GRIES FINANCIAL LLC

HTTP://WWW.GRIES.COM CLEVELAND, OH Investment Advisor How do I update this listing?

Gries Financial is based out of Cleveland. Gries Financial is a large advisory firm with 357 clients and discretionary assets under management (AUM) of $545,562,355 (Form ADV from 2018-06-01). Whalewisdom has at least 42 13F filings

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GRIES FINANCIAL LLC
1801 E NINTH STREET STE 1600
CLEVELAND OH    44114-3103
Country: United States

Business Phone: 216-861-1148
Fax: 216-861-0106
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: OH
Number of employees: 21
Other Business Activities: ,REAL ESTATE PARTNERSHIP
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 71,621,800
Total Number of Clients: 357
Amount of client funds and securities by related persons: 494,552
Total Number of clients from related persons: 5
Disclosures:
Data above was derived from SEC filings.

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GRIES FINANCIAL LLC

ownership team - last updated 2019-10-14
Name Title Start Date Direct/Indirect % Ownership
BELL, EDWARD, JOSEPH PRESIDENT 10/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
DH LOGIX, LLC MEMBER indirect 2010-10-01
GRIES FINANCIAL LLC MANAGING PARTNER direct 2010-10-01
GRIES FINANCIAL LLC VICE PRESIDENT, WEALTH MANAGEMENT direct 1999-04-01 2010-06-28
GRIES FINANCIAL LLC PRESIDENT direct 2010-10-01 2017-03-31
PALMER, JEFFREY, HAMILTON MANAGING PARTNER CHIEF COMPLIANCE OFFICER 04/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
DH LOGIX, LLC MEMBER indirect 1999-04-01
GRIES FINANCIAL LLC MANAGING PARTNER CHIEF COMPLIANCE OFFICER direct 1999-04-01
DH LOGIX, LLC MANAGER direct 2017-03-01
GRIES FINANCIAL LLC VICE PRESIDENT, OPERATIONS direct 1999-04-01 2005-04-04
GRIES FINANCIAL LLC CHIEF COMPLIANCE OFFICER direct 1999-04-01 2017-03-31
HERMAN, ROBERT, JOSEPH SENIOR PARTNER 04/01/2012 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GRIES FINANCIAL LLC SENIOR MANAGING DIRECTOR direct 2012-04-01
GRIES FINANCIAL LLC SENIOR PARTNER direct 2012-04-01
THE LOGIX GROUP, LLC EXECUTIVE VICE PRESIDENT direct 2003-12-01
THE LOGIX GROUP, LLC PRESIDENT direct 2003-12-01
THE LOGIX GROUP, LLC SHAREHOLDER direct 2003-12-01
DH LOGIX, LLC MEMBER indirect 2017-03-01
DH LOGIX, LLC MANAGER direct 2017-03-01
FINE, LAUREN, RICH PARTNER 03/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
GRIES FINANCIAL LLC PARTNER direct 2017-03-01
BRODKOWITZ, KENNETH, ROSS CIO 03/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
GRIES FINANCIAL LLC CIO direct 2017-03-01
NEWLAND CAPITAL MANAGEMENT, LLC MANAGING MEMBER direct 2007-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
FIELDSTONE GEM INVESTORS IV United States 805-9854754425 Real Estate Fund 81,901 50,000 Feeder Fund Fund of Funds
FIELDSTONE PHOENIX 2011 FUND United States 805-8367264720 Real Estate Fund 188,733 50,000 Feeder Fund Fund of Funds
FIELDSTONE CITYMARK United States 805-6174185173 Real Estate Fund 448,750 50,000 Feeder Fund Fund of Funds
GEM III INVESTORS United States 805-8716935967 Real Estate Fund 13,981 50,000 Feeder Fund Fund of Funds
FIELDSTONE - SAGE MILL United States 805-4851068537 Real Estate Fund 2,183,232 50,000 Feeder Fund Fund of Funds
FIELDSTONE GEM VI INVESTORS United States 805-9572468337 Real Estate Fund 192,845 50,000 Feeder Fund Fund of Funds
FIELDSTONE PHOENIX 2012 FUND United States 805-9043057583 Real Estate Fund 32,058 50,000 Feeder Fund Fund of Funds
FIELDSTONE PHOENIX '07 FUND United States 805-7385553703 Real Estate Fund 538,953 50,000 Feeder Fund Fund of Funds
FIELDSTONE GEM V INVESTORS United States 805-4489432539 Real Estate Fund 3,534,233 50,000 Feeder Fund Fund of Funds
FIELDSTONE PHOENIX 2010 FUND United States 805-1569813616 Real Estate Fund 200,964 50,000 Feeder Fund Fund of Funds

