GUARDIAN INVESTMENT MANAGEMENT

HTTP://WWW.GUARDINV.COM TIBURON, CA Investment Advisor How do I update this listing?

Guardian Investment Management is based out of Tiburon. Guardian Investment Management is a large advisory firm with 91 clients and discretionary assets under management (AUM) of $227,959,639 (Form ADV from 2020-06-26). Their last reported 13F filing for Q2 2020 included $110,335,000 in managed 13F securities and a top 10 holdings concentration of 47.12%. Guardian Investment Management's largest holding is Apple Inc with shares held of 33,190. Whalewisdom has at least 57 13F filings

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06/30/2020

13F Activity

  • Market Value $110.335 Million
  • Prior Market Value $97.615 Million
  • New Purchases5 stocks
  • Additional Purchases12 stocks
  • Sold out of4 stocks
  • Reduced holdings in27 stocks
  • Top 10 Holdings % 47.12 %
  • Turnover % [1]:16.36%
  • Turnover Alt % [2]: 6.02 %
  • Time Held Top20:26.30 quarters
  • Time Held Top10:10.60 quarters
  • Time Held All:25.93 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 23.33%
Performance Last 4 Quarters: 1.46%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

GUARDIAN INVESTMENT MANAGEMENT
1120 MAR WEST ST., SUITE D
TIBURON CA    94920
Country: United States

Business Phone: 415-765-6860
Fax: 415-937-5142
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: CA
Number of employees: 3
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 91
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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GUARDIAN INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2020-06-26
Name Title Start Date Direct/Indirect % Ownership
TOMASELLO, ROBERT, MICHAEL PRESIDENT, MANAGING MEMBER 04/01/2013 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
GUARDIAN INVESTMENT MANAGEMENT CEO,CCO direct 2005-09-01
GUARDIAN INVESTMENT MANAGEMENT CEO,CHIEF COMPLIANCE OFFICER direct 2005-09-01
GUARDIAN INVESTMENT MANAGEMENT, LLC PRESIDENT, MANAGING MEMBER direct 2013-04-01
GUARDIAN INVESTMENT MANAGEMENT PRINCIPAL, PRESIDENT direct 2013-04-01
GUARDIAN INVESTMENT MANAGEMENT MANAGING PARTNER direct 2013-04-01
HANSEN, DONALD, LOUIS MEMBER, SENIOR PORTFOLIO MANAGER 02/01/1976 Direct less than 5%
Fund Name Position direct/indirect start date end date
GUARDIAN INVESTMENT MANAGEMENT PARTNER direct 1976-02-01
GUARDIAN INVESTMENT MANAGEMENT, LLC SENIOR PORTFOLIO MANAGER direct 1976-02-01
GUARDIAN INVESTMENT MANAGEMENT, LLC MEMBER, SENIOR PORTFOLIO MANAGER direct 1976-02-01
GUARDIAN INVESTMENT MANAGEMENT PRINCIPAL direct 1976-02-01
ETHRIDGE, STEPHEN, ARTHUR MEMBER, CHIEF COMPLIANCE OFFICER 04/01/2013 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GUARDIAN INVESTMENT MANAGEMENT, LLC MEMBER, CHIEF COMPLIANCE OFFICER direct 2013-04-01
STEWART & PATTEN CO LLC MEMBER, PRINCIPAL direct 1998-01-01 2005-03-29
STEWART & PATTEN CO LLC MEMBER, PRINCIPAL CCO direct 1998-01-01 2006-03-27
STEWART & PATTEN CO LLC MEMBER, PRINCIPAL, CHIEF COMPLIANCE OFFICER direct 1998-01-01 2013-03-14
GUARDIAN INVESTMENT MANAGEMENT PARTNER, CHIEF COMPLIANCE OFFICER direct 2013-04-01 2014-05-30
GUARDIAN INVESTMENT MANAGEMENT PRINCIPAL, CHIEF COMPLIANCE OFFICER direct 2013-04-01 2016-03-14

GUARDIAN INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2020-03-26
Name Title Start Date Direct/Indirect % Ownership

