B. RILEY FINANCIAL, INC.

WOODLAND HILLS, CA How do I update this listing?

B. Riley Financial is based out of Woodland Hills. Their last reported 13F filing for Q3 2019 included $270,436,000 in managed 13F securities and a top 10 holdings concentration of 86.05%. B. Riley Financial's largest holding is iShares Russell 2000 ETF with shares held of 594,700. B. Riley Financial has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 20 13F filings, 22 13D filings, 13 13G filings, and 164 Form 4 filings The firm last filed a Form D notice of exempt offering of securities on 2015-02-17. The notice included securities offered of Equity

Subscription Required

Equal-WT
WhaleScore

?

67

S&P 500
WhaleScore

?

Subscription Required

Manager Weighted
WhaleScore

?
Download 13F Summary to Excel Create Email Alert

09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $270.436 Million
  • Prior Market Value $208.005 Million
  • New Purchases20 stocks
  • Additional Purchases8 stocks
  • Sold out of16 stocks
  • Reduced holdings in6 stocks
  • Top 10 Holdings % 86.05 %
  • Turnover % [1]:72.00%
  • Turnover Alt % [2]: 20.75 %
  • Time Held Top20:2.90 quarters
  • Time Held Top10:2.80 quarters
  • Time Held All:2.84 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: -1.19%
Performance Last 4 Quarters: -10.28%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
Click here to report any possible errors with this listing.
13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR/A (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR/A (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR/A (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR/A (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

Form D Filings

Form D is a form to be used to file a notice of an exempt offering of securities with the Securities and Exchange Commission. Form D contains basic information about the offering and the company.

Form D Filings
Filing Date Form Type Industry Group Securities Offered Total Offering Amount Total Amount Sold Total Remaining
2015-02-17 D BUSINESS SERVICES Equity 6,666,660 6,666,660 0
2014-06-30 D BUSINESS SERVICES Equity 35,208,701 35,208,701 0
2014-06-02 D BUSINESS SERVICES Equity 51,446,500 51,446,500 0
2009-10-13 D OTHER Equity 509,748 242,000 267,748
Other Issuers in Filings
Name Address
No Other Issuers
Related Parties included in filings
Name Address Relationship
ANDREW GUMAER subscription required
    EXECUTIVE OFFICER DIRECTOR
BRYANT R. RILEY subscription required
    DIRECTOR
HARVEY M. YELLEN subscription required
    EXECUTIVE OFFICER DIRECTOR
HOWARD E. WEITZMAN subscription required
    EXECUTIVE OFFICER
HUGH G. HILTON subscription required
    DIRECTOR
MARK D. KLEIN subscription required
    DIRECTOR
MARK NAUGHTON subscription required
    EXECUTIVE OFFICER
MATTHEW J. HART subscription required
    DIRECTOR
MICHAEL J. LEVITT subscription required
    DIRECTOR
PAUL S. ERICKSON subscription required
    EXECUTIVE OFFICER
PHILLIP AHN subscription required
    EXECUTIVE OFFICER
RICHARD L. TODARO subscription required
    DIRECTOR
SCOTT K. CARPENTER subscription required
    EXECUTIVE OFFICER
THOMAS KELLEHER subscription required
    EXECUTIVE OFFICER

WhaleScore history for B. RILEY FINANCIAL, INC.

You must have a subscription to view WhaleScore histories

Elevate your investments