GRIES FINANCIAL LLC

ownership team - last updated 2019-09-26
Name Title Start Date Direct/Indirect % Ownership
BELL, EDWARD, JOSEPH PRESIDENT 10/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
DH LOGIX, LLC MEMBER indirect 2010-10-01
GRIES FINANCIAL LLC MANAGING PARTNER direct 2010-10-01
GRIES FINANCIAL LLC VICE PRESIDENT, WEALTH MANAGEMENT direct 1999-04-01 2010-06-28
GRIES FINANCIAL LLC PRESIDENT direct 2010-10-01 2017-03-31
PALMER, JEFFREY, HAMILTON MANAGING PARTNER CHIEF COMPLIANCE OFFICER 04/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
DH LOGIX, LLC MEMBER indirect 1999-04-01
GRIES FINANCIAL LLC MANAGING PARTNER CHIEF COMPLIANCE OFFICER direct 1999-04-01
DH LOGIX, LLC MANAGER direct 2017-03-01
GRIES FINANCIAL LLC VICE PRESIDENT, OPERATIONS direct 1999-04-01 2005-04-04
GRIES FINANCIAL LLC CHIEF COMPLIANCE OFFICER direct 1999-04-01 2017-03-31
HERMAN, ROBERT, JOSEPH SENIOR PARTNER 04/01/2012 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GRIES FINANCIAL LLC SENIOR MANAGING DIRECTOR direct 2012-04-01
GRIES FINANCIAL LLC SENIOR PARTNER direct 2012-04-01
THE LOGIX GROUP, LLC EXECUTIVE VICE PRESIDENT direct 2003-12-01
THE LOGIX GROUP, LLC PRESIDENT direct 2003-12-01
THE LOGIX GROUP, LLC SHAREHOLDER direct 2003-12-01
DH LOGIX, LLC MEMBER indirect 2017-03-01
DH LOGIX, LLC MANAGER direct 2017-03-01
FINE, LAUREN, RICH PARTNER 03/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
GRIES FINANCIAL LLC PARTNER direct 2017-03-01
BRODKOWITZ, KENNETH, ROSS CIO 03/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
GRIES FINANCIAL LLC CIO direct 2017-03-01
NEWLAND CAPITAL MANAGEMENT, LLC MANAGING MEMBER direct 2007-05-01

