BARDIN HILL INVESTMENT PARTNERS LP

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Bardin Hill Investment Partners is based out of New York. Bardin Hill Investment Partners is a hedge fund with 56 clients and discretionary assets under management (AUM) of $8,502,156,826 (Form ADV from 2021-05-27). Whalewisdom has at least 8 13D filings, 4 13G filings, and 9 Form 4 filings

Contact Info

bardin hill investment partners lp
299 PARK AVENUE
NEW YORK NY    10171

Business Phone: 212.303.9400

Global (ex. US) Holdings

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Source: Refinitiv

View Last Form Adv Compilation Report on Record

BARDIN HILL INVESTMENT PARTNERS LP
299 PARK AVENUE 24TH FLOOR
NEW YORK NY    10171
Country: United States

Business Phone: 212-303-9400
Fax: 212-935-1831
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Partnership
Organized in: DE
Number of employees: 80
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees,EXPENSE REIMBURSEMENTS
Amount of client funds and securities: 0
Total Number of Clients: 56
Amount of client funds and securities by related persons: 1,477,380,000
Total Number of clients from related persons: 16
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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BARDIN HILL INVESTMENT PARTNERS LP

ownership team - last updated 2021-05-27
Name Title Start Date Direct/Indirect % Ownership
MCDERMOTT, SUZANNE CHIEF OPERATING OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER 12/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2008-12-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON ASSET-BACKED ADVISORS L.P. CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON ASSET-BACKED ADVISORS LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2008-12-01
HALCYON ASSET-BACKED ADVISORS L.P. CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON LOAN INVESTORS L.P. CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON LOAN INVESTORS L.P. CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2009-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2010-03-01
HALCYON AGILIS MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2011-09-01
HALCYON LOAN MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2009-12-01
HALCYON LOAN MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2009-12-01
HALCYON LONG/SHORT MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2013-07-01
HALCYON LONG/SHORT MANAGEMENT LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2013-07-01
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL direct 2013-11-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2013-11-01
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2013-11-01
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, MANAGING PRINCIPAL direct 2013-11-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2013-05-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2013-05-01
HALCYON MANAGEMENT HOLDINGS LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2008-12-01
HALCYON CAPITAL MANAGEMENT LP CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2008-12-01
HALCYON CAPITAL MANAGEMENT LP CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL direct 2008-12-01
NGI STRATEGIC HOLDINGS (A) LP LIMITED PARTNER 12/01/2012 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
MKP CAPITAL MANAGEMENT, L.L.C. MEMBER (MKP CAPITAL MANAGEMENT, L.L.C.) direct 2013-01-01
SCOPIA CAPITAL MANAGEMENT LLC MEMBER OF SCOPIA CAPITAL MANAGEMENT LLC direct 2013-01-01
SCOPIA CAPITAL MANAGEMENT LP LIMITED PARTNER OF SCOPIA CAPITAL MANAGEMENT LP direct 2013-01-01
SCOPIA FUND MANAGEMENT, LLC MEMBER OF SCOPIA FUND MANAGEMENT LLC direct 2013-01-01
MAST CAPITAL MANAGEMENT, LLC MEMBER OF MAST CAPITAL MANAGEMENT, LLC direct 2012-06-01
PINNACLE ASSET MANAGEMENT, L.P. LIMITED PARTNER direct 2012-12-01
WATERFALL ASSET MANAGEMENT, LLC MEMBER direct 2013-08-01
HALCYON ASSET-BACKED ADVISORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON ASSET-BACKED ADVISORS L.P. PARTNER indirect 2012-12-01
JANA PARTNERS LLC NON-MANAGING MEMBER OF JANA PARTNERS LLC direct 2015-03-01
JANA PARTNERS LLC DIRECT OWNER OF RELYING ADVISER direct 2015-03-01
BLUE HARBOUR GROUP, L.P. LIMITED PARTNER (OF BLUE HARBOUR GROUP, L.P.) direct 2014-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MEMBER direct 2013-05-01
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2012-12-01
DILLOW, JASON, O CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER 01/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. LIMITED PARTNER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON LOAN MANAGEMENT LLC PORTFOLIO MANAGER direct 2009-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, HEAD OF CREDIT, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
BARDIN HILL MANAGEMENT PARTNERS LP LIMITED PARTNER 12/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
HALCYON ASSET-BACKED ADVISORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN INVESTORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC LIMITED PARTNER indirect 2012-12-01
HALCYON AGILIS MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN MANAGEMENT LLC LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP LIMITED PARTNER indirect 2013-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2013-05-01
BARDIN HILL INVESTMENT PARTNERS GP LLC GENERAL PARTNER 12/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON LOAN MANAGEMENT LLC GENERAL PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP GENERAL PARTNER direct 2013-07-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP GENERAL PARTNER indirect 2013-07-01
HALCYON ARBITRAGE IC MANAGEMENT LP MEMBER indirect 2015-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP GENERAL PARTNER indirect 2013-05-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER direct 2013-05-01
FISHELIS, JACOB, ZVI CHIEF FINANCIAL OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2017-01-01
HALCYON CAPITAL MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2017-01-01
CAIRO MANAGEMENT HOLDINGS, L.P. LIMITED PARTNER 10/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2018-10-01
BARDIN HILL MANAGEMENT PARTNERS GP LLC GENERAL PARTNER BARDIN HILL MANAGEMENT PARTNERS LP 12/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
BARDIN HILL MANAGEMENT PARTNERS LP MEMBER BARDIN HILL INVESTMENT PARTNERS GP LLC 12/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
HALCYON ASSET-BACKED ADVISORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN INVESTORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC LIMITED PARTNER indirect 2012-12-01
HALCYON AGILIS MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN MANAGEMENT LLC LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP LIMITED PARTNER indirect 2013-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2013-05-01
DILLOW, JASON, O CHIEF EXECUTIVE OFFICER BARDIN HILL MANAGEMENT PARTNERS LP 10/01/2018 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. LIMITED PARTNER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON LOAN MANAGEMENT LLC PORTFOLIO MANAGER direct 2009-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, HEAD OF CREDIT, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
DILLOW, JASON, O CHIEF EXECUTIVE OFFICER BARDIN HILL MANAGEMENT PARTNERS GP LLC 10/01/2018 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. LIMITED PARTNER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON LOAN MANAGEMENT LLC PORTFOLIO MANAGER direct 2009-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, HEAD OF CREDIT, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
TPG SPECIAL SITUATIONS PARTNERS MANAGEMENT COMPANY, L.P. LIMITED PARTNER CAIRO MANAGEMENT HOLDINGS, L.P. 10/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TPG GLOBAL ADVISORS, LLC MEMBER indirect 2014-12-01
TSSP MANAGEMENT HOLDINGS, L.P. LIMITED PARTNER TPG SPECIAL SITUATIONS PARTNERS MANAGEMENT COMPANY, L.P. 06/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TPG OPPORTUNITIES ADVISERS, LLC LIMITED PARTNER indirect 2017-06-01
WAXMAN, ALAN, SAMUEL LIMITED PARTNER TSSP MANAGEMENT HOLDINGS, L.P. 08/01/2014 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
TSL ADVISERS, LLC ELECTED MANAGER/SENIOR VICE PRESIDENT direct 2011-02-01
TSL ADVISERS, LLC MEMBER indirect 2011-02-01
TSL ADVISERS, LLC MEMBER indirect 2011-02-01
TSL ADVISERS, LLC MEMBER indirect 2011-02-01
TSL ADVISERS, LLC MEMBER / ELECTED MANAGER indirect 2011-02-01
TSL ADVISERS, LLC PRESIDENT direct 2014-12-01
TSL ADVISERS, LLC PRESIDENT/CO-CHIEF INVESTMENT OFFICER direct 2014-12-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER ; ELECTED MANAGER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER; ELECTED MANAGER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC ELECTED MANAGER/SENIOR VICE PRESIDENT direct 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER; ELECTED MANAGER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PRESIDENT direct 2014-08-01
TPG OPPORTUNITIES ADVISERS, LLC ELECTED MANAGER/PRESIDENT direct 2014-08-01
TPG GLOBAL ADVISORS, LLC MEMBER / ELECTED MANAGER indirect 2011-02-01
ROOSEVELT MANAGEMENT COMPANY LLC MEMBER indirect 2010-07-01
NGI STRATEGIC HOLDINGS GP LLC GENERAL PARTNER NGI STRATEGIC HOLDINGS (A) LP 02/01/2021 Indirect Other
Fund Name Position direct/indirect start date end date
CAPSTONE INVESTMENT ADVISORS, LLC GENERAL PARTNER indirect 2021-02-01
BARDIN HILL INVESTMENT PARTNERS LP GENERAL PARTNER indirect 2021-02-01
NGI STRATEGIC HOLDINGS II, INC. LIMITED PARTNER NGI STRATEGIC HOLDINGS (A) LP 02/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CAPSTONE INVESTMENT ADVISORS, LLC LIMITED PARTNER indirect 2021-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2021-02-01
BARDIN HILL INVESTMENT PARTNERS LP LIMITED PARTNER indirect 2021-02-01
BARDIN HILL INVESTMENT PARTNERS LP MANAGING MEMBER indirect 2021-02-01
NGI STRATEGIC HOLDING I, INC SHAREHOLDER NGI STRATEGIC HOLDINGS II, INC. 02/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CAPSTONE INVESTMENT ADVISORS, LLC SHAREHOLDER indirect 2021-02-01
BARDIN HILL INVESTMENT PARTNERS LP SHAREHOLDER indirect 2021-02-01
NGI STRATEGIC HOLDINGS II, INC. MANAGING MEMBER NGI STRATEGIC HOLDINGS GP LLC 02/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CAPSTONE INVESTMENT ADVISORS, LLC LIMITED PARTNER indirect 2021-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2021-02-01
BARDIN HILL INVESTMENT PARTNERS LP LIMITED PARTNER indirect 2021-02-01
BARDIN HILL INVESTMENT PARTNERS LP MANAGING MEMBER indirect 2021-02-01
NAVIGATOR GLOBAL INVESTMENTS LIMITED SHAREHOLDER NGI STRATEGIC HOLDING I, INC 02/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BARDIN HILL INVESTMENT PARTNERS LP SHAREHOLDER indirect 2021-02-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
HALCYON LOAN ADVISORS FUNDING 2018-1 LTD. Cayman Islands 805-5042812790 Securitized Asset Fund 500,295,000 250,000
BARDIN HILL NE FUND LP United States 805-1360367256 Hedge Fund 151,493,886 250,000
BARDIN HILL EUROPEAN CREDIT OPPORTUNITIES MASTER FUND LP Cayman Islands 805-4223283971 Hedge Fund 16,895,104 5,000,000 Master Fund
BARDIN HILL WC FUND LP Cayman Islands 805-2682023444 Hedge Fund 67,084,354 5,000,000
HALCYON LOAN ADVISORS FUNDING 2017-2 LTD. Cayman Islands 805-6667905051 Securitized Asset Fund 474,700,000 250,000
HLDR FUND I TE LP Cayman Islands 805-5026955665 Hedge Fund 20,991,705 1,000,000
HALCYON LOAN ADVISORS FUNDING 2015-3 LTD. Cayman Islands 805-5166528954 Securitized Asset Fund 310,155,000 250,000
HALCYON VALLEE BLANCHE MASTER FUND LP Canada 805-6253668559 Hedge Fund 183,533,194 5,000,000 Master Fund
BARDIN HILL CLO 2021-1 LTD. Cayman Islands 805-5503193164 Securitized Asset Fund 422,000,000 250,000
HALCYON ENERGY, POWER, AND INFRASTRUCTURE CAPITAL HOLDINGS LLC United States 805-6005569704 Hedge Fund 4,038,214 5,000,000 Master Fund
HALCYON LOAN ADVISORS FUNDING 2014-3 LTD. Cayman Islands 805-5227017065 Securitized Asset Fund 207,465,000 250,000
HALCYON LOAN ADVISORS FUNDING 2015-1 LTD. Cayman Islands 805-9299044036 Securitized Asset Fund 246,564,000 150,000
HALCYON LOAN ADVISORS FUNDING 2014-2 LTD. Cayman Islands 805-7450885585 Securitized Asset Fund 132,323,000 150,000
HALCYON LOAN ADVISORS FUNDING 2012-2 LTD. Cayman Islands 805-1068088469 Securitized Asset Fund 516,000 500,000
HALCYON STRUCTURED ASSET MANAGEMENT EUROPEAN CLO 2007-1 B.V. Netherlands 805-7905055012 Securitized Asset Fund 648,000 250,000
HALCYON LOAN ADVISORS FUNDING 2012-1 LTD. Cayman Islands 805-3293919445 Securitized Asset Fund 22,727,000 500,000
HALCYON LOAN ADVISORS FUNDING 2018-2 LTD. Cayman Islands 805-7780286915 Securitized Asset Fund 475,169,000 250,000
HALCYON LOAN ADVISORS FUNDING 2013-1 LTD. Cayman Islands 805-6497556712 Securitized Asset Fund 48,162,000 500,000
HALCYON LOAN ADVISORS FUNDING 2015-2 LTD. Cayman Islands 805-3268139132 Securitized Asset Fund 274,973,000 250,000
HALCYON LOAN ADVISORS FUNDING 2014-1 LTD. Cayman Islands 805-6185869319 Securitized Asset Fund 85,371,000 250,000
HLDR FUND I NUS LP Cayman Islands 805-1417572959 Hedge Fund 14,010,314 1,000,000
HALCYON LOAN ADVISORS FUNDING 2017-1 LTD. Cayman Islands 805-2082836935 Securitized Asset Fund 421,204,000 250,000
BARDIN HILL EVENT-DRIVEN MASTER FUND LP Cayman Islands 805-5278825916 Hedge Fund 284,451,374 5,000,000 Master Fund
HLTS FUND II LP Cayman Islands 805-8691051901 Hedge Fund 19,903,206 200,000,000
HALCYON LOAN ADVISORS FUNDING 2013-2 LTD. Cayman Islands 805-5260025540 Securitized Asset Fund 66,322,000 250,000
PRAETOR FUND I A SUB FUND OF PRAETORIUM FUND I ICAV Ireland 805-8769307076 Hedge Fund 105,056,351 1,000,000
HLDR FUND I UST LP United States 805-5322129153 Hedge Fund 10,641,366 1,000,000
BARDIN HILL OPPORTUNISTIC CREDIT MASTER (ECI) FUND LP United States 805-1408054474 Hedge Fund 291,314,787 10,000,000 Master Fund
BARDIN HILL OPPORTUNISTIC CREDIT MASTER FUND LP Cayman Islands 805-1260591925 Hedge Fund 318,360,480 10,000,000 Master Fund
SERIES A OF CO-INVEST OPPORTUNITY FUND LLC United States 805-8711071617 Hedge Fund 21,649,713 250,000
HLF LP United States 805-7520468529 Hedge Fund 28,589,109 185,000,000
SWISS CAPITAL ALTERNATIVE STRATEGIES FUND SPC Cayman Islands 805-1106569122 Other Private Fund LOAN FUND 146,306,305 100,000
HALCYON MOUNT BONNELL FUND LP United States 805-6723456330 Hedge Fund 12,024,877 33,957,830
HCN LP Cayman Islands 805-6486752399 Hedge Fund 462,029,643 200,000,000

