HAMILTON LANE ADVISORS LLC

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Hamilton Lane Advisors is based out of Bala Cynwyd. Hamilton Lane Advisors is a large advisory firm with 260 clients and discretionary assets under management (AUM) of $61,319,320,506 (Form ADV from 2018-12-01). Their last reported 13F filing for Q2 2019 included $201,716,000 in managed 13F securities and a top 10 holdings concentration of 78.38%. Hamilton Lane Advisors's largest holding is DocuSign Inc with shares held of 909,450. Hamilton Lane Advisors has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 27 13F filings, and 2 13G filings

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $201.716 Million
  • Prior Market Value $188.857 Million
  • New Purchases13 stocks
  • Additional Purchases11 stocks
  • Sold out of18 stocks
  • Reduced holdings in16 stocks
  • Top 10 Holdings % 78.38 %
  • Turnover % [1]:65.96%
  • Turnover Alt % [2]: 46.22 %
  • Time Held Top20:0.85 quarters
  • Time Held Top10:1.20 quarters
  • Time Held All:3.19 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -2.07%
Performance Last 4 Quarters: -1.81%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR/A (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

HAMILTON LANE
Classified as Hedge Fund
ONE PRESIDENTIAL BOULEVARD, 4TH FLOOR
BALA CYNWYD PA    19004
Country: United States

Business Phone: 610-934-2222
Fax: 610-617-9853
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: PA
Number of employees: 356
Other Business Activities: broker-dealer
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 260
Amount of client funds and securities by related persons: 27,026,600,000
Total Number of clients from related persons: 276
Disclosures:
Data above was derived from SEC filings.

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HAMILTON LANE ADVISORS LLC

ownership team - last updated 2019-06-27
Name Title Start Date Direct/Indirect % Ownership
HAMILTON LANE ADVISORS INC MEMBER 06/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
HAMILTON LANE ADVISORS LLC MEMBER direct 2000-06-01
HAMILTON LANE ADVISORS LLC 34.47 OWNER OF APPLICANT direct 2000-06-01 2003-03-12
HAMILTON LANE ADVISORS LLC 22.9% OWNER OF APPLICANT direct 2000-06-01 2005-03-29
HAMILTON LANE ADVISORS LLC 21.6% OWNER OF APPLICANT direct 2000-06-01 2006-03-21
HAMILTON LANE ADVISORS LLC 5% OWNER OF APPLICANT direct 2000-06-01 2007-03-20
HAMILTON LANE ADVISORS LLC 3.8% OWNER OF APPLICANT direct 2000-06-01 2010-06-23
HAMILTON LANE ADVISORS LLC 4.4% OWNER OF APPLICANT direct 2000-06-01 2011-06-28
GIANNINI, MARIO, LUCIO CHIEF EXECUTIVE OFFICER 07/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
HAMILTON LANE ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 1994-07-01
HAMILTON LANE ADVISORS LLC SHAREHOLDER indirect 2006-04-01
HAMILTON LANE ADVISORS LLC CHIEF OPERATING OFFICER AND DIRECTOR direct 1994-07-01 2002-03-14
HAMILTON LANE NEW YORK LLC CHIEF OPERATING OFFICER OF HAMILTON LANE ADVISORS, LLC direct 1994-07-01 2002-03-15
HAMILTON LANE NEW YORK LLC CHIEF EXECUTIVE OFFICER OF HAMILTON LANE ADVISORS, LLC direct 1994-07-01 2003-03-13
HAMILTON LANE ADVISORS LLC 74.9% OWNER indirect 2006-04-01 2007-03-20
HAMILTON LANE ADVISORS LLC 100% OWNER indirect 2006-04-01 2011-06-28
HAMILTON LANE ADVISORS LLC CHIEF EXECUTIVE OFFICER AND DIRECTOR direct 1994-07-01 2017-05-02
STILMAN, RANDY, M. CHIEF FINANCIAL OFFICER 08/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
HAMILTON LANE ADVISORS LLC CHIEF FINANCIAL OFFICER direct 1997-08-01
HAMILTON LANE NEW YORK LLC CHIEF FINANCIAL OFFICER OF HAMILTON LANE ADVISORS, LLC direct 1997-08-01 2003-03-13
ROGERS, HARTLEY, RAYMOND CHAIRMAN 12/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
ARIES ADVISORS LLC MEMBER direct 2001-01-01
HAMILTON LANE RICHCOURT ADVISORS LLC 100% OWNER indirect 2003-12-01
HAMILTON LANE ADVISORS LLC MEMBER indirect 2003-12-01
HAMILTON LANE NEW YORK LLC 99% OWNER indirect 2003-12-01
HAMILTON LANE ADVISORS LLC CHAIRMAN direct 2003-12-01
DLJ MERCHANT BANKING III INC MANAGING DIRECTOR direct 2001-01-01 2002-03-28
DLJ GROWTH CAPITAL, INC. MANAGING DIRECTOR direct 2001-07-01 2002-03-28
CREDIT SUISSE BOSTON ADVISORY PARTNERS LLC MANAGING DIRECTOR direct 1997-11-01 2003-03-28
HAMILTON LANE ADVISORS LLC 99% OWNER indirect 2003-12-01 2004-03-29
HAMILTON LANE ADVISORS LLC VICE CHAIRMAN AND DIRECTOR direct 2003-12-01 2004-03-29
HAMILTON LANE ADVISORS LLC 100% OWNER indirect 2003-12-01 2011-06-28
HAMILTON LANE ADVISORS LLC CHAIRMAN AND DIRECTOR direct 2003-12-01 2017-05-02
HLA INVESTMENTS, LLC MEMBER 12/01/2003 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
HAMILTON LANE NEW YORK LLC 46.3% OWNER indirect 2003-12-01
HAMILTON LANE ADVISORS LLC 46.3% OWNER direct 2003-12-01
HAMILTON LANE ADVISORS LLC MEMBER direct 2003-12-01
HAMILTON LANE ADVISORS LLC 55.9% OWNER direct 2003-12-01
HAMILTON LANE ADVISORS LLC 56.2% OWNER direct 2003-12-01
HAMILTON LANE ADVISORS LLC 46.9% OWNER direct 2003-12-01
HAMILTON LANE ADVISORS LLC 56.5% OWNER direct 2003-12-01
HAMILTON LANE ADVISORS LLC 55.6% OWNER direct 2003-12-01
HAMILTON LANE RICHCOURT ADVISORS LLC 46.5% OWNER indirect 2003-12-01
HL MANAGEMENT INVESTORS LLC MEMBER 04/01/2006 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
HAMILTON LANE ADVISORS LLC 9.9% OWNER direct 2006-04-01
HAMILTON LANE ADVISORS LLC MEMBER direct 2006-04-01
HAMILTON LANE ADVISORS LLC 10.6% OWNER direct 2006-04-01
HAMILTON LANE ADVISORS LLC 10.3% OWNER direct 2006-04-01
HAMILTON LANE ADVISORS LLC 11.2% OWNER direct 2006-04-01
HIRSCH, ERIK VICE CHAIRMAN AND HEAD OF STRATEGIC INITIATIVES 05/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
HAMILTON LANE ADVISORS LLC CHIEF INVESTMENT OFFICER AND DIRECTOR direct 2013-05-01
HAMILTON LANE ADVISORS LLC VICE CHAIRMAN AND HEAD OF STRATEGIC INITIATIVES direct 2013-05-01
LUCEY, KEVIN, JOSEPH CHIEF OPERATIONS OFFICER 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
DELAWARE MANAGEMENT BUSINESS TRUST EVP/CHIEF OF SALES, CLIENT SERVICES & MARKETING direct 2005-03-01
RETIREMENT FINANCIAL SERVICES, INC. CHIEF OF SALES, CLIENT SERVICES AND MARKETING direct 2003-09-01
RETIREMENT FINANCIAL SERVICES, INC. EVP/CHIEF OF SALES, CLIENT SERVICES AND MARKETING / DIRECTOR direct 2005-03-01
RETIREMENT FINANCIAL SERVICES, INC. EVP/CHIEF OF SALES, CLIENT SERVICES AND MARKETING direct 2005-03-01