GRIES FINANCIAL LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
BELL, EDWARD, JOSEPH PRESIDENT 10/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
DH LOGIX, LLC MEMBER indirect 2010-10-01
GRIES FINANCIAL LLC MANAGING PARTNER direct 2010-10-01
GRIES FINANCIAL LLC VICE PRESIDENT, WEALTH MANAGEMENT direct 1999-04-01 2010-06-28
GRIES FINANCIAL LLC PRESIDENT direct 2010-10-01 2017-03-31
PALMER, JEFFREY, HAMILTON MANAGING PARTNER CHIEF COMPLIANCE OFFICER 04/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
DH LOGIX, LLC MEMBER indirect 1999-04-01
GRIES FINANCIAL LLC MANAGING PARTNER CHIEF COMPLIANCE OFFICER direct 1999-04-01
DH LOGIX, LLC MANAGER direct 2017-03-01
GRIES FINANCIAL LLC VICE PRESIDENT, OPERATIONS direct 1999-04-01 2005-04-04
GRIES FINANCIAL LLC CHIEF COMPLIANCE OFFICER direct 1999-04-01 2017-03-31
HERMAN, ROBERT, JOSEPH SENIOR PARTNER 04/01/2012 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GRIES FINANCIAL LLC SENIOR MANAGING DIRECTOR direct 2012-04-01
GRIES FINANCIAL LLC SENIOR PARTNER direct 2012-04-01
THE LOGIX GROUP, LLC EXECUTIVE VICE PRESIDENT direct 2003-12-01
THE LOGIX GROUP, LLC PRESIDENT direct 2003-12-01
THE LOGIX GROUP, LLC SHAREHOLDER direct 2003-12-01
DH LOGIX, LLC MEMBER indirect 2017-03-01
DH LOGIX, LLC MANAGER direct 2017-03-01
FINE, LAUREN, RICH PARTNER 03/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
GRIES FINANCIAL LLC PARTNER direct 2017-03-01
BRODKOWITZ, KENNETH, ROSS CIO 03/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
GRIES FINANCIAL LLC CIO direct 2017-03-01
NEWLAND CAPITAL MANAGEMENT, LLC MANAGING MEMBER direct 2007-05-01

GRIES FINANCIAL LLC

ownership team - last updated 2017-06-29
Name Title Start Date Direct/Indirect % Ownership
GRIES, SARAH, LOUISE FOUNDER 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
GRIES FINANCIAL LLC FOUNDER direct 2017-03-01
GRIES FINANCIAL LLC CHAIRPERSON, PRESIDENT, CEO & MANAGER direct 1999-04-01 2010-06-28
GRIES FINANCIAL LLC CHAIRPERSON, CEO & MANAGER direct 1999-04-01 2017-03-31
GRIES FINANCIAL LLC SHAREHOLDER indirect 1999-04-01 2017-03-31
BELL, EDWARD, JOSEPH MANAGING PARTNER 10/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
DH LOGIX, LLC MEMBER indirect 2010-10-01
GRIES FINANCIAL LLC MANAGING PARTNER direct 2010-10-01
GRIES FINANCIAL LLC VICE PRESIDENT, WEALTH MANAGEMENT direct 1999-04-01 2010-06-28
GRIES FINANCIAL LLC PRESIDENT direct 2010-10-01 2017-03-31
PALMER, JEFFREY, HAMILTON MANAGING PARTNER CHIEF COMPLIANCE OFFICER 04/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
DH LOGIX, LLC MEMBER indirect 1999-04-01
GRIES FINANCIAL LLC MANAGING PARTNER CHIEF COMPLIANCE OFFICER direct 1999-04-01
DH LOGIX, LLC MANAGER direct 2017-03-01
GRIES FINANCIAL LLC VICE PRESIDENT, OPERATIONS direct 1999-04-01 2005-04-04
GRIES FINANCIAL LLC CHIEF COMPLIANCE OFFICER direct 1999-04-01 2017-03-31
HERMAN, ROBERT, JOSEPH SENIOR PARTNER 04/01/2012 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GRIES FINANCIAL LLC SENIOR MANAGING DIRECTOR direct 2012-04-01
GRIES FINANCIAL LLC SENIOR PARTNER direct 2012-04-01
THE LOGIX GROUP, LLC EXECUTIVE VICE PRESIDENT direct 2003-12-01
THE LOGIX GROUP, LLC PRESIDENT direct 2003-12-01
THE LOGIX GROUP, LLC SHAREHOLDER direct 2003-12-01
DH LOGIX, LLC MEMBER indirect 2017-03-01
DH LOGIX, LLC MANAGER direct 2017-03-01
FINE, LAUREN, RICH PARTNER 03/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
GRIES FINANCIAL LLC PARTNER direct 2017-03-01
BRODKOWITZ, KENNETH, ROSS CIO 03/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
GRIES FINANCIAL LLC CIO direct 2017-03-01
NEWLAND CAPITAL MANAGEMENT, LLC MANAGING MEMBER direct 2007-05-01

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