BARDIN HILL INVESTMENT PARTNERS LP

ownership team - last updated 2021-03-31
Name Title Start Date Direct/Indirect % Ownership
MCDERMOTT, SUZANNE CHIEF OPERATING OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER 12/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2008-12-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON ASSET-BACKED ADVISORS L.P. CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON ASSET-BACKED ADVISORS LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2008-12-01
HALCYON ASSET-BACKED ADVISORS L.P. CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON LOAN INVESTORS L.P. CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON LOAN INVESTORS L.P. CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2009-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2010-03-01
HALCYON AGILIS MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2011-09-01
HALCYON LOAN MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2009-12-01
HALCYON LOAN MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2009-12-01
HALCYON LONG/SHORT MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2013-07-01
HALCYON LONG/SHORT MANAGEMENT LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2013-07-01
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL direct 2013-11-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2013-11-01
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2013-11-01
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, MANAGING PRINCIPAL direct 2013-11-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2013-05-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2013-05-01
HALCYON MANAGEMENT HOLDINGS LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2008-12-01
HALCYON CAPITAL MANAGEMENT LP CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2008-12-01
HALCYON CAPITAL MANAGEMENT LP CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL direct 2008-12-01
NGI STRATEGIC HOLDINGS (A) LP LIMITED PARTNER 12/01/2012 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
MKP CAPITAL MANAGEMENT, L.L.C. MEMBER (MKP CAPITAL MANAGEMENT, L.L.C.) direct 2013-01-01
SCOPIA CAPITAL MANAGEMENT LLC MEMBER OF SCOPIA CAPITAL MANAGEMENT LLC direct 2013-01-01
SCOPIA CAPITAL MANAGEMENT LP LIMITED PARTNER OF SCOPIA CAPITAL MANAGEMENT LP direct 2013-01-01
SCOPIA FUND MANAGEMENT, LLC MEMBER OF SCOPIA FUND MANAGEMENT LLC direct 2013-01-01
MAST CAPITAL MANAGEMENT, LLC MEMBER OF MAST CAPITAL MANAGEMENT, LLC direct 2012-06-01
PINNACLE ASSET MANAGEMENT, L.P. LIMITED PARTNER direct 2012-12-01
WATERFALL ASSET MANAGEMENT, LLC MEMBER direct 2013-08-01
HALCYON ASSET-BACKED ADVISORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON ASSET-BACKED ADVISORS L.P. PARTNER indirect 2012-12-01
JANA PARTNERS LLC NON-MANAGING MEMBER OF JANA PARTNERS LLC direct 2015-03-01
JANA PARTNERS LLC DIRECT OWNER OF RELYING ADVISER direct 2015-03-01
BLUE HARBOUR GROUP, L.P. LIMITED PARTNER (OF BLUE HARBOUR GROUP, L.P.) direct 2014-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MEMBER direct 2013-05-01
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2012-12-01
DILLOW, JASON, O CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER 01/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. LIMITED PARTNER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON LOAN MANAGEMENT LLC PORTFOLIO MANAGER direct 2009-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, HEAD OF CREDIT, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
BARDIN HILL MANAGEMENT PARTNERS LP LIMITED PARTNER 12/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
HALCYON ASSET-BACKED ADVISORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN INVESTORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC LIMITED PARTNER indirect 2012-12-01
HALCYON AGILIS MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN MANAGEMENT LLC LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP LIMITED PARTNER indirect 2013-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2013-05-01
BARDIN HILL INVESTMENT PARTNERS GP LLC GENERAL PARTNER 12/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON LOAN MANAGEMENT LLC GENERAL PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP GENERAL PARTNER direct 2013-07-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP GENERAL PARTNER indirect 2013-07-01
HALCYON ARBITRAGE IC MANAGEMENT LP MEMBER indirect 2015-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP GENERAL PARTNER indirect 2013-05-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER direct 2013-05-01
FISHELIS, JACOB, ZVI CHIEF FINANCIAL OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2017-01-01
HALCYON CAPITAL MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2017-01-01
CAIRO MANAGEMENT HOLDINGS, L.P. LIMITED PARTNER 10/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2018-10-01
MCDERMOTT, SUZANNE CHIEF OPERATING OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER 12/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2008-12-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON ASSET-BACKED ADVISORS L.P. CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON ASSET-BACKED ADVISORS LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2008-12-01
HALCYON ASSET-BACKED ADVISORS L.P. CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON LOAN INVESTORS L.P. CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON LOAN INVESTORS L.P. CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2009-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2010-03-01
HALCYON AGILIS MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2011-09-01
HALCYON LOAN MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2009-12-01
HALCYON LOAN MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2009-12-01
HALCYON LONG/SHORT MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2013-07-01
HALCYON LONG/SHORT MANAGEMENT LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2013-07-01
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL direct 2013-11-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2013-11-01
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2013-11-01
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, MANAGING PRINCIPAL direct 2013-11-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2013-05-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2013-05-01
HALCYON MANAGEMENT HOLDINGS LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2008-12-01
HALCYON CAPITAL MANAGEMENT LP CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2008-12-01
HALCYON CAPITAL MANAGEMENT LP CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL direct 2008-12-01
NGI STRATEGIC HOLDINGS (A) LP LIMITED PARTNER 12/01/2012 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
MKP CAPITAL MANAGEMENT, L.L.C. MEMBER (MKP CAPITAL MANAGEMENT, L.L.C.) direct 2013-01-01
SCOPIA CAPITAL MANAGEMENT LLC MEMBER OF SCOPIA CAPITAL MANAGEMENT LLC direct 2013-01-01
SCOPIA CAPITAL MANAGEMENT LP LIMITED PARTNER OF SCOPIA CAPITAL MANAGEMENT LP direct 2013-01-01
SCOPIA FUND MANAGEMENT, LLC MEMBER OF SCOPIA FUND MANAGEMENT LLC direct 2013-01-01
MAST CAPITAL MANAGEMENT, LLC MEMBER OF MAST CAPITAL MANAGEMENT, LLC direct 2012-06-01
PINNACLE ASSET MANAGEMENT, L.P. LIMITED PARTNER direct 2012-12-01
WATERFALL ASSET MANAGEMENT, LLC MEMBER direct 2013-08-01
HALCYON ASSET-BACKED ADVISORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON ASSET-BACKED ADVISORS L.P. PARTNER indirect 2012-12-01
JANA PARTNERS LLC NON-MANAGING MEMBER OF JANA PARTNERS LLC direct 2015-03-01
JANA PARTNERS LLC DIRECT OWNER OF RELYING ADVISER direct 2015-03-01
BLUE HARBOUR GROUP, L.P. LIMITED PARTNER (OF BLUE HARBOUR GROUP, L.P.) direct 2014-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MEMBER direct 2013-05-01
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2012-12-01
DILLOW, JASON, O CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER 01/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. LIMITED PARTNER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON LOAN MANAGEMENT LLC PORTFOLIO MANAGER direct 2009-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, HEAD OF CREDIT, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
BARDIN HILL MANAGEMENT PARTNERS LP LIMITED PARTNER 12/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
HALCYON ASSET-BACKED ADVISORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN INVESTORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC LIMITED PARTNER indirect 2012-12-01
HALCYON AGILIS MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN MANAGEMENT LLC LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP LIMITED PARTNER indirect 2013-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2013-05-01
BARDIN HILL INVESTMENT PARTNERS GP LLC GENERAL PARTNER 12/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON LOAN MANAGEMENT LLC GENERAL PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP GENERAL PARTNER direct 2013-07-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP GENERAL PARTNER indirect 2013-07-01
HALCYON ARBITRAGE IC MANAGEMENT LP MEMBER indirect 2015-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP GENERAL PARTNER indirect 2013-05-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER direct 2013-05-01
FISHELIS, JACOB, ZVI CHIEF FINANCIAL OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2017-01-01
HALCYON CAPITAL MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2017-01-01
CAIRO MANAGEMENT HOLDINGS, L.P. LIMITED PARTNER 10/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2018-10-01
BARDIN HILL MANAGEMENT PARTNERS GP LLC GENERAL PARTNER BARDIN HILL MANAGEMENT PARTNERS LP 12/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
BARDIN HILL MANAGEMENT PARTNERS LP MEMBER BARDIN HILL INVESTMENT PARTNERS GP LLC 12/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
HALCYON ASSET-BACKED ADVISORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN INVESTORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC LIMITED PARTNER indirect 2012-12-01
HALCYON AGILIS MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN MANAGEMENT LLC LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP LIMITED PARTNER indirect 2013-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2013-05-01
DILLOW, JASON, O CHIEF EXECUTIVE OFFICER BARDIN HILL MANAGEMENT PARTNERS LP 10/01/2018 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. LIMITED PARTNER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON LOAN MANAGEMENT LLC PORTFOLIO MANAGER direct 2009-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, HEAD OF CREDIT, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
DILLOW, JASON, O CHIEF EXECUTIVE OFFICER BARDIN HILL MANAGEMENT PARTNERS GP LLC 10/01/2018 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. LIMITED PARTNER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON LOAN MANAGEMENT LLC PORTFOLIO MANAGER direct 2009-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, HEAD OF CREDIT, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
TPG SPECIAL SITUATIONS PARTNERS MANAGEMENT COMPANY, L.P. LIMITED PARTNER CAIRO MANAGEMENT HOLDINGS, L.P. 10/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TPG GLOBAL ADVISORS, LLC MEMBER indirect 2014-12-01
TSSP MANAGEMENT HOLDINGS, L.P. LIMITED PARTNER TPG SPECIAL SITUATIONS PARTNERS MANAGEMENT COMPANY, L.P. 06/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TPG OPPORTUNITIES ADVISERS, LLC LIMITED PARTNER indirect 2017-06-01
WAXMAN, ALAN, SAMUEL LIMITED PARTNER TSSP MANAGEMENT HOLDINGS, L.P. 08/01/2014 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
TSL ADVISERS, LLC ELECTED MANAGER/SENIOR VICE PRESIDENT direct 2011-02-01
TSL ADVISERS, LLC MEMBER indirect 2011-02-01
TSL ADVISERS, LLC MEMBER indirect 2011-02-01
TSL ADVISERS, LLC MEMBER indirect 2011-02-01
TSL ADVISERS, LLC MEMBER / ELECTED MANAGER indirect 2011-02-01
TSL ADVISERS, LLC PRESIDENT direct 2014-12-01
TSL ADVISERS, LLC PRESIDENT/CO-CHIEF INVESTMENT OFFICER direct 2014-12-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER ; ELECTED MANAGER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER; ELECTED MANAGER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC ELECTED MANAGER/SENIOR VICE PRESIDENT direct 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER; ELECTED MANAGER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PRESIDENT direct 2014-08-01
TPG OPPORTUNITIES ADVISERS, LLC ELECTED MANAGER/PRESIDENT direct 2014-08-01
TPG GLOBAL ADVISORS, LLC MEMBER / ELECTED MANAGER indirect 2011-02-01
ROOSEVELT MANAGEMENT COMPANY LLC MEMBER indirect 2010-07-01
NGI STRATEGIC HOLDINGS GP LLC GENERAL PARTNER NGI STRATEGIC HOLDINGS (A) LP 02/01/2021 Indirect Other
Fund Name Position direct/indirect start date end date
CAPSTONE INVESTMENT ADVISORS, LLC GENERAL PARTNER indirect 2021-02-01
BARDIN HILL INVESTMENT PARTNERS LP GENERAL PARTNER indirect 2021-02-01
NAVIGATOR GLOBAL INVESTMENTS LIMITED SHAREHOLDER NGI STRATEGIC HOLDING I, INC 02/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BARDIN HILL INVESTMENT PARTNERS LP SHAREHOLDER indirect 2021-02-01
NGI STRATEGIC HOLDINGS II, INC. LIMITED PARTNER NGI STRATEGIC HOLDINGS (A) LP 02/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CAPSTONE INVESTMENT ADVISORS, LLC LIMITED PARTNER indirect 2021-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2021-02-01
BARDIN HILL INVESTMENT PARTNERS LP LIMITED PARTNER indirect 2021-02-01
BARDIN HILL INVESTMENT PARTNERS LP MANAGING MEMBER indirect 2021-02-01
NGI STRATEGIC HOLDING I, INC SHAREHOLDER NGI STRATEGIC HOLDINGS II, INC. 02/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CAPSTONE INVESTMENT ADVISORS, LLC SHAREHOLDER indirect 2021-02-01
BARDIN HILL INVESTMENT PARTNERS LP SHAREHOLDER indirect 2021-02-01
NGI STRATEGIC HOLDINGS II, INC. MANAGING MEMBER NGI STRATEGIC HOLDINGS GP LLC 02/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CAPSTONE INVESTMENT ADVISORS, LLC LIMITED PARTNER indirect 2021-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2021-02-01
BARDIN HILL INVESTMENT PARTNERS LP LIMITED PARTNER indirect 2021-02-01
BARDIN HILL INVESTMENT PARTNERS LP MANAGING MEMBER indirect 2021-02-01
BARDIN HILL MANAGEMENT PARTNERS GP LLC GENERAL PARTNER BARDIN HILL MANAGEMENT PARTNERS LP 12/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
BARDIN HILL MANAGEMENT PARTNERS LP MEMBER BARDIN HILL INVESTMENT PARTNERS GP LLC 12/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
HALCYON ASSET-BACKED ADVISORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN INVESTORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC LIMITED PARTNER indirect 2012-12-01
HALCYON AGILIS MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN MANAGEMENT LLC LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP LIMITED PARTNER indirect 2013-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2013-05-01
DILLOW, JASON, O CHIEF EXECUTIVE OFFICER BARDIN HILL MANAGEMENT PARTNERS LP 10/01/2018 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. LIMITED PARTNER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON LOAN MANAGEMENT LLC PORTFOLIO MANAGER direct 2009-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, HEAD OF CREDIT, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
DILLOW, JASON, O CHIEF EXECUTIVE OFFICER BARDIN HILL MANAGEMENT PARTNERS GP LLC 10/01/2018 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. LIMITED PARTNER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON LOAN MANAGEMENT LLC PORTFOLIO MANAGER direct 2009-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, HEAD OF CREDIT, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
TPG SPECIAL SITUATIONS PARTNERS MANAGEMENT COMPANY, L.P. LIMITED PARTNER CAIRO MANAGEMENT HOLDINGS, L.P. 10/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TPG GLOBAL ADVISORS, LLC MEMBER indirect 2014-12-01
TSSP MANAGEMENT HOLDINGS, L.P. LIMITED PARTNER TPG SPECIAL SITUATIONS PARTNERS MANAGEMENT COMPANY, L.P. 06/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TPG OPPORTUNITIES ADVISERS, LLC LIMITED PARTNER indirect 2017-06-01
WAXMAN, ALAN, SAMUEL LIMITED PARTNER TSSP MANAGEMENT HOLDINGS, L.P. 08/01/2014 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
TSL ADVISERS, LLC ELECTED MANAGER/SENIOR VICE PRESIDENT direct 2011-02-01
TSL ADVISERS, LLC MEMBER indirect 2011-02-01
TSL ADVISERS, LLC MEMBER indirect 2011-02-01
TSL ADVISERS, LLC MEMBER indirect 2011-02-01
TSL ADVISERS, LLC MEMBER / ELECTED MANAGER indirect 2011-02-01
TSL ADVISERS, LLC PRESIDENT direct 2014-12-01
TSL ADVISERS, LLC PRESIDENT/CO-CHIEF INVESTMENT OFFICER direct 2014-12-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER ; ELECTED MANAGER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER; ELECTED MANAGER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC ELECTED MANAGER/SENIOR VICE PRESIDENT direct 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER; ELECTED MANAGER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PRESIDENT direct 2014-08-01
TPG OPPORTUNITIES ADVISERS, LLC ELECTED MANAGER/PRESIDENT direct 2014-08-01
TPG GLOBAL ADVISORS, LLC MEMBER / ELECTED MANAGER indirect 2011-02-01
ROOSEVELT MANAGEMENT COMPANY LLC MEMBER indirect 2010-07-01
NGI STRATEGIC HOLDINGS GP LLC GENERAL PARTNER NGI STRATEGIC HOLDINGS (A) LP 02/01/2021 Indirect Other
Fund Name Position direct/indirect start date end date
CAPSTONE INVESTMENT ADVISORS, LLC GENERAL PARTNER indirect 2021-02-01
BARDIN HILL INVESTMENT PARTNERS LP GENERAL PARTNER indirect 2021-02-01
NAVIGATOR GLOBAL INVESTMENTS LIMITED SHAREHOLDER NGI STRATEGIC HOLDING I, INC 02/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BARDIN HILL INVESTMENT PARTNERS LP SHAREHOLDER indirect 2021-02-01
NGI STRATEGIC HOLDINGS II, INC. LIMITED PARTNER NGI STRATEGIC HOLDINGS (A) LP 02/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CAPSTONE INVESTMENT ADVISORS, LLC LIMITED PARTNER indirect 2021-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2021-02-01
BARDIN HILL INVESTMENT PARTNERS LP LIMITED PARTNER indirect 2021-02-01
BARDIN HILL INVESTMENT PARTNERS LP MANAGING MEMBER indirect 2021-02-01
NGI STRATEGIC HOLDING I, INC SHAREHOLDER NGI STRATEGIC HOLDINGS II, INC. 02/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CAPSTONE INVESTMENT ADVISORS, LLC SHAREHOLDER indirect 2021-02-01
BARDIN HILL INVESTMENT PARTNERS LP SHAREHOLDER indirect 2021-02-01
NGI STRATEGIC HOLDINGS II, INC. MANAGING MEMBER NGI STRATEGIC HOLDINGS GP LLC 02/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CAPSTONE INVESTMENT ADVISORS, LLC LIMITED PARTNER indirect 2021-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2021-02-01
BARDIN HILL INVESTMENT PARTNERS LP LIMITED PARTNER indirect 2021-02-01
BARDIN HILL INVESTMENT PARTNERS LP MANAGING MEMBER indirect 2021-02-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PRAETOR FUND I A SUB FUND OF PRAETORIUM FUND I ICAV Ireland 805-8769307076 Hedge Fund 105,056,351 1,000,000
HLDR FUND I UST LP United States 805-5322129153 Hedge Fund 10,641,366 1,000,000
BARDIN HILL OPPORTUNISTIC CREDIT MASTER (ECI) FUND LP United States 805-1408054474 Hedge Fund 291,314,787 10,000,000 Master Fund
BARDIN HILL OPPORTUNISTIC CREDIT MASTER FUND LP Cayman Islands 805-1260591925 Hedge Fund 318,360,480 10,000,000 Master Fund
SERIES A OF CO-INVEST OPPORTUNITY FUND LLC United States 805-8711071617 Hedge Fund 21,649,713 250,000
HLF LP United States 805-7520468529 Hedge Fund 28,589,109 185,000,000
SWISS CAPITAL ALTERNATIVE STRATEGIES FUND SPC Cayman Islands 805-1106569122 Other Private Fund LOAN FUND 146,306,305 100,000
HALCYON MOUNT BONNELL FUND LP United States 805-6723456330 Hedge Fund 12,024,877 33,957,830
HCN LP Cayman Islands 805-6486752399 Hedge Fund 462,029,643 200,000,000
HALCYON LOAN ADVISORS FUNDING 2018-1 LTD. Cayman Islands 805-5042812790 Securitized Asset Fund 500,295,000 250,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2014 D.A.C. Netherlands 805-6245521696 Securitized Asset Fund 395,586,000 280,000
BARDIN HILL CLO 2021-1 LTD. Cayman Islands 805-5503193164 Securitized Asset Fund 422,000,000 250,000
BARDIN HILL NE FUND LP United States 805-1360367256 Hedge Fund 151,493,886 250,000
HALCYON ENERGY, POWER, AND INFRASTRUCTURE CAPITAL HOLDINGS LLC United States 805-6005569704 Hedge Fund 4,038,214 5,000,000 Master Fund
HALCYON LOAN ADVISORS FUNDING 2014-3 LTD. Cayman Islands 805-5227017065 Securitized Asset Fund 207,465,000 250,000
HALCYON LOAN ADVISORS FUNDING 2015-1 LTD. Cayman Islands 805-9299044036 Securitized Asset Fund 246,564,000 150,000
HALCYON LOAN ADVISORS FUNDING 2014-2 LTD. Cayman Islands 805-7450885585 Securitized Asset Fund 132,323,000 150,000
HALCYON LOAN ADVISORS FUNDING 2012-2 LTD. Cayman Islands 805-1068088469 Securitized Asset Fund 516,000 500,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2017-2 D.A.C. Ireland 805-6643500144 Securitized Asset Fund 403,014,000 100,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2016 D.A.C. Ireland 805-8967304160 Securitized Asset Fund 461,372,000 100,000
BARDIN HILL LOAN ADVISORS EUROPEAN FUNDING 2019-1 D.A.C. Ireland 805-9779708650 Securitized Asset Fund 458,474,000 100,000
HALCYON STRUCTURED ASSET MANAGEMENT EUROPEAN CLO 2007-1 B.V. Netherlands 805-7905055012 Securitized Asset Fund 648,000 250,000
HALCYON LOAN ADVISORS FUNDING 2012-1 LTD. Cayman Islands 805-3293919445 Securitized Asset Fund 22,727,000 500,000
HALCYON LOAN ADVISORS FUNDING 2013-1 LTD. Cayman Islands 805-6497556712 Securitized Asset Fund 48,162,000 500,000
HALCYON LOAN ADVISORS FUNDING 2015-2 LTD. Cayman Islands 805-3268139132 Securitized Asset Fund 274,973,000 250,000
HALCYON LOAN ADVISORS FUNDING 2014-1 LTD. Cayman Islands 805-6185869319 Securitized Asset Fund 85,371,000 250,000
HALCYON LOAN ADVISORS FUNDING 2018-2 LTD. Cayman Islands 805-7780286915 Securitized Asset Fund 475,169,000 250,000
BARDIN HILL EUROPEAN CREDIT OPPORTUNITIES MASTER FUND LP Cayman Islands 805-4223283971 Hedge Fund 16,895,104 5,000,000 Master Fund
BARDIN HILL WC FUND LP Cayman Islands 805-2682023444 Hedge Fund 67,084,354 5,000,000
HALCYON LOAN ADVISORS FUNDING 2017-2 LTD. Cayman Islands 805-6667905051 Securitized Asset Fund 474,700,000 250,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2018-1 D.A.C Ireland 805-3518852556 Securitized Asset Fund 446,852,000 100,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2017-1 D.A.C. Ireland 805-3671825551 Securitized Asset Fund 416,535,000 100,000
HLDR FUND I TE LP Cayman Islands 805-5026955665 Hedge Fund 20,991,705 1,000,000
HALCYON LOAN ADVISORS FUNDING 2015-3 LTD. Cayman Islands 805-5166528954 Securitized Asset Fund 310,155,000 250,000
HALCYON VALLEE BLANCHE MASTER FUND LP Canada 805-6253668559 Hedge Fund 183,533,194 5,000,000 Master Fund
HLDR FUND I NUS LP Cayman Islands 805-1417572959 Hedge Fund 14,010,314 1,000,000
HALCYON LOAN ADVISORS FUNDING 2017-1 LTD. Cayman Islands 805-2082836935 Securitized Asset Fund 421,204,000 250,000
BARDIN HILL EVENT-DRIVEN MASTER FUND LP Cayman Islands 805-5278825916 Hedge Fund 284,451,374 5,000,000 Master Fund
HLTS FUND II LP Cayman Islands 805-8691051901 Hedge Fund 19,903,206 200,000,000
HALCYON LOAN ADVISORS FUNDING 2013-2 LTD. Cayman Islands 805-5260025540 Securitized Asset Fund 66,322,000 250,000

BARDIN HILL INVESTMENT PARTNERS LP

ownership team - last updated 2020-09-30
Name Title Start Date Direct/Indirect % Ownership
MCDERMOTT, SUZANNE CHIEF OPERATING OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER 12/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2008-12-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON ASSET-BACKED ADVISORS L.P. CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON ASSET-BACKED ADVISORS LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2008-12-01
HALCYON ASSET-BACKED ADVISORS L.P. CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON LOAN INVESTORS L.P. CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON LOAN INVESTORS L.P. CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2009-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2010-03-01
HALCYON AGILIS MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2011-09-01
HALCYON LOAN MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2009-12-01
HALCYON LOAN MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2009-12-01
HALCYON LONG/SHORT MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2013-07-01
HALCYON LONG/SHORT MANAGEMENT LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2013-07-01
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL direct 2013-11-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2013-11-01
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2013-11-01
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, MANAGING PRINCIPAL direct 2013-11-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2013-05-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2013-05-01
HALCYON MANAGEMENT HOLDINGS LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2008-12-01
HALCYON CAPITAL MANAGEMENT LP CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2008-12-01
HALCYON CAPITAL MANAGEMENT LP CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL direct 2008-12-01
DYAL CAPITAL PARTNERS (A) LP LIMITED PARTNER 12/01/2012 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
MKP CAPITAL MANAGEMENT, L.L.C. MEMBER (MKP CAPITAL MANAGEMENT, L.L.C.) direct 2013-01-01
SCOPIA CAPITAL MANAGEMENT LLC MEMBER OF SCOPIA CAPITAL MANAGEMENT LLC direct 2013-01-01
SCOPIA CAPITAL MANAGEMENT LP LIMITED PARTNER OF SCOPIA CAPITAL MANAGEMENT LP direct 2013-01-01
SCOPIA FUND MANAGEMENT, LLC MEMBER OF SCOPIA FUND MANAGEMENT LLC direct 2013-01-01
MAST CAPITAL MANAGEMENT, LLC MEMBER OF MAST CAPITAL MANAGEMENT, LLC direct 2012-06-01
PINNACLE ASSET MANAGEMENT, L.P. LIMITED PARTNER direct 2012-12-01
WATERFALL ASSET MANAGEMENT, LLC MEMBER direct 2013-08-01
HALCYON ASSET-BACKED ADVISORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON ASSET-BACKED ADVISORS L.P. PARTNER indirect 2012-12-01
JANA PARTNERS LLC NON-MANAGING MEMBER OF JANA PARTNERS LLC direct 2015-03-01
JANA PARTNERS LLC DIRECT OWNER OF RELYING ADVISER direct 2015-03-01
BLUE HARBOUR GROUP, L.P. LIMITED PARTNER (OF BLUE HARBOUR GROUP, L.P.) direct 2014-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MEMBER direct 2013-05-01
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2012-12-01
DILLOW, JASON, O CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER 01/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. LIMITED PARTNER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON LOAN MANAGEMENT LLC PORTFOLIO MANAGER direct 2009-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, HEAD OF CREDIT, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
KONNER, KEVAH, ROSS CHIEF RISK OFFICER 08/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON OFFSHORE ASSET MANAGEMENT LLC MEMBER, MANAGING PRINCIPAL, VICE CHAIRMAN direct 1996-01-01
HALCYON ASSET MANAGEMENT LLC VICE CHAIRMAN, PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 1996-01-01
HALCYON CAPITAL MANAGEMENT COMPANY LLC PRINCIPAL direct 2000-08-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2005-01-01
HALCYON CAPITAL MANAGEMENT LP EXECUTIVE VICE CHAIRMAN, CHIEF RISK OFFICER, MANAGING PRINCIPAL, PORTFOLIO MANAGER, EXECUTIVE COMMITTEE MEMBER direct 2006-08-01
HALCYON SECURITIZED PRODUCTS INVESTORS L.P. MANAGING PRINCIPAL direct 2006-08-01
HALCYON LOAN INVESTORS L.P. MANAGING PRINCIPAL direct 2006-08-01
HALCYON ASSET-BACKED ADVISORS L.P. MANAGING PRINCIPAL, LIMITED PARTNER direct 2006-08-01
HALCYON LOAN MANAGEMENT LLC VICE CHAIRMAN direct 2009-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC VICE CHAIRMAN direct 2009-12-01
HALCYON AGILIS MANAGEMENT LP MANAGING PRINCIPAL direct 2011-09-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP VICE CHARIMAN, MANAGING PRINCIPAL direct 2013-05-01
HALCYON LONG/SHORT MANAGEMENT LP VICE CHAIRMAN, MANAGING PRINCIPAL direct 2013-07-01
HALCYON ARBITRAGE IC MANAGEMENT LP EXECUTIVE VICE CHAIRMAN, CHIEF RISK OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2013-11-01
HALCYON MANAGEMENT COMPANY LLC MEMBER, MANAGING PRINCIPAL direct 1996-01-01 2006-09-06
HALCYON OFFSHORE MANAGEMENT CO LLC MEMBER, MANAGING PRINCIPAL direct 1996-01-01 2006-09-06
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER AND MANAGING PRINCIPAL indirect 2005-01-01 2006-09-06
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER AND MANAGING PRINCIPAL indirect 2005-01-01 2008-03-20
HALCYON ASSET-BACKED ADVISORS L.P. BOARD OF MANAGING PRINCIPALS direct 2006-08-01 2009-03-24
HALCYON MANAGEMENT ACQUISITION COMPANY LLC MANAGER direct 2010-03-01 2012-03-30
HALCYON ASSET MANAGEMENT LLC MEMBER, MANAGING PRINCIPAL, VICE CHAIRMAN direct 1996-01-01 2012-09-14
HALCYON ASSET-BACKED ADVISORS L.P. MANAGING PRINCIPAL direct 2006-08-01 2012-09-14
HALCYON MANAGEMENT ACQUISITION COMPANY LLC VICE CHAIRMAN direct 2010-03-01 2012-10-22
HALCYON ASSET MANAGEMENT LLC MANAGING PRINCIPAL, VICE CHAIRMAN direct 1996-01-01 2013-11-26
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP VICE CHAIRMAN direct 2013-11-01 2013-11-29
HALCYON ASSET MANAGEMENT LLC MANAGING PRINCIPAL, VICE CHAIRMAN, PORTFOLIO MANAGER direct 1996-01-01 2015-03-31
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP VICE CHARIMAN direct 2013-05-01 2015-03-31
HALCYON LONG/SHORT MANAGEMENT LP VICE CHAIRMAN direct 2013-07-01 2015-03-31
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP VICE CHAIRMAN, PORTFOLIO MANAGER direct 2013-11-01 2015-03-31
HALCYON LOAN MANAGEMENT LLC MANAGER, VICE CHAIRMAN direct 2009-12-01 2015-07-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP VICE CHAIRMAN, PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2013-11-01 2016-01-20
HALCYON ARBITRAGE IC MANAGEMENT LP EXECUTIVE VICE CHAIRMAN, PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2013-11-01 2017-01-11
BARDIN HILL MANAGEMENT PARTNERS LP LIMITED PARTNER 12/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
HALCYON ASSET-BACKED ADVISORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN INVESTORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC LIMITED PARTNER indirect 2012-12-01
HALCYON AGILIS MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN MANAGEMENT LLC LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP LIMITED PARTNER indirect 2013-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2013-05-01
BARDIN HILL INVESTMENT PARTNERS GP LLC GENERAL PARTNER 12/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON LOAN MANAGEMENT LLC GENERAL PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP GENERAL PARTNER direct 2013-07-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP GENERAL PARTNER indirect 2013-07-01
HALCYON ARBITRAGE IC MANAGEMENT LP MEMBER indirect 2015-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP GENERAL PARTNER indirect 2013-05-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER direct 2013-05-01
FISHELIS, JACOB, ZVI CHIEF FINANCIAL OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2017-01-01
HALCYON CAPITAL MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2017-01-01
CAIRO MANAGEMENT HOLDINGS, L.P. LIMITED PARTNER 10/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2018-10-01
BARDIN HILL MANAGEMENT PARTNERS GP LLC GENERAL PARTNER BARDIN HILL MANAGEMENT PARTNERS LP 12/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
NB DYAL ASSOCIATES LP GENERAL PARTNER DYAL CAPITAL PARTNERS (A) LP 02/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. GENERAL PARTNER indirect 2010-04-01
MKP CAPITAL MANAGEMENT, L.L.C. GENERAL PARTNER indirect 2010-08-01
SCOPIA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC GENERAL PARTNER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. GENERAL PARTNER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC GENERAL PARTNER indirect 2010-04-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
NB DYAL GP HOLDINGS LLC GENERAL PARTNER NB DYAL ASSOCIATES LP 02/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2015-04-01
BLUE HARBOUR GROUP, L.P. GENERAL PARTNER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2013-08-01
SOUND POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2013-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
NB ALTERNATIVES GP HOLDINGS LLC MANAGING MEMBER NB DYAL GP HOLDINGS LLC 02/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2010-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2010-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2010-02-01
NB ALTERNATIVES HOLDINGS LLC MANAGING MEMBER NB ALTERNATIVES GP HOLDINGS LLC 05/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER direct 2009-05-01
SCOPIA FUND MANAGEMENT LLC MANAGING MEMBER indirect 2009-05-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2010-02-01
NB ALTERNATIVES ADVISERS LLC HOLDING COMPANY direct 2009-02-01
NB ALTERNATIVES ADVISERS LLC SOLE MEMBER direct 2009-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2009-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-05-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2009-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN GROUP LLC MANAGING MEMBER NB ALTERNATIVES HOLDINGS LLC 05/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEUBERGER BERMAN LLC HOLDING COMPANY indirect 2009-02-01
NEUBERGER BERMAN LLC HOLDING COMPANY indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC HOLDING COMPANY indirect 2009-02-01
NEUBERGER BERMAN MANAGEMENT LLC HOLDING COMPANY indirect 2009-05-01
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC HOLDING COMPANY indirect 2009-02-01
SCOPIA CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-02-01
NEUBERGER BERMAN INVESTMENT ADVISERS LLC MEMBER indirect 2009-02-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-05-01
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVES ADVISERS LLC HOLDING COMPANY indirect 2009-02-01
NB ALTERNATIVES ADVISERS LLC SOLE MEMBER indirect 2009-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC SOLE MEMBER indirect 2009-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN ASIA LIMITED HOLDING COMPANY indirect 2009-05-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2009-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-05-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2009-02-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-02-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-02-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-02-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
BARDIN HILL MANAGEMENT PARTNERS LP MEMBER BARDIN HILL INVESTMENT PARTNERS GP LLC 12/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
HALCYON ASSET-BACKED ADVISORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN INVESTORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC LIMITED PARTNER indirect 2012-12-01
HALCYON AGILIS MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN MANAGEMENT LLC LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP LIMITED PARTNER indirect 2013-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2013-05-01
NBSH ACQUISITION, LLC MEMBER NEUBERGER BERMAN GROUP LLC 05/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEUBERGER BERMAN LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
MKP CAPITAL MANAGEMENT, L.L.C. MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-05-01
WATERFALL ASSET MANAGEMENT, LLC MEMBER indirect 2009-05-01
NB ALTERNATIVES ADVISERS LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MEMBER indirect 2009-05-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MEMBER indirect 2009-02-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2009-05-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-05-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
DILLOW, JASON, O CHIEF EXECUTIVE OFFICER BARDIN HILL MANAGEMENT PARTNERS LP 10/01/2018 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. LIMITED PARTNER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON LOAN MANAGEMENT LLC PORTFOLIO MANAGER direct 2009-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, HEAD OF CREDIT, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
DILLOW, JASON, O CHIEF EXECUTIVE OFFICER BARDIN HILL MANAGEMENT PARTNERS GP LLC 10/01/2018 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. LIMITED PARTNER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON LOAN MANAGEMENT LLC PORTFOLIO MANAGER direct 2009-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, HEAD OF CREDIT, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
TPG SPECIAL SITUATIONS PARTNERS MANAGEMENT COMPANY, L.P. LIMITED PARTNER CAIRO MANAGEMENT HOLDINGS, L.P. 10/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TPG GLOBAL ADVISORS, LLC MEMBER indirect 2014-12-01
TSSP MANAGEMENT HOLDINGS, L.P. LIMITED PARTNER TPG SPECIAL SITUATIONS PARTNERS MANAGEMENT COMPANY, L.P. 06/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TPG OPPORTUNITIES ADVISERS, LLC LIMITED PARTNER indirect 2017-06-01
WAXMAN, ALAN, SAMUEL LIMITED PARTNER TSSP MANAGEMENT HOLDINGS, L.P. 08/01/2014 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
TSL ADVISERS, LLC ELECTED MANAGER/SENIOR VICE PRESIDENT direct 2011-02-01
TSL ADVISERS, LLC MEMBER indirect 2011-02-01
TSL ADVISERS, LLC MEMBER indirect 2011-02-01
TSL ADVISERS, LLC MEMBER indirect 2011-02-01
TSL ADVISERS, LLC MEMBER / ELECTED MANAGER indirect 2011-02-01
TSL ADVISERS, LLC PRESIDENT direct 2014-12-01
TSL ADVISERS, LLC PRESIDENT/CO-CHIEF INVESTMENT OFFICER direct 2014-12-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER ; ELECTED MANAGER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER; ELECTED MANAGER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC ELECTED MANAGER/SENIOR VICE PRESIDENT direct 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER; ELECTED MANAGER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PRESIDENT direct 2014-08-01
TPG OPPORTUNITIES ADVISERS, LLC ELECTED MANAGER/PRESIDENT direct 2014-08-01
TPG GLOBAL ADVISORS, LLC MEMBER / ELECTED MANAGER indirect 2011-02-01
ROOSEVELT MANAGEMENT COMPANY LLC MEMBER indirect 2010-07-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BARDIN HILL EUROPEAN CREDIT OPPORTUNITIES MASTER FUND LP Cayman Islands 805-4223283971 Hedge Fund 55,713,736 5,000,000 Master Fund
HALCYON MOUNT BONNELL FUND LP United States 805-6723456330 Hedge Fund 22,974,548 33,957,830
HCN LP Cayman Islands 805-6486752399 Hedge Fund 643,615,720 200,000,000
HLF LP United States 805-7520468529 Hedge Fund 48,839,423 185,000,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2014 B.V. Netherlands 805-6245521696 Securitized Asset Fund 360,975,000 280,000
HALCYON LOAN ADVISORS FUNDING 2012-1 LTD. Cayman Islands 805-3293919445 Securitized Asset Fund 50,632,000 500,000
HALCYON LOAN ADVISORS FUNDING 2012-2 LTD. Cayman Islands 805-1068088469 Securitized Asset Fund 580,000 500,000
HALCYON LOAN ADVISORS FUNDING 2013-1 LTD. Cayman Islands 805-6497556712 Securitized Asset Fund 120,268,000 500,000
HALCYON LOAN ADVISORS FUNDING 2013-2 LTD. Cayman Islands 805-5260025540 Securitized Asset Fund 135,413,000 250,000
HALCYON LOAN ADVISORS FUNDING 2014-1 LTD. Cayman Islands 805-6185869319 Securitized Asset Fund 160,531,000 250,000
HALCYON LOAN ADVISORS FUNDING 2014-2 LTD. Cayman Islands 805-7450885585 Securitized Asset Fund 221,625,000 150,000
HALCYON LOAN ADVISORS FUNDING 2014-3 LTD. Cayman Islands 805-5227017065 Securitized Asset Fund 349,564,000 250,000
HALCYON LOAN ADVISORS FUNDING 2015-1 LTD. Cayman Islands 805-9299044036 Securitized Asset Fund 377,959,000 150,000
HALCYON LOAN ADVISORS FUNDING 2015-2 LTD. Cayman Islands 805-3268139132 Securitized Asset Fund 426,388,000 250,000
HALCYON LOAN ADVISORS FUNDING 2015-3 LTD. Cayman Islands 805-5166528954 Securitized Asset Fund 471,060,000 250,000
HALCYON STRUCTURED ASSET MANAGEMENT EUROPEAN CLO 2006-II B.V. Netherlands 805-1308795811 Securitized Asset Fund 2,483,000 250,000
HALCYON STRUCTURED ASSET MANAGEMENT EUROPEAN CLO 2007-1 B.V. Netherlands 805-7905055012 Securitized Asset Fund 1,383,000 250,000
HLDR FUND I NUS LP Cayman Islands 805-1417572959 Hedge Fund 18,429,819 1,000,000
HLDR FUND I TE LP Cayman Islands 805-5026955665 Hedge Fund 31,374,503 1,000,000
HLDR FUND I UST LP United States 805-5322129153 Hedge Fund 12,366,330 1,000,000
BARDIN HILL EVENT-DRIVEN MASTER FUND LP Cayman Islands 805-5278825916 Hedge Fund 373,950,296 5,000,000 Master Fund
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2016 D.A.C. Ireland 805-8967304160 Securitized Asset Fund 448,609,000 100,000
HALCYON VALLÉE BLANCHE MASTER FUND LP Canada 805-6253668559 Hedge Fund 221,985,635 5,000,000 Master Fund
HALCYON LOAN ADVISORS FUNDING 2017-1 LTD. Cayman Islands 805-2082836935 Securitized Asset Fund 422,131,000 250,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2017-1 D.A.C. Ireland 805-3671825551 Securitized Asset Fund 397,581,000 100,000
SWISS CAPITAL ALTERNATIVE STRATEGIES FUND SPC Cayman Islands 805-1106569122 Other Private Fund LOAN FUND 57,069,212 100,000
PRAETOR FUND I A SUB FUND OF PRAETORIUM FUND I ICAV Ireland 805-8769307076 Hedge Fund 145,403,796 1,000,000
HALCYON LOAN ADVISORS FUNDING 2017-2 LTD. Cayman Islands 805-6667905051 Securitized Asset Fund 466,679,000 250,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2017-2 D.A.C. Ireland 805-6643500144 Securitized Asset Fund 395,006,000 100,000
HALCYON LOAN ADVISORS FUNDING 2018-1 LTD. Cayman Islands 805-5042812790 Securitized Asset Fund 496,196,000 250,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2018-1 D.A.C Ireland 805-3518852556 Securitized Asset Fund 427,243,000 100,000
HALCYON LOAN ADVISORS FUNDING 2018-2 LTD. Cayman Islands 805-7780286915 Securitized Asset Fund 469,279,000 250,000
BARDIN HILL WC FUND LP Cayman Islands 805-2682023444 Hedge Fund 89,297,051 5,000,000
HALCYON ENERGY, POWER, AND INFRASTRUCTURE CAPITAL HOLDINGS LLC United States 805-6005569704 Hedge Fund 10,920,355 5,000,000 Master Fund
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2019-1 D.A.C. Ireland 805-9779708650 Securitized Asset Fund 441,474,000 100,000
HLTS FUND II LP Cayman Islands 805-8691051901 Hedge Fund 29,121,077 200,000,000
BARDIN HILL OPPORTUNISTIC CREDIT MASTER FUND LP Cayman Islands 805-1260591925 Hedge Fund 286,147,000 10,000,000 Master Fund
BARDIN HILL OPPORTUNISTIC CREDIT MASTER (ECI) FUND LP United States 805-1408054474 Hedge Fund 286,147,000 10,000,000 Master Fund
SERIES A OF CO-INVEST OPPORTUNITY FUND LLC United States 805-8711071617 Hedge Fund 20,700,000 250,000