HAMILTON LANE ADVISORS LLC CHIEF OPERATIONS OFFICER direct 2007-01-01
ETF ASSOCIATES, LLC DIRECTOR direct 2008-02-01
HAMILTON LANE INC MANAGING MEMBER 03/01/2017 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
HAMILTON LANE ADVISORS LLC MEMBER direct 2017-03-01
HAMILTON LANE ADVISORS LLC MANAGING MEMBER direct 2017-03-01
SHAW, FREDERICK, WARD CHARLTON CHIEF COMPLIANCE OFFICER 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
HAMILTON LANE ADVISORS LLC CHIEF COMPLIANCE OFFICER direct 2017-04-01
NATSOURCE ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2008-03-01
GAVALIS, LYDIA GENERAL COUNSEL 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
HAMILTON LANE ADVISORS LLC GENERAL COUNSEL direct 2017-04-01
SEI PRIVATE TRUST COMPANY GENERAL COUNSEL direct 2004-03-01
ROGERS, HARTLEY, RAYMOND MEMBER HRHLA, LLC 12/01/2003 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ARIES ADVISORS LLC MEMBER direct 2001-01-01
HAMILTON LANE RICHCOURT ADVISORS LLC 100% OWNER indirect 2003-12-01
HAMILTON LANE ADVISORS LLC MEMBER indirect 2003-12-01
HAMILTON LANE NEW YORK LLC 99% OWNER indirect 2003-12-01
HAMILTON LANE ADVISORS LLC CHAIRMAN direct 2003-12-01
DLJ MERCHANT BANKING III INC MANAGING DIRECTOR direct 2001-01-01 2002-03-28
DLJ GROWTH CAPITAL, INC. MANAGING DIRECTOR direct 2001-07-01 2002-03-28
CREDIT SUISSE BOSTON ADVISORY PARTNERS LLC MANAGING DIRECTOR direct 1997-11-01 2003-03-28
HAMILTON LANE ADVISORS LLC 99% OWNER indirect 2003-12-01 2004-03-29
HAMILTON LANE ADVISORS LLC VICE CHAIRMAN AND DIRECTOR direct 2003-12-01 2004-03-29
HAMILTON LANE ADVISORS LLC 100% OWNER indirect 2003-12-01 2011-06-28
HAMILTON LANE ADVISORS LLC CHAIRMAN AND DIRECTOR direct 2003-12-01 2017-05-02
HRHLA, LLC MEMBER HLA INVESTMENTS, LLC 12/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HAMILTON LANE NEW YORK LLC 35% OWNER indirect 2003-12-01
HAMILTON LANE ADVISORS LLC 35% OWNER indirect 2003-12-01
HAMILTON LANE ADVISORS LLC MEMBER indirect 2003-12-01
HAMILTON LANE ADVISORS LLC 34.72% OWNER indirect 2003-12-01
HAMILTON LANE RICHCOURT ADVISORS LLC 35% OWNER indirect 2003-12-01
GIANNINI, MARIO, LUCIO SHAREHOLDER HAMILTON LANE ADVISORS, INC. 04/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HAMILTON LANE ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 1994-07-01
HAMILTON LANE ADVISORS LLC SHAREHOLDER indirect 2006-04-01
HAMILTON LANE ADVISORS LLC CHIEF OPERATING OFFICER AND DIRECTOR direct 1994-07-01 2002-03-14
HAMILTON LANE NEW YORK LLC CHIEF OPERATING OFFICER OF HAMILTON LANE ADVISORS, LLC direct 1994-07-01 2002-03-15
HAMILTON LANE NEW YORK LLC CHIEF EXECUTIVE OFFICER OF HAMILTON LANE ADVISORS, LLC direct 1994-07-01 2003-03-13
HAMILTON LANE ADVISORS LLC 74.9% OWNER indirect 2006-04-01 2007-03-20
HAMILTON LANE ADVISORS LLC 100% OWNER indirect 2006-04-01 2011-06-28
HAMILTON LANE ADVISORS LLC CHIEF EXECUTIVE OFFICER AND DIRECTOR direct 1994-07-01 2017-05-02
HARTLEY ROGERS 2008 GRAT MEMBER HRHLA, LLC 12/01/2008 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
TYREE, DAVID W. PRESIDENT direct 1991-04-01
INVESTEC PMG CAPITAL MANAGING DIRECTOR/TREASURER/CHIEF COMPLIANCE OFFICER direct 1995-10-01
JAYHAWK PRIVATE EQUITY GP, L.P. MANAGING MEMBER indirect 1995-10-01
WHITEGATE INVESTMENT COUNSELORS INC SHAREHOLDER direct 1998-07-01
JGE CAPITAL MANAGEMENT, LLC TRUST indirect 1995-10-01
TAYLOR, COTTRILL, ERICKSON AND ASSOCIATES, INC. SHAREHOLDER indirect 1998-07-01
PENSION PORTFOLIO ADVISORS INC. N/A direct 1995-11-01
CORRELL CO. INVESTMENT SERVICES CORP. SHAREHOLDER direct 1995-11-01
BONNIE WUSZ & ASSOCIATES, INC. OWNER direct 1991-06-01
CORNERSTONE ADVISORS, LLC OWNER indirect 1982-08-01
MOSBY LINCOLN LC MEMBER MANAGER direct 1995-12-01
CAROL GRANT DESMOND OWNER direct 1982-12-01
HHH INVESTMENT INC PRESIDENT direct 1995-12-01
VAN BERKOM AND ASSOCIATES INC. PRESIDENT AND CHIEF EXECUTIVE OFFICER indirect 1991-07-01
SIFE DIRECTOR/OWNER direct 1995-12-01
AMERVEST COMPANY, INC. CCO / MANAGING DIRECTOR direct 1983-01-01
KAUFMAN BROS., L.P. LP direct 1995-12-01
SIRIUS PARTNERS, L.P. SHAREHOLDER indirect 1983-01-01
OVERLOOK INVESTMENTS L.P. GENERAL PARTNER direct 1995-12-01
FINANCIAL ADVISORY SERVICE INC SHAREHOLDER direct 1983-02-01
RIGGS SECURITIES INC. SHAREHOLDER indirect 1991-09-01
P. R. HERZIG & CO. INC. BOARD OF DIRECTORS direct 1995-12-01
P. R. HERZIG & CO. INC. SHAREHOLDER direct 1995-12-01
GREENLEAF ASSET MANAGEMENT INC PRESIDENT direct 1991-10-01
P. R. HERZIG & CO. INC. TRUSTEE OF 2 TRUSTS indirect 1995-12-01
OWNERSHIP ADVISORS, INC. PRESIDENT direct 1998-09-01
HOLT VALUE ASSOCIATES LP PRESIDENT indirect 1991-11-01
RANSON CAPITAL CORPORATION VP SEC. direct 1996-01-01
THE HOLLISTER ASSET MANAGEMENT CO, G.P. GENERAL PARTNER direct 1998-09-01
HOLT VALUE ASSOCIATES LP PRESIDENT indirect 1991-11-01
THE BAKER GROUP, LP VICE PRES/MANAGING DIRECTOR direct 1998-09-01
SOMERS ASSET MANAGEMENT INCORPORATED PRESIDENT direct 1991-11-01
OLYMPUS ADVISORS, LLC MEMBER direct 1996-01-01
FINANCIAL ADVISORY SERVICE INC SHAREHOLDER direct 1996-02-01
ACCESS FINANCIAL GROUP, INC. OWNER direct 1996-02-01
MCELWAIN ROBERT JOHN PRESIDENT direct 1983-10-01
CAVALRY BANKING TRUST OFFICER/ SVP direct 1992-01-01
MIDWEST CAPITAL MANAGEMENT, INC. PRESIDENT direct 1996-03-01
CHAPLIN-MULLAUGH, INCORPORATED CORPORATE SECRETARY direct 1996-03-01
HAMMER ASSET MANAGEMENT LLC TRUSTEE indirect 1998-10-01
HAMMER ASSET MANAGEMENT LLC TRUSTEE direct 1998-10-01
JGE CAPITAL MANAGEMENT, LLC MEMBER direct 1996-04-01
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED TRUSTEE indirect 1984-05-01
RYDER STILWELL INVESTMENT ADVISORS INC MAJORITY OWNER indirect 1992-04-01
CITY SECURITIES CORPORATION DIRECTOR direct 1998-11-01
FINANCIAL ADVISORY SERVICE INC JAMES G. DUSSOLD, TRUSTEE direct 1996-05-01
LM ADVISORS INC PRESIDENT direct 1984-07-01
DAWSON RUSSELL INC. PRESIDENT direct 1992-05-01
THE JENTNER CORPORATION OWNER direct 1984-10-01
CAVALRY BANKING TRUST OFFICER direct 1992-05-01
SANDER CAPITAL ADVISORS DIRECTOR, VICE PRESIDENT AND SECRETARY direct 1985-01-01
THE BAKER GROUP, LP CHAIRMAN AND PRESIDENT direct 1992-05-01
THE BAKER GROUP, LP VICE PRES/MANAGING DIRECTOR direct 1992-05-01
NORTHWEST FINANCIAL PLANNING CORP SHAREHOLDER direct 1992-07-01
WEXFORD CLEARING SERVICES CORPORATION SENIOR VICE PRESIDENT- CROP direct 1996-07-01
AMERICAN SUPERIOR CO TRUST direct 1996-07-01
ROOSEVELT INVESTMENT GROUP INC CHAIRMAN direct 1992-07-01