GUARDIAN INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2019-03-25
Name Title Start Date Direct/Indirect % Ownership
TOMASELLO, ROBERT, MICHAEL PRESIDENT, MANAGING MEMBER 04/01/2013 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
GUARDIAN INVESTMENT MANAGEMENT CEO,CCO direct 2005-09-01
GUARDIAN INVESTMENT MANAGEMENT CEO,CHIEF COMPLIANCE OFFICER direct 2005-09-01
GUARDIAN INVESTMENT MANAGEMENT, LLC PRESIDENT, MANAGING MEMBER direct 2013-04-01
GUARDIAN INVESTMENT MANAGEMENT PRINCIPAL, PRESIDENT direct 2013-04-01
GUARDIAN INVESTMENT MANAGEMENT MANAGING PARTNER direct 2013-04-01
HANSEN, DONALD, LOUIS MEMBER, SENIOR PORTFOLIO MANAGER 02/01/1976 Direct less than 5%
Fund Name Position direct/indirect start date end date
GUARDIAN INVESTMENT MANAGEMENT PARTNER direct 1976-02-01
GUARDIAN INVESTMENT MANAGEMENT, LLC SENIOR PORTFOLIO MANAGER direct 1976-02-01
GUARDIAN INVESTMENT MANAGEMENT, LLC MEMBER, SENIOR PORTFOLIO MANAGER direct 1976-02-01
GUARDIAN INVESTMENT MANAGEMENT PRINCIPAL direct 1976-02-01
ETHRIDGE, STEPHEN, ARTHUR MEMBER, CHIEF COMPLIANCE OFFICER 04/01/2013 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
GUARDIAN INVESTMENT MANAGEMENT, LLC MEMBER, CHIEF COMPLIANCE OFFICER direct 2013-04-01
STEWART & PATTEN CO LLC MEMBER, PRINCIPAL direct 1998-01-01 2005-03-29
STEWART & PATTEN CO LLC MEMBER, PRINCIPAL CCO direct 1998-01-01 2006-03-27
STEWART & PATTEN CO LLC MEMBER, PRINCIPAL, CHIEF COMPLIANCE OFFICER direct 1998-01-01 2013-03-14
GUARDIAN INVESTMENT MANAGEMENT PARTNER, CHIEF COMPLIANCE OFFICER direct 2013-04-01 2014-05-30
GUARDIAN INVESTMENT MANAGEMENT PRINCIPAL, CHIEF COMPLIANCE OFFICER direct 2013-04-01 2016-03-14

GUARDIAN INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2018-04-02
Name Title Start Date Direct/Indirect % Ownership
TOMASELLO, ROBERT, MICHAEL PRESIDENT, MANAGING MEMBER 04/01/2013 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
GUARDIAN INVESTMENT MANAGEMENT CEO,CCO direct 2005-09-01
GUARDIAN INVESTMENT MANAGEMENT CEO,CHIEF COMPLIANCE OFFICER direct 2005-09-01
GUARDIAN INVESTMENT MANAGEMENT, LLC PRESIDENT, MANAGING MEMBER direct 2013-04-01
GUARDIAN INVESTMENT MANAGEMENT PRINCIPAL, PRESIDENT direct 2013-04-01
GUARDIAN INVESTMENT MANAGEMENT MANAGING PARTNER direct 2013-04-01
HANSEN, DONALD, LOUIS MEMBER, SENIOR PORTFOLIO MANAGER 02/01/1976 Direct less than 5%
Fund Name Position direct/indirect start date end date
GUARDIAN INVESTMENT MANAGEMENT PARTNER direct 1976-02-01
GUARDIAN INVESTMENT MANAGEMENT, LLC SENIOR PORTFOLIO MANAGER direct 1976-02-01
GUARDIAN INVESTMENT MANAGEMENT, LLC MEMBER, SENIOR PORTFOLIO MANAGER direct 1976-02-01
GUARDIAN INVESTMENT MANAGEMENT PRINCIPAL direct 1976-02-01
ETHRIDGE, STEPHEN, ARTHUR MEMBER, CHIEF COMPLIANCE OFFICER 04/01/2013 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
GUARDIAN INVESTMENT MANAGEMENT, LLC MEMBER, CHIEF COMPLIANCE OFFICER direct 2013-04-01
STEWART & PATTEN CO LLC MEMBER, PRINCIPAL direct 1998-01-01 2005-03-29
STEWART & PATTEN CO LLC MEMBER, PRINCIPAL CCO direct 1998-01-01 2006-03-27
STEWART & PATTEN CO LLC MEMBER, PRINCIPAL, CHIEF COMPLIANCE OFFICER direct 1998-01-01 2013-03-14
GUARDIAN INVESTMENT MANAGEMENT PARTNER, CHIEF COMPLIANCE OFFICER direct 2013-04-01 2014-05-30
GUARDIAN INVESTMENT MANAGEMENT PRINCIPAL, CHIEF COMPLIANCE OFFICER direct 2013-04-01 2016-03-14

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