P 500 STRATEGY LP - SERIES A United States 805-2988984705 Hedge Fund 26,771,434 250,000
GOTHAM CUSTOMIZED STRATEGIES, LLC (SEPTEMBER 2015 SERIES-C) United States 805-5135350127 Hedge Fund 3,808,171 1,000,000
GOTHAM TAX ENHANCED NEUTRAL FUND, LP - SERIES A United States 805-5449621436 Hedge Fund 57,753,554 250,000
GOTHAM BALANCED VALUE STRATEGIES (MASTER), LP Cayman Islands 805-8964953240 Hedge Fund 28,336,415 1,000,000 Master Fund
GOTHAM TAX ENHANCED LONG FUND, LP - SERIES A United States 805-7412919790 Hedge Fund 104,486,350 250,000
GOTHAM NEUTRAL STRATEGIES (MASTER), LP Cayman Islands 805-9676948375 Hedge Fund 450,516,994 1,000,000 Master Fund
GOTHAM CAPITAL VI, LLC - CLASS F-1 United States 805-6393206059 Hedge Fund 11,261,845 10,000 Fund of Funds
GOTHAM CAPITAL VI, LLC - CLASS S United States 805-7670927100 Hedge Fund 11,242,843 10,000 Fund of Funds
GOTHAM TRIPLE ADVANTAGE S&P 500 STRATEGY LP - SERIES G102 United States 805-2411336214 Hedge Fund 21,701,272 10,000,000
GOTHAM TRIPLE ADVANTAGE S&P 500 STRATEGY LP - SERIES G100 United States 805-5104788115 Hedge Fund 7,509,434 10,000,000
GOTHAM TRIPLE ADVANTAGE S&P 500 STRATEGY LP - SERIES R101 United States 805-4453863417 Hedge Fund 54,182,081 10,000,000
GOTHAM TRIPLE ADVANTAGE S&P 500 STRATEGY LP - SERIES C United States 805-9215554994 Hedge Fund 65,092,328 250,000
GOTHAM TRIPLE ADVANTAGE S&P 500 STRATEGY LP - SERIES G103 United States 805-3134078850 Hedge Fund 9,669,527 10,000,000

GOTHAM ASSET MANAGEMENT, LLC

ownership team - last updated 2022-12-06
Name Title Start Date Direct/Indirect % Ownership
GREENBLATT, JOEL, MICHAEL MANAGING PRINCIPAL/CO-CHIEF INVESTMENT OFFICER 09/01/2010 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 1995-01-01
PZENA INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 1998-01-01
HAWKSHAW CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2002-08-01
KINGSTOWN CAPITAL MANAGEMENT L.P. MANAGING MEMBER indirect 2002-07-01
GOTHAM ASSET MANAGEMENT, LLC OWNER indirect 2008-08-01
FORMULA INVESTING, LLC OWNER indirect 2008-08-01
GOTHAM ASSET MANAGEMENT, LLC PARTNER indirect 2008-08-01
GOTHAM ASSET MANAGEMENT, LLC MANAGING PRINCIPAL/CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
GOTHAM ASSET MANAGEMENT, LLC MANAGING DIRECTOR/CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
GOTHAM ASSET MANAGEMENT, LLC CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
KINNEY ASSET MANAGEMENT, LLC. MEMBER indirect 2002-07-01
SOAPSTONE MANAGEMENT L.P. MANAGING MEMBER indirect 2003-10-01
PUNCH CARD MANAGEMENT LP MANAGING MEMBER indirect 2003-10-01
SPRINGHOUSE CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2003-10-01
GOLDSTEIN, ROBERT, LAURENCE MANAGING PRINCIPAL/CO-CHIEF INVESTMENT OFFICER 09/01/2010 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
HAWKSHAW CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2002-08-01
KINGSTOWN CAPITAL MANAGEMENT L.P. MANAGING MEMBER indirect 2002-07-01
GOTHAM ASSET MANAGEMENT, LLC OWNER indirect 2008-08-01
FORMULA TRADING, LLC OWNER indirect 2008-08-01
GOTHAM ASSET MANAGEMENT, LLC PARTNER indirect 2008-08-01
GOTHAM ASSET MANAGEMENT, LLC CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
GOTHAM ASSET MANAGEMENT, LLC MANAGING PRINCIPAL/CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