PCJ INVESTMENT COUNSEL LTD. PARTNERSHIP direct 1996-07-01
EIDELMAN FINGER HARRIS & CO PRESIDENT direct 1985-06-01
ROOSEVELT INVESTMENT GROUP INC SEC-TREASURER MANAGING DIR direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC VP INVESTMENTS direct 1992-07-01
DRV GROUP INC PRESIDENT direct 1996-08-01
ROOSEVELT INVESTMENT GROUP INC CEO direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC PRESIDENT direct 1992-07-01
THE BAKER GROUP, LP VICE PRES/MANAGING DIRECTOR direct 1996-08-01
RONALD OLSON, INC. STOCK HOLDER direct 1992-07-01
PERFORMANCE ENHANCEMENT TECHNOLOGIES LTD PRESIDENT/CIO direct 1985-12-01
FINANCIAL MANAGEMENT ADVISORS INC SHAREHOLDER indirect 1985-12-01
PINKERTON RETIREMENT SPECIALISTS, LLC OWNER indirect 1996-09-01
PINKERTON RETIREMENT SPECIALISTS, LLC OWNER indirect 1996-09-01
CAPITAL BUILDERS ADVISORY SERVICES INC SHAREHOLDER direct 1986-01-01
STANFORD ADVISORY GROUP, LLC CEO/CIO direct 1992-10-01
UNIVERSAL FINANCIAL SERVICES INC. DIRECTOR direct 1986-02-01
UNIVERSAL FINANCIAL SERVICES INC. CEO indirect 1986-02-01
HOLBEIN ASSOCIATES, INC. SECRETARY direct 1986-03-01
HOOPER R B & CO INC PRESIDENT direct 1992-11-01
CHARLES FISH INVESTMENTS, INC. SHAREHOLDER direct 1996-10-01
HOOPER R B & CO INC VICE PRESIDENT direct 1992-11-01
ORION FINANCIAL SERVICES, LLC SHAREHOLDER indirect 1996-11-01
HERRMANN & COOKE, INC. DIRECT OWNER direct 1986-03-01
MACEY-HOLLAND & CO., LLC MANAGING MEMBER direct 1996-12-01
GREIG ASSOCIATES INC SENIOR VICE PRESIDENT direct 1986-04-01
GREIG ASSOCIATES INC SECRETARY direct 1986-04-01
ALEXANDER & MUCKERMANN PARTNER direct 1986-04-01
HONISS ROBIN OWNER direct 1993-01-01
BAY ISLE FINANCIAL CORP PRESIDENT direct 1986-06-01
KINGSTON INVESTMENT COUNSEL INC VICE PRESIDENT & SECRETARY direct 1993-01-01
BATCHELDER & PARTNERS, INC. OWNER direct 1997-01-01
BAY ISLE FINANCIAL CORP CHIEF INVESTMENT OFFICER direct 1986-06-01
PEKIN SINGER STRAUSS ASSET MANAGEMENT INC. SHAREHOLDER direct 1993-01-01
NEUMEIER INVESTMENT COUNSEL LLC MEMBER direct 1997-01-01
INTEGRATED FINANCIAL PLANNING SERVICES PRESIDENT direct 1986-06-01
MANAGED ACCOUNT SERVICES INC SHAREHOLDER direct 1993-01-01
FINANCIAL ADVISORY SERVICE INC MAX W. GREER, JR., TRUSTEE direct 1986-08-01
MCCORMICK CAPITAL MANAGEMENT PRESIDENT direct 1986-09-01
HAROLD W. DANCE INC. S-CORP SHAREHOLDER, 16% direct 1993-04-01
ROSEMOUNT CAPITAL LIMITED TRUSTEE indirect 1997-01-01
FREMONT REALTY CAPITAL, L.P. SHAREHOLDER indirect 1997-02-01
SAUNDERS RETIREMENT ADVISORS, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1993-04-01
JUNDT ASSOCIATES INC TRUSTEE direct 1997-03-01
PREMIERETRADE SECURITIES, INC. TRUSTEE OF DICKS FAMILY TRUST direct 1993-05-01
FIDELITY FINANCIAL GROUP, INC. DIRECTOR direct 1987-02-01
SENA WELLER ROHS WILLIAMS INC. SENIOR VP direct 1993-06-01
SENA WELLER ROHS WILLIAMS INC. EXECUTIVE VP direct 1993-06-01
SAGE, RUTTY & CO., INC. SHAREHOLDER direct 1987-02-01
CONTEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 1993-06-01
CONTEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 1993-06-01
OSTERWEIS CAPITAL MANAGEMENT LLC MEMBER direct 1997-03-01
CONTEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 1993-06-01
JOHN MOORE & ASSOCIATES INC SHAREHOLDER direct 1997-03-01
CHURCHILL MANAGEMENT CORP SHAREHOLDER direct 1987-07-01
THE PORTOLA GROUP INC SHAREHOLDER direct 1987-08-01
MAHLER & EMERSON INC. SHAREHOLDER direct 1993-07-01
FFR ADVISORY LLC TRUSTEE indirect 1997-03-01
ARGOS INVESTMENT ADVISORS, LLC MEMBER indirect 1993-07-01
S.A.I. CAPITAL MANAGEMENT, LLC TRUSTEE indirect 1997-03-01
SOCHET & COMPANY, INC. PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1987-08-01
ARNERICH MASSENA, INC. SHAREHOLDER direct 1993-07-01
THE PORTOLA GROUP INC SHAREHOLDER indirect 1987-08-01
BACK BAY ADVISORS GENERAL PARTNER direct 1993-09-01
SENTINEL ADVISORS LLC MEMBER direct 1997-04-01
CALTON & ASSOCIATES, INC. PRESIDENT - DIRECTOR direct 1987-09-01
VAN DEVENTER & HOCH VDH SHAREHOLDER direct 1993-10-01
LEE KRASNER GROUP LTD PRESIDENT/TREASURER direct 1993-10-01
REGISTER & AKERS INVESTMENTS, INC. PRINCIPAL direct 1997-04-01
UNITED AMERICAN SECURITIES, INC. SHAREHOLDER direct 1987-10-01
TAYLOR STEPHENS INC GENERAL PARTNER indirect 1993-12-01
WAYZATA CAPITAL MANAGEMENT, INC. SHAREHOLDER direct 1997-05-01
SOUND FINANCIAL STRATEGIES GROUP, INC. FOUNDING PARTNER/CFO/CCO direct 1993-12-01
UNITED AMERICAN SECURITIES, INC. SHAREHOLDER direct 1987-11-01
STEVEN A. NOROIAN & ASSOCIATES, INC. OWNER direct 1997-05-01
WELTON INVESTMENT CORPORATION SOLE SHAREHOLDER direct 1997-05-01
WELTON INVESTMENT CORPORATION SOLE SHAREHOLDER indirect 1997-05-01
OSTERWEIS CAPITAL MANAGEMENT INC SHAREHOLDER direct 1994-01-01
WELTON FUND ADVISORS LLC SOLE SHAREHOLDER indirect 1997-05-01
WELTON INVESTMENT PARTNERS LLC SOLE SHAREHOLDER indirect 1997-05-01
TRENDSTAT CAPITAL MANAGEMENT INC. NO TITLE direct 1997-06-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC. VICE PRESIDENT direct 1987-12-01
MACSHANE CAPITAL MANAGEMENT CO INC PRESIDENT direct 1988-01-01
SAGE, RUTTY & CO., INC. SHAREHOLDER direct 1994-01-01
POPULAR SECURITIES, INC. DIRECTOR direct 1997-07-01
MARSDEN JOHN RICHARD JR OWNER direct 1994-01-01
KLOSTERMAN CAPITAL CORP TRUST direct 1997-07-01
MORGAN JESS S & CO INC TRUST direct 1997-07-01
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD PARTNERSHIP direct 1994-02-01
THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY SHAREHOLDER direct 1997-07-01
AUTUMN GLORY PARTNERS, LLC TRUSTEE indirect 1988-01-01
BAI BONDSBERATUNG GES.M.B.H. SHAREHOLDER direct 1994-03-01
BAI BONDSBERATUNG GES.M.B.H. SHAREHOLDER indirect 1994-03-01
JONES COMMODITIES, INC. SHAREHOLDER direct 1997-08-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC. PRESIDENT direct 1988-03-01
ADVISORS PENSION SERVICES AGENCY INC PRESIDENT direct 1988-04-01
CATHOLIC FINANCIAL SERVICES CORP VICE PRESIDENT, DIRECTOR direct 1994-06-01
GRAHAM CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 1994-06-01
KLAFF REALTY, LP OWNER indirect 1988-06-01
HELLMAN & FRIEDMAN ASSOCIATES III LP SHAREHOLDER indirect 1994-07-01
H&F INVESTORS III SHAREHOLDER indirect 1994-07-01
FIRST WESTERN ADVISORS PRESIDENT / DIRECTOR direct 1997-10-01
STEPHEN JONES CAPITAL MANAGEMENT, INC. 90% SHAREHOLDER direct 1997-11-01
HUTCHINSON/IFRAH FINANCIAL SERVICES, INC. CHAIRMAN & PRESIDENT direct 1988-08-01
SOUTH OCEAN MANAGEMENT LIMITED SHAREHOLDER direct 1994-09-01
