H D VEST ADVISORY SERVICES

HTTPS://WWW.HDVEST.COM IRVING, TX Investment Advisor How do I update this listing?

H D Vest Advisory Services is based out of Irving. H D Vest Advisory Services is a large advisory firm with 42219 clients and discretionary assets under management (AUM) of $5,542,135,294 (Form ADV from 2018-11-01). Their last reported 13F filing for Q1 2019 included $1,880,881,000 in managed 13F securities and a top 10 holdings concentration of 61.01%. H D Vest Advisory Services's largest holding is Virtus Real Asset Income ETF with shares held of 7,375,030. Whalewisdom has at least 2 13F filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $1.881 Billion
  • Prior Market Value $594.976 Million
  • New Purchases93 stocks
  • Additional Purchases279 stocks
  • Sold out of14 stocks
  • Reduced holdings in98 stocks
  • Top 10 Holdings % 61.01 %
  • Turnover % [1]:22.11%
  • Turnover Alt % [2]: 65.04 %
  • Time Held Top20:0.75 quarters
  • Time Held Top10:0.50 quarters
  • Time Held All:0.81 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 4.11%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

H.D. VEST ADVISORY SERVICES, INC
6333 NORTH STATE HIGHWAY 161 4TH FLOOR
IRVING TX    75038
Country: United States

Business Phone: 972-870-6000
Fax: 972-870-6344
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: TX
Number of employees: 1982
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees,Commissions
Amount of client funds and securities: 12,534,400,000
Total Number of Clients: 42219
Amount of client funds and securities by related persons: 12,534,400,000
Total Number of clients from related persons: 42205
Disclosures: 11.D (1),11.D (2),11.D (4),11.G
Data above was derived from SEC filings.

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H.D. VEST ADVISORY SERVICES, INC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
GRIFFIN, CASEY, JAMES CHIEF COMPLIANCE OFFICER 10/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC CHIEF COMPLIANCE OFFICER direct 2008-10-01
H.D. VEST, INC. SHAREHOLDER 12/01/1986 Direct 75% or more
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC SHAREHOLDER direct 1986-12-01
H.D. VEST ADVISORY SERVICES, INC SOLE SHAREHOLDER direct 1987-05-01 2011-03-31
RAWLINS, RICHARD, SCOTT PRESIDENT 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC PRESIDENT direct 2017-02-01
ROD, CHRIS, G TREASURER 08/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC TREASURER direct 2016-08-01
Peavler, David, Lawrence ASSISTANT SECRETARY 05/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC ASSISTANT SECRETARY direct 2017-05-01
Clifford, Crystal, Marie CHIEF OPERATIONS OFFICER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC CHIEF OPERATIONS OFFICER direct 2018-01-01
Mackay, Todd, Christopher CEO 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC CEO direct 2019-01-01
HDV HOLDINGS, INC. SHAREHOLDER HDV HOLDINGS, INC. 10/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC SHAREHOLDER indirect 2011-10-01
H.D. VEST ADVISORY SERVICES, INC H.D VEST, INC. direct 2011-10-01
H.D. VEST ADVISORY SERVICES, INC H.D. VEST, INC. indirect 2011-10-01
PROJECT BASEBALL SUB, INC. SHAREHOLDER HDV HOLDINGS, INC. 12/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC SHAREHOLDER indirect 2015-12-01
TAXACT HOLDINGS, INC SHAREHOLDER PROJECT BASEBALL SUB, INC. 10/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC SHAREHOLDER indirect 2015-10-01
BLUCORA, INC. SHAREHOLDER TAXACT HOLDINGS, INC. 01/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC SHAREHOLDER indirect 2012-01-01

