H D VEST ADVISORY SERVICES

HTTPS://WWW.HDVEST.COM IRVING, TX Investment Advisor How do I update this listing?

H D Vest Advisory Services is based out of Irving. H D Vest Advisory Services is a large advisory firm with 39077 clients and discretionary assets under management (AUM) of $5,426,544,394 (Form ADV from 2017-11-01). Their last reported 13F filing for Q4 2018 included $594,976,000 in managed 13F securities and a top 10 holdings concentration of 23.15%. H D Vest Advisory Services's largest holding is Apple Inc with shares held of 130,981. Whalewisdom has at least 1 13F filings

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12/31/2018

Top Sells

  • Name% Change

12/31/2018

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: 0.42%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

H.D. VEST ADVISORY SERVICES, INC
6333 NORTH STATE HIGHWAY 161 4TH FLOOR
IRVING TX    75038
Country: United States

Business Phone: 972-870-6135
Fax: 972-870-6344
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: TX
Number of employees: 2238
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees,Commissions
Amount of client funds and securities: 12,277,400,000
Total Number of Clients: 39077
Amount of client funds and securities by related persons: 12,277,400,000
Total Number of clients from related persons: 38646
Disclosures: 11.A (2),11.D (1),11.D (2),11.D (4),11.D (5),11.G
Data above was derived from SEC filings.

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H.D. VEST ADVISORY SERVICES, INC

ownership team - last updated 2018-11-29
Name Title Start Date Direct/Indirect % Ownership
GRIFFIN, CASEY, JAMES CHIEF COMPLIANCE OFFICER 10/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC CHIEF COMPLIANCE OFFICER direct 2008-10-01
H.D. VEST, INC. SHAREHOLDER 12/01/1986 Direct 75% or more
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC SHAREHOLDER direct 1986-12-01
H.D. VEST ADVISORY SERVICES, INC SOLE SHAREHOLDER direct 1987-05-01 2011-03-31
Oros, Robert, David CHIEF EXECUTIVE OFFICER/SECRETARY 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC CHIEF EXECUTIVE OFFICER direct 2017-02-01
H.D. VEST ADVISORY SERVICES, INC CHIEF EXECUTIVE OFFICER/SECRETARY direct 2017-02-01
RAWLINS, RICHARD, SCOTT PRESIDENT 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC PRESIDENT direct 2017-02-01
ROD, CHRIS, G TREASURER 08/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC TREASURER direct 2016-08-01
Peavler, David, Lawrence ASSISTANT SECRETARY 05/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC ASSISTANT SECRETARY direct 2017-05-01
Clifford, Crystal, Marie CHIEF OPERATIONS OFFICER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC CHIEF OPERATIONS OFFICER direct 2018-01-01
HDV HOLDINGS, INC. SHAREHOLDER HDV HOLDINGS, INC. 10/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC SHAREHOLDER indirect 2011-10-01
H.D. VEST ADVISORY SERVICES, INC H.D VEST, INC. direct 2011-10-01
H.D. VEST ADVISORY SERVICES, INC H.D. VEST, INC. indirect 2011-10-01
PROJECT BASEBALL SUB, INC. SHAREHOLDER HDV HOLDINGS, INC. 12/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC SHAREHOLDER indirect 2015-12-01
TAXACT HOLDINGS, INC SHAREHOLDER PROJECT BASEBALL SUB, INC. 10/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC SHAREHOLDER indirect 2015-10-01
BLUCORA, INC. SHAREHOLDER TAXACT HOLDINGS, INC. 01/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC SHAREHOLDER indirect 2012-01-01

H.D. VEST ADVISORY SERVICES, INC

ownership team - last updated 2018-06-01
Name Title Start Date Direct/Indirect % Ownership
GRIFFIN, CASEY, JAMES CHIEF COMPLIANCE OFFICER 10/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC CHIEF COMPLIANCE OFFICER direct 2008-10-01
H.D. VEST, INC. SHAREHOLDER 12/01/1986 Direct 75% or more
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC SHAREHOLDER direct 1986-12-01
H.D. VEST ADVISORY SERVICES, INC SOLE SHAREHOLDER direct 1987-05-01 2011-03-31
Oros, Robert, David CHIEF EXECUTIVE OFFICER/SECRETARY 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC CHIEF EXECUTIVE OFFICER direct 2017-02-01
H.D. VEST ADVISORY SERVICES, INC CHIEF EXECUTIVE OFFICER/SECRETARY direct 2017-02-01
RAWLINS, RICHARD, SCOTT PRESIDENT 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC PRESIDENT direct 2017-02-01
ROD, CHRIS, G TREASURER 08/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC TREASURER direct 2016-08-01
Peavler, David, Lawrence ASSISTANT SECRETARY 05/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC ASSISTANT SECRETARY direct 2017-05-01
Clifford, Crystal, Marie CHIEF OPERATIONS OFFICER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC CHIEF OPERATIONS OFFICER direct 2018-01-01
HDV HOLDINGS, INC. SHAREHOLDER HDV HOLDINGS, INC. 10/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC SHAREHOLDER indirect 2011-10-01
H.D. VEST ADVISORY SERVICES, INC H.D VEST, INC. direct 2011-10-01
H.D. VEST ADVISORY SERVICES, INC H.D. VEST, INC. indirect 2011-10-01
PROJECT BASEBALL SUB, INC. SHAREHOLDER HDV HOLDINGS, INC. 12/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC SHAREHOLDER indirect 2015-12-01
TAXACT HOLDINGS, INC SHAREHOLDER PROJECT BASEBALL SUB, INC. 10/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC SHAREHOLDER indirect 2015-10-01
BLUCORA, INC. SHAREHOLDER TAXACT HOLDINGS, INC. 01/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC SHAREHOLDER indirect 2012-01-01

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