JONES VILLALTA ASSET MANAGEMENT, LLC 90% SHAREHOLDER OF STEPHEN JONES CAPITAL MANAGEMENT, INC. indirect 1997-11-01
THE HOLLISTER ASSET MANAGEMENT CO, G.P. GENERAL PARTNER direct 1994-09-01
GLOBALVEST MANAGEMENT CO LP ESTABLISHED direct 1994-10-01
TRIGRAN INVESTMENTS, INC. TRUSTEE indirect 1988-11-01
J.J.B. HILLIARD, W.L. LYONS, LLC NAMED FIDUCIARY indirect 1988-11-01
IHP CAPITAL PARTNERS SHAREHOLDER direct 1997-12-01
MCCORMICK CAPITAL MANAGEMENT SECRETARY, TREASURER direct 1988-12-01
KAPLAN & CO. SECURITIES INC. CEO direct 1994-10-01
EAST PACIFIC INVESTMENT CO INC PRESIDENT direct 1989-01-01
LARIMER CAPITAL CORP SECRETARY direct 1989-01-01
TIFFANY CAPITAL ADVISORS INC BOARD MEMBER direct 1998-01-01
KIT COLE INVESTMENT ADVISORY SERVICES SHAREHOLDER direct 1989-03-01
LOVELL INCORPORATED CORPORATE SECRETARY direct 1989-03-01
SAGE, RUTTY & CO., INC. DIRECTOR direct 1998-01-01
KURIYAMA & CO LLC MEMBER direct 1998-01-01
NEWPORT INVESTMENT ADVISORS INC CEO direct 1989-04-01
JULIUS BAER SECURITIES INC. FIRST VICE PRESIDENT direct 1994-12-01
SUMMIT PARTNERS V, L.P. LIMITED PARTNER direct 1998-01-01
TIFFANY CAPITAL ADVISORS INC PRESIDENT direct 1989-05-01
CWS CAPITAL PARTNERS LLC SHAREHOLDER direct 1998-01-01
THE BAUPOST GROUP, L.L.C. MEMBER direct 1998-01-01
BOBERSKI & CO PRESIDENT direct 1966-01-01
H&F ADMINISTRATION III LLC SHAREHOLDER indirect 1994-12-01
IWAMOTO, KONG & CO., INC. SHAREHOLDER direct 1998-01-01
HOLDEN TOLBERT & CO INC PRESIDENT direct 1967-05-01
H & F ADMINISTRATION IV LLC SHAREHOLDER indirect 1994-12-01
CWS CAPITAL PARTNERS LLC SHAREHOLDER / MANAGING MEMBER direct 1998-01-01
HOLDEN TOLBERT & CO INC SECRETARY, TREASURER direct 1967-05-01
BUSINESS SERVICES, INC. OWNER direct 1989-05-01
LEGACY PARTNERS INVESTMENT MANAGEMENT SERVICES,LLC MEMBER indirect 1968-06-01
FINANCIAL ADVISORY SERVICE INC DANIELLE G. MEIER AND JOHN A. MEIER, TRUSTEES direct 1998-01-01
PINNACLE ASSET MANAGEMENT, L.P. MEMBER indirect 1994-12-01
OTTAWA AVENUE PRIVATE CAPITAL, LLC SHAREHOLDER indirect 1994-12-01
HELLMAN & FRIEDMAN CAPITAL MANAGEMENT SHAREHOLDER indirect 1989-06-01
SANDPOINTE, LLC MEMBER indirect 1994-12-01
CAMBRIDGE EQUITY ADVISORS INC CHIEF EXECUTIVE OFFICER direct 1989-06-01
BRENTON INVESTMENTS, INC. SHAREHOLDER indirect 1995-01-01
HANSSET GLOBAL ADVISORS CO., LTD. SHAREHOLDER direct 1989-08-01
TRIAD INVESTMENT ADVISORS CORP PRESIDENT direct 1972-10-01
JOHNSTON, LEMON & CO. INC. CHAIRMAN direct 1973-10-01
VALU TRAC INVESTMENT MANAGEMENT LTD PARENT COMPANY direct 1989-10-01
ATLANTIC CAPITAL MANAGEMENT LTD PRESIDENT direct 1989-12-01
BJURMAN, BARRY & ASSOCIATES SHAREHOLDER A CLASS direct 1998-03-01
JOHNSTON, LEMON & CO. INC. CHAIRMAN indirect 1989-12-01
MYERSON VAN DEN BERG & CO TRUST OWNS ALL THE STOCK direct 1975-01-01
DE PRINCE, RACE & ZOLLO, INC. SHAREHOLDER direct 1998-03-01
STANLEY D J & CO INC PRESIDENT & CEO, CFO, COO, CLO,CCO direct 1976-05-01
POPULAR SECURITIES, INC. DIRECTOR direct 1995-05-01
SPECTRUM ASSET MANAGEMENT INC SHAREHOLDER direct 1990-01-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC. TREASURER direct 1977-06-01
BOULDER INVESTMENT ADVISERS LLC MEMBER indirect 1998-05-01
NOVARE CAPITAL MANAGEMENT MEMBER indirect 1995-05-01
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. TREASURER, FINOP direct 1978-08-01
BNY ASSOCIATES INCORPORATED DIRECTOR direct 1998-05-01
SAVINGS GROWERS, INC. PRESIDENT direct 1990-08-01
MOORS & CABOT INVESTOR SERVICES INC PARENT indirect 1978-08-01
SOUND CAPITAL MANAGEMENT INC MANAGING DIRECTOR direct 1995-06-01
FULLER & THALER ASSET MANAGEMENT INC SHAREHOLDER direct 1998-05-01
SULLIVAN,MORRISSEY & MICKLE CAPITAL MANAGEMENT CORP. CHAIRMAN, DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1978-08-01
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. VICE CHAIRMAN, DIRECTOR direct 1978-11-01
STAMPS, WOODSUM & CO. IV LIMITED PARTNER direct 1995-06-01
PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION SHAREHOLDER direct 1995-06-01
VALUE PARTNERS LTD SHAREHOLDER direct 1998-06-01
VALU-TRAC INVESTMENT RESEARCH LIMITED OWNER direct 1998-06-01
CORRELL CO. INVESTMENT SERVICES CORP. SECRETARY direct 1995-07-01
PRIVATE PORTFOLIO OF SAN DIEGO, INC. VICE PRESIDENT direct 1998-06-01
BERKELEY CAPITAL ADVISERS, LLC TRUSTEE indirect 1991-01-01
GREIG ASSOCIATES INC VICE PRESIDENT direct 1998-07-01
PCJ INVESTMENT COUNSEL LTD. PARTNERSHIP direct 1995-07-01
RWT INVESTMENT ADVISERS, INC. 100% SHAREHOLDER direct 1998-07-01
NOBLE PARTNERS, L.P. SHAREHOLDER indirect 1991-03-01
POPULAR SECURITIES, INC. DIRECTOR direct 1995-08-01
KELLNER, DILEO & CO., L.P. LIMITED PARTNER direct 1998-07-01
W R MAHOOD ASSET MANAGEMENT, INC. PRESIDENT direct 1991-04-01
NBC SECURITIES, INC. VICE PRESIDENT direct 1995-08-01
BURNEY CO CHAIRMAN direct 1981-04-01
FARALDI & PORRO INC PRESIDENT direct 1981-06-01
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 1988-08-01 2000-11-09
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 1995-03-01 2000-11-09
FSC SECURITIES CORPORATION DIRECTOR/CHAIRMAN direct 1997-10-01 2000-12-15
J. BUSH & CO., INCORPORATED DIRECTOR direct 1970-09-01 2001-01-29
J. BUSH & CO., INCORPORATED EXECUTIVE VICE PRESIDENT direct 1998-03-01 2001-01-29
CHASE INVESTMENT SERVICES CORP. DIRECTOR direct 1998-09-01 2001-01-30
RASKOB KAMBOURIAN FINANCIAL ADVISORS LTD TREAURER direct 1992-02-01 2001-01-30
MACK INVESTMENT SECURITIES, INC. TRUSTEE IS PRESIDENT direct 1986-01-01 2001-01-30
FORUM SECURITIES, INC. SHAREHOLDER indirect 1990-07-01 2001-01-30
FORUM SECURITIES, INC. VICE PRESIDENT/CFO direct 1991-03-01 2001-01-30
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1998-08-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1992-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO PRESIDENT/DIRECTOR direct 1992-02-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1984-04-01 2001-01-31
COUNTRY CAPITAL MANAGEMENT COMPANY SENIOR VP MARKETING direct 1996-10-01 2001-01-31
MOODY ALDRICH & SULLIVAN LLC NON MEMBER indirect 1992-12-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1987-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1987-02-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1994-01-01 2001-01-31
MOODY ALDRICH & SULLIVAN LLC NON MEMBER indirect 1988-06-01 2001-01-31