BARDIN HILL INVESTMENT PARTNERS LP

ownership team - last updated 2020-04-06
Name Title Start Date Direct/Indirect % Ownership
MCDERMOTT, SUZANNE CHIEF OPERATING OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER 12/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2008-12-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON ASSET-BACKED ADVISORS L.P. CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON ASSET-BACKED ADVISORS LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2008-12-01
HALCYON ASSET-BACKED ADVISORS L.P. CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON LOAN INVESTORS L.P. CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON LOAN INVESTORS L.P. CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2009-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2010-03-01
HALCYON AGILIS MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2011-09-01
HALCYON LOAN MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2009-12-01
HALCYON LOAN MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2009-12-01
HALCYON LONG/SHORT MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2013-07-01
HALCYON LONG/SHORT MANAGEMENT LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2013-07-01
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL direct 2013-11-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2013-11-01
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2013-11-01
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, MANAGING PRINCIPAL direct 2013-11-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2013-05-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2013-05-01
HALCYON MANAGEMENT HOLDINGS LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2008-12-01
HALCYON CAPITAL MANAGEMENT LP CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2008-12-01
HALCYON CAPITAL MANAGEMENT LP CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL direct 2008-12-01
DYAL CAPITAL PARTNERS (A) LP LIMITED PARTNER 12/01/2012 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
MKP CAPITAL MANAGEMENT, L.L.C. MEMBER (MKP CAPITAL MANAGEMENT, L.L.C.) direct 2013-01-01
SCOPIA CAPITAL MANAGEMENT LLC MEMBER OF SCOPIA CAPITAL MANAGEMENT LLC direct 2013-01-01
SCOPIA CAPITAL MANAGEMENT LP LIMITED PARTNER OF SCOPIA CAPITAL MANAGEMENT LP direct 2013-01-01
SCOPIA FUND MANAGEMENT, LLC MEMBER OF SCOPIA FUND MANAGEMENT LLC direct 2013-01-01
MAST CAPITAL MANAGEMENT, LLC MEMBER OF MAST CAPITAL MANAGEMENT, LLC direct 2012-06-01
PINNACLE ASSET MANAGEMENT, L.P. LIMITED PARTNER direct 2012-12-01
WATERFALL ASSET MANAGEMENT, LLC MEMBER direct 2013-08-01
HALCYON ASSET-BACKED ADVISORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON ASSET-BACKED ADVISORS L.P. PARTNER indirect 2012-12-01
JANA PARTNERS LLC NON-MANAGING MEMBER OF JANA PARTNERS LLC direct 2015-03-01
JANA PARTNERS LLC DIRECT OWNER OF RELYING ADVISER direct 2015-03-01
BLUE HARBOUR GROUP, L.P. LIMITED PARTNER (OF BLUE HARBOUR GROUP, L.P.) direct 2014-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MEMBER direct 2013-05-01
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2012-12-01
DILLOW, JASON, O CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER 01/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. LIMITED PARTNER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON LOAN MANAGEMENT LLC PORTFOLIO MANAGER direct 2009-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, HEAD OF CREDIT, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
KONNER, KEVAH, ROSS CHIEF RISK OFFICER 08/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON OFFSHORE ASSET MANAGEMENT LLC MEMBER, MANAGING PRINCIPAL, VICE CHAIRMAN direct 1996-01-01
HALCYON ASSET MANAGEMENT LLC VICE CHAIRMAN, PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 1996-01-01
HALCYON CAPITAL MANAGEMENT COMPANY LLC PRINCIPAL direct 2000-08-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2005-01-01
HALCYON CAPITAL MANAGEMENT LP EXECUTIVE VICE CHAIRMAN, CHIEF RISK OFFICER, MANAGING PRINCIPAL, PORTFOLIO MANAGER, EXECUTIVE COMMITTEE MEMBER direct 2006-08-01
HALCYON SECURITIZED PRODUCTS INVESTORS L.P. MANAGING PRINCIPAL direct 2006-08-01
HALCYON LOAN INVESTORS L.P. MANAGING PRINCIPAL direct 2006-08-01
HALCYON ASSET-BACKED ADVISORS L.P. MANAGING PRINCIPAL, LIMITED PARTNER direct 2006-08-01
HALCYON LOAN MANAGEMENT LLC VICE CHAIRMAN direct 2009-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC VICE CHAIRMAN direct 2009-12-01
HALCYON AGILIS MANAGEMENT LP MANAGING PRINCIPAL direct 2011-09-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP VICE CHARIMAN, MANAGING PRINCIPAL direct 2013-05-01
HALCYON LONG/SHORT MANAGEMENT LP VICE CHAIRMAN, MANAGING PRINCIPAL direct 2013-07-01
HALCYON ARBITRAGE IC MANAGEMENT LP EXECUTIVE VICE CHAIRMAN, CHIEF RISK OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2013-11-01
HALCYON MANAGEMENT COMPANY LLC MEMBER, MANAGING PRINCIPAL direct 1996-01-01 2006-09-06
HALCYON OFFSHORE MANAGEMENT CO LLC MEMBER, MANAGING PRINCIPAL direct 1996-01-01 2006-09-06
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER AND MANAGING PRINCIPAL indirect 2005-01-01 2006-09-06
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER AND MANAGING PRINCIPAL indirect 2005-01-01 2008-03-20
HALCYON ASSET-BACKED ADVISORS L.P. BOARD OF MANAGING PRINCIPALS direct 2006-08-01 2009-03-24
HALCYON MANAGEMENT ACQUISITION COMPANY LLC MANAGER direct 2010-03-01 2012-03-30
HALCYON ASSET MANAGEMENT LLC MEMBER, MANAGING PRINCIPAL, VICE CHAIRMAN direct 1996-01-01 2012-09-14
HALCYON ASSET-BACKED ADVISORS L.P. MANAGING PRINCIPAL direct 2006-08-01 2012-09-14
HALCYON MANAGEMENT ACQUISITION COMPANY LLC VICE CHAIRMAN direct 2010-03-01 2012-10-22
HALCYON ASSET MANAGEMENT LLC MANAGING PRINCIPAL, VICE CHAIRMAN direct 1996-01-01 2013-11-26
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP VICE CHAIRMAN direct 2013-11-01 2013-11-29
HALCYON ASSET MANAGEMENT LLC MANAGING PRINCIPAL, VICE CHAIRMAN, PORTFOLIO MANAGER direct 1996-01-01 2015-03-31
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP VICE CHARIMAN direct 2013-05-01 2015-03-31
HALCYON LONG/SHORT MANAGEMENT LP VICE CHAIRMAN direct 2013-07-01 2015-03-31
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP VICE CHAIRMAN, PORTFOLIO MANAGER direct 2013-11-01 2015-03-31
HALCYON LOAN MANAGEMENT LLC MANAGER, VICE CHAIRMAN direct 2009-12-01 2015-07-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP VICE CHAIRMAN, PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2013-11-01 2016-01-20
HALCYON ARBITRAGE IC MANAGEMENT LP EXECUTIVE VICE CHAIRMAN, PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2013-11-01 2017-01-11
BARDIN HILL MANAGEMENT PARTNERS LP LIMITED PARTNER 12/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
HALCYON ASSET-BACKED ADVISORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN INVESTORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC LIMITED PARTNER indirect 2012-12-01
HALCYON AGILIS MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN MANAGEMENT LLC LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP LIMITED PARTNER indirect 2013-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2013-05-01
BARDIN HILL INVESTMENT PARTNERS GP LLC GENERAL PARTNER 12/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON LOAN MANAGEMENT LLC GENERAL PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP GENERAL PARTNER direct 2013-07-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP GENERAL PARTNER indirect 2013-07-01
HALCYON ARBITRAGE IC MANAGEMENT LP MEMBER indirect 2015-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP GENERAL PARTNER indirect 2013-05-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER direct 2013-05-01
FISHELIS, JACOB, ZVI CHIEF FINANCIAL OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2017-01-01
HALCYON CAPITAL MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2017-01-01
CAIRO MANAGEMENT HOLDINGS, L.P. LIMITED PARTNER 10/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2018-10-01
BARDIN HILL MANAGEMENT PARTNERS GP LLC GENERAL PARTNER BARDIN HILL MANAGEMENT PARTNERS LP 12/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
NB DYAL ASSOCIATES LP GENERAL PARTNER DYAL CAPITAL PARTNERS (A) LP 02/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. GENERAL PARTNER indirect 2010-04-01
MKP CAPITAL MANAGEMENT, L.L.C. GENERAL PARTNER indirect 2010-08-01
SCOPIA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC GENERAL PARTNER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. GENERAL PARTNER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC GENERAL PARTNER indirect 2010-04-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
NB DYAL GP HOLDINGS LLC GENERAL PARTNER NB DYAL ASSOCIATES LP 02/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2015-04-01
BLUE HARBOUR GROUP, L.P. GENERAL PARTNER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2013-08-01
SOUND POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2013-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
NB ALTERNATIVES GP HOLDINGS LLC MANAGING MEMBER NB DYAL GP HOLDINGS LLC 02/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2010-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2010-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2010-02-01
NB ALTERNATIVES HOLDINGS LLC MANAGING MEMBER NB ALTERNATIVES GP HOLDINGS LLC 05/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER direct 2009-05-01
SCOPIA FUND MANAGEMENT LLC MANAGING MEMBER indirect 2009-05-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2010-02-01
NB ALTERNATIVES ADVISERS LLC HOLDING COMPANY direct 2009-02-01
NB ALTERNATIVES ADVISERS LLC SOLE MEMBER direct 2009-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2009-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-05-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2009-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN GROUP LLC MANAGING MEMBER NB ALTERNATIVES HOLDINGS LLC 05/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEUBERGER BERMAN LLC HOLDING COMPANY indirect 2009-02-01
NEUBERGER BERMAN LLC HOLDING COMPANY indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC HOLDING COMPANY indirect 2009-02-01
NEUBERGER BERMAN MANAGEMENT LLC HOLDING COMPANY indirect 2009-05-01
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC HOLDING COMPANY indirect 2009-02-01
SCOPIA CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-02-01
NEUBERGER BERMAN INVESTMENT ADVISERS LLC MEMBER indirect 2009-02-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-05-01
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVES ADVISERS LLC HOLDING COMPANY indirect 2009-02-01
NB ALTERNATIVES ADVISERS LLC SOLE MEMBER indirect 2009-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC SOLE MEMBER indirect 2009-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN ASIA LIMITED HOLDING COMPANY indirect 2009-05-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2009-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-05-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2009-02-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-02-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-02-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-02-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
BARDIN HILL MANAGEMENT PARTNERS LP MEMBER BARDIN HILL INVESTMENT PARTNERS GP LLC 12/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
HALCYON ASSET-BACKED ADVISORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN INVESTORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC LIMITED PARTNER indirect 2012-12-01
HALCYON AGILIS MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN MANAGEMENT LLC LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP LIMITED PARTNER indirect 2013-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2013-05-01
DILLOW, JASON, O CHIEF EXECUTIVE OFFICER BARDIN HILL MANAGEMENT PARTNERS GP LLC 10/01/2018 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. LIMITED PARTNER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON LOAN MANAGEMENT LLC PORTFOLIO MANAGER direct 2009-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, HEAD OF CREDIT, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
NBSH ACQUISITION, LLC MEMBER NEUBERGER BERMAN GROUP LLC 05/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEUBERGER BERMAN LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
MKP CAPITAL MANAGEMENT, L.L.C. MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-05-01
WATERFALL ASSET MANAGEMENT, LLC MEMBER indirect 2009-05-01
NB ALTERNATIVES ADVISERS LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MEMBER indirect 2009-05-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MEMBER indirect 2009-02-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2009-05-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-05-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
DILLOW, JASON, O CHIEF EXECUTIVE OFFICER BARDIN HILL MANAGEMENT PARTNERS LP 10/01/2018 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. LIMITED PARTNER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON LOAN MANAGEMENT LLC PORTFOLIO MANAGER direct 2009-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, HEAD OF CREDIT, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
TPG SPECIAL SITUATIONS PARTNERS MANAGEMENT COMPANY, L.P. LIMITED PARTNER CAIRO MANAGEMENT HOLDINGS, L.P. 10/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TPG GLOBAL ADVISORS, LLC MEMBER indirect 2014-12-01
TSSP MANAGEMENT HOLDINGS, L.P. LIMITED PARTNER TPG SPECIAL SITUATIONS PARTNERS MANAGEMENT COMPANY, L.P. 06/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TPG OPPORTUNITIES ADVISERS, LLC LIMITED PARTNER indirect 2017-06-01
WAXMAN, ALAN, SAMUEL LIMITED PARTNER TSSP MANAGEMENT HOLDINGS, L.P. 08/01/2014 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
TSL ADVISERS, LLC ELECTED MANAGER/SENIOR VICE PRESIDENT direct 2011-02-01
TSL ADVISERS, LLC MEMBER indirect 2011-02-01
TSL ADVISERS, LLC MEMBER indirect 2011-02-01
TSL ADVISERS, LLC MEMBER indirect 2011-02-01
TSL ADVISERS, LLC MEMBER / ELECTED MANAGER indirect 2011-02-01
TSL ADVISERS, LLC PRESIDENT direct 2014-12-01
TSL ADVISERS, LLC PRESIDENT/CO-CHIEF INVESTMENT OFFICER direct 2014-12-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER ; ELECTED MANAGER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER; ELECTED MANAGER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC ELECTED MANAGER/SENIOR VICE PRESIDENT direct 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER; ELECTED MANAGER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PRESIDENT direct 2014-08-01
TPG OPPORTUNITIES ADVISERS, LLC ELECTED MANAGER/PRESIDENT direct 2014-08-01
TPG GLOBAL ADVISORS, LLC MEMBER / ELECTED MANAGER indirect 2011-02-01
ROOSEVELT MANAGEMENT COMPANY LLC MEMBER indirect 2010-07-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
HLF LP United States 805-7520468529 Hedge Fund 48,839,423 185,000,000
SWISS CAPITAL ALTERNATIVE STRATEGIES FUND SPC Cayman Islands 805-1106569122 Other Private Fund LOAN FUND 57,069,212 100,000
HALCYON MOUNT BONNELL FUND LP United States 805-6723456330 Hedge Fund 22,974,548 33,957,830
HCN LP Cayman Islands 805-6486752399 Hedge Fund 643,615,720 200,000,000
HALCYON LOAN ADVISORS FUNDING 2018-1 LTD. Cayman Islands 805-5042812790 Securitized Asset Fund 496,196,000 250,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2014 B.V. Netherlands 805-6245521696 Securitized Asset Fund 360,975,000 280,000
HLDR FUND I UST LP United States 805-5322129153 Hedge Fund 12,366,330 1,000,000
HALCYON ENERGY, POWER, AND INFRASTRUCTURE CAPITAL HOLDINGS LLC United States 805-6005569704 Hedge Fund 10,920,355 5,000,000 Master Fund
HALCYON LOAN ADVISORS FUNDING 2014-3 LTD. Cayman Islands 805-5227017065 Securitized Asset Fund 349,564,000 250,000
HALCYON LOAN ADVISORS FUNDING 2015-1 LTD. Cayman Islands 805-9299044036 Securitized Asset Fund 377,959,000 150,000
HALCYON LOAN ADVISORS FUNDING 2014-2 LTD. Cayman Islands 805-7450885585 Securitized Asset Fund 221,625,000 150,000
HALCYON LOAN ADVISORS FUNDING 2012-2 LTD. Cayman Islands 805-1068088469 Securitized Asset Fund 580,000 500,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2017-2 D.A.C. Ireland 805-6643500144 Securitized Asset Fund 395,006,000 100,000
HALCYON LOAN ADVISORS FUNDING 2017-1 LTD. Cayman Islands 805-2082836935 Securitized Asset Fund 422,131,000 250,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2016 D.A.C. Ireland 805-8967304160 Securitized Asset Fund 448,609,000 100,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2019-1 D.A.C. Ireland 805-9779708650 Securitized Asset Fund 441,474,000 100,000
HALCYON STRUCTURED ASSET MANAGEMENT EUROPEAN CLO 2007-1 B.V. Netherlands 805-7905055012 Securitized Asset Fund 1,383,000 250,000
HALCYON LOAN ADVISORS FUNDING 2012-1 LTD. Cayman Islands 805-3293919445 Securitized Asset Fund 50,632,000 500,000
HALCYON LOAN ADVISORS FUNDING 2013-1 LTD. Cayman Islands 805-6497556712 Securitized Asset Fund 120,268,000 500,000
HALCYON LOAN ADVISORS FUNDING 2015-2 LTD. Cayman Islands 805-3268139132 Securitized Asset Fund 426,388,000 250,000
HALCYON LOAN ADVISORS FUNDING 2014-1 LTD. Cayman Islands 805-6185869319 Securitized Asset Fund 160,531,000 250,000
HALCYON LOAN ADVISORS FUNDING 2018-2 LTD. Cayman Islands 805-7780286915 Securitized Asset Fund 469,279,000 250,000
BARDIN HILL EUROPEAN CREDIT OPPORTUNITIES MASTER FUND LP Cayman Islands 805-4223283971 Hedge Fund 55,713,736 5,000,000 Master Fund
BARDIN HILL WC FUND LP Cayman Islands 805-2682023444 Hedge Fund 89,297,051 5,000,000
HALCYON LOAN ADVISORS FUNDING 2017-2 LTD. Cayman Islands 805-6667905051 Securitized Asset Fund 466,679,000 250,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2018-1 D.A.C Ireland 805-3518852556 Securitized Asset Fund 427,243,000 100,000
HALCYON STRUCTURED ASSET MANAGEMENT EUROPEAN CLO 2006-II B.V. Netherlands 805-1308795811 Securitized Asset Fund 2,483,000 250,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2017-1 D.A.C. Ireland 805-3671825551 Securitized Asset Fund 397,581,000 100,000
HLDR FUND I TE LP Cayman Islands 805-5026955665 Hedge Fund 31,374,503 1,000,000
HALCYON LOAN ADVISORS FUNDING 2015-3 LTD. Cayman Islands 805-5166528954 Securitized Asset Fund 471,060,000 250,000
HALCYON VALLÉE BLANCHE MASTER FUND LP Canada 805-6253668559 Hedge Fund 221,985,635 5,000,000 Master Fund
HLDR FUND I NUS LP Cayman Islands 805-1417572959 Hedge Fund 18,429,819 1,000,000
BARDIN HILL EVENT-DRIVEN MASTER FUND LP Cayman Islands 805-5278825916 Hedge Fund 373,950,296 5,000,000 Master Fund
HLTS FUND II LP Cayman Islands 805-8691051901 Hedge Fund 29,121,077 200,000,000
HALCYON LOAN ADVISORS FUNDING 2013-2 LTD. Cayman Islands 805-5260025540 Securitized Asset Fund 135,413,000 250,000
PRAETOR FUND I A SUB FUND OF PRAETORIUM FUND I ICAV Ireland 805-8769307076 Hedge Fund 145,403,796 1,000,000
BARDIN HILL OPPORTUNISTIC CREDIT MASTER (ECI) FUND LP United States 805-1408054474 Hedge Fund 286,147,000 10,000,000 Master Fund
BARDIN HILL OPPORTUNISTIC CREDIT MASTER FUND LP Cayman Islands 805-1260591925 Hedge Fund 286,147,000 10,000,000 Master Fund