GOTHAM ASSET MANAGEMENT, LLC MANAGING DIRECTOR/CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
KINNEY ASSET MANAGEMENT, LLC. MEMBER indirect 2002-07-01
SOAPSTONE MANAGEMENT L.P. MEMBER indirect 2003-10-01
PUNCH CARD MANAGEMENT LP MEMBER indirect 2003-10-01
SPRINGHOUSE CAPITAL MANAGEMENT, LP MEMBER indirect 2003-10-01
GOTHAM ASSET MANAGEMENT HOLDINGS, LP OWNER / MEMBER 08/01/2008 Direct 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
GOTHAM ASSET MANAGEMENT, LLC OWNER / MEMBER direct 2008-08-01
FORMULA TRADING, LLC OWNER direct 2008-08-01
SEIBERT, BERNARD, PHILIPS CHIEF FINANCIAL OFFICER 09/01/2010 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
FORMULA INVESTING, LLC CHIEF FINANCIAL OFFICER direct 2010-09-01
LAROCCA, LOUIS, NMM GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER 03/01/2013 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
CLOVIS CAPITAL MANAGEMENT, LP GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER direct 2011-08-01
GOTHAM ASSET MANAGEMENT, LLC GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER direct 2013-03-01
GREENBLATT, JOEL, MICHAEL PARTNER GOTHAM ASSET MANAGEMENT HOLDINGS, LP 08/01/2008 Indirect 25 - 50%
max of 20 shown
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 1995-01-01
PZENA INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 1998-01-01
HAWKSHAW CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2002-08-01
KINGSTOWN CAPITAL MANAGEMENT L.P. MANAGING MEMBER indirect 2002-07-01
GOTHAM ASSET MANAGEMENT, LLC OWNER indirect 2008-08-01
FORMULA INVESTING, LLC OWNER indirect 2008-08-01
GOTHAM ASSET MANAGEMENT, LLC PARTNER indirect 2008-08-01
GOTHAM ASSET MANAGEMENT, LLC MANAGING PRINCIPAL/CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
GOTHAM ASSET MANAGEMENT, LLC MANAGING DIRECTOR/CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
GOTHAM ASSET MANAGEMENT, LLC CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
KINNEY ASSET MANAGEMENT, LLC. MEMBER indirect 2002-07-01
SOAPSTONE MANAGEMENT L.P. MANAGING MEMBER indirect 2003-10-01
PUNCH CARD MANAGEMENT LP MANAGING MEMBER indirect 2003-10-01
SPRINGHOUSE CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2003-10-01
GOLDSTEIN, ROBERT, LAURENCE PARTNER GOTHAM ASSET MANAGEMENT HOLDINGS, LP 08/01/2008 Indirect 25 - 50%
max of 20 shown
Fund Name Position direct/indirect start date end date
HAWKSHAW CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2002-08-01
KINGSTOWN CAPITAL MANAGEMENT L.P. MANAGING MEMBER indirect 2002-07-01
GOTHAM ASSET MANAGEMENT, LLC OWNER indirect 2008-08-01
FORMULA TRADING, LLC OWNER indirect 2008-08-01
GOTHAM ASSET MANAGEMENT, LLC PARTNER indirect 2008-08-01
GOTHAM ASSET MANAGEMENT, LLC CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
GOTHAM ASSET MANAGEMENT, LLC MANAGING PRINCIPAL/CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
GOTHAM ASSET MANAGEMENT, LLC MANAGING DIRECTOR/CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
KINNEY ASSET MANAGEMENT, LLC. MEMBER indirect 2002-07-01
SOAPSTONE MANAGEMENT L.P. MEMBER indirect 2003-10-01
PUNCH CARD MANAGEMENT LP MEMBER indirect 2003-10-01
SPRINGHOUSE CAPITAL MANAGEMENT, LP MEMBER indirect 2003-10-01
GOTHAM GP, LLC GENERAL PARTNER GOTHAM ASSET MANAGEMENT HOLDINGS, LP 09/01/2010 Indirect Other
max of 20 shown
Fund Name Position direct/indirect start date end date