MOODY ALDRICH & SULLIVAN LLC NON MEMBER indirect 1988-06-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1997-11-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR CHAIRMAN OF BOARD direct 1998-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO CH.BD./DIR/CEO direct 1998-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1990-01-01 2001-01-31
JULIUS BAER SECURITIES INC. CHAIRMAN direct 1998-04-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SHAREHOLDER indirect 1980-05-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1998-07-01 2001-01-31
CENTURION CAPITAL MANAGEMENT CORP BENEFICIAL OWNER OF CCGI, COMMON indirect 1997-12-01 2001-02-01
ESSEX LLC SECRETARY direct 1933-01-01 2001-02-23
HARTFORD INVESTMENT FINANCIAL SERVICES COMPANY SENIOR VICE PRESIDENT & DIRECTOR- INVESTMENTS & DIRECTOR direct 1996-12-01 2001-02-28
COMMONWEALTH ADVISORS INC VICE PRESIDENT direct 1997-02-01 2001-02-28
LINDNER ASSET MANAGEMENT INC SHAREHOLDER direct 1997-03-01 2001-02-28
MBIA CAPITAL MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 1998-02-01 2001-02-28
COMMONWEALTH ADVISORS INC SECRETARY direct 1991-04-01 2001-02-28
ORLEANS CAPITAL MANAGEMENT CORP PRESIDENT, DIRECT OWNER-COMMON & DIRECTOR direct 1991-07-01 2001-03-01
MONTICELLO ASSOCIATES INC PRESIDENT direct 1992-07-01 2001-03-01
MONTICELLO ASSOCIATES INC TREASURER direct 1992-07-01 2001-03-01
WCM INVESTMENT MANAGEMENT VP direct 1995-06-01 2001-03-01
THE ROBINSON-HUMPHREY COMPANY, LLC SENIOR MANAGING DIRECTOR AND DIRECTOR direct 1998-05-01 2001-03-13
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1998-10-01 2001-03-15
PRINCOR FINANCIAL SERVICES CORPORATION SENIOR VICE PRESIDENT direct 1998-01-01 2001-03-15
DIVERSIFIED INVESTMENT ADVISORS INC DIRECTOR, TREASURER & CHIEF FINANCIAL OFFICER direct 1992-10-01 2001-03-16
BERGER & ASSOCIATES LLC MANAGER & 50% OWNER direct 1997-04-01 2001-03-16
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1991-06-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1996-07-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. CHAIRMAN direct 1986-04-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. SECRETARY direct 1986-04-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1986-04-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1994-10-01 2001-03-20
TREECE INVESTMENT ADVISORY CORP PRESIDENT, DIRECTOR, SECT, TREASURER direct 1979-08-01 2001-03-23
ASSET MANAGEMENT ADVISORS, LLC EXECUTIVE MANAGER direct 1996-06-01 2001-03-26
COMMERCE CAPITAL MARKETS, INC. EXECUTIVE VICE PRESIDENT direct 1977-03-01 2001-03-26
COMMERCE CAPITAL MARKETS, INC. MANAGING DIRECTOR direct 1977-09-01 2001-03-26
AMERVEST CO INC MANAGING DIRECTOR direct 1993-01-01 2001-03-27
VESTRUST SECURITIES L.P. SHAREHOLDER direct 1997-01-01 2001-03-29
PMG CAPITAL CORP. PRESIDENT direct 1986-12-01 2001-03-29
FIRST WESTERN ADVISORS VICE PRESIDENT/SECRETARY direct 1997-10-01 2001-03-29
FIRST WESTERN ADVISORS DIRECTOR direct 1997-10-01 2001-03-29
PMG CAPITAL CORP. VICE PRESIDENT ADMIN. direct 1995-04-01 2001-03-29
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1995-10-01 2001-03-29
PROEQUITIES INC DIRECTOR direct 1997-01-01 2001-03-30
KAHN BROTHERS & CO. INC. STOCKHOLDER, DIRECTOR direct 1978-07-01 2001-03-30
PROVIDENT NATIONAL ASSURANCE COMPANY DIRECTOR, EXECUTIVE VICE PRESIDENT - FINANCE direct 1997-11-01 2001-04-02
PROVIDENT NATIONAL ASSURANCE COMPANY VICE PRESIDENT AND SECRETARY direct 1997-11-01 2001-04-02
PROVIDENT NATIONAL ASSURANCE COMPANY DIRECTOR direct 1995-10-01 2001-04-02
RICHARD O. JONES PRESIDENT/CEO indirect 1993-07-01 2001-04-06
RICHARD O. JONES SHAREHOLDER direct 1993-12-01 2001-04-06
CENTURION TRUST COMPANY SHAREHOLDER indirect 1997-12-01 2001-04-12
TOWER SQUARE SECURITIES, INC. VICE PRESIDENT direct 1998-09-01 2001-04-19
ORION FINANCIAL SERVICES, LLC MEMB ER OF LLC direct 1997-08-01 2001-04-20
THE ADVISORS GROUP, INC. CHAIRMAN OF BOARD OF DIRECTORS direct 1988-08-01 2001-04-26
CONCOURSE CAPITAL CORPORATION DIRECTOR direct 1991-08-01 2001-04-27
TIMING STRATEGIES CORP PRESIDENT direct 1982-05-01 2001-04-30
CANTERBURY CAPITAL SERVICES, INC. SECRETARY direct 1995-11-01 2001-04-30
MILLAR ROBERT PETER WHARTON COMPLIANCE OFFICER direct 1995-12-01 2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD COMPLIANCE OFFICER direct 1995-12-01 2001-04-30
CMS INVESTMENT RESOURCES, INC. VICE PRESIDENT, GENERAL COUNSEL direct 1986-06-01 2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD NON-EXECUTIVE DIRECTOR direct 1994-10-01 2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD CHIEF EXECUTIVE direct 1989-10-01 2001-04-30
SUNTRUST EQUITABLE SECURITIES CORPORATION CROP direct 1990-07-01 2001-05-03
TITAN INVESTMENT ADVISORS LLC PARTNER direct 1996-05-01 2001-05-15
SOVEREIGN HOLDINGS LLC PRESIDENT direct 1997-01-01 2001-05-16
SOVEREIGN HOLDINGS LLC ADMINISTRATIVE PARTNER direct 1997-01-01 2001-05-16
ROBOTTI & COMPANY, INCORPORATED DIRECTOR & STOCKHOLDER direct 1983-08-01 2001-05-24
ROGGE GLOBAL PARTNERS PLC 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT UK HOLDINGS LIMITED direct 1996-09-01 2001-05-24
ROBOTTI & COMPANY, INCORPORATED STOCKHOLDER direct 1987-09-01 2001-05-24
ROBOTTI & COMPANY, INCORPORATED SROP, ROP direct 1997-09-01 2001-05-24
ROBOTTI & COMPANY, INCORPORATED SROP, ROP direct 1994-05-01 2001-05-24
CANYON CAPITAL REALTY ADVISORS LLC MEMBER direct 1998-05-01 2001-06-12
THE ROBINSON-HUMPHREY COMPANY, LLC EXECUTIVE VICE PRESIDENT AND DIRECTOR direct 1997-05-01 2001-06-20
SPELMAN & CO., INC. DIRECTOR direct 1998-04-01 2001-06-20
THE MILLER FINANCIAL GROUP, INC. SHAREHOLDER indirect 1992-04-01 2001-06-25
A. G. EDWARDS & SONS, INC. DIRECTOR OF HOLDING COMPANY direct 1997-06-01 2001-06-26
COORDINATED ASSET PLANNING CO INC CHEIF OPERATIONS OFFICER direct 1989-05-01 2001-07-30
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1995-06-01 2001-07-30
KEENE & ASSOCIATES, INC. PRESIDENT direct 1994-09-01 2001-08-09
WILLIAMS C R INC MANAGING DIRECTOR direct 1994-06-01 2001-08-15
WILLIAMS C R INC PRESIDENT direct 1994-08-01 2001-08-15
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER EXECUTIVE VICE PRESIDENT, DIRECTOR OF UPG direct 1987-08-01 2001-08-21
ST. BERNARD FINANCIAL SERVICES, INC. SHAREHOLDER direct 1994-03-01 2001-08-28
MEMORIAL INVESTMENT ADVISORS INC VP AND CIO direct 1998-09-01 2001-09-25
SYMMETRIC INVESTMENTS, INC. 5% + SHAREHOLDER direct 1992-12-01 2001-09-26
ALLIANCE ADVISORY & SECURITIES, INC. PRESIDENT indirect 1987-07-01 2001-09-27
PMG CAPITAL CORP. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 1986-12-01 2001-10-01
