B. Riley Financial, Inc.

WOODLAND HILLS, CA How do I update this listing?

B. Riley Financial is based out of Woodland Hills. Their last reported 13F filing for Q1 2020 included $146,278,000 in managed 13F securities and a top 10 holdings concentration of 87.13%. B. Riley Financial's largest holding is FRANCHISE GROUP ORD SHS with shares held of 4,105,728. B. Riley Financial has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 22 13F filings, 32 13D filings, 19 13G filings, and 197 Form 4 filings The firm last filed a Form D notice of exempt offering of securities on 2015-02-17. The notice included securities offered of Equity

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03/31/2020

13F Activity

  • Market Value $146.278 Million
  • Prior Market Value $397.821 Million
  • New Purchases16 stocks
  • Additional Purchases6 stocks
  • Sold out of22 stocks
  • Reduced holdings in3 stocks
  • Top 10 Holdings % 87.13 %
  • Turnover % [1]:122.58%
  • Turnover Alt % [2]: 136.00 %
  • Time Held Top20:1.70 quarters
  • Time Held Top10:1.60 quarters
  • Time Held All:2.42 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 29.6%
Performance Last 4 Quarters: -30.07%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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Form 4 - Recent Insider Transactions

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Form D Filings

Form D is a form to be used to file a notice of an exempt offering of securities with the Securities and Exchange Commission. Form D contains basic information about the offering and the company.

Form D Filings
Filing Date Form Type Industry Group Securities Offered Total Offering Amount Total Amount Sold Total Remaining
2015-02-17 D BUSINESS SERVICES Equity 6,666,660 6,666,660 0
2014-06-30 D BUSINESS SERVICES Equity 35,208,701 35,208,701 0
2014-06-02 D BUSINESS SERVICES Equity 51,446,500 51,446,500 0
2009-10-13 D OTHER Equity 509,748 242,000 267,748
Other Issuers in Filings
Name Address
No Other Issuers
Related Parties included in filings
Name Address Relationship
ANDREW GUMAER subscription required
    EXECUTIVE OFFICER DIRECTOR
BRYANT R. RILEY subscription required
    DIRECTOR
HARVEY M. YELLEN subscription required
    EXECUTIVE OFFICER DIRECTOR
HOWARD E. WEITZMAN subscription required
    EXECUTIVE OFFICER
HUGH G. HILTON subscription required
    DIRECTOR
MARK D. KLEIN subscription required
    DIRECTOR
MARK NAUGHTON subscription required
    EXECUTIVE OFFICER
MATTHEW J. HART subscription required
    DIRECTOR
MICHAEL J. LEVITT subscription required
    DIRECTOR
PAUL S. ERICKSON subscription required
    EXECUTIVE OFFICER
PHILLIP AHN subscription required
    EXECUTIVE OFFICER
RICHARD L. TODARO subscription required
    DIRECTOR
SCOTT K. CARPENTER subscription required
    EXECUTIVE OFFICER
THOMAS KELLEHER subscription required
    EXECUTIVE OFFICER

WhaleScore history for B. Riley Financial, Inc.

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