H.D. VEST ADVISORY SERVICES, INC

ownership team - last updated 2018-11-29
Name Title Start Date Direct/Indirect % Ownership
GRIFFIN, CASEY, JAMES CHIEF COMPLIANCE OFFICER 10/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC CHIEF COMPLIANCE OFFICER direct 2008-10-01
H.D. VEST, INC. SHAREHOLDER 12/01/1986 Direct 75% or more
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC SHAREHOLDER direct 1986-12-01
H.D. VEST ADVISORY SERVICES, INC SOLE SHAREHOLDER direct 1987-05-01 2011-03-31
Oros, Robert, David CHIEF EXECUTIVE OFFICER/SECRETARY 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC CHIEF EXECUTIVE OFFICER direct 2017-02-01
H.D. VEST ADVISORY SERVICES, INC CHIEF EXECUTIVE OFFICER/SECRETARY direct 2017-02-01
RAWLINS, RICHARD, SCOTT PRESIDENT 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC PRESIDENT direct 2017-02-01
ROD, CHRIS, G TREASURER 08/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC TREASURER direct 2016-08-01
Peavler, David, Lawrence ASSISTANT SECRETARY 05/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC ASSISTANT SECRETARY direct 2017-05-01
Clifford, Crystal, Marie CHIEF OPERATIONS OFFICER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC CHIEF OPERATIONS OFFICER direct 2018-01-01
HDV HOLDINGS, INC. SHAREHOLDER HDV HOLDINGS, INC. 10/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC SHAREHOLDER indirect 2011-10-01
H.D. VEST ADVISORY SERVICES, INC H.D VEST, INC. direct 2011-10-01
H.D. VEST ADVISORY SERVICES, INC H.D. VEST, INC. indirect 2011-10-01
PROJECT BASEBALL SUB, INC. SHAREHOLDER HDV HOLDINGS, INC. 12/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC SHAREHOLDER indirect 2015-12-01
TAXACT HOLDINGS, INC SHAREHOLDER PROJECT BASEBALL SUB, INC. 10/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC SHAREHOLDER indirect 2015-10-01
BLUCORA, INC. SHAREHOLDER TAXACT HOLDINGS, INC. 01/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC SHAREHOLDER indirect 2012-01-01

H.D. VEST ADVISORY SERVICES, INC

ownership team - last updated 2018-06-01
Name Title Start Date Direct/Indirect % Ownership
GRIFFIN, CASEY, JAMES CHIEF COMPLIANCE OFFICER 10/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC CHIEF COMPLIANCE OFFICER direct 2008-10-01
H.D. VEST, INC. SHAREHOLDER 12/01/1986 Direct 75% or more
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC SHAREHOLDER direct 1986-12-01
H.D. VEST ADVISORY SERVICES, INC SOLE SHAREHOLDER direct 1987-05-01 2011-03-31
Oros, Robert, David CHIEF EXECUTIVE OFFICER/SECRETARY 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC CHIEF EXECUTIVE OFFICER direct 2017-02-01
H.D. VEST ADVISORY SERVICES, INC CHIEF EXECUTIVE OFFICER/SECRETARY direct 2017-02-01
RAWLINS, RICHARD, SCOTT PRESIDENT 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC PRESIDENT direct 2017-02-01
ROD, CHRIS, G TREASURER 08/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC TREASURER direct 2016-08-01
Peavler, David, Lawrence ASSISTANT SECRETARY 05/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC ASSISTANT SECRETARY direct 2017-05-01
Clifford, Crystal, Marie CHIEF OPERATIONS OFFICER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC CHIEF OPERATIONS OFFICER direct 2018-01-01
HDV HOLDINGS, INC. SHAREHOLDER HDV HOLDINGS, INC. 10/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC SHAREHOLDER indirect 2011-10-01
H.D. VEST ADVISORY SERVICES, INC H.D VEST, INC. direct 2011-10-01
H.D. VEST ADVISORY SERVICES, INC H.D. VEST, INC. indirect 2011-10-01
PROJECT BASEBALL SUB, INC. SHAREHOLDER HDV HOLDINGS, INC. 12/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC SHAREHOLDER indirect 2015-12-01
TAXACT HOLDINGS, INC SHAREHOLDER PROJECT BASEBALL SUB, INC. 10/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC SHAREHOLDER indirect 2015-10-01
BLUCORA, INC. SHAREHOLDER TAXACT HOLDINGS, INC. 01/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
H.D. VEST ADVISORY SERVICES, INC SHAREHOLDER indirect 2012-01-01

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