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1987-06-01 2001-10-01
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1993-12-01 2001-10-01
PMG CAPITAL CORP. MANAGING DIRECTOR AND TREASURER direct 1995-10-01 2001-10-01
SMITH SHELLNUT WILSON LLC PRINCIPAL direct 1998-08-01 2001-10-22
SMITH SHELLNUT WILSON LLC PRINCIPAL direct 1995-06-01 2001-10-22
SALOMON SMITH BARNEY INC. CHAIRMAN & CEO - SMITH BARNEY ASSET MANAGEMENT direct 1997-08-01 2001-10-24
SALOMON SMITH BARNEY INC. MANAGING DIRECTOR - SALOMON SMITH BARNEY, CHIEF INVESTMENT OFFICER - SMITH BARNEY ASSET MANAGEMENT direct 1997-08-01 2001-10-24
SALOMON SMITH BARNEY INC. GENERAL COUNSEL - SMITH BARNEY ASSET MANAGEMENT, MANAGING DIRECTOR - SALOMON SMITH BARNEY INC. direct 1995-07-01 2001-10-24
CSFBDIRECT, INC. DIRECTOR/CCO/CROP/SROP direct 1996-08-01 2001-10-26
STEPHENS INC. SHAREHOLDER PREFERRED B indirect 1990-12-01 2001-10-31
STEPHENS INC. SHAREHOLDER COMMON A indirect 1990-12-01 2001-10-31
CBNY INVESTMENT SERVICES CORP. SHAREHOLDER indirect 1988-03-01 2001-11-01
FINARC LLC SPOUSE direct 1996-10-01 2001-11-29
THE MILLER FINANCIAL GROUP, INC. SHAREHOLDER indirect 1992-04-01 2001-11-30
CJ CAPITAL MANAGEMENT LLC PRESIDENT direct 1998-08-01 2001-12-07
ARNHOLD AND S. BLEICHROEDER, INC. CO-CHAIRMAN OF THE BOARD direct 1994-01-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. CO-PRESIDENT, SECRETARY & DIRECTOR direct 1994-01-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. CO-PRESIDENT AND DIRECTOR direct 1994-01-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT , SROP/CROP direct 1994-04-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. STOCKHOLDER direct 1946-07-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 1978-06-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT, TREASURER & DIRECTOR direct 1990-11-01 2001-12-10
TRENDLINE RESEARCH & MANAGEMENT CORP DIRECTOR, VICE-PRESIDENT, SECRETARY/TREASURER direct 1988-03-01 2001-12-12
TRENDLINE RESEARCH & MANAGEMENT CORP DIRECTOR, PRESIDENT direct 1988-03-01 2001-12-12
TREVOR STEWART BURTON & JACOBSEN INC STOCKHOLDER direct 1995-04-01 2001-12-18
COUNTRY CAPITAL MANAGEMENT COMPANY VP INFO SYSTEMS direct 1996-10-01 2001-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY CORPORATE CONTROLLER direct 1997-03-01 2001-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY VP COMMUNICATIONS & HUMAN RESOURCES direct 1989-10-01 2001-12-20
THURLOW CAPITAL MANAGEMENT, INC. PRESIDENT direct 1997-04-01 2002-01-03
THURLOW CAPITAL MANAGEMENT, INC. VICE-PRESIDENT direct 1997-04-01 2002-01-03
CENTURION HINDS INVESTMENT MANAGEMENT CORP SHAREHOLDER OF CENTURION CAPITAL GROUP INC. indirect 1997-12-01 2002-01-17
NORTHERN TRUST SECURITIES, INC. DIRECTOR direct 1997-01-01 2002-01-23
CATHOLIC FINANCIAL SERVICES CORP CHAIRMAN, DIRECTOR direct 1994-06-01 2002-01-23
CATHOLIC FINANCIAL SERVICES CORP DIRECTOR direct 1994-06-01 2002-01-23
CSFBDIRECT, INC. DIRECTOR OF COMPLIANCE/CCO/CROP/SROP direct 1996-08-01 2002-01-25
PRINCOR FINANCIAL SERVICES CORPORATION DIRECTOR direct 1998-01-01 2002-01-25
SUCCESSFUL RESOURCES MANAGEMENT LTD VICE PRESIDENT direct 1996-06-01 2002-02-05
COORDINATED ASSET PLANNING CO INC PRESIDENT direct 1984-01-01 2002-02-13
FERGUSON INVESTMENT CONSULTANTS INC PRESIDENT direct 1988-06-01 2002-02-13
COORDINATED ASSET PLANNING CO INC CHIEF OPERATIONS OFFICER direct 1989-05-01 2002-02-13
MCCORMACK ADVISORS INTERNATIONAL LLC S indirect 1973-12-01 2002-03-11
AMERICAN INVESTMENT SERVICES INC TREASURER & SECRETARY direct 1988-12-01 2002-03-15
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER direct 1983-03-01 2002-03-19
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER direct 1985-03-01 2002-03-19
PARNASSUS INVESTMENTS DIRECTOR direct 1984-06-01 2002-03-22
AMR INVESTMENT SERVICES, INC SECRETARY direct 1988-01-01 2002-03-25
MCCORMICK CAPITAL MANAGEMENT V.P. OPERATIONS direct 1996-04-01 2002-03-26
MCCORMICK CAPITAL MANAGEMENT V.P. FIXED INCOME direct 1993-03-01 2002-03-26
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD SHAREHOLDER direct 1995-01-01 2002-03-26
CITISTREET ADVISORS LLC VICE PRESIDENT, TREASURER, FINOP direct 1991-05-01 2002-03-27
LORD ANDREW CHARLES SOLE PROPRIETOR direct 1984-01-01 2002-03-27
GLEN RAUCH SECURITIES, INC. SECRETARY/DIRECTOR direct 1986-02-01 2002-03-27
NATIONWIDE ADVISORY SERVICES, INC. DIRECTOR direct 1998-04-01 2002-03-27
GUARDIAN CAPITAL ADVISORS INC V.P., COMPLIANCE & SECRETARY direct 1998-11-01 2002-03-28
INSTITUTIONAL SECURITIES CORPORATION SECRETARY direct 1996-05-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1985-11-01 2002-03-28
FORUM SECURITIES, INC. DIRECTOR direct 1992-08-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1988-02-01 2002-03-28
FORUM SECURITIES, INC. EXECUTIVE VICE PRESIDENT direct 1989-01-01 2002-03-28
FORUM SECURITIES, INC. DIRECTOR direct 1989-02-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1994-11-01 2002-03-28
FORUM SECURITIES, INC. SECRETARY direct 1989-06-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1995-04-01 2002-03-28
VALUE PARTNERS LTD NON-EXECUTIVE DIRECTOR direct 1998-06-01 2002-03-28
FORUM SECURITIES, INC. PRESIDENT/TREASURER/DIRECTOR/SROP/CROP direct 1991-02-01 2002-03-28
FORUM SECURITIES, INC. SENIOR VICE PRESIDENT/CFO direct 1991-03-01 2002-03-28
EPG INC SENIOR VICE PRESIDENT direct 1998-01-01 2002-04-01
JMG CAPITAL MANAGEMENT, LLC N/A indirect 1998-04-01 2002-04-01
STIFEL, NICOLAUS & COMPANY, INCORPORATED SHAREHOLDER direct 1996-06-01 2002-04-02
WARNER GROUP, INC. VICE PRESIDENT, DIRECTOR, SHAREHOLDER direct 1996-05-01 2002-04-03
TACTICAL ALLOCATION SERVICES LLC TRUST direct 1996-04-01 2002-04-04
BRENTON INVESTMENTS, INC. SHAREHOLDER indirect 1995-01-01 2002-04-17
MUHLENKAMP & CO INC SHAREHOLDER direct 1983-02-01 2002-04-22
DIVERSIFIED INVESTMENT ADVISORS INC DIRECTOR & PRESIDENT direct 1992-10-01 2002-04-30
LINDNER CAPITAL MANAGEMENT, LLC 52% SHAREHOLDER indirect 1997-03-01 2002-04-30
DIVERSIFIED INVESTMENT ADVISORS INC SECRETARY direct 1994-01-01 2002-04-30
CHAPEL HILL CAPITAL MANAGEMENT INC PRESIDENT direct 1997-12-01 2002-05-03
ARISTA INVESTMENT ADVISORS, LTD. VICE-PRESIDENT direct 1996-04-01 2002-05-06
PINNACLE FUND MANAGEMENT LLC NONE direct 1997-03-01 2002-05-06
ARISTA INVESTMENT ADVISORS, LTD. PRESIDENT direct 1988-11-01 2002-05-06
ARISTA INVESTMENT ADVISORS, LTD. SECRETARY direct 1988-11-01 2002-05-06