BARDIN HILL INVESTMENT PARTNERS LP

ownership team - last updated 2020-03-27
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PRAETOR FUND I A SUB FUND OF PRAETORIUM FUND I ICAV Ireland 805-8769307076 Hedge Fund 145,403,796 1,000,000
HLDR FUND I UST LP United States 805-5322129153 Hedge Fund 12,366,330 1,000,000
HALCYON ENERGY, POWER, AND INFRASTRUCTURE CAPITAL HOLDINGS LLC United States 805-6005569704 Hedge Fund 10,920,355 5,000,000 Master Fund
HALCYON LOAN ADVISORS FUNDING 2013-2 LTD. Cayman Islands 805-5260025540 Securitized Asset Fund 135,413,000 250,000
HALCYON LOAN ADVISORS FUNDING 2014-3 LTD. Cayman Islands 805-5227017065 Securitized Asset Fund 349,564,000 250,000
HALCYON LOAN ADVISORS FUNDING 2015-1 LTD. Cayman Islands 805-9299044036 Securitized Asset Fund 377,959,000 150,000
HALCYON LOAN ADVISORS FUNDING 2014-2 LTD. Cayman Islands 805-7450885585 Securitized Asset Fund 221,625,000 150,000
HLF LP United States 805-7520468529 Hedge Fund 48,839,423 185,000,000
SWISS CAPITAL ALTERNATIVE STRATEGIES FUND SPC Cayman Islands 805-1106569122 Other Private Fund LOAN FUND 57,069,212 100,000
HALCYON MOUNT BONNELL FUND LP United States 805-6723456330 Hedge Fund 22,974,548 33,957,830
HCN LP Cayman Islands 805-6486752399 Hedge Fund 643,615,720 200,000,000
HALCYON LOAN ADVISORS FUNDING 2018-1 LTD. Cayman Islands 805-5042812790 Securitized Asset Fund 496,196,000 250,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2014 B.V. Netherlands 805-6245521696 Securitized Asset Fund 360,975,000 280,000
HALCYON LOAN ADVISORS FUNDING 2012-2 LTD. Cayman Islands 805-1068088469 Securitized Asset Fund 580,000 500,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2017-2 D.A.C. Ireland 805-6643500144 Securitized Asset Fund 395,006,000 100,000
HALCYON LOAN ADVISORS FUNDING 2017-1 LTD. Cayman Islands 805-2082836935 Securitized Asset Fund 422,131,000 250,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2016 D.A.C. Ireland 805-8967304160 Securitized Asset Fund 448,609,000 100,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2019-1 D.A.C. Ireland 805-9779708650 Securitized Asset Fund 441,474,000 100,000
HALCYON STRUCTURED ASSET MANAGEMENT EUROPEAN CLO 2007-1 B.V. Netherlands 805-7905055012 Securitized Asset Fund 1,383,000 250,000
HALCYON LOAN ADVISORS FUNDING 2012-1 LTD. Cayman Islands 805-3293919445 Securitized Asset Fund 50,632,000 500,000
HALCYON LOAN ADVISORS FUNDING 2013-1 LTD. Cayman Islands 805-6497556712 Securitized Asset Fund 120,268,000 500,000
HALCYON LOAN ADVISORS FUNDING 2015-2 LTD. Cayman Islands 805-3268139132 Securitized Asset Fund 426,388,000 250,000
HALCYON LOAN ADVISORS FUNDING 2014-1 LTD. Cayman Islands 805-6185869319 Securitized Asset Fund 160,531,000 250,000
HALCYON LOAN ADVISORS FUNDING 2018-2 LTD. Cayman Islands 805-7780286915 Securitized Asset Fund 469,279,000 250,000
BARDIN HILL EUROPEAN CREDIT OPPORTUNITIES MASTER FUND LP Cayman Islands 805-4223283971 Hedge Fund 55,713,736 5,000,000 Master Fund
BARDIN HILL WC FUND LP Cayman Islands 805-2682023444 Hedge Fund 89,297,051 5,000,000
HALCYON LOAN ADVISORS FUNDING 2017-2 LTD. Cayman Islands 805-6667905051 Securitized Asset Fund 466,679,000 250,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2018-1 D.A.C Ireland 805-3518852556 Securitized Asset Fund 427,243,000 100,000
HALCYON STRUCTURED ASSET MANAGEMENT EUROPEAN CLO 2006-II B.V. Netherlands 805-1308795811 Securitized Asset Fund 2,483,000 250,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2017-1 D.A.C. Ireland 805-3671825551 Securitized Asset Fund 397,581,000 100,000
HLDR FUND I TE LP Cayman Islands 805-5026955665 Hedge Fund 31,374,503 1,000,000
HALCYON LOAN ADVISORS FUNDING 2015-3 LTD. Cayman Islands 805-5166528954 Securitized Asset Fund 471,060,000 250,000
HALCYON VALLÉE BLANCHE MASTER FUND LP Canada 805-6253668559 Hedge Fund 221,985,635 5,000,000 Master Fund
HLDR FUND I NUS LP Cayman Islands 805-1417572959 Hedge Fund 18,429,819 1,000,000
BARDIN HILL EVENT-DRIVEN MASTER FUND LP Cayman Islands 805-5278825916 Hedge Fund 373,950,296 5,000,000 Master Fund
HLTS FUND II LP Cayman Islands 805-8691051901 Hedge Fund 29,121,077 200,000,000

BARDIN HILL INVESTMENT PARTNERS LP

ownership team - last updated 2019-11-18
Name Title Start Date Direct/Indirect % Ownership
MCDERMOTT, SUZANNE CHIEF OPERATING OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER 12/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2008-12-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON ASSET-BACKED ADVISORS L.P. CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON ASSET-BACKED ADVISORS LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2008-12-01
HALCYON ASSET-BACKED ADVISORS L.P. CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON LOAN INVESTORS L.P. CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON LOAN INVESTORS L.P. CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2009-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2010-03-01
HALCYON AGILIS MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2011-09-01
HALCYON LOAN MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2009-12-01
HALCYON LOAN MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2009-12-01
HALCYON LONG/SHORT MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2013-07-01
HALCYON LONG/SHORT MANAGEMENT LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2013-07-01
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL direct 2013-11-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2013-11-01
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2013-11-01
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, MANAGING PRINCIPAL direct 2013-11-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2013-05-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2013-05-01
HALCYON MANAGEMENT HOLDINGS LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2008-12-01
HALCYON CAPITAL MANAGEMENT LP CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2008-12-01
HALCYON CAPITAL MANAGEMENT LP CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL direct 2008-12-01
HILL, JOSEPH, WOLF MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER 08/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER, MANAGING PRINCIPAL direct 2006-01-01
HALCYON ASSET MANAGEMENT LLC MANAGING PRINCIPAL direct 2006-01-01
HALCYON ASSET MANAGEMENT LLC MANAGING PRINCIPAL, DIRECTOR OF CLIENT RELATIONS direct 2006-08-01
HALCYON ASSET MANAGEMENT LLC DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL direct 2006-08-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC MEMBER, MANAGING PRINCIPAL direct 2006-01-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC MANAGING PRINCIPAL direct 2006-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2006-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2006-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. DIRECTOR OF CLIENT RELATIONS direct 2006-08-01
HALCYON ASSET-BACKED ADVISORS L.P. DIRECTOR OF CLIENT RELATIONS direct 2006-08-01
HALCYON ASSET-BACKED ADVISORS L.P. DIRECTOR OF CLIENT RELATIONS, MEMBER direct 2006-08-01
HALCYON ASSET-BACKED ADVISORS LP DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL direct 2006-08-01
HALCYON LOAN INVESTORS L.P. DIRECTOR OF CLIENT RELATIONS direct 2006-08-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC DIRECTOR OF CLIENT RELATIONS direct 2009-12-01
HALCYON AGILIS MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS direct 2011-09-01
HALCYON LOAN MANAGEMENT LLC DIRECTOR OF CLIENT RELATIONS direct 2009-12-01
HALCYON LOAN MANAGEMENT LLC DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL direct 2009-12-01
HALCYON LONG/SHORT MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS direct 2013-07-01
HALCYON LONG/SHORT MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL direct 2013-07-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS direct 2013-11-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL direct 2013-11-01
HALCYON ARBITRAGE IC MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL, VICE CHAIRMAN direct 2013-11-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS direct 2013-05-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL direct 2013-05-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2006-08-01
DYAL CAPITAL PARTNERS (A) LP LIMITED PARTNER 12/01/2012 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
MKP CAPITAL MANAGEMENT, L.L.C. MEMBER (MKP CAPITAL MANAGEMENT, L.L.C.) direct 2013-01-01
SCOPIA CAPITAL MANAGEMENT LLC MEMBER OF SCOPIA CAPITAL MANAGEMENT LLC direct 2013-01-01
SCOPIA CAPITAL MANAGEMENT LP LIMITED PARTNER OF SCOPIA CAPITAL MANAGEMENT LP direct 2013-01-01
SCOPIA FUND MANAGEMENT, LLC MEMBER OF SCOPIA FUND MANAGEMENT LLC direct 2013-01-01
MAST CAPITAL MANAGEMENT, LLC MEMBER OF MAST CAPITAL MANAGEMENT, LLC direct 2012-06-01
PINNACLE ASSET MANAGEMENT, L.P. LIMITED PARTNER direct 2012-12-01
WATERFALL ASSET MANAGEMENT, LLC MEMBER direct 2013-08-01
HALCYON ASSET-BACKED ADVISORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON ASSET-BACKED ADVISORS L.P. PARTNER indirect 2012-12-01
JANA PARTNERS LLC NON-MANAGING MEMBER OF JANA PARTNERS LLC direct 2015-03-01
JANA PARTNERS LLC DIRECT OWNER OF RELYING ADVISER direct 2015-03-01
BLUE HARBOUR GROUP, L.P. LIMITED PARTNER (OF BLUE HARBOUR GROUP, L.P.) direct 2014-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MEMBER direct 2013-05-01
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2012-12-01
DILLOW, JASON, O CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, CHAIRMAN OF EXECUTIVE COMMITTEE 01/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. LIMITED PARTNER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON LOAN MANAGEMENT LLC PORTFOLIO MANAGER direct 2009-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, HEAD OF CREDIT, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
GREENE, JOHN, WINAND PORTFOLIO MANAGER, MANAGING PRINCIPAL 01/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER, MANAGING PRINCIPAL direct 2010-01-01
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER direct 2014-01-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC MEMBER, MANAGING PRINCIPAL direct 2010-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2010-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
KONNER, KEVAH, ROSS CHIEF RISK OFFICER, SENIOR MANAGING PRINCIPAL, PORTFOLIO MANAGER, EXECUTIVE COMMITTEE MEMBER 08/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON OFFSHORE ASSET MANAGEMENT LLC MEMBER, MANAGING PRINCIPAL, VICE CHAIRMAN direct 1996-01-01
HALCYON ASSET MANAGEMENT LLC VICE CHAIRMAN, PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 1996-01-01
HALCYON CAPITAL MANAGEMENT COMPANY LLC PRINCIPAL direct 2000-08-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2005-01-01
HALCYON CAPITAL MANAGEMENT LP EXECUTIVE VICE CHAIRMAN, CHIEF RISK OFFICER, MANAGING PRINCIPAL, PORTFOLIO MANAGER, EXECUTIVE COMMITTEE MEMBER direct 2006-08-01
HALCYON SECURITIZED PRODUCTS INVESTORS L.P. MANAGING PRINCIPAL direct 2006-08-01
HALCYON LOAN INVESTORS L.P. MANAGING PRINCIPAL direct 2006-08-01
HALCYON ASSET-BACKED ADVISORS L.P. MANAGING PRINCIPAL, LIMITED PARTNER direct 2006-08-01
HALCYON LOAN MANAGEMENT LLC VICE CHAIRMAN direct 2009-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC VICE CHAIRMAN direct 2009-12-01
HALCYON AGILIS MANAGEMENT LP MANAGING PRINCIPAL direct 2011-09-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP VICE CHARIMAN, MANAGING PRINCIPAL direct 2013-05-01
HALCYON LONG/SHORT MANAGEMENT LP VICE CHAIRMAN, MANAGING PRINCIPAL direct 2013-07-01
HALCYON ARBITRAGE IC MANAGEMENT LP EXECUTIVE VICE CHAIRMAN, CHIEF RISK OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2013-11-01
HALCYON MANAGEMENT COMPANY LLC MEMBER, MANAGING PRINCIPAL direct 1996-01-01 2006-09-06
HALCYON OFFSHORE MANAGEMENT CO LLC MEMBER, MANAGING PRINCIPAL direct 1996-01-01 2006-09-06
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER AND MANAGING PRINCIPAL indirect 2005-01-01 2006-09-06
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER AND MANAGING PRINCIPAL indirect 2005-01-01 2008-03-20
HALCYON ASSET-BACKED ADVISORS L.P. BOARD OF MANAGING PRINCIPALS direct 2006-08-01 2009-03-24
HALCYON MANAGEMENT ACQUISITION COMPANY LLC MANAGER direct 2010-03-01 2012-03-30
HALCYON ASSET MANAGEMENT LLC MEMBER, MANAGING PRINCIPAL, VICE CHAIRMAN direct 1996-01-01 2012-09-14
HALCYON ASSET-BACKED ADVISORS L.P. MANAGING PRINCIPAL direct 2006-08-01 2012-09-14
HALCYON MANAGEMENT ACQUISITION COMPANY LLC VICE CHAIRMAN direct 2010-03-01 2012-10-22
HALCYON ASSET MANAGEMENT LLC MANAGING PRINCIPAL, VICE CHAIRMAN direct 1996-01-01 2013-11-26
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP VICE CHAIRMAN direct 2013-11-01 2013-11-29
HALCYON ASSET MANAGEMENT LLC MANAGING PRINCIPAL, VICE CHAIRMAN, PORTFOLIO MANAGER direct 1996-01-01 2015-03-31
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP VICE CHARIMAN direct 2013-05-01 2015-03-31
HALCYON LONG/SHORT MANAGEMENT LP VICE CHAIRMAN direct 2013-07-01 2015-03-31
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP VICE CHAIRMAN, PORTFOLIO MANAGER direct 2013-11-01 2015-03-31
HALCYON LOAN MANAGEMENT LLC MANAGER, VICE CHAIRMAN direct 2009-12-01 2015-07-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP VICE CHAIRMAN, PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2013-11-01 2016-01-20
HALCYON ARBITRAGE IC MANAGEMENT LP EXECUTIVE VICE CHAIRMAN, PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2013-11-01 2017-01-11
BARDIN HILL MANAGEMENT PARTNERS LP LIMITED PARTNER 12/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
HALCYON ASSET-BACKED ADVISORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN INVESTORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC LIMITED PARTNER indirect 2012-12-01
HALCYON AGILIS MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN MANAGEMENT LLC LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP LIMITED PARTNER indirect 2013-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2013-05-01
BARDIN HILL INVESTMENT PARTNERS GP LLC GENERAL PARTNER 12/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON LOAN MANAGEMENT LLC GENERAL PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP GENERAL PARTNER direct 2013-07-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP GENERAL PARTNER indirect 2013-07-01
HALCYON ARBITRAGE IC MANAGEMENT LP MEMBER indirect 2015-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP GENERAL PARTNER indirect 2013-05-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER direct 2013-05-01
SMEAD, BRIAN, ROSS PORTFOLIO MANAGER, EXECUTIVE COMMITTEE MEMBER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON STRUCTURED ASSET MANAGEMENT L.P. PORTFOLIO MANAGER direct 2008-09-01
HALCYON LOAN INVESTORS L.P. MANAGING PRINCIPAL direct 2006-08-01
HALCYON LOAN INVESTORS L.P. MANAGING PRINCIPAL, CHIEF INVESTMENT OFFICER direct 2006-08-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER direct 2009-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC MANAGER, CHIEF INVESTMENT OFFICER direct 2010-03-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER direct 2010-03-01
HALCYON LOAN MANAGEMENT LLC CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER direct 2009-12-01
HALCYON LOAN MANAGEMENT LLC CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2009-12-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, EXECUTIVE COMMITTEE MEMBER, PORTFOLIO MANAGER, MANAGING PRINCIPAL OF HALCYON LOAN MANAGEMENT direct 2009-12-01
HALCYON CAPITAL MANAGEMENT LP EXECUTIVE COMMITTEE MEMBER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL OF HALCYON LOAN MANAGEMENT direct 2009-12-01
SIMONS, MARK, NELSON PORTFOLIO MANAGER 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRIBECA MANAGEMENT LLC VICE PRESIDENT direct 2000-10-01
HALCYON ARBITRAGE IC MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2015-11-01
HALCYON LONG/SHORT MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2015-11-01
HALCYON CAPITAL MANAGEMENT LP PORTFOLIO MANAGER OF HALCYON ARBITRAGE MANAGEMENT direct 2015-11-01
TRIBECA MANAGEMENT LLC MANAGING DIRECTOR direct 2002-07-01 2002-12-16
FISHELIS, JACOB, ZVI CHIEF FINANCIAL OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2017-01-01
HALCYON CAPITAL MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2017-01-01
CAIRO MANAGEMENT HOLDINGS, L.P. LIMITED PARTNER 10/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2018-10-01
DESAI, PRATIK, S PORTFOLIO MANAGER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
BARDIN HILL INVESTMENT PARTNERS LP PORTFOLIO MANAGER direct 2019-01-01
BARDIN HILL MANAGEMENT PARTNERS GP LLC GENERAL PARTNER BARDIN HILL MANAGEMENT PARTNERS LP 12/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
NB DYAL ASSOCIATES LP GENERAL PARTNER DYAL CAPITAL PARTNERS (A) LP 02/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. GENERAL PARTNER indirect 2010-04-01
MKP CAPITAL MANAGEMENT, L.L.C. GENERAL PARTNER indirect 2010-08-01
SCOPIA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC GENERAL PARTNER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. GENERAL PARTNER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC GENERAL PARTNER indirect 2010-04-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
NB DYAL GP HOLDINGS LLC GENERAL PARTNER NB DYAL ASSOCIATES LP 02/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2015-04-01
BLUE HARBOUR GROUP, L.P. GENERAL PARTNER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2013-08-01
SOUND POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2013-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
NB ALTERNATIVES GP HOLDINGS LLC MANAGING MEMBER NB DYAL GP HOLDINGS LLC 02/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2010-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2010-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2010-02-01
NB ALTERNATIVES HOLDINGS LLC MANAGING MEMBER NB ALTERNATIVES GP HOLDINGS LLC 05/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER direct 2009-05-01
SCOPIA FUND MANAGEMENT LLC MANAGING MEMBER indirect 2009-05-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2010-02-01
NB ALTERNATIVES ADVISERS LLC HOLDING COMPANY direct 2009-02-01
NB ALTERNATIVES ADVISERS LLC SOLE MEMBER direct 2009-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2009-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-05-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2009-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN GROUP LLC MANAGING MEMBER NB ALTERNATIVES HOLDINGS LLC 05/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEUBERGER BERMAN LLC HOLDING COMPANY indirect 2009-02-01
NEUBERGER BERMAN LLC HOLDING COMPANY indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC HOLDING COMPANY indirect 2009-02-01
NEUBERGER BERMAN MANAGEMENT LLC HOLDING COMPANY indirect 2009-05-01
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC HOLDING COMPANY indirect 2009-02-01
SCOPIA CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-02-01
NEUBERGER BERMAN INVESTMENT ADVISERS LLC MEMBER indirect 2009-02-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-05-01
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVES ADVISERS LLC HOLDING COMPANY indirect 2009-02-01
NB ALTERNATIVES ADVISERS LLC SOLE MEMBER indirect 2009-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC SOLE MEMBER indirect 2009-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN ASIA LIMITED HOLDING COMPANY indirect 2009-05-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2009-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-05-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2009-02-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-02-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-02-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-02-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
BARDIN HILL MANAGEMENT PARTNERS LP MEMBER BARDIN HILL INVESTMENT PARTNERS GP LLC 12/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
HALCYON ASSET-BACKED ADVISORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN INVESTORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC LIMITED PARTNER indirect 2012-12-01
HALCYON AGILIS MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN MANAGEMENT LLC LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP LIMITED PARTNER indirect 2013-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2013-05-01
NBSH ACQUISITION, LLC MEMBER NEUBERGER BERMAN GROUP LLC 05/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEUBERGER BERMAN LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
MKP CAPITAL MANAGEMENT, L.L.C. MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-05-01
WATERFALL ASSET MANAGEMENT, LLC MEMBER indirect 2009-05-01
NB ALTERNATIVES ADVISERS LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MEMBER indirect 2009-05-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MEMBER indirect 2009-02-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2009-05-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-05-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
DILLOW, JASON, O CHIEF EXECUTIVE OFFICER BARDIN HILL MANAGEMENT PARTNERS LP 10/01/2018 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. LIMITED PARTNER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON LOAN MANAGEMENT LLC PORTFOLIO MANAGER direct 2009-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, HEAD OF CREDIT, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
DILLOW, JASON, O CHIEF EXECUTIVE OFFICER BARDIN HILL MANAGEMENT PARTNERS GP LLC 10/01/2018 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. LIMITED PARTNER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON LOAN MANAGEMENT LLC PORTFOLIO MANAGER direct 2009-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, HEAD OF CREDIT, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
TPG SPECIAL SITUATIONS PARTNERS MANAGEMENT COMPANY, L.P. LIMITED PARTNER CAIRO MANAGEMENT HOLDINGS, L.P. 10/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TPG GLOBAL ADVISORS, LLC MEMBER indirect 2014-12-01
TSSP MANAGEMENT HOLDINGS, L.P. LIMITED PARTNER TPG SPECIAL SITUATIONS PARTNERS MANAGEMENT COMPANY, L.P. 06/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TPG OPPORTUNITIES ADVISERS, LLC LIMITED PARTNER indirect 2017-06-01
WAXMAN, ALAN, SAMUEL LIMITED PARTNER TSSP MANAGEMENT HOLDINGS, L.P. 08/01/2014 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
TSL ADVISERS, LLC ELECTED MANAGER/SENIOR VICE PRESIDENT direct 2011-02-01
TSL ADVISERS, LLC MEMBER indirect 2011-02-01
TSL ADVISERS, LLC MEMBER indirect 2011-02-01
TSL ADVISERS, LLC MEMBER indirect 2011-02-01
TSL ADVISERS, LLC MEMBER / ELECTED MANAGER indirect 2011-02-01
TSL ADVISERS, LLC PRESIDENT direct 2014-12-01
TSL ADVISERS, LLC PRESIDENT/CO-CHIEF INVESTMENT OFFICER direct 2014-12-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER ; ELECTED MANAGER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER; ELECTED MANAGER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC ELECTED MANAGER/SENIOR VICE PRESIDENT direct 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER; ELECTED MANAGER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PRESIDENT direct 2014-08-01
TPG OPPORTUNITIES ADVISERS, LLC ELECTED MANAGER/PRESIDENT direct 2014-08-01
TPG GLOBAL ADVISORS, LLC MEMBER / ELECTED MANAGER indirect 2011-02-01
ROOSEVELT MANAGEMENT COMPANY LLC MEMBER indirect 2010-07-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SWISS CAPITAL ALTERNATIVE STRATEGIES FUND SPC Cayman Islands 805-1106569122 Other Private Fund LOAN FUND 139,985,927 100,000
PRAETOR FUND I A SUB FUND OF PRAETORIUM FUND I ICAV Ireland 805-8769307076 Hedge Fund 126,758,838 1,000,000
HLDR FUND I UST LP United States 805-5322129153 Hedge Fund 11,673,464 1,000,000
HALCYON ENERGY, POWER, AND INFRASTRUCTURE CAPITAL HOLDINGS LLC United States 805-6005569704 Hedge Fund 6,932,446 5,000,000 Master Fund
HLTS FUND III SPC ON BEHALF OF SPECIAL OPPORTUNITIES SEGREGATED PORTFOLIO F Cayman Islands 805-8987389861 Hedge Fund 565,857 4,055,000
HALCYON LOAN ADVISORS FUNDING 2013-2 LTD. Cayman Islands 805-5260025540 Securitized Asset Fund 246,973,000 250,000
HALCYON LOAN ADVISORS FUNDING 2014-3 LTD. Cayman Islands 805-5227017065 Securitized Asset Fund 570,671,000 250,000
HALCYON LOAN ADVISORS FUNDING 2015-1 LTD. Cayman Islands 805-9299044036 Securitized Asset Fund 482,255,000 150,000
HALCYON LOAN ADVISORS FUNDING 2014-2 LTD. Cayman Islands 805-7450885585 Securitized Asset Fund 379,595,000 150,000
HLF LP United States 805-7520468529 Hedge Fund 64,014,189 185,000,000
HALCYON STRUCTURED ASSET MANAGEMENT EUROPEAN CLO 2007-1 B.V. Netherlands 805-7905055012 Securitized Asset Fund 1,950,000 250,000
HALCYON LOAN ADVISORS FUNDING 2012-1 LTD. Cayman Islands 805-3293919445 Securitized Asset Fund 98,893,000 500,000
HALCYON LOAN ADVISORS FUNDING 2013-1 LTD. Cayman Islands 805-6497556712 Securitized Asset Fund 242,093,000 500,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2019-1 D.A.C. Ireland 805-9779708650 Securitized Asset Fund 464,948,000 100,000
HALCYON LOAN ADVISORS FUNDING 2015-2 LTD. Cayman Islands 805-3268139132 Securitized Asset Fund 491,024,000 250,000
NEPTUNO CLO II B.V. Netherlands 805-6156715146 Securitized Asset Fund 2,165,000 250,000
HALCYON LOAN ADVISORS FUNDING 2014-1 LTD. Cayman Islands 805-6185869319 Securitized Asset Fund 280,006,000 250,000
HALCYON LOAN ADVISORS FUNDING 2018-2 LTD. Cayman Islands 805-7780286915 Securitized Asset Fund 524,605,000 250,000
BARDIN HILL WC FUND LP Cayman Islands 805-2682023444 Hedge Fund 11,108,336 5,000,000
HALCYON LOAN ADVISORS FUNDING 2017-2 LTD. Cayman Islands 805-6667905051 Securitized Asset Fund 476,401,000 250,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2018-1 D.A.C Ireland 805-3518852556 Securitized Asset Fund 445,319,000 100,000
BARDIN HILL EUROPEAN CREDIT OPPORTUNITIES MASTER FUND LP Cayman Islands 805-4223283971 Hedge Fund 178,289,894 5,000,000 Master Fund
HALCYON STRUCTURED ASSET MANAGEMENT EUROPEAN CLO 2006-II B.V. Netherlands 805-1308795811 Securitized Asset Fund 915,000 250,000
HLTS FUND III SPC ON BEHALF OF SPECIAL OPPORTUNITIES SEGREGATED PORTFOLIO MO Cayman Islands 805-2310464868 Hedge Fund 6,947,191 485,950
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2017-1 D.A.C. Ireland 805-3671825551 Securitized Asset Fund 397,514,000 100,000
HLDR FUND I TE LP Cayman Islands 805-5026955665 Hedge Fund 30,289,060 1,000,000
HALCYON LOAN ADVISORS FUNDING 2015-3 LTD. Cayman Islands 805-5166528954 Securitized Asset Fund 509,436,000 250,000
HALCYON VALLÉE BLANCHE MASTER FUND LP Canada 805-6253668559 Hedge Fund 238,955,983 5,000,000 Master Fund
HLDR FUND I NUS LP Cayman Islands 805-1417572959 Hedge Fund 17,362,200 1,000,000
BARDIN HILL EVENT-DRIVEN MASTER FUND LP Cayman Islands 805-5278825916 Hedge Fund 404,742,272 5,000,000 Master Fund
HALCYON MOUNT BONNELL FUND LP United States 805-6723456330 Hedge Fund 21,381,236 33,957,830
HALCYON INVESTMENT OPPORTUNITIES SPC - SEGREGATED PORTFOLIO A Cayman Islands 805-1388627398 Private Equity Fund 21,047,794 100,000
HCN LP Cayman Islands 805-6486752399 Hedge Fund 639,265,013 200,000,000
HLTS FUND II LP Cayman Islands 805-8691051901 Hedge Fund 40,374,416 200,000,000
HALCYON LOAN ADVISORS FUNDING 2018-1 LTD. Cayman Islands 805-5042812790 Securitized Asset Fund 519,641,000 250,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2014 B.V. Netherlands 805-6245521696 Securitized Asset Fund 373,178,000 280,000
HLTS FUND III SPC ON BEHALF OF SPECIAL OPPORTUNITIES SEGREGATED PORTFOLIO Cayman Islands 805-8513970155 Hedge Fund 14,699,295 2,226,400
HALCYON LOAN ADVISORS FUNDING 2012-2 LTD. Cayman Islands 805-1068088469 Securitized Asset Fund 73,474,000 500,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2017-2 D.A.C. Ireland 805-6643500144 Securitized Asset Fund 395,111,000 100,000
HALCYON LOAN ADVISORS FUNDING 2017-1 LTD. Cayman Islands 805-2082836935 Securitized Asset Fund 423,248,000 250,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2016 D.A.C. Ireland 805-8967304160 Securitized Asset Fund 458,189,000 100,000