GOTHAM ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2010-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
GOTHAM HEDGED VALUE STRATEGIES 115/65 (MASTER), L.P. Cayman Islands 805-5351553335 Hedge Fund 45,849,422 1,000,000 Master Fund
GOTHAM PENGUIN FUND, LP United States 805-4985441928 Hedge Fund 124,469,238 1,000,000
GOTHAM INDEX PLUS MASTER FUND, LP Cayman Islands 805-6126112899 Hedge Fund 66,299,032 1,000,000 Master Fund
GOTHAM TRIPLE ADVANTAGE S&P 500 STRATEGY LP - SERIES B United States 805-3065767089 Hedge Fund 189,156,792 5,000,000
GOTHAM HEDGED VALUE STRATEGIES 140/40 (MASTER), L.P. Cayman Islands 805-2938306006 Hedge Fund 61,196,888 1,000,000 Master Fund
GOTHAM TRIPLE ADVANTAGE S&P 500 STRATEGY LP - SERIES A United States 805-2988984705 Hedge Fund 24,608,210 5,000,000
GOTHAM CUSTOMIZED STRATEGIES, LLC (SEPTEMBER 2015 SERIES-C) United States 805-5135350127 Hedge Fund 3,866,236 1,000,000
GOTHAM TAX ENHANCED NEUTRAL FUND, LP - SERIES A United States 805-5449621436 Hedge Fund 48,731,301 250,000
GOTHAM BALANCED VALUE STRATEGIES (MASTER), LP Cayman Islands 805-8964953240 Hedge Fund 30,166,649 1,000,000 Master Fund
GOTHAM TAX ENHANCED LONG FUND, LP - SERIES A United States 805-7412919790 Hedge Fund 113,876,460 250,000
GOTHAM NEUTRAL STRATEGIES (MASTER), LP Cayman Islands 805-9676948375 Hedge Fund 469,239,662 1,000,000 Master Fund
GOTHAM CAPITAL VI, LLC - CLASS F-1 United States 805-6393206059 Hedge Fund 11,834,333 10,000 Fund of Funds
GOTHAM CAPITAL VI, LLC - CLASS S United States 805-7670927100 Hedge Fund 12,368,270 10,000 Fund of Funds

GOTHAM ASSET MANAGEMENT, LLC

ownership team - last updated 2022-07-06
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
GOTHAM HEDGED VALUE STRATEGIES 115/65 (MASTER), L.P. Cayman Islands 805-5351553335 Hedge Fund 45,849,422 1,000,000 Master Fund
GOTHAM PENGUIN FUND, LP United States 805-4985441928 Hedge Fund 124,469,238 1,000,000
GOTHAM INDEX PLUS MASTER FUND, LP Cayman Islands 805-6126112899 Hedge Fund 66,299,032 1,000,000 Master Fund
GOTHAM TRIPLE ADVANTAGE S&P 500 STRATEGY LP - SERIES B United States 805-3065767089 Hedge Fund 189,156,792 5,000,000
GOTHAM TAX ENHANCED NEUTRAL FUND, LP - SERIES A United States 805-5449621436 Hedge Fund 48,731,301 250,000
GOTHAM BALANCED VALUE STRATEGIES (MASTER), LP Cayman Islands 805-8964953240 Hedge Fund 30,166,649 1,000,000 Master Fund
GOTHAM TAX ENHANCED LONG FUND, LP - SERIES A United States 805-7412919790 Hedge Fund 113,876,460 250,000
GOTHAM NEUTRAL STRATEGIES (MASTER), LP Cayman Islands 805-9676948375 Hedge Fund 469,239,662 1,000,000 Master Fund
GOTHAM CAPITAL VI, LLC - CLASS F-1 United States 805-6393206059 Hedge Fund 11,834,333 10,000 Fund of Funds
GOTHAM CAPITAL VI, LLC - CLASS S United States 805-7670927100 Hedge Fund 12,368,270 10,000 Fund of Funds
GOTHAM HEDGED VALUE STRATEGIES 140/40 (MASTER), L.P. Cayman Islands 805-2938306006 Hedge Fund 61,196,888 1,000,000 Master Fund
GOTHAM TRIPLE ADVANTAGE S&P 500 STRATEGY LP - SERIES A United States 805-2988984705 Hedge Fund 24,608,210 5,000,000
GOTHAM CUSTOMIZED STRATEGIES, LLC (SEPTEMBER 2015 SERIES-C) United States 805-5135350127 Hedge Fund 3,866,236 1,000,000

GOTHAM ASSET MANAGEMENT, LLC

ownership team - last updated 2022-03-28
Name Title Start Date Direct/Indirect % Ownership
