• WOODLAND HILLS, CA How do I update this listing?
B. Riley Financial is based out of Woodland Hills. Their last reported 13F filing for Q3 2019 included $270,436,000 in managed 13F securities and a top 10 holdings concentration of 86.05%. B. Riley Financial's largest holding is iShares Russell 2000 ETF with shares held of 594,700. B. Riley Financial has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 20 13F filings, 22 13D filings, 13 13G filings, and 164 Form 4 filings The firm last filed a Form D notice of exempt offering of securities on 2015-02-17. The notice included securities offered of Equity
: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.
: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.
You are limited to the prior 8 quarters of 13F filings. Subscribe to WhaleWisdom to view all filing data for B. RILEY FINANCIAL, INC.
Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14
|Performance for Q3 2019:||-1.19%|
|Performance Last 4 Quarters:||-10.28%|
|Stdev (5-yrs):||Subscription required||BETA (5-yrs):||Subscription required||ALPHA (3-yrs):||Subscription required|
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Form D is a form to be used to file a notice of an exempt offering of securities with the Securities and Exchange Commission. Form D contains basic information about the offering and the company.
|Filing Date||Form Type||Industry Group||Securities Offered||Total Offering Amount||Total Amount Sold||Total Remaining|
|No Other Issuers|
|ANDREW GUMAER||subscription required||
|BRYANT R. RILEY||subscription required||
|HARVEY M. YELLEN||subscription required||
|HOWARD E. WEITZMAN||subscription required||
|HUGH G. HILTON||subscription required||
|MARK D. KLEIN||subscription required||
|MARK NAUGHTON||subscription required||
|MATTHEW J. HART||subscription required||
|MICHAEL J. LEVITT||subscription required||
|PAUL S. ERICKSON||subscription required||
|PHILLIP AHN||subscription required||
|RICHARD L. TODARO||subscription required||
|SCOTT K. CARPENTER||subscription required||
|THOMAS KELLEHER||subscription required||
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