BARDIN HILL INVESTMENT PARTNERS LP

ownership team - last updated 2019-08-20
Name Title Start Date Direct/Indirect % Ownership
DYAL CAPITAL PARTNERS (A) LP LIMITED PARTNER 12/01/2012 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
MKP CAPITAL MANAGEMENT, L.L.C. MEMBER (MKP CAPITAL MANAGEMENT, L.L.C.) direct 2013-01-01
SCOPIA CAPITAL MANAGEMENT LLC MEMBER OF SCOPIA CAPITAL MANAGEMENT LLC direct 2013-01-01
SCOPIA CAPITAL MANAGEMENT LP LIMITED PARTNER OF SCOPIA CAPITAL MANAGEMENT LP direct 2013-01-01
SCOPIA FUND MANAGEMENT, LLC MEMBER OF SCOPIA FUND MANAGEMENT LLC direct 2013-01-01
MAST CAPITAL MANAGEMENT, LLC MEMBER OF MAST CAPITAL MANAGEMENT, LLC direct 2012-06-01
PINNACLE ASSET MANAGEMENT, L.P. LIMITED PARTNER direct 2012-12-01
WATERFALL ASSET MANAGEMENT, LLC MEMBER direct 2013-08-01
HALCYON ASSET-BACKED ADVISORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON ASSET-BACKED ADVISORS L.P. PARTNER indirect 2012-12-01
JANA PARTNERS LLC NON-MANAGING MEMBER OF JANA PARTNERS LLC direct 2015-03-01
JANA PARTNERS LLC DIRECT OWNER OF RELYING ADVISER direct 2015-03-01
BLUE HARBOUR GROUP, L.P. LIMITED PARTNER (OF BLUE HARBOUR GROUP, L.P.) direct 2014-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MEMBER direct 2013-05-01
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2012-12-01
MCDERMOTT, SUZANNE CHIEF OPERATING OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER 12/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2008-12-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON ASSET-BACKED ADVISORS L.P. CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON ASSET-BACKED ADVISORS LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2008-12-01
HALCYON ASSET-BACKED ADVISORS L.P. CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON LOAN INVESTORS L.P. CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON LOAN INVESTORS L.P. CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2009-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2010-03-01
HALCYON AGILIS MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2011-09-01
HALCYON LOAN MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2009-12-01
HALCYON LOAN MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2009-12-01
HALCYON LONG/SHORT MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2013-07-01
HALCYON LONG/SHORT MANAGEMENT LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2013-07-01
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL direct 2013-11-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2013-11-01
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2013-11-01
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, MANAGING PRINCIPAL direct 2013-11-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2013-05-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2013-05-01
HALCYON MANAGEMENT HOLDINGS LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2008-12-01
HALCYON CAPITAL MANAGEMENT LP CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2008-12-01
HALCYON CAPITAL MANAGEMENT LP CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL direct 2008-12-01
HILL, JOSEPH, WOLF MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER 08/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER, MANAGING PRINCIPAL direct 2006-01-01
HALCYON ASSET MANAGEMENT LLC MANAGING PRINCIPAL direct 2006-01-01
HALCYON ASSET MANAGEMENT LLC MANAGING PRINCIPAL, DIRECTOR OF CLIENT RELATIONS direct 2006-08-01
HALCYON ASSET MANAGEMENT LLC DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL direct 2006-08-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC MEMBER, MANAGING PRINCIPAL direct 2006-01-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC MANAGING PRINCIPAL direct 2006-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2006-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2006-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. DIRECTOR OF CLIENT RELATIONS direct 2006-08-01
HALCYON ASSET-BACKED ADVISORS L.P. DIRECTOR OF CLIENT RELATIONS direct 2006-08-01
HALCYON ASSET-BACKED ADVISORS L.P. DIRECTOR OF CLIENT RELATIONS, MEMBER direct 2006-08-01
HALCYON ASSET-BACKED ADVISORS LP DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL direct 2006-08-01
HALCYON LOAN INVESTORS L.P. DIRECTOR OF CLIENT RELATIONS direct 2006-08-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC DIRECTOR OF CLIENT RELATIONS direct 2009-12-01
HALCYON AGILIS MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS direct 2011-09-01
HALCYON LOAN MANAGEMENT LLC DIRECTOR OF CLIENT RELATIONS direct 2009-12-01
HALCYON LOAN MANAGEMENT LLC DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL direct 2009-12-01
HALCYON LONG/SHORT MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS direct 2013-07-01
HALCYON LONG/SHORT MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL direct 2013-07-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS direct 2013-11-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL direct 2013-11-01
HALCYON ARBITRAGE IC MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL, VICE CHAIRMAN direct 2013-11-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS direct 2013-05-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL direct 2013-05-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2006-08-01
DILLOW, JASON, O CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, CHAIRMAN OF EXECUTIVE COMMITTEE 01/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. LIMITED PARTNER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON LOAN MANAGEMENT LLC PORTFOLIO MANAGER direct 2009-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, HEAD OF CREDIT, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
GREENE, JOHN, WINAND PORTFOLIO MANAGER, MANAGING PRINCIPAL 01/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER, MANAGING PRINCIPAL direct 2010-01-01
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER direct 2014-01-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC MEMBER, MANAGING PRINCIPAL direct 2010-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2010-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
KONNER, KEVAH, ROSS CHIEF RISK OFFICER, SENIOR MANAGING PRINCIPAL, PORTFOLIO MANAGER, EXECUTIVE COMMITTEE MEMBER 08/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON OFFSHORE ASSET MANAGEMENT LLC MEMBER, MANAGING PRINCIPAL, VICE CHAIRMAN direct 1996-01-01
HALCYON ASSET MANAGEMENT LLC VICE CHAIRMAN, PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 1996-01-01
HALCYON CAPITAL MANAGEMENT COMPANY LLC PRINCIPAL direct 2000-08-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2005-01-01
HALCYON CAPITAL MANAGEMENT LP EXECUTIVE VICE CHAIRMAN, CHIEF RISK OFFICER, MANAGING PRINCIPAL, PORTFOLIO MANAGER, EXECUTIVE COMMITTEE MEMBER direct 2006-08-01
HALCYON SECURITIZED PRODUCTS INVESTORS L.P. MANAGING PRINCIPAL direct 2006-08-01
HALCYON LOAN INVESTORS L.P. MANAGING PRINCIPAL direct 2006-08-01
HALCYON ASSET-BACKED ADVISORS L.P. MANAGING PRINCIPAL, LIMITED PARTNER direct 2006-08-01
HALCYON LOAN MANAGEMENT LLC VICE CHAIRMAN direct 2009-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC VICE CHAIRMAN direct 2009-12-01
HALCYON AGILIS MANAGEMENT LP MANAGING PRINCIPAL direct 2011-09-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP VICE CHARIMAN, MANAGING PRINCIPAL direct 2013-05-01
HALCYON LONG/SHORT MANAGEMENT LP VICE CHAIRMAN, MANAGING PRINCIPAL direct 2013-07-01
HALCYON ARBITRAGE IC MANAGEMENT LP EXECUTIVE VICE CHAIRMAN, CHIEF RISK OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2013-11-01
HALCYON MANAGEMENT COMPANY LLC MEMBER, MANAGING PRINCIPAL direct 1996-01-01 2006-09-06
HALCYON OFFSHORE MANAGEMENT CO LLC MEMBER, MANAGING PRINCIPAL direct 1996-01-01 2006-09-06
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER AND MANAGING PRINCIPAL indirect 2005-01-01 2006-09-06
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER AND MANAGING PRINCIPAL indirect 2005-01-01 2008-03-20
HALCYON ASSET-BACKED ADVISORS L.P. BOARD OF MANAGING PRINCIPALS direct 2006-08-01 2009-03-24
HALCYON MANAGEMENT ACQUISITION COMPANY LLC MANAGER direct 2010-03-01 2012-03-30
HALCYON ASSET MANAGEMENT LLC MEMBER, MANAGING PRINCIPAL, VICE CHAIRMAN direct 1996-01-01 2012-09-14
HALCYON ASSET-BACKED ADVISORS L.P. MANAGING PRINCIPAL direct 2006-08-01 2012-09-14
HALCYON MANAGEMENT ACQUISITION COMPANY LLC VICE CHAIRMAN direct 2010-03-01 2012-10-22
HALCYON ASSET MANAGEMENT LLC MANAGING PRINCIPAL, VICE CHAIRMAN direct 1996-01-01 2013-11-26
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP VICE CHAIRMAN direct 2013-11-01 2013-11-29
HALCYON ASSET MANAGEMENT LLC MANAGING PRINCIPAL, VICE CHAIRMAN, PORTFOLIO MANAGER direct 1996-01-01 2015-03-31
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP VICE CHARIMAN direct 2013-05-01 2015-03-31
HALCYON LONG/SHORT MANAGEMENT LP VICE CHAIRMAN direct 2013-07-01 2015-03-31
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP VICE CHAIRMAN, PORTFOLIO MANAGER direct 2013-11-01 2015-03-31
HALCYON LOAN MANAGEMENT LLC MANAGER, VICE CHAIRMAN direct 2009-12-01 2015-07-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP VICE CHAIRMAN, PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2013-11-01 2016-01-20
HALCYON ARBITRAGE IC MANAGEMENT LP EXECUTIVE VICE CHAIRMAN, PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2013-11-01 2017-01-11
HALCYON MANAGEMENT PARTNERS LP LIMITED PARTNER 12/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
HALCYON ASSET-BACKED ADVISORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN INVESTORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC LIMITED PARTNER indirect 2012-12-01
HALCYON AGILIS MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN MANAGEMENT LLC LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP LIMITED PARTNER indirect 2013-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2013-05-01
HALCYON MANAGEMENT HOLDINGS GP LLC GENERAL PARTNER 12/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON LOAN MANAGEMENT LLC GENERAL PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP GENERAL PARTNER direct 2013-07-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP GENERAL PARTNER indirect 2013-07-01
HALCYON ARBITRAGE IC MANAGEMENT LP MEMBER indirect 2015-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP GENERAL PARTNER indirect 2013-05-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER direct 2013-05-01
SMEAD, BRIAN, ROSS PORTFOLIO MANAGER, EXECUTIVE COMMITTEE MEMBER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON STRUCTURED ASSET MANAGEMENT L.P. PORTFOLIO MANAGER direct 2008-09-01
HALCYON LOAN INVESTORS L.P. MANAGING PRINCIPAL direct 2006-08-01
HALCYON LOAN INVESTORS L.P. MANAGING PRINCIPAL, CHIEF INVESTMENT OFFICER direct 2006-08-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER direct 2009-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC MANAGER, CHIEF INVESTMENT OFFICER direct 2010-03-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER direct 2010-03-01
HALCYON LOAN MANAGEMENT LLC CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER direct 2009-12-01
HALCYON LOAN MANAGEMENT LLC CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2009-12-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, EXECUTIVE COMMITTEE MEMBER, PORTFOLIO MANAGER, MANAGING PRINCIPAL OF HALCYON LOAN MANAGEMENT direct 2009-12-01
HALCYON CAPITAL MANAGEMENT LP EXECUTIVE COMMITTEE MEMBER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL OF HALCYON LOAN MANAGEMENT direct 2009-12-01
SIMONS, MARK, NELSON PORTFOLIO MANAGER 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRIBECA MANAGEMENT LLC VICE PRESIDENT direct 2000-10-01
HALCYON ARBITRAGE IC MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2015-11-01
HALCYON LONG/SHORT MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2015-11-01
HALCYON CAPITAL MANAGEMENT LP PORTFOLIO MANAGER OF HALCYON ARBITRAGE MANAGEMENT direct 2015-11-01
TRIBECA MANAGEMENT LLC MANAGING DIRECTOR direct 2002-07-01 2002-12-16
FISHELIS, JACOB, ZVI CHIEF FINANCIAL OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2017-01-01
HALCYON CAPITAL MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2017-01-01
CAIRO MANAGEMENT HOLDINGS, L.P. LIMITED PARTNER 10/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2018-10-01
DESAI, PRATIK, S PORTFOLIO MANAGER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
BARDIN HILL INVESTMENT PARTNERS LP PORTFOLIO MANAGER direct 2019-01-01
HALCYON MANAGEMENT PARTNERS GP LLC GENERAL PARTNER HALCYON MANAGEMENT PARTNERS LP 12/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
NB DYAL ASSOCIATES LP GENERAL PARTNER DYAL CAPITAL PARTNERS (A) LP 02/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. GENERAL PARTNER indirect 2010-04-01
MKP CAPITAL MANAGEMENT, L.L.C. GENERAL PARTNER indirect 2010-08-01
SCOPIA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC GENERAL PARTNER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. GENERAL PARTNER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC GENERAL PARTNER indirect 2010-04-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
NB DYAL GP HOLDINGS LLC GENERAL PARTNER NB DYAL ASSOCIATES LP 02/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2015-04-01
BLUE HARBOUR GROUP, L.P. GENERAL PARTNER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2013-08-01
SOUND POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2013-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
NB ALTERNATIVES GP HOLDINGS LLC MANAGING MEMBER NB DYAL GP HOLDINGS LLC 02/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2010-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2010-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2010-02-01
NB ALTERNATIVES HOLDINGS LLC MANAGING MEMBER NB ALTERNATIVES GP HOLDINGS LLC 05/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER direct 2009-05-01
SCOPIA FUND MANAGEMENT LLC MANAGING MEMBER indirect 2009-05-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2010-02-01
NB ALTERNATIVES ADVISERS LLC HOLDING COMPANY direct 2009-02-01
NB ALTERNATIVES ADVISERS LLC SOLE MEMBER direct 2009-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2009-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-05-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2009-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN GROUP LLC MANAGING MEMBER NB ALTERNATIVES HOLDINGS LLC 05/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEUBERGER BERMAN LLC HOLDING COMPANY indirect 2009-02-01
NEUBERGER BERMAN LLC HOLDING COMPANY indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC HOLDING COMPANY indirect 2009-02-01
NEUBERGER BERMAN MANAGEMENT LLC HOLDING COMPANY indirect 2009-05-01
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC HOLDING COMPANY indirect 2009-02-01
SCOPIA CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-02-01
NEUBERGER BERMAN INVESTMENT ADVISERS LLC MEMBER indirect 2009-02-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-05-01
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVES ADVISERS LLC HOLDING COMPANY indirect 2009-02-01
NB ALTERNATIVES ADVISERS LLC SOLE MEMBER indirect 2009-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC SOLE MEMBER indirect 2009-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN ASIA LIMITED HOLDING COMPANY indirect 2009-05-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2009-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-05-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2009-02-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-02-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-02-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-02-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
HALCYON MANAGEMENT PARTNERS LP MEMBER HALCYON MANAGEMENT HOLDINGS GP LLC 12/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
HALCYON ASSET-BACKED ADVISORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN INVESTORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC LIMITED PARTNER indirect 2012-12-01
HALCYON AGILIS MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN MANAGEMENT LLC LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP LIMITED PARTNER indirect 2013-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2013-05-01
NBSH ACQUISITION, LLC MEMBER NEUBERGER BERMAN GROUP LLC 05/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEUBERGER BERMAN LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
MKP CAPITAL MANAGEMENT, L.L.C. MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-05-01
WATERFALL ASSET MANAGEMENT, LLC MEMBER indirect 2009-05-01
NB ALTERNATIVES ADVISERS LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MEMBER indirect 2009-05-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MEMBER indirect 2009-02-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2009-05-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-05-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
DILLOW, JASON, O CHIEF EXECUTIVE OFFICER HALCYON MANAGEMENT PARTNERS LP 10/01/2018 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. LIMITED PARTNER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON LOAN MANAGEMENT LLC PORTFOLIO MANAGER direct 2009-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, HEAD OF CREDIT, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
DILLOW, JASON, O CHIEF EXECUTIVE OFFICER HALCYON MANAGEMENT PARTNERS GP LLC 10/01/2018 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. LIMITED PARTNER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON LOAN MANAGEMENT LLC PORTFOLIO MANAGER direct 2009-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, HEAD OF CREDIT, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
TPG SPECIAL SITUATIONS PARTNERS MANAGEMENT COMPANY, L.P. LIMITED PARTNER CAIRO MANAGEMENT HOLDINGS, L.P. 10/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TPG GLOBAL ADVISORS, LLC MEMBER indirect 2014-12-01
TSSP MANAGEMENT HOLDINGS, L.P. LIMITED PARTNER TPG SPECIAL SITUATIONS PARTNERS MANAGEMENT COMPANY, L.P. 06/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TPG OPPORTUNITIES ADVISERS, LLC LIMITED PARTNER indirect 2017-06-01
WAXMAN, ALAN, SAMUEL LIMITED PARTNER TSSP MANAGEMENT HOLDINGS, L.P. 08/01/2014 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
TSL ADVISERS, LLC ELECTED MANAGER/SENIOR VICE PRESIDENT direct 2011-02-01
TSL ADVISERS, LLC MEMBER indirect 2011-02-01
TSL ADVISERS, LLC MEMBER indirect 2011-02-01
TSL ADVISERS, LLC MEMBER indirect 2011-02-01
TSL ADVISERS, LLC MEMBER / ELECTED MANAGER indirect 2011-02-01
TSL ADVISERS, LLC PRESIDENT direct 2014-12-01
TSL ADVISERS, LLC PRESIDENT/CO-CHIEF INVESTMENT OFFICER direct 2014-12-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER ; ELECTED MANAGER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER; ELECTED MANAGER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC ELECTED MANAGER/SENIOR VICE PRESIDENT direct 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER; ELECTED MANAGER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PRESIDENT direct 2014-08-01
TPG OPPORTUNITIES ADVISERS, LLC ELECTED MANAGER/PRESIDENT direct 2014-08-01
TPG GLOBAL ADVISORS, LLC MEMBER / ELECTED MANAGER indirect 2011-02-01
ROOSEVELT MANAGEMENT COMPANY LLC MEMBER indirect 2010-07-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2019-1 D.A.C. Ireland 805-9779708650 Securitized Asset Fund 464,948,000 100,000
SWISS CAPITAL ALTERNATIVE STRATEGIES FUND SPC Cayman Islands 805-1106569122 Other Private Fund LOAN FUND 139,985,927 100,000
PRAETOR FUND I A SUB FUND OF PRAETORIUM FUND I ICAV Ireland 805-8769307076 Hedge Fund 126,758,838 1,000,000
HLDR FUND I UST LP United States 805-5322129153 Hedge Fund 11,673,464 1,000,000
HALCYON ENERGY, POWER, AND INFRASTRUCTURE CAPITAL HOLDINGS LLC United States 805-6005569704 Hedge Fund 6,932,446 5,000,000 Master Fund
HLTS FUND III SPC ON BEHALF OF SPECIAL OPPORTUNITIES SEGREGATED PORTFOLIO F Cayman Islands 805-8987389861 Hedge Fund 565,857 4,055,000
HALCYON LOAN ADVISORS FUNDING 2013-2 LTD. Cayman Islands 805-5260025540 Securitized Asset Fund 246,973,000 250,000
HALCYON LOAN ADVISORS FUNDING 2014-3 LTD. Cayman Islands 805-5227017065 Securitized Asset Fund 570,671,000 250,000
HALCYON LOAN ADVISORS FUNDING 2015-1 LTD. Cayman Islands 805-9299044036 Securitized Asset Fund 482,255,000 150,000
HALCYON LOAN ADVISORS FUNDING 2014-2 LTD. Cayman Islands 805-7450885585 Securitized Asset Fund 379,595,000 150,000
HLF LP United States 805-7520468529 Hedge Fund 64,014,189 185,000,000
HALCYON STRUCTURED ASSET MANAGEMENT EUROPEAN CLO 2007-1 B.V. Netherlands 805-7905055012 Securitized Asset Fund 1,950,000 250,000
HALCYON LOAN ADVISORS FUNDING 2012-1 LTD. Cayman Islands 805-3293919445 Securitized Asset Fund 98,893,000 500,000
HALCYON LOAN ADVISORS FUNDING 2015-2 LTD. Cayman Islands 805-3268139132 Securitized Asset Fund 491,024,000 250,000
NEPTUNO CLO II B.V. Netherlands 805-6156715146 Securitized Asset Fund 2,165,000 250,000
HALCYON LOAN ADVISORS FUNDING 2014-1 LTD. Cayman Islands 805-6185869319 Securitized Asset Fund 280,006,000 250,000
HALCYON LOAN ADVISORS FUNDING 2018-2 LTD. Cayman Islands 805-7780286915 Securitized Asset Fund 524,605,000 250,000
HALCYON LOAN ADVISORS FUNDING 2013-1 LTD. Cayman Islands 805-6497556712 Securitized Asset Fund 242,093,000 500,000
BARDIN HILL WC FUND LP Cayman Islands 805-2682023444 Hedge Fund 11,108,336 5,000,000
HALCYON LOAN ADVISORS FUNDING 2017-2 LTD. Cayman Islands 805-6667905051 Securitized Asset Fund 476,401,000 250,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2018-1 D.A.C Ireland 805-3518852556 Securitized Asset Fund 445,319,000 100,000
BARDIN HILL EUROPEAN CREDIT OPPORTUNITIES MASTER FUND LP Cayman Islands 805-4223283971 Hedge Fund 178,289,894 5,000,000 Master Fund
HALCYON STRUCTURED ASSET MANAGEMENT EUROPEAN CLO 2006-II B.V. Netherlands 805-1308795811 Securitized Asset Fund 915,000 250,000
HLTS FUND III SPC ON BEHALF OF SPECIAL OPPORTUNITIES SEGREGATED PORTFOLIO MO Cayman Islands 805-2310464868 Hedge Fund 6,947,191 485,950
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2017-1 D.A.C. Ireland 805-3671825551 Securitized Asset Fund 397,514,000 100,000
HLDR FUND I TE LP Cayman Islands 805-5026955665 Hedge Fund 30,289,060 1,000,000
HALCYON LOAN ADVISORS FUNDING 2015-3 LTD. Cayman Islands 805-5166528954 Securitized Asset Fund 509,436,000 250,000
HALCYON VALLÉE BLANCHE MASTER FUND LP Canada 805-6253668559 Hedge Fund 238,955,983 5,000,000 Master Fund
HLDR FUND I NUS LP Cayman Islands 805-1417572959 Hedge Fund 17,362,200 1,000,000
BARDIN HILL EVENT-DRIVEN MASTER FUND LP Cayman Islands 805-5278825916 Hedge Fund 404,742,272 5,000,000 Master Fund
HALCYON MOUNT BONNELL FUND LP United States 805-6723456330 Hedge Fund 21,381,236 33,957,830
HALCYON INVESTMENT OPPORTUNITIES SPC - SEGREGATED PORTFOLIO A Cayman Islands 805-1388627398 Private Equity Fund 21,047,794 100,000
HCN LP Cayman Islands 805-6486752399 Hedge Fund 639,265,013 200,000,000
HLTS FUND II LP Cayman Islands 805-8691051901 Hedge Fund 40,374,416 200,000,000
HALCYON LOAN ADVISORS FUNDING 2018-1 LTD. Cayman Islands 805-5042812790 Securitized Asset Fund 519,641,000 250,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2014 B.V. Netherlands 805-6245521696 Securitized Asset Fund 373,178,000 280,000
HLTS FUND III SPC ON BEHALF OF SPECIAL OPPORTUNITIES SEGREGATED PORTFOLIO Cayman Islands 805-8513970155 Hedge Fund 14,699,295 2,226,400
HALCYON LOAN ADVISORS FUNDING 2012-2 LTD. Cayman Islands 805-1068088469 Securitized Asset Fund 73,474,000 500,000
HALCYON LOAN ADVISORS FUNDING 2017-1 LTD. Cayman Islands 805-2082836935 Securitized Asset Fund 423,248,000 250,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2016 D.A.C. Ireland 805-8967304160 Securitized Asset Fund 458,189,000 100,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2017-2 D.A.C. Ireland 805-6643500144 Securitized Asset Fund 395,111,000 100,000