GREENBLATT, JOEL, MICHAEL MANAGING PRINCIPAL/CO-CHIEF INVESTMENT OFFICER 09/01/2010 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 1995-01-01
PZENA INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 1998-01-01
HAWKSHAW CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2002-08-01
KINGSTOWN CAPITAL MANAGEMENT L.P. MANAGING MEMBER indirect 2002-07-01
GOTHAM ASSET MANAGEMENT, LLC OWNER indirect 2008-08-01
FORMULA INVESTING, LLC OWNER indirect 2008-08-01
GOTHAM ASSET MANAGEMENT, LLC PARTNER indirect 2008-08-01
GOTHAM ASSET MANAGEMENT, LLC MANAGING PRINCIPAL/CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
GOTHAM ASSET MANAGEMENT, LLC MANAGING DIRECTOR/CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
GOTHAM ASSET MANAGEMENT, LLC CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
KINNEY ASSET MANAGEMENT, LLC. MEMBER indirect 2002-07-01
SOAPSTONE MANAGEMENT L.P. MANAGING MEMBER indirect 2003-10-01
PUNCH CARD MANAGEMENT LP MANAGING MEMBER indirect 2003-10-01
SPRINGHOUSE CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2003-10-01
GOLDSTEIN, ROBERT, LAURENCE MANAGING PRINCIPAL/CO-CHIEF INVESTMENT OFFICER 09/01/2010 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
HAWKSHAW CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2002-08-01
KINGSTOWN CAPITAL MANAGEMENT L.P. MANAGING MEMBER indirect 2002-07-01
GOTHAM ASSET MANAGEMENT, LLC OWNER indirect 2008-08-01
FORMULA TRADING, LLC OWNER indirect 2008-08-01
GOTHAM ASSET MANAGEMENT, LLC PARTNER indirect 2008-08-01
GOTHAM ASSET MANAGEMENT, LLC CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
GOTHAM ASSET MANAGEMENT, LLC MANAGING PRINCIPAL/CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
GOTHAM ASSET MANAGEMENT, LLC MANAGING DIRECTOR/CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
KINNEY ASSET MANAGEMENT, LLC. MEMBER indirect 2002-07-01
SOAPSTONE MANAGEMENT L.P. MEMBER indirect 2003-10-01
PUNCH CARD MANAGEMENT LP MEMBER indirect 2003-10-01
SPRINGHOUSE CAPITAL MANAGEMENT, LP MEMBER indirect 2003-10-01
GOTHAM ASSET MANAGEMENT HOLDINGS, LP OWNER / MEMBER 08/01/2008 Direct 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
GOTHAM ASSET MANAGEMENT, LLC OWNER / MEMBER direct 2008-08-01
FORMULA TRADING, LLC OWNER direct 2008-08-01
SEIBERT, BERNARD, PHILIPS CHIEF FINANCIAL OFFICER 09/01/2010 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
FORMULA INVESTING, LLC CHIEF FINANCIAL OFFICER direct 2010-09-01
LAROCCA, LOUIS, NMM GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER 03/01/2013 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
CLOVIS CAPITAL MANAGEMENT, LP GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER direct 2011-08-01
GOTHAM ASSET MANAGEMENT, LLC GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER direct 2013-03-01
GREENBLATT, JOEL, MICHAEL PARTNER GOTHAM ASSET MANAGEMENT HOLDINGS, LP 08/01/2008 Indirect 25 - 50%
max of 20 shown
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 1995-01-01
PZENA INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 1998-01-01
HAWKSHAW CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2002-08-01
KINGSTOWN CAPITAL MANAGEMENT L.P. MANAGING MEMBER indirect 2002-07-01
GOTHAM ASSET MANAGEMENT, LLC OWNER indirect 2008-08-01
FORMULA INVESTING, LLC OWNER indirect 2008-08-01
GOTHAM ASSET MANAGEMENT, LLC PARTNER indirect 2008-08-01
