GRIFFIN ASSET MANAGEMENT, INC.

HTTP://WWW.GRIFFINASSET.COM NEW YORK, NY Investment Advisor How do I update this listing?

Also known as:

  • HOVEY YOUNGMAN ASSOCIATES INC

Griffin Asset Management is based out of New York. Griffin Asset Management is a large advisory firm with 592 clients and discretionary assets under management (AUM) of $707,234,701 (Form ADV from 2019-04-08). Their last reported 13F filing for Q2 2019 included $785,829,000 in managed 13F securities and a top 10 holdings concentration of 30.6%. Griffin Asset Management's largest holding is Universal Display Corp with shares held of 618,209. Whalewisdom has at least 70 13F filings

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $785.89 Million
  • Prior Market Value $707 Million
  • New Purchases328 stocks
  • Additional Purchases100 stocks
  • Sold out of2 stocks
  • Reduced holdings in87 stocks
  • Top 10 Holdings % 30.60 %
  • Turnover % [1]:57.49%
  • Turnover Alt % [2]: 8.29 %
  • Time Held Top20:6.15 quarters
  • Time Held Top10:4.40 quarters
  • Time Held All:2.69 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 5.52%
Performance Last 4 Quarters: 13.36%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2004-03-31 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)
  • 2003-09-30 - 13F-HR (Subscription required)
  • 2003-06-30 - 13F-HR (Subscription required)
  • 2003-03-31 - 13F-HR (Subscription required)
  • 2002-12-31 - 13F-HR (Subscription required)
  • 2002-09-30 - 13F-HR (Subscription required)
  • 2002-06-30 - 13F-HR (Subscription required)
  • 2002-03-31 - 13F-HR (Subscription required)
  • 2001-12-31 - 13F-HR (Subscription required)
  • 2001-09-30 - 13F-HR (Subscription required)
  • 2001-06-30 - 13F-HR (Subscription required)
  • 2001-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

GRIFFIN ASSET MANAGEMENT, LLC
230 PARK AVENUE 4TH FLOOR
NEW YORK NY    10169
Country: United States

Business Phone: 917-484-5608
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: NY
Number of employees: 11
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees,Performance-based fees
Amount of client funds and securities: 0
Total Number of Clients: 592
Amount of client funds and securities by related persons: 0
Total Number of clients from related persons: 0
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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GRIFFIN ASSET MANAGEMENT, LLC