BARDIN HILL INVESTMENT PARTNERS LP

ownership team - last updated 2019-05-28
Name Title Start Date Direct/Indirect % Ownership
MCDERMOTT, SUZANNE CHIEF OPERATING OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER 12/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2008-12-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON ASSET-BACKED ADVISORS L.P. CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON ASSET-BACKED ADVISORS LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2008-12-01
HALCYON ASSET-BACKED ADVISORS L.P. CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON LOAN INVESTORS L.P. CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON LOAN INVESTORS L.P. CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2009-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2010-03-01
HALCYON AGILIS MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2011-09-01
HALCYON LOAN MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2009-12-01
HALCYON LOAN MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2009-12-01
HALCYON LONG/SHORT MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2013-07-01
HALCYON LONG/SHORT MANAGEMENT LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2013-07-01
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL direct 2013-11-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2013-11-01
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2013-11-01
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, MANAGING PRINCIPAL direct 2013-11-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2013-05-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2013-05-01
HALCYON MANAGEMENT HOLDINGS LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2008-12-01
HALCYON CAPITAL MANAGEMENT LP CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2008-12-01
HALCYON CAPITAL MANAGEMENT LP CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL direct 2008-12-01
HILL, JOSEPH, WOLF MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER 08/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER, MANAGING PRINCIPAL direct 2006-01-01
HALCYON ASSET MANAGEMENT LLC MANAGING PRINCIPAL direct 2006-01-01
HALCYON ASSET MANAGEMENT LLC MANAGING PRINCIPAL, DIRECTOR OF CLIENT RELATIONS direct 2006-08-01
HALCYON ASSET MANAGEMENT LLC DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL direct 2006-08-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC MEMBER, MANAGING PRINCIPAL direct 2006-01-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC MANAGING PRINCIPAL direct 2006-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2006-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2006-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. DIRECTOR OF CLIENT RELATIONS direct 2006-08-01
HALCYON ASSET-BACKED ADVISORS L.P. DIRECTOR OF CLIENT RELATIONS direct 2006-08-01
HALCYON ASSET-BACKED ADVISORS L.P. DIRECTOR OF CLIENT RELATIONS, MEMBER direct 2006-08-01
HALCYON ASSET-BACKED ADVISORS LP DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL direct 2006-08-01
HALCYON LOAN INVESTORS L.P. DIRECTOR OF CLIENT RELATIONS direct 2006-08-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC DIRECTOR OF CLIENT RELATIONS direct 2009-12-01
HALCYON AGILIS MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS direct 2011-09-01
HALCYON LOAN MANAGEMENT LLC DIRECTOR OF CLIENT RELATIONS direct 2009-12-01
HALCYON LOAN MANAGEMENT LLC DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL direct 2009-12-01
HALCYON LONG/SHORT MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS direct 2013-07-01
HALCYON LONG/SHORT MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL direct 2013-07-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS direct 2013-11-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL direct 2013-11-01
HALCYON ARBITRAGE IC MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL, VICE CHAIRMAN direct 2013-11-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS direct 2013-05-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL direct 2013-05-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2006-08-01
DYAL CAPITAL PARTNERS (A) LP LIMITED PARTNER 12/01/2012 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
MKP CAPITAL MANAGEMENT, L.L.C. MEMBER (MKP CAPITAL MANAGEMENT, L.L.C.) direct 2013-01-01
SCOPIA CAPITAL MANAGEMENT LLC MEMBER OF SCOPIA CAPITAL MANAGEMENT LLC direct 2013-01-01
SCOPIA CAPITAL MANAGEMENT LP LIMITED PARTNER OF SCOPIA CAPITAL MANAGEMENT LP direct 2013-01-01
SCOPIA FUND MANAGEMENT, LLC MEMBER OF SCOPIA FUND MANAGEMENT LLC direct 2013-01-01
MAST CAPITAL MANAGEMENT, LLC MEMBER OF MAST CAPITAL MANAGEMENT, LLC direct 2012-06-01
PINNACLE ASSET MANAGEMENT, L.P. LIMITED PARTNER direct 2012-12-01
WATERFALL ASSET MANAGEMENT, LLC MEMBER direct 2013-08-01
HALCYON ASSET-BACKED ADVISORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON ASSET-BACKED ADVISORS L.P. PARTNER indirect 2012-12-01
JANA PARTNERS LLC NON-MANAGING MEMBER OF JANA PARTNERS LLC direct 2015-03-01
JANA PARTNERS LLC DIRECT OWNER OF RELYING ADVISER direct 2015-03-01
BLUE HARBOUR GROUP, L.P. LIMITED PARTNER (OF BLUE HARBOUR GROUP, L.P.) direct 2014-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MEMBER direct 2013-05-01
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2012-12-01
DILLOW, JASON, O CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, CHAIRMAN OF EXECUTIVE COMMITTEE 01/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. LIMITED PARTNER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON LOAN MANAGEMENT LLC PORTFOLIO MANAGER direct 2009-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, HEAD OF CREDIT, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
GREENE, JOHN, WINAND PORTFOLIO MANAGER, MANAGING PRINCIPAL 01/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER, MANAGING PRINCIPAL direct 2010-01-01
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER direct 2014-01-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC MEMBER, MANAGING PRINCIPAL direct 2010-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2010-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
KONNER, KEVAH, ROSS CHIEF RISK OFFICER, SENIOR MANAGING PRINCIPAL, PORTFOLIO MANAGER, EXECUTIVE COMMITTEE MEMBER 08/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON OFFSHORE ASSET MANAGEMENT LLC MEMBER, MANAGING PRINCIPAL, VICE CHAIRMAN direct 1996-01-01
HALCYON ASSET MANAGEMENT LLC VICE CHAIRMAN, PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 1996-01-01
HALCYON CAPITAL MANAGEMENT COMPANY LLC PRINCIPAL direct 2000-08-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2005-01-01
HALCYON CAPITAL MANAGEMENT LP EXECUTIVE VICE CHAIRMAN, CHIEF RISK OFFICER, MANAGING PRINCIPAL, PORTFOLIO MANAGER, EXECUTIVE COMMITTEE MEMBER direct 2006-08-01
HALCYON SECURITIZED PRODUCTS INVESTORS L.P. MANAGING PRINCIPAL direct 2006-08-01
HALCYON LOAN INVESTORS L.P. MANAGING PRINCIPAL direct 2006-08-01
HALCYON ASSET-BACKED ADVISORS L.P. MANAGING PRINCIPAL, LIMITED PARTNER direct 2006-08-01
HALCYON LOAN MANAGEMENT LLC VICE CHAIRMAN direct 2009-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC VICE CHAIRMAN direct 2009-12-01
HALCYON AGILIS MANAGEMENT LP MANAGING PRINCIPAL direct 2011-09-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP VICE CHARIMAN, MANAGING PRINCIPAL direct 2013-05-01
HALCYON LONG/SHORT MANAGEMENT LP VICE CHAIRMAN, MANAGING PRINCIPAL direct 2013-07-01
HALCYON ARBITRAGE IC MANAGEMENT LP EXECUTIVE VICE CHAIRMAN, CHIEF RISK OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2013-11-01
HALCYON MANAGEMENT COMPANY LLC MEMBER, MANAGING PRINCIPAL direct 1996-01-01 2006-09-06
HALCYON OFFSHORE MANAGEMENT CO LLC MEMBER, MANAGING PRINCIPAL direct 1996-01-01 2006-09-06
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER AND MANAGING PRINCIPAL indirect 2005-01-01 2006-09-06
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER AND MANAGING PRINCIPAL indirect 2005-01-01 2008-03-20
HALCYON ASSET-BACKED ADVISORS L.P. BOARD OF MANAGING PRINCIPALS direct 2006-08-01 2009-03-24
HALCYON MANAGEMENT ACQUISITION COMPANY LLC MANAGER direct 2010-03-01 2012-03-30
HALCYON ASSET MANAGEMENT LLC MEMBER, MANAGING PRINCIPAL, VICE CHAIRMAN direct 1996-01-01 2012-09-14
HALCYON ASSET-BACKED ADVISORS L.P. MANAGING PRINCIPAL direct 2006-08-01 2012-09-14
HALCYON MANAGEMENT ACQUISITION COMPANY LLC VICE CHAIRMAN direct 2010-03-01 2012-10-22
HALCYON ASSET MANAGEMENT LLC MANAGING PRINCIPAL, VICE CHAIRMAN direct 1996-01-01 2013-11-26
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP VICE CHAIRMAN direct 2013-11-01 2013-11-29
HALCYON ASSET MANAGEMENT LLC MANAGING PRINCIPAL, VICE CHAIRMAN, PORTFOLIO MANAGER direct 1996-01-01 2015-03-31
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP VICE CHARIMAN direct 2013-05-01 2015-03-31
HALCYON LONG/SHORT MANAGEMENT LP VICE CHAIRMAN direct 2013-07-01 2015-03-31
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP VICE CHAIRMAN, PORTFOLIO MANAGER direct 2013-11-01 2015-03-31
HALCYON LOAN MANAGEMENT LLC MANAGER, VICE CHAIRMAN direct 2009-12-01 2015-07-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP VICE CHAIRMAN, PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2013-11-01 2016-01-20
HALCYON ARBITRAGE IC MANAGEMENT LP EXECUTIVE VICE CHAIRMAN, PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2013-11-01 2017-01-11
HALCYON MANAGEMENT PARTNERS LP LIMITED PARTNER 12/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
HALCYON ASSET-BACKED ADVISORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN INVESTORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC LIMITED PARTNER indirect 2012-12-01
HALCYON AGILIS MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN MANAGEMENT LLC LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP LIMITED PARTNER indirect 2013-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2013-05-01
HALCYON MANAGEMENT HOLDINGS GP LLC GENERAL PARTNER 12/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON LOAN MANAGEMENT LLC GENERAL PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP GENERAL PARTNER direct 2013-07-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP GENERAL PARTNER indirect 2013-07-01
HALCYON ARBITRAGE IC MANAGEMENT LP MEMBER indirect 2015-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP GENERAL PARTNER indirect 2013-05-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER direct 2013-05-01
SMEAD, BRIAN, ROSS PORTFOLIO MANAGER, EXECUTIVE COMMITTEE MEMBER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON STRUCTURED ASSET MANAGEMENT L.P. PORTFOLIO MANAGER direct 2008-09-01
HALCYON LOAN INVESTORS L.P. MANAGING PRINCIPAL direct 2006-08-01
HALCYON LOAN INVESTORS L.P. MANAGING PRINCIPAL, CHIEF INVESTMENT OFFICER direct 2006-08-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER direct 2009-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC MANAGER, CHIEF INVESTMENT OFFICER direct 2010-03-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER direct 2010-03-01
HALCYON LOAN MANAGEMENT LLC CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER direct 2009-12-01
HALCYON LOAN MANAGEMENT LLC CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2009-12-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, EXECUTIVE COMMITTEE MEMBER, PORTFOLIO MANAGER, MANAGING PRINCIPAL OF HALCYON LOAN MANAGEMENT direct 2009-12-01
HALCYON CAPITAL MANAGEMENT LP EXECUTIVE COMMITTEE MEMBER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL OF HALCYON LOAN MANAGEMENT direct 2009-12-01
SIMONS, MARK, NELSON PORTFOLIO MANAGER 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRIBECA MANAGEMENT LLC VICE PRESIDENT direct 2000-10-01
HALCYON ARBITRAGE IC MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2015-11-01
HALCYON LONG/SHORT MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2015-11-01
HALCYON CAPITAL MANAGEMENT LP PORTFOLIO MANAGER OF HALCYON ARBITRAGE MANAGEMENT direct 2015-11-01
TRIBECA MANAGEMENT LLC MANAGING DIRECTOR direct 2002-07-01 2002-12-16
FISHELIS, JACOB, ZVI CHIEF FINANCIAL OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2017-01-01
HALCYON CAPITAL MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2017-01-01
CAIRO MANAGEMENT HOLDINGS, L.P. LIMITED PARTNER 10/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2018-10-01
DESAI, PRATIK, S PORTFOLIO MANAGER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
BARDIN HILL INVESTMENT PARTNERS LP PORTFOLIO MANAGER direct 2019-01-01
HALCYON MANAGEMENT PARTNERS GP LLC GENERAL PARTNER HALCYON MANAGEMENT PARTNERS LP 12/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
NB DYAL ASSOCIATES LP GENERAL PARTNER DYAL CAPITAL PARTNERS (A) LP 02/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. GENERAL PARTNER indirect 2010-04-01
MKP CAPITAL MANAGEMENT, L.L.C. GENERAL PARTNER indirect 2010-08-01
SCOPIA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC GENERAL PARTNER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. GENERAL PARTNER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC GENERAL PARTNER indirect 2010-04-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
NB DYAL GP HOLDINGS LLC GENERAL PARTNER NB DYAL ASSOCIATES LP 02/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2015-04-01
BLUE HARBOUR GROUP, L.P. GENERAL PARTNER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2013-08-01
SOUND POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2013-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
NB ALTERNATIVES GP HOLDINGS LLC MANAGING MEMBER NB DYAL GP HOLDINGS LLC 02/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2010-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2010-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2010-02-01
NB ALTERNATIVES HOLDINGS LLC MANAGING MEMBER NB ALTERNATIVES GP HOLDINGS LLC 05/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER direct 2009-05-01
SCOPIA FUND MANAGEMENT LLC MANAGING MEMBER indirect 2009-05-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2010-02-01
NB ALTERNATIVES ADVISERS LLC HOLDING COMPANY direct 2009-02-01
NB ALTERNATIVES ADVISERS LLC SOLE MEMBER direct 2009-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2009-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-05-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2009-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN GROUP LLC MANAGING MEMBER NB ALTERNATIVES HOLDINGS LLC 05/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEUBERGER BERMAN LLC HOLDING COMPANY indirect 2009-02-01
NEUBERGER BERMAN LLC HOLDING COMPANY indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC HOLDING COMPANY indirect 2009-02-01
NEUBERGER BERMAN MANAGEMENT LLC HOLDING COMPANY indirect 2009-05-01
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC HOLDING COMPANY indirect 2009-02-01
SCOPIA CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-02-01
NEUBERGER BERMAN INVESTMENT ADVISERS LLC MEMBER indirect 2009-02-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-05-01
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVES ADVISERS LLC HOLDING COMPANY indirect 2009-02-01
NB ALTERNATIVES ADVISERS LLC SOLE MEMBER indirect 2009-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC SOLE MEMBER indirect 2009-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN ASIA LIMITED HOLDING COMPANY indirect 2009-05-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2009-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-05-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2009-02-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-02-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-02-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-02-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
HALCYON MANAGEMENT PARTNERS LP MEMBER HALCYON MANAGEMENT HOLDINGS GP LLC 12/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
HALCYON ASSET-BACKED ADVISORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN INVESTORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC LIMITED PARTNER indirect 2012-12-01
HALCYON AGILIS MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN MANAGEMENT LLC LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP LIMITED PARTNER indirect 2013-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2013-05-01
NBSH ACQUISITION, LLC MEMBER NEUBERGER BERMAN GROUP LLC 05/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEUBERGER BERMAN LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
MKP CAPITAL MANAGEMENT, L.L.C. MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-05-01
WATERFALL ASSET MANAGEMENT, LLC MEMBER indirect 2009-05-01
NB ALTERNATIVES ADVISERS LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MEMBER indirect 2009-05-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MEMBER indirect 2009-02-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2009-05-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-05-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
DILLOW, JASON, O CHIEF EXECUTIVE OFFICER HALCYON MANAGEMENT PARTNERS LP 10/01/2018 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. LIMITED PARTNER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON LOAN MANAGEMENT LLC PORTFOLIO MANAGER direct 2009-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, HEAD OF CREDIT, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
DILLOW, JASON, O CHIEF EXECUTIVE OFFICER HALCYON MANAGEMENT PARTNERS GP LLC 10/01/2018 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. LIMITED PARTNER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON LOAN MANAGEMENT LLC PORTFOLIO MANAGER direct 2009-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, HEAD OF CREDIT, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
TPG SPECIAL SITUATIONS PARTNERS MANAGEMENT COMPANY, L.P. LIMITED PARTNER CAIRO MANAGEMENT HOLDINGS, L.P. 10/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TPG GLOBAL ADVISORS, LLC MEMBER indirect 2014-12-01
TSSP MANAGEMENT HOLDINGS, L.P. LIMITED PARTNER TPG SPECIAL SITUATIONS PARTNERS MANAGEMENT COMPANY, L.P. 06/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TPG OPPORTUNITIES ADVISERS, LLC LIMITED PARTNER indirect 2017-06-01
WAXMAN, ALAN, SAMUEL LIMITED PARTNER TSSP MANAGEMENT HOLDINGS, L.P. 08/01/2014 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
TSL ADVISERS, LLC ELECTED MANAGER/SENIOR VICE PRESIDENT direct 2011-02-01
TSL ADVISERS, LLC MEMBER indirect 2011-02-01
TSL ADVISERS, LLC MEMBER indirect 2011-02-01
TSL ADVISERS, LLC MEMBER indirect 2011-02-01
TSL ADVISERS, LLC MEMBER / ELECTED MANAGER indirect 2011-02-01
TSL ADVISERS, LLC PRESIDENT direct 2014-12-01
TSL ADVISERS, LLC PRESIDENT/CO-CHIEF INVESTMENT OFFICER direct 2014-12-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER ; ELECTED MANAGER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER; ELECTED MANAGER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC ELECTED MANAGER/SENIOR VICE PRESIDENT direct 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER; ELECTED MANAGER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PRESIDENT direct 2014-08-01
TPG OPPORTUNITIES ADVISERS, LLC ELECTED MANAGER/PRESIDENT direct 2014-08-01
TPG GLOBAL ADVISORS, LLC MEMBER / ELECTED MANAGER indirect 2011-02-01
ROOSEVELT MANAGEMENT COMPANY LLC MEMBER indirect 2010-07-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PRAETOR FUND I A SUB FUND OF PRAETORIUM FUND I ICAV Ireland 805-8769307076 Hedge Fund 126,758,838 1,000,000
HLDR FUND I UST LP United States 805-5322129153 Hedge Fund 11,673,464 1,000,000
HALCYON ENERGY, POWER, AND INFRASTRUCTURE CAPITAL HOLDINGS LLC United States 805-6005569704 Hedge Fund 6,932,446 5,000,000 Master Fund
HALCYON LOAN ADVISORS FUNDING 2013-2 LTD. Cayman Islands 805-5260025540 Securitized Asset Fund 246,973,000 250,000
HALCYON LOAN ADVISORS FUNDING 2014-3 LTD. Cayman Islands 805-5227017065 Securitized Asset Fund 570,671,000 250,000
HALCYON LOAN ADVISORS FUNDING 2015-1 LTD. Cayman Islands 805-9299044036 Securitized Asset Fund 482,255,000 150,000
HALCYON LOAN ADVISORS FUNDING 2014-2 LTD. Cayman Islands 805-7450885585 Securitized Asset Fund 379,595,000 150,000
HLF LP United States 805-7520468529 Hedge Fund 64,014,189 185,000,000
HALCYON STRUCTURED ASSET MANAGEMENT EUROPEAN CLO 2007-1 B.V. Netherlands 805-7905055012 Securitized Asset Fund 1,950,000 250,000
HALCYON LOAN ADVISORS FUNDING 2012-1 LTD. Cayman Islands 805-3293919445 Securitized Asset Fund 98,893,000 500,000
HALCYON LOAN ADVISORS FUNDING 2015-2 LTD. Cayman Islands 805-3268139132 Securitized Asset Fund 491,024,000 250,000
NEPTUNO CLO II B.V. Netherlands 805-6156715146 Securitized Asset Fund 2,165,000 250,000
HALCYON LOAN ADVISORS FUNDING 2014-1 LTD. Cayman Islands 805-6185869319 Securitized Asset Fund 280,006,000 250,000
HALCYON LOAN ADVISORS FUNDING 2018-2 LTD. Cayman Islands 805-7780286915 Securitized Asset Fund 524,605,000 250,000
HALCYON LOAN ADVISORS FUNDING 2013-1 LTD. Cayman Islands 805-6497556712 Securitized Asset Fund 242,093,000 500,000
BARDIN HILL WC FUND LP Cayman Islands 805-2682023444 Hedge Fund 11,108,336 5,000,000
HALCYON LOAN ADVISORS FUNDING 2017-2 LTD. Cayman Islands 805-6667905051 Securitized Asset Fund 476,401,000 250,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2018-1 D.A.C Ireland 805-3518852556 Securitized Asset Fund 445,319,000 100,000
BARDIN HILL EUROPEAN CREDIT OPPORTUNITIES MASTER FUND LP Cayman Islands 805-4223283971 Hedge Fund 178,289,894 5,000,000 Master Fund
HALCYON STRUCTURED ASSET MANAGEMENT EUROPEAN CLO 2006-II B.V. Netherlands 805-1308795811 Securitized Asset Fund 915,000 250,000
HLTS FUND III SPC ON BEHALF OF SPECIAL OPPORTUNITIES SEGREGATED PORTFOLIO F Cayman Islands 805-8987389861 Hedge Fund 565,857 4,055,000
HLTS FUND III SPC ON BEHALF OF SPECIAL OPPORTUNITIES SEGREGATED PORTFOLIO MO Cayman Islands 805-2310464868 Hedge Fund 6,947,191 485,950
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2017-1 D.A.C. Ireland 805-3671825551 Securitized Asset Fund 397,514,000 100,000
HLDR FUND I TE LP Cayman Islands 805-5026955665 Hedge Fund 30,289,060 1,000,000
HALCYON LOAN ADVISORS FUNDING 2015-3 LTD. Cayman Islands 805-5166528954 Securitized Asset Fund 509,436,000 250,000
HALCYON VALL?E BLANCHE MASTER FUND LP Canada 805-6253668559 Hedge Fund 238,955,983 5,000,000 Master Fund
HLDR FUND I NUS LP Cayman Islands 805-1417572959 Hedge Fund 17,362,200 1,000,000
BARDIN HILL EVENT-DRIVEN MASTER FUND LP Cayman Islands 805-5278825916 Hedge Fund 404,742,272 5,000,000 Master Fund
HALCYON MOUNT BONNELL FUND LP United States 805-6723456330 Hedge Fund 21,381,236 33,957,830
HALCYON INVESTMENT OPPORTUNITIES SPC - SEGREGATED PORTFOLIO A Cayman Islands 805-1388627398 Private Equity Fund 21,047,794 100,000
HCN LP Cayman Islands 805-6486752399 Hedge Fund 639,265,013 200,000,000
HLTS FUND II LP Cayman Islands 805-8691051901 Hedge Fund 40,374,416 200,000,000
HALCYON LOAN ADVISORS FUNDING 2018-1 LTD. Cayman Islands 805-5042812790 Securitized Asset Fund 519,641,000 250,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2014 B.V. Netherlands 805-6245521696 Securitized Asset Fund 373,178,000 280,000
HLTS FUND III SPC ON BEHALF OF SPECIAL OPPORTUNITIES SEGREGATED PORTFOLIO Cayman Islands 805-8513970155 Hedge Fund 14,699,295 2,226,400
HALCYON LOAN ADVISORS FUNDING 2012-2 LTD. Cayman Islands 805-1068088469 Securitized Asset Fund 73,474,000 500,000
HALCYON LOAN ADVISORS FUNDING 2017-1 LTD. Cayman Islands 805-2082836935 Securitized Asset Fund 423,248,000 250,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2016 D.A.C. Ireland 805-8967304160 Securitized Asset Fund 458,189,000 100,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2017-2 D.A.C. Ireland 805-6643500144 Securitized Asset Fund 395,111,000 100,000
SWISS CAPITAL ALTERNATIVE STRATEGIES FUND SPC Cayman Islands 805-1106569122 Other Private Fund LOAN FUND 139,985,927 100,000

