GUGGENHEIM CAPITAL LLC

CHICAGO, IL Investment Advisor How do I update this listing?

Guggenheim Capital is based out of Chicago. Their last reported 13F filing for Q1 2020 included $9,930,166,000 in managed 13F securities and a top 10 holdings concentration of 19.46%. Guggenheim Capital's largest holding is iShares iBoxx Investment Grade Corporate Bond Fund with shares held of 5,853,005. Whalewisdom has at least 62 13F filings, 11 13D filings, and 156 13G filings The firm last filed a Form D notice of exempt offering of securities on 2018-09-19. The notice included securities offered of Equity

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03/31/2020

13F Activity

  • Market Value $9.93 Billion
  • Prior Market Value $13.315 Billion
  • New Purchases47 stocks
  • Additional Purchases519 stocks
  • Sold out of269 stocks
  • Reduced holdings in1260 stocks
  • Top 10 Holdings % 19.46 %
  • Turnover % [1]:17.23%
  • Turnover Alt % [2]: 24.62 %
  • Time Held Top20:9.65 quarters
  • Time Held Top10:13.00 quarters
  • Time Held All:27.11 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 28.77%
Performance Last 4 Quarters: 6.97%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC
Guggenheim Life Annuity Co
Guggenheim Partners Investment Management, LLC
SECURITY INVESTORS LLC

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Form 4 - Recent Insider Transactions

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Form D Filings

Form D is a form to be used to file a notice of an exempt offering of securities with the Securities and Exchange Commission. Form D contains basic information about the offering and the company.

Form D Filings
Filing Date Form Type Industry Group Securities Offered Total Offering Amount Total Amount Sold Total Remaining
2018-09-19 D OTHER BANKING AND FINANCIAL SERVICES Equity 21,000,000 21,000,000 0
Other Issuers in Filings
Name Address
No Other Issuers
Related Parties included in filings
Name Address Relationship
ALAN D. SCHWARTZ subscription required
    DIRECTOR
B. SCOTT MINERD subscription required
    DIRECTOR
BRIAN T. SIR subscription required
    EXECUTIVE OFFICER
DAVID L. KORMAN subscription required
    EXECUTIVE OFFICER
ESFANDYAR E. DINSHAW subscription required
    DIRECTOR
HEATHER KREAGER subscription required
    DIRECTOR
HOMER J. HOLLAND subscription required
    DIRECTOR
MARK R. WALTER subscription required
    EXECUTIVE OFFICER DIRECTOR
MICHAEL M. LEVATINO subscription required
    EXECUTIVE OFFICER
PETER O. LAWSON-JOHNSTON II subscription required
    DIRECTOR
RICHARD E. KIPPER subscription required
    DIRECTOR
TODD L. BOEHLY subscription required
    DIRECTOR

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