GOTHAM ASSET MANAGEMENT, LLC MANAGING PRINCIPAL/CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
GOTHAM ASSET MANAGEMENT, LLC MANAGING DIRECTOR/CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
GOTHAM ASSET MANAGEMENT, LLC CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
KINNEY ASSET MANAGEMENT, LLC. MEMBER indirect 2002-07-01
SOAPSTONE MANAGEMENT L.P. MANAGING MEMBER indirect 2003-10-01
PUNCH CARD MANAGEMENT LP MANAGING MEMBER indirect 2003-10-01
SPRINGHOUSE CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2003-10-01
GOLDSTEIN, ROBERT, LAURENCE PARTNER GOTHAM ASSET MANAGEMENT HOLDINGS, LP 08/01/2008 Indirect 25 - 50%
max of 20 shown
Fund Name Position direct/indirect start date end date
HAWKSHAW CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2002-08-01
KINGSTOWN CAPITAL MANAGEMENT L.P. MANAGING MEMBER indirect 2002-07-01
GOTHAM ASSET MANAGEMENT, LLC OWNER indirect 2008-08-01
FORMULA TRADING, LLC OWNER indirect 2008-08-01
GOTHAM ASSET MANAGEMENT, LLC PARTNER indirect 2008-08-01
GOTHAM ASSET MANAGEMENT, LLC CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
GOTHAM ASSET MANAGEMENT, LLC MANAGING PRINCIPAL/CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
GOTHAM ASSET MANAGEMENT, LLC MANAGING DIRECTOR/CO-CHIEF INVESTMENT OFFICER direct 2010-09-01
KINNEY ASSET MANAGEMENT, LLC. MEMBER indirect 2002-07-01
SOAPSTONE MANAGEMENT L.P. MEMBER indirect 2003-10-01
PUNCH CARD MANAGEMENT LP MEMBER indirect 2003-10-01
SPRINGHOUSE CAPITAL MANAGEMENT, LP MEMBER indirect 2003-10-01
GOTHAM GP, LLC GENERAL PARTNER GOTHAM ASSET MANAGEMENT HOLDINGS, LP 09/01/2010 Indirect Other
max of 20 shown
Fund Name Position direct/indirect start date end date
GOTHAM ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2010-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
GOTHAM CUSTOMIZED STRATEGIES, LLC (SEPTEMBER 2015 SERIES-C) United States 805-5135350127 Hedge Fund 3,866,236 1,000,000
GOTHAM HEDGED VALUE STRATEGIES 115/65 (MASTER), L.P. Cayman Islands 805-5351553335 Hedge Fund 45,849,422 1,000,000 Master Fund
GOTHAM PENGUIN FUND, LP United States 805-4985441928 Hedge Fund 124,469,238 1,000,000
GOTHAM INDEX PLUS MASTER FUND, LP Cayman Islands 805-6126112899 Hedge Fund 66,299,032 1,000,000 Master Fund
GOTHAM TRIPLE ADVANTAGE S&P 500 STRATEGY LP - SERIES B United States 805-3065767089 Hedge Fund 189,156,792 5,000,000
GOTHAM TAX ENHANCED NEUTRAL FUND, LP - SERIES A United States 805-5449621436 Hedge Fund 48,731,301 250,000
GOTHAM BALANCED VALUE STRATEGIES (MASTER), LP Cayman Islands 805-8964953240 Hedge Fund 30,166,649 1,000,000 Master Fund
GOTHAM TAX ENHANCED LONG FUND, LP - SERIES A United States 805-7412919790 Hedge Fund 113,876,460 250,000
GOTHAM NEUTRAL STRATEGIES (MASTER), LP Cayman Islands 805-9676948375 Hedge Fund 469,239,662 1,000,000 Master Fund
GOTHAM CAPITAL VI, LLC - CLASS F-1 United States 805-6393206059 Hedge Fund 11,834,333 10,000 Fund of Funds
GOTHAM CAPITAL VI, LLC - CLASS S United States 805-7670927100 Hedge Fund 12,368,270 10,000 Fund of Funds
GOTHAM HEDGED VALUE STRATEGIES 140/40 (MASTER), L.P. Cayman Islands 805-2938306006 Hedge Fund 61,196,888 1,000,000 Master Fund
GOTHAM TRIPLE ADVANTAGE S&P 500 STRATEGY LP - SERIES A United States 805-2988984705 Hedge Fund 24,608,210 5,000,000
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