BARDIN HILL INVESTMENT PARTNERS LP

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
MCDERMOTT, SUZANNE CHIEF OPERATING OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER 12/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2008-12-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON ASSET-BACKED ADVISORS L.P. CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON ASSET-BACKED ADVISORS LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2008-12-01
HALCYON ASSET-BACKED ADVISORS L.P. CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON LOAN INVESTORS L.P. CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON LOAN INVESTORS L.P. CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2009-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2010-03-01
HALCYON AGILIS MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2011-09-01
HALCYON LOAN MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2009-12-01
HALCYON LOAN MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2009-12-01
HALCYON LONG/SHORT MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2013-07-01
HALCYON LONG/SHORT MANAGEMENT LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2013-07-01
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL direct 2013-11-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2013-11-01
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2013-11-01
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, MANAGING PRINCIPAL direct 2013-11-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2013-05-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2013-05-01
HALCYON MANAGEMENT HOLDINGS LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2008-12-01
HALCYON CAPITAL MANAGEMENT LP CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2008-12-01
HALCYON CAPITAL MANAGEMENT LP CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL direct 2008-12-01
HILL, JOSEPH, WOLF MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER 08/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER, MANAGING PRINCIPAL direct 2006-01-01
HALCYON ASSET MANAGEMENT LLC MANAGING PRINCIPAL direct 2006-01-01
HALCYON ASSET MANAGEMENT LLC MANAGING PRINCIPAL, DIRECTOR OF CLIENT RELATIONS direct 2006-08-01
HALCYON ASSET MANAGEMENT LLC DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL direct 2006-08-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC MEMBER, MANAGING PRINCIPAL direct 2006-01-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC MANAGING PRINCIPAL direct 2006-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2006-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2006-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. DIRECTOR OF CLIENT RELATIONS direct 2006-08-01
HALCYON ASSET-BACKED ADVISORS L.P. DIRECTOR OF CLIENT RELATIONS direct 2006-08-01
HALCYON ASSET-BACKED ADVISORS L.P. DIRECTOR OF CLIENT RELATIONS, MEMBER direct 2006-08-01
HALCYON ASSET-BACKED ADVISORS LP DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL direct 2006-08-01
HALCYON LOAN INVESTORS L.P. DIRECTOR OF CLIENT RELATIONS direct 2006-08-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC DIRECTOR OF CLIENT RELATIONS direct 2009-12-01
HALCYON AGILIS MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS direct 2011-09-01
HALCYON LOAN MANAGEMENT LLC DIRECTOR OF CLIENT RELATIONS direct 2009-12-01
HALCYON LOAN MANAGEMENT LLC DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL direct 2009-12-01
HALCYON LONG/SHORT MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS direct 2013-07-01
HALCYON LONG/SHORT MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL direct 2013-07-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS direct 2013-11-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL direct 2013-11-01
HALCYON ARBITRAGE IC MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL, VICE CHAIRMAN direct 2013-11-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS direct 2013-05-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL direct 2013-05-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2006-08-01
DYAL CAPITAL PARTNERS (A) LP LIMITED PARTNER 12/01/2012 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
MKP CAPITAL MANAGEMENT, L.L.C. MEMBER (MKP CAPITAL MANAGEMENT, L.L.C.) direct 2013-01-01
SCOPIA CAPITAL MANAGEMENT LLC MEMBER OF SCOPIA CAPITAL MANAGEMENT LLC direct 2013-01-01
SCOPIA CAPITAL MANAGEMENT LP LIMITED PARTNER OF SCOPIA CAPITAL MANAGEMENT LP direct 2013-01-01
SCOPIA FUND MANAGEMENT, LLC MEMBER OF SCOPIA FUND MANAGEMENT LLC direct 2013-01-01
MAST CAPITAL MANAGEMENT, LLC MEMBER OF MAST CAPITAL MANAGEMENT, LLC direct 2012-06-01
PINNACLE ASSET MANAGEMENT, L.P. LIMITED PARTNER direct 2012-12-01
WATERFALL ASSET MANAGEMENT, LLC MEMBER direct 2013-08-01
HALCYON ASSET-BACKED ADVISORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON ASSET-BACKED ADVISORS L.P. PARTNER indirect 2012-12-01
JANA PARTNERS LLC NON-MANAGING MEMBER OF JANA PARTNERS LLC direct 2015-03-01
JANA PARTNERS LLC DIRECT OWNER OF RELYING ADVISER direct 2015-03-01
BLUE HARBOUR GROUP, L.P. LIMITED PARTNER (OF BLUE HARBOUR GROUP, L.P.) direct 2014-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MEMBER direct 2013-05-01
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2012-12-01
DILLOW, JASON, O CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, CHAIRMAN OF EXECUTIVE COMMITTEE 01/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. LIMITED PARTNER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON LOAN MANAGEMENT LLC PORTFOLIO MANAGER direct 2009-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, HEAD OF CREDIT, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
GREENE, JOHN, WINAND PORTFOLIO MANAGER, MANAGING PRINCIPAL 01/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER, MANAGING PRINCIPAL direct 2010-01-01
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER direct 2014-01-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC MEMBER, MANAGING PRINCIPAL direct 2010-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2010-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
KONNER, KEVAH, ROSS CHIEF RISK OFFICER, SENIOR MANAGING PRINCIPAL, PORTFOLIO MANAGER, EXECUTIVE COMMITTEE MEMBER 08/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON OFFSHORE ASSET MANAGEMENT LLC MEMBER, MANAGING PRINCIPAL, VICE CHAIRMAN direct 1996-01-01
HALCYON ASSET MANAGEMENT LLC VICE CHAIRMAN, PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 1996-01-01
HALCYON CAPITAL MANAGEMENT COMPANY LLC PRINCIPAL direct 2000-08-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2005-01-01
HALCYON CAPITAL MANAGEMENT LP EXECUTIVE VICE CHAIRMAN, CHIEF RISK OFFICER, MANAGING PRINCIPAL, PORTFOLIO MANAGER, EXECUTIVE COMMITTEE MEMBER direct 2006-08-01
HALCYON SECURITIZED PRODUCTS INVESTORS L.P. MANAGING PRINCIPAL direct 2006-08-01
HALCYON LOAN INVESTORS L.P. MANAGING PRINCIPAL direct 2006-08-01
HALCYON ASSET-BACKED ADVISORS L.P. MANAGING PRINCIPAL, LIMITED PARTNER direct 2006-08-01
HALCYON LOAN MANAGEMENT LLC VICE CHAIRMAN direct 2009-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC VICE CHAIRMAN direct 2009-12-01
HALCYON AGILIS MANAGEMENT LP MANAGING PRINCIPAL direct 2011-09-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP VICE CHARIMAN, MANAGING PRINCIPAL direct 2013-05-01
HALCYON LONG/SHORT MANAGEMENT LP VICE CHAIRMAN, MANAGING PRINCIPAL direct 2013-07-01
HALCYON ARBITRAGE IC MANAGEMENT LP EXECUTIVE VICE CHAIRMAN, CHIEF RISK OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2013-11-01
HALCYON MANAGEMENT COMPANY LLC MEMBER, MANAGING PRINCIPAL direct 1996-01-01 2006-09-06
HALCYON OFFSHORE MANAGEMENT CO LLC MEMBER, MANAGING PRINCIPAL direct 1996-01-01 2006-09-06
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER AND MANAGING PRINCIPAL indirect 2005-01-01 2006-09-06
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER AND MANAGING PRINCIPAL indirect 2005-01-01 2008-03-20
HALCYON ASSET-BACKED ADVISORS L.P. BOARD OF MANAGING PRINCIPALS direct 2006-08-01 2009-03-24
HALCYON MANAGEMENT ACQUISITION COMPANY LLC MANAGER direct 2010-03-01 2012-03-30
HALCYON ASSET MANAGEMENT LLC MEMBER, MANAGING PRINCIPAL, VICE CHAIRMAN direct 1996-01-01 2012-09-14
HALCYON ASSET-BACKED ADVISORS L.P. MANAGING PRINCIPAL direct 2006-08-01 2012-09-14
HALCYON MANAGEMENT ACQUISITION COMPANY LLC VICE CHAIRMAN direct 2010-03-01 2012-10-22
HALCYON ASSET MANAGEMENT LLC MANAGING PRINCIPAL, VICE CHAIRMAN direct 1996-01-01 2013-11-26
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP VICE CHAIRMAN direct 2013-11-01 2013-11-29
HALCYON ASSET MANAGEMENT LLC MANAGING PRINCIPAL, VICE CHAIRMAN, PORTFOLIO MANAGER direct 1996-01-01 2015-03-31
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP VICE CHARIMAN direct 2013-05-01 2015-03-31
HALCYON LONG/SHORT MANAGEMENT LP VICE CHAIRMAN direct 2013-07-01 2015-03-31
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP VICE CHAIRMAN, PORTFOLIO MANAGER direct 2013-11-01 2015-03-31
HALCYON LOAN MANAGEMENT LLC MANAGER, VICE CHAIRMAN direct 2009-12-01 2015-07-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP VICE CHAIRMAN, PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2013-11-01 2016-01-20
HALCYON ARBITRAGE IC MANAGEMENT LP EXECUTIVE VICE CHAIRMAN, PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2013-11-01 2017-01-11
HALCYON MANAGEMENT PARTNERS LP LIMITED PARTNER 12/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
HALCYON ASSET-BACKED ADVISORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN INVESTORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC LIMITED PARTNER indirect 2012-12-01
HALCYON AGILIS MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN MANAGEMENT LLC LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP LIMITED PARTNER indirect 2013-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2013-05-01
HALCYON MANAGEMENT HOLDINGS GP LLC GENERAL PARTNER 12/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON LOAN MANAGEMENT LLC GENERAL PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP GENERAL PARTNER direct 2013-07-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP GENERAL PARTNER indirect 2013-07-01
HALCYON ARBITRAGE IC MANAGEMENT LP MEMBER indirect 2015-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP GENERAL PARTNER indirect 2013-05-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER direct 2013-05-01
SMEAD, BRIAN, ROSS PORTFOLIO MANAGER, EXECUTIVE COMMITTEE MEMBER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON STRUCTURED ASSET MANAGEMENT L.P. PORTFOLIO MANAGER direct 2008-09-01
HALCYON LOAN INVESTORS L.P. MANAGING PRINCIPAL direct 2006-08-01
HALCYON LOAN INVESTORS L.P. MANAGING PRINCIPAL, CHIEF INVESTMENT OFFICER direct 2006-08-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER direct 2009-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC MANAGER, CHIEF INVESTMENT OFFICER direct 2010-03-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER direct 2010-03-01
HALCYON LOAN MANAGEMENT LLC CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER direct 2009-12-01
HALCYON LOAN MANAGEMENT LLC CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2009-12-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, EXECUTIVE COMMITTEE MEMBER, PORTFOLIO MANAGER, MANAGING PRINCIPAL OF HALCYON LOAN MANAGEMENT direct 2009-12-01
HALCYON CAPITAL MANAGEMENT LP EXECUTIVE COMMITTEE MEMBER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL OF HALCYON LOAN MANAGEMENT direct 2009-12-01
SIMONS, MARK, NELSON PORTFOLIO MANAGER 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRIBECA MANAGEMENT LLC VICE PRESIDENT direct 2000-10-01
HALCYON ARBITRAGE IC MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2015-11-01
HALCYON LONG/SHORT MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2015-11-01
HALCYON CAPITAL MANAGEMENT LP PORTFOLIO MANAGER OF HALCYON ARBITRAGE MANAGEMENT direct 2015-11-01
TRIBECA MANAGEMENT LLC MANAGING DIRECTOR direct 2002-07-01 2002-12-16
FISHELIS, JACOB, ZVI CHIEF FINANCIAL OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2017-01-01
HALCYON CAPITAL MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2017-01-01
CAIRO MANAGEMENT HOLDINGS, L.P. LIMITED PARTNER 10/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2018-10-01
DESAI, PRATIK, S PORTFOLIO MANAGER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
BARDIN HILL INVESTMENT PARTNERS LP PORTFOLIO MANAGER direct 2019-01-01
HALCYON MANAGEMENT PARTNERS GP LLC GENERAL PARTNER HALCYON MANAGEMENT PARTNERS LP 12/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
NB DYAL ASSOCIATES LP GENERAL PARTNER DYAL CAPITAL PARTNERS (A) LP 02/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. GENERAL PARTNER indirect 2010-04-01
MKP CAPITAL MANAGEMENT, L.L.C. GENERAL PARTNER indirect 2010-08-01
SCOPIA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC GENERAL PARTNER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. GENERAL PARTNER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC GENERAL PARTNER indirect 2010-04-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
NB DYAL GP HOLDINGS LLC GENERAL PARTNER NB DYAL ASSOCIATES LP 02/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2015-04-01
BLUE HARBOUR GROUP, L.P. GENERAL PARTNER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2013-08-01
SOUND POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2013-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
NB ALTERNATIVES GP HOLDINGS LLC MANAGING MEMBER NB DYAL GP HOLDINGS LLC 02/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2010-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2010-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2010-02-01
NB ALTERNATIVES HOLDINGS LLC MANAGING MEMBER NB ALTERNATIVES GP HOLDINGS LLC 05/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER direct 2009-05-01
SCOPIA FUND MANAGEMENT LLC MANAGING MEMBER indirect 2009-05-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2010-02-01
NB ALTERNATIVES ADVISERS LLC HOLDING COMPANY direct 2009-02-01
NB ALTERNATIVES ADVISERS LLC SOLE MEMBER direct 2009-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2009-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-05-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2009-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN GROUP LLC MANAGING MEMBER NB ALTERNATIVES HOLDINGS LLC 05/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEUBERGER BERMAN LLC HOLDING COMPANY indirect 2009-02-01
NEUBERGER BERMAN LLC HOLDING COMPANY indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC HOLDING COMPANY indirect 2009-02-01
NEUBERGER BERMAN MANAGEMENT LLC HOLDING COMPANY indirect 2009-05-01
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC HOLDING COMPANY indirect 2009-02-01
SCOPIA CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-02-01
NEUBERGER BERMAN INVESTMENT ADVISERS LLC MEMBER indirect 2009-02-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-05-01
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVES ADVISERS LLC HOLDING COMPANY indirect 2009-02-01
NB ALTERNATIVES ADVISERS LLC SOLE MEMBER indirect 2009-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC SOLE MEMBER indirect 2009-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN ASIA LIMITED HOLDING COMPANY indirect 2009-05-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2009-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-05-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2009-02-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-02-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-02-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-02-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
HALCYON MANAGEMENT PARTNERS LP MEMBER HALCYON MANAGEMENT HOLDINGS GP LLC 12/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
HALCYON ASSET-BACKED ADVISORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN INVESTORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC LIMITED PARTNER indirect 2012-12-01
HALCYON AGILIS MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN MANAGEMENT LLC LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP LIMITED PARTNER indirect 2013-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2013-05-01
NBSH ACQUISITION, LLC MEMBER NEUBERGER BERMAN GROUP LLC 05/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEUBERGER BERMAN LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
MKP CAPITAL MANAGEMENT, L.L.C. MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-05-01
WATERFALL ASSET MANAGEMENT, LLC MEMBER indirect 2009-05-01
NB ALTERNATIVES ADVISERS LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MEMBER indirect 2009-05-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MEMBER indirect 2009-02-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2009-05-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-05-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
DILLOW, JASON, O CHIEF EXECUTIVE OFFICER HALCYON MANAGEMENT PARTNERS LP 10/01/2018 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. LIMITED PARTNER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON LOAN MANAGEMENT LLC PORTFOLIO MANAGER direct 2009-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, HEAD OF CREDIT, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
DILLOW, JASON, O CHIEF EXECUTIVE OFFICER HALCYON MANAGEMENT PARTNERS GP LLC 10/01/2018 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. LIMITED PARTNER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON LOAN MANAGEMENT LLC PORTFOLIO MANAGER direct 2009-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, HEAD OF CREDIT, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
TPG SPECIAL SITUATIONS PARTNERS MANAGEMENT COMPANY, L.P. LIMITED PARTNER CAIRO MANAGEMENT HOLDINGS, L.P. 10/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TPG GLOBAL ADVISORS, LLC MEMBER indirect 2014-12-01
TSSP MANAGEMENT HOLDINGS, L.P. LIMITED PARTNER TPG SPECIAL SITUATIONS PARTNERS MANAGEMENT COMPANY, L.P. 06/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TPG OPPORTUNITIES ADVISERS, LLC LIMITED PARTNER indirect 2017-06-01
WAXMAN, ALAN, SAMUEL LIMITED PARTNER TSSP MANAGEMENT HOLDINGS, L.P. 08/01/2014 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
TSL ADVISERS, LLC ELECTED MANAGER/SENIOR VICE PRESIDENT direct 2011-02-01
TSL ADVISERS, LLC MEMBER indirect 2011-02-01
TSL ADVISERS, LLC MEMBER indirect 2011-02-01
TSL ADVISERS, LLC MEMBER indirect 2011-02-01
TSL ADVISERS, LLC MEMBER / ELECTED MANAGER indirect 2011-02-01
TSL ADVISERS, LLC PRESIDENT direct 2014-12-01
TSL ADVISERS, LLC PRESIDENT/CO-CHIEF INVESTMENT OFFICER direct 2014-12-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER ; ELECTED MANAGER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER; ELECTED MANAGER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC ELECTED MANAGER/SENIOR VICE PRESIDENT direct 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER; ELECTED MANAGER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PRESIDENT direct 2014-08-01
TPG OPPORTUNITIES ADVISERS, LLC ELECTED MANAGER/PRESIDENT direct 2014-08-01
TPG GLOBAL ADVISORS, LLC MEMBER / ELECTED MANAGER indirect 2011-02-01
ROOSEVELT MANAGEMENT COMPANY LLC MEMBER indirect 2010-07-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
HALCYON LOAN ADVISORS FUNDING 2018-2 LTD. Cayman Islands 805-7780286915 Securitized Asset Fund 524,605,000 250,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2018-1 D.A.C Ireland 805-3518852556 Securitized Asset Fund 445,319,000 100,000
HLTS FUND III SPC ON BEHALF OF SPECIAL OPPORTUNITIES SEGREGATED PORTFOLIO F Cayman Islands 805-8987389861 Hedge Fund 565,857 4,055,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2017-1 D.A.C. Ireland 805-3671825551 Securitized Asset Fund 397,514,000 100,000
HLDR FUND I TE LP Cayman Islands 805-5026955665 Hedge Fund 30,289,060 1,000,000
HALCYON LOAN ADVISORS FUNDING 2015-3 LTD. Cayman Islands 805-5166528954 Securitized Asset Fund 509,436,000 250,000
HALCYON VALLÉE BLANCHE MASTER FUND LP Canada 805-6253668559 Hedge Fund 238,955,983 5,000,000 Master Fund
HLDR FUND I NUS LP Cayman Islands 805-1417572959 Hedge Fund 17,362,200 1,000,000
BARDIN HILL EVENT-DRIVEN MASTER FUND LP Cayman Islands 805-5278825916 Hedge Fund 404,742,272 5,000,000 Master Fund
HALCYON MOUNT BONNELL FUND LP United States 805-6723456330 Hedge Fund 21,381,236 33,957,830
HALCYON INVESTMENT OPPORTUNITIES SPC - SEGREGATED PORTFOLIO A Cayman Islands 805-1388627398 Private Equity Fund 21,047,794 100,000
HCN LP Cayman Islands 805-6486752399 Hedge Fund 639,265,013 200,000,000
HLTS FUND II LP Cayman Islands 805-8691051901 Hedge Fund 40,374,416 200,000,000
HALCYON LOAN ADVISORS FUNDING 2018-1 LTD. Cayman Islands 805-5042812790 Securitized Asset Fund 519,641,000 250,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2014 B.V. Netherlands 805-6245521696 Securitized Asset Fund 373,178,000 280,000
HALCYON LOAN ADVISORS FUNDING 2012-2 LTD. Cayman Islands 805-1068088469 Securitized Asset Fund 73,474,000 500,000
HALCYON LOAN ADVISORS FUNDING 2017-1 LTD. Cayman Islands 805-2082836935 Securitized Asset Fund 423,248,000 250,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2016 D.A.C. Ireland 805-8967304160 Securitized Asset Fund 458,189,000 100,000
HLTS FUND III SPC ON BEHALF OF SPECIAL OPPORTUNITIES SEGREGATED PORTFOLIO Cayman Islands 805-8513970155 Hedge Fund 14,699,295 2,226,400
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2017-2 D.A.C. Ireland 805-6643500144 Securitized Asset Fund 395,111,000 100,000
SWISS CAPITAL ALTERNATIVE STRATEGIES FUND SPC Cayman Islands 805-1106569122 Other Private Fund LOAN FUND 139,985,927 100,000
PRAETOR FUND I A SUB FUND OF PRAETORIUM FUND I ICAV Ireland 805-8769307076 Hedge Fund 126,758,838 1,000,000
HLDR FUND I UST LP United States 805-5322129153 Hedge Fund 11,673,464 1,000,000
HALCYON LOAN ADVISORS FUNDING 2013-2 LTD. Cayman Islands 805-5260025540 Securitized Asset Fund 246,973,000 250,000
HALCYON LOAN ADVISORS FUNDING 2014-3 LTD. Cayman Islands 805-5227017065 Securitized Asset Fund 570,671,000 250,000
HALCYON LOAN ADVISORS FUNDING 2015-1 LTD. Cayman Islands 805-9299044036 Securitized Asset Fund 482,255,000 150,000
HALCYON LOAN ADVISORS FUNDING 2014-2 LTD. Cayman Islands 805-7450885585 Securitized Asset Fund 379,595,000 150,000
HLF LP United States 805-7520468529 Hedge Fund 64,014,189 185,000,000
HALCYON STRUCTURED ASSET MANAGEMENT EUROPEAN CLO 2007-1 B.V. Netherlands 805-7905055012 Securitized Asset Fund 1,950,000 250,000
HALCYON LOAN ADVISORS FUNDING 2012-1 LTD. Cayman Islands 805-3293919445 Securitized Asset Fund 98,893,000 500,000
HALCYON LOAN ADVISORS FUNDING 2015-2 LTD. Cayman Islands 805-3268139132 Securitized Asset Fund 491,024,000 250,000
NEPTUNO CLO II B.V. Netherlands 805-6156715146 Securitized Asset Fund 2,165,000 250,000
BARDIN HILL EUROPEAN CREDIT OPPORTUNITIES MASTER FUND LP Cayman Islands 805-4223283971 Hedge Fund 178,289,894 5,000,000 Master Fund
HALCYON STRUCTURED ASSET MANAGEMENT EUROPEAN CLO 2006-II B.V. Netherlands 805-1308795811 Securitized Asset Fund 915,000 250,000
HALCYON LOAN ADVISORS FUNDING 2017-2 LTD. Cayman Islands 805-6667905051 Securitized Asset Fund 476,401,000 250,000
HLTS FUND III SPC ON BEHALF OF SPECIAL OPPORTUNITIES SEGREGATED PORTFOLIO MO Cayman Islands 805-2310464868 Hedge Fund 6,947,191 485,950
HALCYON LOAN ADVISORS FUNDING 2014-1 LTD. Cayman Islands 805-6185869319 Securitized Asset Fund 280,006,000 250,000
HALCYON LOAN ADVISORS FUNDING 2013-1 LTD. Cayman Islands 805-6497556712 Securitized Asset Fund 242,093,000 500,000
BARDIN HILL WC FUND LP Cayman Islands 805-2682023444 Hedge Fund 11,108,336 5,000,000