SUCCESSFUL MONEY STRATEGIES INC CHIEF INVESTMENT OFFICER direct 1993-03-01 2002-05-07
WESTBOURNE INVESTMENTS, INC. BENEFICIAL OWNER direct 1997-09-01 2002-05-14
WESTBOURNE INVESTMENTS, INC. BENEFICIAL OWNER direct 1997-12-01 2002-05-14
PLANNERS FINANCIAL SERVICES, INC. BOARD MEMBER direct 1984-03-01 2002-05-24
PACIFIC CAPITAL PLANNING COMPANY OWNER direct 1997-09-01 2002-05-24
A. G. EDWARDS & SONS, INC. DIRECTOR, SENIOR VICE PRESIDENT, ASSISTANT SECRETARY direct 1998-03-01 2002-05-31
R.V. KUHNS & ASSOCIATES, INC. TREASURER indirect 1986-01-01 2002-06-25
FIRST ALLIED SECURITIES, INC. SHAREHOLDER indirect 1994-10-01 2002-07-22
TRUSTED SECURITIES ADVISORS CORP. CHAIRMAN AND DIRECTOR direct 1998-08-01 2002-07-24
AMERICAN GENERAL FINANCIAL ADVISORS, INC. ASSISTANT TREASURER direct 1998-08-01 2002-08-29
EQUITY ANALYSTS INC. SHAREHOLDER direct 1998-09-01 2002-09-20
THE MILLER FINANCIAL GROUP, INC. SHAREHOLDER indirect 1992-04-01 2002-09-23
1717 CAPITAL MANAGEMENT COMPANY DIRECTOR direct 1998-11-01 2002-09-26
KILLIAN ASSET MANAGEMENT CORP PRESIDENT direct 1987-04-01 2002-10-11
ABSOLUTE RETURN ADVISORS, LTD. CROP/SROP/VP direct 1996-12-01 2002-10-14
MCCORMACK ADVISORS INTERNATIONAL LLC S indirect 1973-12-01 2002-10-16
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1983-02-01 2002-10-21
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1980-03-01 2002-10-21
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1980-11-01 2002-10-21
ARTHURS, LESTRANGE & COMPANY INCORPORATED OUTSIDE SHAREHOLDER direct 1986-03-01 2002-10-31
SANDALWOOD SECURITIES, INC. SHAREHOLDER direct 1997-12-01 2002-10-31
SANDALWOOD SECURITIES, INC. SHAREHOLDERS direct 1997-12-01 2002-10-31
BERGER & ASSOCIATES LLC MANAGER & 100% OWNER direct 1997-04-01 2002-12-04
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MEMORIAL INVESTMENT ADVISORS INC PRESIDENT AND CEO direct 1998-10-01 2003-01-14
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CITIGROUP GLOBAL MARKETS INC. CHIEF INVESTMENT OFFICER, U.S. RETAIL & HIGH NET WORTH - CITIGROUP ASSET MGMT direct 1997-09-01 2003-12-18
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PRIMECAP MANAGEMENT CO VICE CHAIRMAN direct 1983-09-01 2004-10-26
PRIMECAP MANAGEMENT CO PRESIDENT direct 1983-09-01 2004-10-26
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HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC SHAREHOLDER COMMON A indirect 1997-01-01 2006-05-15
PRIMEVEST FINANCIAL SERVICES, INC. ASST. SECRETARY direct 1998-04-01 2006-06-21
STEPHENS INC. TRUSTEE indirect 1985-01-01 2006-07-21
STEPHENS INC. SHAREHOLDER COMMON A indirect 1997-01-01 2006-07-21
STEPHENS INC. TRUSTEE indirect 1995-03-01 2006-07-21
STRAND, ATKINSON, WILLIAMS & YORK, INC. PRESIDENT AND CEO, UMPQUA HOLDINGS CORP. direct 1994-06-01 2006-10-02
STRAND, ATKINSON, WILLIAMS & YORK, INC. EVP AND CHIEF FINANCIAL OFFICER, UMPQUA HOLDINGS CORP direct 1997-11-01 2006-10-02
STEPHENS INVESTMENT MANAGEMENT GROUP, LLC SHAREHOLDER COMMON A indirect 1997-01-01 2006-10-05
UVEST FINANCIAL SERVICES GROUP, INC. DIRECTOR direct 1996-03-01 2006-10-16
AMP CAPITAL REDDING INVESTORS (US) LIMITED MEMBER indirect 1998-11-01 2006-11-15
THE MILLER FINANCIAL GROUP, INC. TRUSTEE indirect 1992-04-01 2006-12-19
ORLEANS CAPITAL MANAGEMENT CORP DIRECT OWNER-COMMON direct 1991-11-01 2007-02-02
ORLEANS CAPITAL MANAGEMENT CORP VICE PRESIDENT, DIRECT OWNER-COMMON, & DIRECTOR direct 1994-02-01 2007-02-02
ORLEANS CAPITAL MANAGEMENT CORP DIRECT OWNER-PREFERRED direct 1997-08-01 2007-02-02
ORGANIC CAPITAL MANAGEMENT INC PRESIDENT direct 1998-01-01 2007-02-08
GREAT LAKES ADVISORS, INC. SHAREHOLDER/DIRECTOR/PRESIDENT/TREASURER direct 1990-05-01 2007-02-09
GREAT LAKES ADVISORS, INC. SHAREHOLDER/DIRECTOR/SECRETARY direct 1990-05-01 2007-02-09
GREAT LAKES ADVISORS, INC. SHAREHOLDER/CHAIRMAN EMERITUS direct 1990-05-01 2007-02-09
GREAT LAKES ADVISORS, INC. DIRECTOR direct 1991-04-01 2007-02-09
A. G. EDWARDS & SONS, INC. CHIEF LEGAL OFFICER, SENIOR VICE PRESIDENT direct 1980-06-01 2007-02-16
LATEEF MANAGEMENT ASSOCIATES LIMITED PARTNER direct 1994-01-01 2007-02-27
MAXWELL NOLL INC DIRECTOR direct 1988-07-01 2007-03-01
HART REALTY ADVISERS, INC. MANAGING PARTNER--INVESTMENT TRANSACTIONS direct 1987-12-01 2007-03-02
THE MILLER FINANCIAL GROUP, INC. TRUSTEE indirect 1992-04-01 2007-03-09
ORGANIC CAPITAL MANAGEMENT INC PRESIDENT direct 1998-02-01 2007-03-23
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1987-05-01 2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1997-04-01 2007-03-28
THE PORTOLA GROUP INC SHAREHOLDER direct 1997-06-01 2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1994-09-01 2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY PRESIDENT, INDIVIDUAL BUSINESS direct 1998-03-01 2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1975-07-01 2007-03-28
WALL STREET ASSOCIATES SHAREHOLDER direct 1991-05-01 2007-03-30
GARNER ASSET MANAGEMENT COMPANY, LP PRESIDENT direct 1994-07-01 2007-04-02
THE VARIABLE ANNUITY LIFE INSURANCE CO SHAREHOLDER indirect 1969-01-01 2007-04-02
A. G. EDWARDS & SONS, INC. DIRECTOR OF HOLDING COMPANY direct 1983-08-01 2007-04-25
A. G. EDWARDS & SONS, INC. DIRECTOR OF HOLDING COMPANY direct 1993-06-01 2007-04-25
WIDMANN, SIFF & CO., INC. SHAREHOLDER direct 1970-09-01 2007-05-10
SYSTEMATIC FINANCIAL MANAGEMENT LP MANAGING DIRECTOR AND HEAD TRADER direct 1996-07-01 2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 1996-07-01 2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP CHIEF INVESTMENT OFFICER direct 1996-07-01 2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP MANAGING DIRECTOR AND PORTFOLIO MANAGER direct 1997-03-01 2007-06-01
GARRISON ASSET MANAGEMENT, LLC MINORITY OWNER direct 1994-07-01 2007-06-01
DW HEALTHCARE MANAGEMENT II, LLC. MEMBER indirect 1998-04-01 2007-06-07
AMERICAN CENTURY INVESTMENT MANAGEMENT INC SHAREHOLDER OF CLASS B SHARES indirect 1995-01-01 2007-06-22
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. SHAREHOLDER OF CLASS B SHARES indirect 1995-01-01 2007-07-03
AMERICAN CENTURY ADVISORY SERVICES, INC. SHAREHOLDER OF CLASS B SHARES indirect 1995-01-01 2007-07-03
MAXWELL NOLL INC SHAREHOLDER direct 1988-07-01 2007-08-22
PZENA INVESTMENT MANAGEMENT LLC NON-VOTING MEMBER direct 1995-12-01 2007-11-06
THCP MANAGEMENT II, L.P. MEMBER indirect 1998-10-01 2008-01-04
D.J. ST. GERMAIN CO., INC. 5% OWNER direct 1982-01-01 2008-01-17