ownership team - last updated 2019-04-08
Name Title Start Date Direct/Indirect % Ownership
FAMIGLETTI, THOMAS, ANGELO CHIEF COMPLIANCE OFFICER 01/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
GRIFFIN ASSET MANAGEMENT LLC MANAGING DIRECTOR direct 1995-10-01
GRIFFIN ASSET MANAGEMENT LLC MANAGING DIRECTOR indirect 1996-03-01
GRIFFIN ASSET MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2006-01-01
GRIFFIN ASSET MANAGEMENT, INC. MANAGING DIRECTOR direct 2006-01-01 2010-03-19
FAMIGLETTI, DOUGLAS, MAXWELL CO-PRESIDENT 01/01/2018 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GRIFFIN ASSET MANAGEMENT LLC MANAGING DIRECTOR indirect 1996-03-01
GRIFFIN ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICE AND MANAGING DIRECTOR direct 2003-09-01
GRIFFIN ASSET MANAGEMENT, INC. PRESIDENT & CHIEF INVESTMENT OFFICER direct 2010-03-01
LEBENTHAL ASSET MANAGEMENT, LLC CO-CEO, CO-CCO direct 2017-06-01
GRIFFIN ASSET MANAGEMENT LLC INDR/SH indirect 1996-03-01 2004-02-20
GRIFFIN ASSET MANAGEMENT LLC INDIR/SH indirect 1996-03-01 2005-02-01
GRIFFIN ASSET MANAGEMENT LLC IND/SHR indirect 1996-03-01 2005-02-02
GRIFFIN ASSET MANAGEMENT LLC MANAGING DIRECTOR direct 2003-09-01 2005-02-02
GRIFFIN ASSET MANAGEMENT, INC. MANAGING DIRECTOR direct 2006-01-01 2009-03-19
GRIFFIN ASSET MANAGEMENT, INC. MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER direct 2009-10-01 2010-03-19
LEBENTHAL ASSET MANAGEMENT, LLC CO-CEO direct 2017-06-01 2017-06-26
JAMISON, MICHAEL, DAVID CO-PRESIDENT 01/01/2018 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
JAMISON PRINCE ASSET MANAGEMENT, INCORPORATED PRESIDENT/CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER direct 2001-11-01
MB INVESTMENT PARTNERS, INC. CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER direct 2008-07-01
LEBENTHAL ASSET MANAGEMENT, LLC CO-CEO, direct 2017-06-01
JAMISON PRINCE ASSET MANAGEMENT, INCORPORATED OWNER indirect 2001-11-01 2002-01-07
REYNDERS GRAY PRINCE & GOTTLIEB INC PRESIDENT/DIRECTOR direct 2001-11-01 2004-10-21
JAMISON PRINCE ASSET MANAGEMENT, INCORPORATED PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER direct 2001-11-01 2005-09-16
JAMISON PRINCE ASSET MANAGEMENT, INCORPORATED SHAREHOLDER indirect 2001-11-01 2007-02-26
MB INVESTMENT PARTNERS, INC. CHIEF OPERATING OFFICER direct 2007-04-01 2007-03-30
MB INVESTMENT PARTNERS, INC. CHIEF OPERATING OFFICER direct 2007-07-01 2008-03-31
MB INVESTMENT PARTNERS, INC. CHIEF EXECUTIVE OFFICER direct 2008-07-01 2008-09-26
IRONWOOD INVESTMENT MANAGEMENT, LLC DIRECTOR direct 2008-04-01 2009-03-31
JAMISON PRINCE ASSET MANAGEMENT, INCORPORATED PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER direct 2001-11-01 2009-10-15
FURGUESON CAPITAL MANAGEMENT INCORPORATED EXECUTIVE VICE PRESIDENT direct 2010-12-01 2010-02-19
BARRETT ASSET MANAGEMENT, LLC MANAGING DIRECTOR direct 2011-04-01 2014-03-14
LEBENTHAL ASSET MANAGEMENT, LLC CO-CEO direct 2017-06-01 2017-06-26
CAREY, JOHN, BRUNING MANAGING DIRECTOR 12/01/2018 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GRIFFIN ASSET MANAGEMENT, INC. MANAGING DIRECTOR direct 2018-12-01
FAMIGLETTI, BRIAN, T MANAGING DIRECTOR 12/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
GRIFFIN ASSET MANAGEMENT LLC INDIR/SH indirect 1996-03-01

GRIFFIN ASSET MANAGEMENT, INC.