BARDIN HILL INVESTMENT PARTNERS LP

ownership team - last updated 2018-11-01
Name Title Start Date Direct/Indirect % Ownership
MCDERMOTT, SUZANNE CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER 12/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2008-12-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON ASSET-BACKED ADVISORS L.P. CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON ASSET-BACKED ADVISORS LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2008-12-01
HALCYON ASSET-BACKED ADVISORS L.P. CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON LOAN INVESTORS L.P. CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2008-12-01
HALCYON LOAN INVESTORS L.P. CHIEF COMPLIANCE OFFICER direct 2008-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2009-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2010-03-01
HALCYON AGILIS MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2011-09-01
HALCYON LOAN MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2009-12-01
HALCYON LOAN MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2009-12-01
HALCYON LONG/SHORT MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2013-07-01
HALCYON LONG/SHORT MANAGEMENT LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2013-07-01
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL direct 2013-11-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2013-11-01
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2013-11-01
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, MANAGING PRINCIPAL direct 2013-11-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL direct 2013-05-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2013-05-01
HALCYON MANAGEMENT HOLDINGS LP CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL direct 2008-12-01
HALCYON CAPITAL MANAGEMENT LP CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2008-12-01
HALCYON CAPITAL MANAGEMENT LP CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL direct 2008-12-01
GREENE, JOHN, WINAND PORTFOLIO MANAGER, MANAGING PRINCIPAL 01/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER, MANAGING PRINCIPAL direct 2010-01-01
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER direct 2014-01-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC MEMBER, MANAGING PRINCIPAL direct 2010-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2010-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HILL, JOSEPH, WOLF MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER 08/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER, MANAGING PRINCIPAL direct 2006-01-01
HALCYON ASSET MANAGEMENT LLC MANAGING PRINCIPAL direct 2006-01-01
HALCYON ASSET MANAGEMENT LLC MANAGING PRINCIPAL, DIRECTOR OF CLIENT RELATIONS direct 2006-08-01
HALCYON ASSET MANAGEMENT LLC DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL direct 2006-08-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC MEMBER, MANAGING PRINCIPAL direct 2006-01-01
HALCYON OFFSHORE ASSET MANAGEMENT LLC MANAGING PRINCIPAL direct 2006-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2006-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2006-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. DIRECTOR OF CLIENT RELATIONS direct 2006-08-01
HALCYON ASSET-BACKED ADVISORS L.P. DIRECTOR OF CLIENT RELATIONS direct 2006-08-01
HALCYON ASSET-BACKED ADVISORS L.P. DIRECTOR OF CLIENT RELATIONS, MEMBER direct 2006-08-01
HALCYON ASSET-BACKED ADVISORS LP DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL direct 2006-08-01
HALCYON LOAN INVESTORS L.P. DIRECTOR OF CLIENT RELATIONS direct 2006-08-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC DIRECTOR OF CLIENT RELATIONS direct 2009-12-01
HALCYON AGILIS MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS direct 2011-09-01
HALCYON LOAN MANAGEMENT LLC DIRECTOR OF CLIENT RELATIONS direct 2009-12-01
HALCYON LOAN MANAGEMENT LLC DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL direct 2009-12-01
HALCYON LONG/SHORT MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS direct 2013-07-01
HALCYON LONG/SHORT MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL direct 2013-07-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS direct 2013-11-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL direct 2013-11-01
HALCYON ARBITRAGE IC MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL, VICE CHAIRMAN direct 2013-11-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS direct 2013-05-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL direct 2013-05-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2006-08-01
DYAL CAPITAL PARTNERS (A) LP LIMITED PARTNER 12/01/2012 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
MKP CAPITAL MANAGEMENT, L.L.C. MEMBER (MKP CAPITAL MANAGEMENT, L.L.C.) direct 2013-01-01
SCOPIA CAPITAL MANAGEMENT LLC MEMBER OF SCOPIA CAPITAL MANAGEMENT LLC direct 2013-01-01
SCOPIA CAPITAL MANAGEMENT LP LIMITED PARTNER OF SCOPIA CAPITAL MANAGEMENT LP direct 2013-01-01
SCOPIA FUND MANAGEMENT, LLC MEMBER OF SCOPIA FUND MANAGEMENT LLC direct 2013-01-01
MAST CAPITAL MANAGEMENT, LLC MEMBER OF MAST CAPITAL MANAGEMENT, LLC direct 2012-06-01
PINNACLE ASSET MANAGEMENT, L.P. LIMITED PARTNER direct 2012-12-01
WATERFALL ASSET MANAGEMENT, LLC MEMBER direct 2013-08-01
HALCYON ASSET-BACKED ADVISORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON ASSET-BACKED ADVISORS L.P. PARTNER indirect 2012-12-01
JANA PARTNERS LLC NON-MANAGING MEMBER OF JANA PARTNERS LLC direct 2015-03-01
JANA PARTNERS LLC DIRECT OWNER OF RELYING ADVISER direct 2015-03-01
BLUE HARBOUR GROUP, L.P. LIMITED PARTNER (OF BLUE HARBOUR GROUP, L.P.) direct 2014-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MEMBER direct 2013-05-01
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2012-12-01
DILLOW, JASON, O CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, CHAIRMAN OF EXECUTIVE COMMITTEE 01/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. LIMITED PARTNER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON LOAN MANAGEMENT LLC PORTFOLIO MANAGER direct 2009-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, HEAD OF CREDIT, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
KONNER, KEVAH, ROSS CHIEF RISK OFFICER, SENIOR MANAGING PRINCIPAL, PORTFOLIO MANAGER, EXECUTIVE COMMITTEE MEMBER 08/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON OFFSHORE ASSET MANAGEMENT LLC MEMBER, MANAGING PRINCIPAL, VICE CHAIRMAN direct 1996-01-01
HALCYON ASSET MANAGEMENT LLC VICE CHAIRMAN, PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 1996-01-01
HALCYON CAPITAL MANAGEMENT COMPANY LLC PRINCIPAL direct 2000-08-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2005-01-01
HALCYON CAPITAL MANAGEMENT LP EXECUTIVE VICE CHAIRMAN, CHIEF RISK OFFICER, MANAGING PRINCIPAL, PORTFOLIO MANAGER, EXECUTIVE COMMITTEE MEMBER direct 2006-08-01
HALCYON SECURITIZED PRODUCTS INVESTORS L.P. MANAGING PRINCIPAL direct 2006-08-01
HALCYON LOAN INVESTORS L.P. MANAGING PRINCIPAL direct 2006-08-01
HALCYON ASSET-BACKED ADVISORS L.P. MANAGING PRINCIPAL, LIMITED PARTNER direct 2006-08-01
HALCYON LOAN MANAGEMENT LLC VICE CHAIRMAN direct 2009-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC VICE CHAIRMAN direct 2009-12-01
HALCYON AGILIS MANAGEMENT LP MANAGING PRINCIPAL direct 2011-09-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP VICE CHARIMAN, MANAGING PRINCIPAL direct 2013-05-01
HALCYON LONG/SHORT MANAGEMENT LP VICE CHAIRMAN, MANAGING PRINCIPAL direct 2013-07-01
HALCYON ARBITRAGE IC MANAGEMENT LP EXECUTIVE VICE CHAIRMAN, CHIEF RISK OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2013-11-01
HALCYON MANAGEMENT COMPANY LLC MEMBER, MANAGING PRINCIPAL direct 1996-01-01 2006-09-06
HALCYON OFFSHORE MANAGEMENT CO LLC MEMBER, MANAGING PRINCIPAL direct 1996-01-01 2006-09-06
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER AND MANAGING PRINCIPAL indirect 2005-01-01 2006-09-06
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER AND MANAGING PRINCIPAL indirect 2005-01-01 2008-03-20
HALCYON ASSET-BACKED ADVISORS L.P. BOARD OF MANAGING PRINCIPALS direct 2006-08-01 2009-03-24
HALCYON MANAGEMENT ACQUISITION COMPANY LLC MANAGER direct 2010-03-01 2012-03-30
HALCYON ASSET MANAGEMENT LLC MEMBER, MANAGING PRINCIPAL, VICE CHAIRMAN direct 1996-01-01 2012-09-14
HALCYON ASSET-BACKED ADVISORS L.P. MANAGING PRINCIPAL direct 2006-08-01 2012-09-14
HALCYON MANAGEMENT ACQUISITION COMPANY LLC VICE CHAIRMAN direct 2010-03-01 2012-10-22
HALCYON ASSET MANAGEMENT LLC MANAGING PRINCIPAL, VICE CHAIRMAN direct 1996-01-01 2013-11-26
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP VICE CHAIRMAN direct 2013-11-01 2013-11-29
HALCYON ASSET MANAGEMENT LLC MANAGING PRINCIPAL, VICE CHAIRMAN, PORTFOLIO MANAGER direct 1996-01-01 2015-03-31
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP VICE CHARIMAN direct 2013-05-01 2015-03-31
HALCYON LONG/SHORT MANAGEMENT LP VICE CHAIRMAN direct 2013-07-01 2015-03-31
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP VICE CHAIRMAN, PORTFOLIO MANAGER direct 2013-11-01 2015-03-31
HALCYON LOAN MANAGEMENT LLC MANAGER, VICE CHAIRMAN direct 2009-12-01 2015-07-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP VICE CHAIRMAN, PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2013-11-01 2016-01-20
HALCYON ARBITRAGE IC MANAGEMENT LP EXECUTIVE VICE CHAIRMAN, PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2013-11-01 2017-01-11
HALCYON MANAGEMENT PARTNERS LP LIMITED PARTNER 12/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
HALCYON ASSET-BACKED ADVISORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN INVESTORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC LIMITED PARTNER indirect 2012-12-01
HALCYON AGILIS MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN MANAGEMENT LLC LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP LIMITED PARTNER indirect 2013-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2013-05-01
HALCYON MANAGEMENT HOLDINGS GP LLC GENERAL PARTNER 12/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON LOAN MANAGEMENT LLC GENERAL PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP GENERAL PARTNER direct 2013-07-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP GENERAL PARTNER indirect 2013-07-01
HALCYON ARBITRAGE IC MANAGEMENT LP MEMBER indirect 2015-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP GENERAL PARTNER indirect 2013-05-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER direct 2013-05-01
SMEAD, BRIAN, ROSS PORTFOLIO MANAGER, EXECUTIVE COMMITTEE MEMBER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON STRUCTURED ASSET MANAGEMENT L.P. PORTFOLIO MANAGER direct 2008-09-01
HALCYON LOAN INVESTORS L.P. MANAGING PRINCIPAL direct 2006-08-01
HALCYON LOAN INVESTORS L.P. MANAGING PRINCIPAL, CHIEF INVESTMENT OFFICER direct 2006-08-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER direct 2009-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC MANAGER, CHIEF INVESTMENT OFFICER direct 2010-03-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER direct 2010-03-01
HALCYON LOAN MANAGEMENT LLC CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER direct 2009-12-01
HALCYON LOAN MANAGEMENT LLC CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2009-12-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, EXECUTIVE COMMITTEE MEMBER, PORTFOLIO MANAGER, MANAGING PRINCIPAL OF HALCYON LOAN MANAGEMENT direct 2009-12-01
HALCYON CAPITAL MANAGEMENT LP EXECUTIVE COMMITTEE MEMBER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL OF HALCYON LOAN MANAGEMENT direct 2009-12-01
SIMONS, MARK, NELSON PORTFOLIO MANAGER 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRIBECA MANAGEMENT LLC VICE PRESIDENT direct 2000-10-01
HALCYON ARBITRAGE IC MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2015-11-01
HALCYON LONG/SHORT MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2015-11-01
HALCYON CAPITAL MANAGEMENT LP PORTFOLIO MANAGER OF HALCYON ARBITRAGE MANAGEMENT direct 2015-11-01
TRIBECA MANAGEMENT LLC MANAGING DIRECTOR direct 2002-07-01 2002-12-16
FISHELIS, JACOB, ZVI CHIEF FINANCIAL OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON ARBITRAGE IC MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2017-01-01
HALCYON CAPITAL MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2017-01-01
CAIRO MANAGEMENT HOLDINGS, L.P. LIMITED PARTNER 10/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2018-10-01
HALCYON MANAGEMENT PARTNERS GP LLC GENERAL PARTNER HALCYON MANAGEMENT PARTNERS LP 12/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2012-12-01
NB DYAL ASSOCIATES LP GENERAL PARTNER DYAL CAPITAL PARTNERS (A) LP 02/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. GENERAL PARTNER indirect 2010-04-01
MKP CAPITAL MANAGEMENT, L.L.C. GENERAL PARTNER indirect 2010-08-01
SCOPIA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC GENERAL PARTNER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. GENERAL PARTNER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC GENERAL PARTNER indirect 2010-04-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
NB DYAL GP HOLDINGS LLC GENERAL PARTNER NB DYAL ASSOCIATES LP 02/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2015-04-01
BLUE HARBOUR GROUP, L.P. GENERAL PARTNER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2013-08-01
SOUND POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2013-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
NB ALTERNATIVES GP HOLDINGS LLC MANAGING MEMBER NB DYAL GP HOLDINGS LLC 02/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2010-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2010-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2010-02-01
NB ALTERNATIVES HOLDINGS LLC MANAGING MEMBER NB ALTERNATIVES GP HOLDINGS LLC 05/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER direct 2009-05-01
SCOPIA FUND MANAGEMENT LLC MANAGING MEMBER indirect 2009-05-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2010-02-01
NB ALTERNATIVES ADVISERS LLC HOLDING COMPANY direct 2009-02-01
NB ALTERNATIVES ADVISERS LLC SOLE MEMBER direct 2009-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2009-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-05-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2009-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN GROUP LLC MANAGING MEMBER NB ALTERNATIVES HOLDINGS LLC 05/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEUBERGER BERMAN LLC HOLDING COMPANY indirect 2009-02-01
NEUBERGER BERMAN LLC HOLDING COMPANY indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC HOLDING COMPANY indirect 2009-02-01
NEUBERGER BERMAN MANAGEMENT LLC HOLDING COMPANY indirect 2009-05-01
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC HOLDING COMPANY indirect 2009-02-01
SCOPIA CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-02-01
NEUBERGER BERMAN INVESTMENT ADVISERS LLC MEMBER indirect 2009-02-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-05-01
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVES ADVISERS LLC HOLDING COMPANY indirect 2009-02-01
NB ALTERNATIVES ADVISERS LLC SOLE MEMBER indirect 2009-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC SOLE MEMBER indirect 2009-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN ASIA LIMITED HOLDING COMPANY indirect 2009-05-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2009-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-05-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2009-02-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-02-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-02-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-02-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
HALCYON MANAGEMENT PARTNERS LP MEMBER HALCYON MANAGEMENT HOLDINGS GP LLC 12/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
HALCYON ASSET-BACKED ADVISORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN INVESTORS L.P. LIMITED PARTNER indirect 2012-12-01
HALCYON MANAGEMENT ACQUISITION COMPANY LLC LIMITED PARTNER indirect 2012-12-01
HALCYON AGILIS MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LOAN MANAGEMENT LLC LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LONG/SHORT MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP LIMITED PARTNER indirect 2012-12-01
HALCYON ARBITRAGE IC MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP LIMITED PARTNER indirect 2013-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2012-12-01
HALCYON CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2013-05-01
NBSH ACQUISITION, LLC MEMBER NEUBERGER BERMAN GROUP LLC 05/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEUBERGER BERMAN LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
MKP CAPITAL MANAGEMENT, L.L.C. MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-05-01
WATERFALL ASSET MANAGEMENT, LLC MEMBER indirect 2009-05-01
NB ALTERNATIVES ADVISERS LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MEMBER indirect 2009-05-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MEMBER indirect 2009-02-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2009-05-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-05-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
DILLOW, JASON, O CHIEF EXECUTIVE OFFICER HALCYON MANAGEMENT PARTNERS LP 10/01/2018 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. LIMITED PARTNER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON LOAN MANAGEMENT LLC PORTFOLIO MANAGER direct 2009-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, HEAD OF CREDIT, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
DILLOW, JASON, O CHIEF EXECUTIVE OFFICER HALCYON MANAGEMENT PARTNERS GP LLC 10/01/2018 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
HALCYON ASSET MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. LIMITED PARTNER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON STRUCTURED ASSET MANAGEMENT L.P. MEMBER, MANAGING PRINCIPAL direct 2008-01-01
HALCYON LOAN MANAGEMENT LLC PORTFOLIO MANAGER direct 2009-12-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER, MANAGING PRINCIPAL direct 2014-01-01
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP PORTFOLIO MANAGER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, HEAD OF CREDIT, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
HALCYON CAPITAL MANAGEMENT LP VICE CHAIRMAN, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER direct 2014-01-01
TPG SPECIAL SITUATIONS PARTNERS MANAGEMENT COMPANY, L.P. LIMITED PARTNER CAIRO MANAGEMENT HOLDINGS, L.P. 10/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TPG GLOBAL ADVISORS, LLC MEMBER indirect 2014-12-01
TSSP MANAGEMENT HOLDINGS, L.P. LIMITED PARTNER TPG SPECIAL SITUATIONS PARTNERS MANAGEMENT COMPANY, L.P. 06/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TPG OPPORTUNITIES ADVISERS, LLC LIMITED PARTNER indirect 2017-06-01
WAXMAN, ALAN, SAMUEL LIMITED PARTNER TSSP MANAGEMENT HOLDINGS, L.P. 08/01/2014 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
TSL ADVISERS, LLC ELECTED MANAGER/SENIOR VICE PRESIDENT direct 2011-02-01
TSL ADVISERS, LLC MEMBER indirect 2011-02-01
TSL ADVISERS, LLC MEMBER indirect 2011-02-01
TSL ADVISERS, LLC MEMBER indirect 2011-02-01
TSL ADVISERS, LLC MEMBER / ELECTED MANAGER indirect 2011-02-01
TSL ADVISERS, LLC PRESIDENT direct 2014-12-01
TSL ADVISERS, LLC PRESIDENT/CO-CHIEF INVESTMENT OFFICER direct 2014-12-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER ; ELECTED MANAGER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER; ELECTED MANAGER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC ELECTED MANAGER/SENIOR VICE PRESIDENT direct 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PARTNER/MEMBER; ELECTED MANAGER indirect 2010-07-01
TPG OPPORTUNITIES ADVISERS, LLC PRESIDENT direct 2014-08-01
TPG OPPORTUNITIES ADVISERS, LLC ELECTED MANAGER/PRESIDENT direct 2014-08-01
TPG GLOBAL ADVISORS, LLC MEMBER / ELECTED MANAGER indirect 2011-02-01
ROOSEVELT MANAGEMENT COMPANY LLC MEMBER indirect 2010-07-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2018-1 D.A.C Ireland 805-3518852556 Securitized Asset Fund 408,688,218 100,000
HALCYON ENERGY, POWER, AND INFRASTRUCTURE CAPITAL HOLDINGS LLC United States 805-6005569704 Hedge Fund 4,055,868 5,000,000 Master Fund
HLTS FUND III SPC ON BEHALF OF SPECIAL OPPORTUNITIES SEGREGATED PORTFOLIO F Cayman Islands 805-8987389861 Hedge Fund 692,812 4,055,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2017-1 D.A.C. Ireland 805-3671825551 Securitized Asset Fund 488,151,344 100,000
HLDR FUND I TE LP Cayman Islands 805-5026955665 Hedge Fund 29,878,749 1,000,000
HALCYON LOAN ADVISORS FUNDING 2015-3 LTD. Cayman Islands 805-5166528954 Securitized Asset Fund 517,031,652 250,000
HALCYON VALLÉE BLANCHE MASTER FUND LP Canada 805-6253668559 Hedge Fund 239,327,522 5,000,000 Master Fund
HLDR FUND I NUS LP Cayman Islands 805-1417572959 Hedge Fund 17,021,415 1,000,000
HLDR FUND I UST LP United States 805-5322129153 Hedge Fund 11,490,912 1,000,000
HALCYON LOAN ADVISORS FUNDING 2013-2 LTD. Cayman Islands 805-5260025540 Securitized Asset Fund 418,872,901 250,000
HALCYON LOAN ADVISORS FUNDING 2014-3 LTD. Cayman Islands 805-5227017065 Securitized Asset Fund 611,893,045 250,000
HALCYON DYNAMIC CREDIT FUND II LP Cayman Islands 805-2343686342 Hedge Fund 0 80,000,000
HALCYON LOAN ADVISORS FUNDING 2015-1 LTD. Cayman Islands 805-9299044036 Securitized Asset Fund 514,542,209 150,000
HALCYON LOAN ADVISORS FUNDING 2014-2 LTD. Cayman Islands 805-7450885585 Securitized Asset Fund 562,874,072 150,000
HLF LP United States 805-7520468529 Hedge Fund 46,846,645 185,000,000
HALCYON STRUCTURED ASSET MANAGEMENT EUROPEAN CLO 2007-1 B.V. Netherlands 805-7905055012 Securitized Asset Fund 158,596,410 250,000
HALCYON LOAN ADVISORS FUNDING 2012-1 LTD. Cayman Islands 805-3293919445 Securitized Asset Fund 170,210,367 500,000
HALCYON LOAN ADVISORS FUNDING 2015-2 LTD. Cayman Islands 805-3268139132 Securitized Asset Fund 526,766,184 250,000
NEPTUNO CLO II B.V. Netherlands 805-6156715146 Securitized Asset Fund 65,982,403 250,000
BARDIN HILL EUROPEAN CREDIT OPPORTUNITIES MASTER FUND LP Cayman Islands 805-4223283971 Hedge Fund 211,575,528 5,000,000 Master Fund
HALCYON STRUCTURED ASSET MANAGEMENT EUROPEAN CLO 2006-1 B.V. Netherlands 805-8911087405 Securitized Asset Fund 369,960 250,000
HALCYON LOAN ADVISORS FUNDING 2013-1 LTD. Cayman Islands 805-6497556712 Securitized Asset Fund 466,895,708 500,000
BARDIN HILL EVENT-DRIVEN MASTER FUND LP Cayman Islands 805-5278825916 Hedge Fund 407,747,348 5,000,000 Master Fund
HLTS FUND III SPC ON BEHALF OF SPECIAL OPPORTUNITIES SEGREGATED PORTFOLIO MO Cayman Islands 805-2310464868 Hedge Fund 10,200,746 485,950
HALCYON SENIOR LOAN FUND I MASTER LP Cayman Islands 805-8111175833 Hedge Fund 139,290,958 1,000,000 Master Fund
HALCYON MOUNT BONNELL FUND LP United States 805-6723456330 Hedge Fund 33,957,830 33,957,830
GRYPHON HIDDEN VALUES VIII LIMITED Cayman Islands 805-1941028440 Hedge Fund 73,559,592 250,000 Master Fund
BACCHUS 2007-1 PLC Ireland 805-4489620773 Securitized Asset Fund 6,000,726 124,560
HALCYON INVESTMENT OPPORTUNITIES SPC - SEGREGATED PORTFOLIO A Cayman Islands 805-1388627398 Private Equity Fund 20,443,062 100,000
HCN LP Cayman Islands 805-6486752399 Hedge Fund 686,472,964 200,000,000
HALCYON MULTIPLE STRATEGIES, L.P. United States 805-8365507953 Hedge Fund 3,004,071 1,500,000 Fund of Funds
HLTS FUND II LP Cayman Islands 805-8691051901 Hedge Fund 55,581,972 200,000,000
HALCYON LOAN ADVISORS FUNDING 2018-1 LTD. Cayman Islands 805-5042812790 Securitized Asset Fund 475,000,000 250,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2014 B.V. Netherlands 805-6245521696 Securitized Asset Fund 454,812,429 280,000
HALCYON LOAN ADVISORS FUNDING 2012-2 LTD. Cayman Islands 805-1068088469 Securitized Asset Fund 245,173,884 500,000
HALCYON LOAN ADVISORS FUNDING 2017-1 LTD. Cayman Islands 805-2082836935 Securitized Asset Fund 434,577,712 250,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2016 D.A.C. Ireland 805-8967304160 Securitized Asset Fund 469,641,400 100,000
HLTS FUND III SPC ON BEHALF OF SPECIAL OPPORTUNITIES SEGREGATED PORTFOLIO Cayman Islands 805-8513970155 Hedge Fund 20,658,652 2,226,400
HALCYON STRUCTURED ASSET MANAGEMENT EUROPEAN CLO 2006-II B.V. Netherlands 805-1308795811 Securitized Asset Fund 99,069,348 250,000
HALCYON LOAN ADVISORS FUNDING 2017-2 LTD. Cayman Islands 805-6667905051 Securitized Asset Fund 507,725,012 250,000
HALCYON LOAN ADVISORS FUNDING 2014-1 LTD. Cayman Islands 805-6185869319 Securitized Asset Fund 398,208,145 250,000
HALCYON LOAN ADVISORS EUROPEAN FUNDING 2017-2 D.A.C. Ireland 805-6643500144 Securitized Asset Fund 566,366,322 100,000
SWISS CAPITAL ALTERNATIVE STRATEGIES FUND SPC Cayman Islands 805-1106569122 Other Private Fund LOAN FUND 282,950,247 100,000
PRAETORIUM FUND I ICAV Ireland 805-8769307076 Hedge Fund 56,311,460 1,000,000

HALCYON CAPITAL MANAGEMENT LP

ownership team - last updated 2018-05-18
Name Title Start Date Direct/Indirect % Ownership
BADER, JOHN, MICHAEL CHAIRMAN, CHIEF EXECUTIVE OFFICER, MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER 01/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
HALCYON LOAN MANAGEMENT LLC CHAIRMAN