ownership team - last updated 2019-03-21
Name Title Start Date Direct/Indirect % Ownership
FAMIGLETTI, DOUGLAS, MAXWELL CO-PRESIDENT 01/01/2018 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GRIFFIN ASSET MANAGEMENT LLC MANAGING DIRECTOR indirect 1996-03-01
GRIFFIN ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICE AND MANAGING DIRECTOR direct 2003-09-01
GRIFFIN ASSET MANAGEMENT, INC. PRESIDENT & CHIEF INVESTMENT OFFICER direct 2010-03-01
LEBENTHAL ASSET MANAGEMENT, LLC CO-CEO, CO-CCO direct 2017-06-01
GRIFFIN ASSET MANAGEMENT LLC INDR/SH indirect 1996-03-01 2004-02-20
GRIFFIN ASSET MANAGEMENT LLC INDIR/SH indirect 1996-03-01 2005-02-01
GRIFFIN ASSET MANAGEMENT LLC IND/SHR indirect 1996-03-01 2005-02-02
GRIFFIN ASSET MANAGEMENT LLC MANAGING DIRECTOR direct 2003-09-01 2005-02-02
GRIFFIN ASSET MANAGEMENT, INC. MANAGING DIRECTOR direct 2006-01-01 2009-03-19
GRIFFIN ASSET MANAGEMENT, INC. MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER direct 2009-10-01 2010-03-19
LEBENTHAL ASSET MANAGEMENT, LLC CO-CEO direct 2017-06-01 2017-06-26
FAMIGLETTI, THOMAS, ANGELO CHIEF COMPLIANCE OFFICER 01/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
GRIFFIN ASSET MANAGEMENT LLC MANAGING DIRECTOR direct 1995-10-01
GRIFFIN ASSET MANAGEMENT LLC MANAGING DIRECTOR indirect 1996-03-01
GRIFFIN ASSET MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2006-01-01
GRIFFIN ASSET MANAGEMENT, INC. MANAGING DIRECTOR direct 2006-01-01 2010-03-19
JAMISON, MICHAEL, DAVID CO-PRESIDENT 01/01/2018 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
JAMISON PRINCE ASSET MANAGEMENT, INCORPORATED PRESIDENT/CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER direct 2001-11-01
MB INVESTMENT PARTNERS, INC. CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER direct 2008-07-01
LEBENTHAL ASSET MANAGEMENT, LLC CO-CEO, direct 2017-06-01
JAMISON PRINCE ASSET MANAGEMENT, INCORPORATED OWNER indirect 2001-11-01 2002-01-07
REYNDERS GRAY PRINCE & GOTTLIEB INC PRESIDENT/DIRECTOR direct 2001-11-01 2004-10-21
JAMISON PRINCE ASSET MANAGEMENT, INCORPORATED PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER direct 2001-11-01 2005-09-16
JAMISON PRINCE ASSET MANAGEMENT, INCORPORATED SHAREHOLDER indirect 2001-11-01 2007-02-26
MB INVESTMENT PARTNERS, INC. CHIEF OPERATING OFFICER direct 2007-04-01 2007-03-30
MB INVESTMENT PARTNERS, INC. CHIEF OPERATING OFFICER direct 2007-07-01 2008-03-31
MB INVESTMENT PARTNERS, INC. CHIEF EXECUTIVE OFFICER direct 2008-07-01 2008-09-26
IRONWOOD INVESTMENT MANAGEMENT, LLC DIRECTOR direct 2008-04-01 2009-03-31
JAMISON PRINCE ASSET MANAGEMENT, INCORPORATED PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER direct 2001-11-01 2009-10-15
FURGUESON CAPITAL MANAGEMENT INCORPORATED EXECUTIVE VICE PRESIDENT direct 2010-12-01 2010-02-19
BARRETT ASSET MANAGEMENT, LLC MANAGING DIRECTOR direct 2011-04-01 2014-03-14
LEBENTHAL ASSET MANAGEMENT, LLC CO-CEO direct 2017-06-01 2017-06-26
CAREY, JOHN, BRUNING MANAGING DIRECTOR 12/01/2018 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GRIFFIN ASSET MANAGEMENT, INC. MANAGING DIRECTOR direct 2018-12-01
FAMIGLETTI, BRIAN, T MANAGING DIRECTOR 12/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
GRIFFIN ASSET MANAGEMENT LLC INDIR/SH indirect 1996-03-01

GRIFFIN ASSET MANAGEMENT, INC.

ownership team - last updated 2017-10-25
Name Title Start Date Direct/Indirect % Ownership
FAMIGLETTI, THOMAS, ANGELO CHIEF COMPLIANCE OFFICER 01/01/2006 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
GRIFFIN ASSET MANAGEMENT LLC MANAGING DIRECTOR direct 1995-10-01
GRIFFIN ASSET MANAGEMENT LLC MANAGING DIRECTOR indirect 1996-03-01
GRIFFIN ASSET MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2006-01-01
GRIFFIN ASSET MANAGEMENT, INC. MANAGING DIRECTOR direct 2006-01-01 2010-03-19
FAMIGLETTI, DOUGLAS, MAXWELL PRESIDENT & CHIEF INVESTMENT OFFICER 03/01/2010 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
GRIFFIN ASSET MANAGEMENT LLC MANAGING DIRECTOR indirect 1996-03-01
GRIFFIN ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICE AND MANAGING DIRECTOR direct 2003-09-01
GRIFFIN ASSET MANAGEMENT, INC. PRESIDENT & CHIEF INVESTMENT OFFICER direct 2010-03-01
LEBENTHAL ASSET MANAGEMENT, LLC CO-CEO, CO-CCO direct 2017-06-01
GRIFFIN ASSET MANAGEMENT LLC INDR/SH indirect 1996-03-01 2004-02-20
GRIFFIN ASSET MANAGEMENT LLC INDIR/SH indirect 1996-03-01 2005-02-01
GRIFFIN ASSET MANAGEMENT LLC IND/SHR indirect 1996-03-01 2005-02-02
GRIFFIN ASSET MANAGEMENT LLC MANAGING DIRECTOR direct 2003-09-01 2005-02-02
GRIFFIN ASSET MANAGEMENT, INC. MANAGING DIRECTOR direct 2006-01-01 2009-03-19
GRIFFIN ASSET MANAGEMENT, INC. MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER direct 2009-10-01 2010-03-19
LEBENTHAL ASSET MANAGEMENT, LLC CO-CEO direct 2017-06-01 2017-06-26

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