AMERVEST CO INC MANAGING DIRECTOR direct 1983-01-01 2008-02-08
POPULAR SECURITIES, INC. MANAGING DIRECTOR direct 1995-05-01 2008-02-27
ASSET STRATEGY CONSULTANTS LLC PRINCIPAL direct 1993-07-01 2008-03-04
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO COMMON STOCK SHAREHOLDER direct 1992-01-01 2008-03-27
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1996-09-01 2008-04-03
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1994-10-01 2008-04-03
DELESSERT FINANCIAL SERVICES INC PRESIDENT, TREASURER AND CLERK direct 1994-04-01 2008-04-17
DUNCAN-WILLIAMS, INC. 100% indirect 1993-06-01 2008-06-02
COMMONWEALTH ADVISORS INC PRESIDENT direct 1991-04-01 2008-06-02
COMMONWEALTH ADVISORS INC CONTROLLING SHAREHOLDER direct 1991-04-01 2008-06-02
ORLEANS CAPITAL MANAGEMENT CORP PRESIDENT & CHAIRMAN, DIRECT OWNER-COMMON & DIRECTOR direct 1991-07-01 2008-06-18
ORLEANS CAPITAL MANAGEMENT CORP VICE PRESIDENT, DIRECT OWNER-COMMON, & DIRECTOR direct 1991-11-01 2008-06-18
ORLEANS CAPITAL MANAGEMENT CORP VICE PRESIDENT, DIRECT OWNER-COMMON & PREFERRED, DIRECTOR direct 1994-02-01 2008-06-18
CLARK FINANCIAL ADVISORS DIRECTOR direct 1983-11-01 2008-07-29
PZENA INVESTMENT MANAGEMENT LLC MINORITY OWNER direct 1995-12-01 2008-11-10
BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD. LIMITED PARTNER indirect 1996-01-01 2009-02-09
DUPREE & COMPANY, INC. SHAREHOLDER, DIRECTOR direct 1991-01-01 2009-02-11
LAFAYETTE INVESTMENTS, INC. SECRETARY/ DIRECTOR direct 1988-05-01 2009-03-17
CALTON & ASSOCIATES, INC. SECRETARY indirect 1989-03-01 2009-03-24
BUSH POLEN & ASSOCIATES INC PRESIDENT direct 1985-06-01 2009-03-26
BRIAUD FINANCIAL PLANNING INC PRESIDENT direct 1992-01-01 2009-03-27
CANTERBURY CONSULTING INCORPORATED ASSISTANT VICE PRESIDENT direct 1995-11-01 2009-05-12
CANTERBURY CONSULTING INCORPORATED VP/ DIRECTOR OF MANAGER SEARCH direct 1996-10-01 2009-05-12
COMMERCE BROKERAGE SERVICES, INC. SECRETARY direct 1996-02-01 2009-06-09
MAHLER & EMERSON INC. DIRECTOR/EXECUTIVE VICE PRESIDENT direct 1996-10-01 2009-06-10
CONCOURSE CAPITAL CORPORATION DIRECTOR direct 1993-07-01 2009-06-10
MAHLER & EMERSON INC. DIRECTOR direct 1998-02-01 2009-06-10
COMMONWEALTH REALTY ADVISORS INC SHAREHOLDER direct 1998-09-01 2009-07-01
COMMONWEALTH REALTY ADVISORS INC SHAREHOLDER indirect 1998-09-01 2009-07-01
BANCORPSOUTH INVESTMENT SERVICES, INC. CORPORATE SECRETARY/REPRESENTATIVE direct 1998-08-01 2009-08-04
PZENA INVESTMENT MANAGEMENT LLC MINORITY OWNER AND MEMBER WITH CLASS B UNITS direct 1995-12-01 2009-09-08
CERTIFIED PLANNERS INC SHAREHOLDER direct 1994-04-01 2009-12-10
D.J. ST. GERMAIN CO., INC. FIVE PERCENT PLUS OWNER direct 1982-01-01 2010-01-05
R.V. KUHNS & ASSOCIATES, INC. TREASURER direct 1986-01-01 2010-03-05
WEALTH MANAGEMENT INTERNATIONAL, LTD. CORPORATE SECRETARY direct 1997-09-01 2010-03-11
MISSOURI VALLEY PARTNERS, INC. SHAREHOLDER OF CLASS A CONV. ADJ. RATE PFD. AND CLASS B NON-CONV. ADJ. RATE PFD. indirect 1985-10-01 2010-03-25
KARK M Z & ASSOCIATES INC 99% SHAREHOLDER indirect 1993-09-01 2010-03-25
KARK M Z & ASSOCIATES INC 1% SHAREHOLDER indirect 1993-09-01 2010-03-25
KARK M Z & ASSOCIATES INC 92.3% SHAREHOLDER direct 1989-07-01 2010-03-25
INVESTMENT SCIENCES INC SHAREHOLDER direct 1969-12-01 2010-03-26
FFR ADVISORY LLC MEMBER direct 1997-01-01 2010-03-31
HORSLEY BRIDGE PARTNERS LLC MEMBER direct 1997-03-01 2010-03-31
WHITNELL & CO SHAREHOLDER direct 1990-05-01 2010-03-31
STANFORD ADVISORY GROUP, LLC MANAGING MEMBER direct 1992-10-01 2010-05-11
INVESTMENT PROFESSIONALS, INC. DIRECT OWNER direct 1995-05-01 2010-06-18
BAILARD BIEHL & KAISER INC SHAREHOLDER indirect 1972-03-01 2010-06-29
CHARTER CAPITAL MANAGEMENT, INC. CEO, DIRECTOR, CHIEF COMPLIANCE OFFICER FOR REGISTERED INVESTMENT ADVISORY FIRM ONLY direct 1990-01-01 2010-07-27
ALEX. BROWN REALTY, INC. SHAREHOLDER indirect 1992-03-01 2010-08-27
UNITED AMERICAN SECURITIES, INC. SHAREHOLDER direct 1988-01-01 2010-09-30
AMERICAN INSTITUTIONAL REALTY ADVISORS OWNER direct 1995-05-01 2010-10-22
AMERICAN REALTY ADVISORS OWNER indirect 1995-05-01 2010-10-22
AMERICAN REALTY ADVISORS SOLE TRUSTEE indirect 1995-05-01 2010-10-22
JHS CAPITAL ADVISORS, INC. OWNER indirect 1997-05-01 2011-02-01
SCOTT INVESTMENT ADVISORS LIMITED PARTNERSHIP GENERAL PARTNER indirect 1997-08-01 2011-03-23
PARNASSUS INVESTMENTS OWNER direct 1998-04-01 2011-03-31
FINANCIAL SYNERGIES ASSET MANAGEMENT INC PRESIDENT direct 1997-04-01 2011-04-06
WS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 1997-01-01 2011-04-13
CLARK FINANCIAL SERVICES GROUP INC CHAIRMAN OF THE BOARD direct 1987-01-01 2011-05-02
LAFAYETTE INVESTMENTS, INC. SHAREHOLDER / DIRECTOR direct 1988-05-01 2011-05-06
VAN BERKOM AND ASSOCIATES INC. HOLDING COMPANY direct 1991-07-01 2011-06-29
CS CAPITAL MANAGEMENT INC PRESIDENT direct 1993-12-01 2011-07-18
CHARTER CAPITAL MANAGEMENT, INC. CEO, DIRECTOR direct 1990-01-01 2011-07-29
VAN BERKOM AND ASSOCIATES INC. SECRETARY direct 1991-07-01 2011-08-02
UNITED AMERICAN SECURITIES, INC. SECRETARY direct 1987-10-01 2011-09-30
LEWIS & MATHEWS INVESTMENT MANAGEMENT, INC. PRESIDENT direct 1990-05-01 2012-01-06
CALTIUS CAPITAL MANAGEMENT, LP LIMITED PARTNER, CALTIUS CAPITAL MANAGEMENT, LP direct 1997-06-01 2012-02-14
CALLAHAN CAPITAL MANAGEMENT INC PRESIDENT direct 1995-08-01 2012-03-12
KMH WEALTH MANAGEMENT, LLC OWNER direct 1998-02-01 2012-03-21
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC SHAREHOLDER COMMON A indirect 1997-01-01 2012-03-28
LAFAYETTE INVESTMENTS, INC. SHAREHOLDER direct 1988-05-01 2012-03-28
FINANCIAL DESIGNS CORPORATION VICE PRESIDENT, SECRETARY, TRUSTEE OF THE 2002 BILECKI FAMILY TRUST DATED 8-27-02 direct 1981-03-01 2012-06-18
MOLUMPHY CAPITAL MANAGEMENT PRESIDENT direct 1988-09-01 2012-06-22
GURUN, INC. PRESIDENT / CHIEF COMPLIANCE OFFICER direct 1986-03-01 2012-08-29
CALTON & ASSOCIATES, INC. PRESIDENT - DIRECTOR-TRUSTEE direct 1987-09-01 2012-09-21
PALADIN REALTY PARTNERS, LLC GENERAL PARTNER indirect 1998-02-01 2013-04-01
HALL CAPITAL PARTNERS LLC MEMBER CLASS B direct 1995-07-01 2013-04-26
CANYON CAPITAL REALTY ADVISORS LLC MEMBER direct 1998-08-01 2013-05-23
FTA PARTNERS, LLC MANAGER (COMMON UNITS) indirect 1997-09-01 2013-09-10
FTA PARTNERS, LLC TRUSTEE, PATRICIA'S TRUST UNDER THE KOCOUREK FAMILY TRUST DATED DECEMBER 31, 1994 (COMMON UNITS) indirect 1994-12-01 2013-09-10
WALL STREET ASSOCIATES SHAREHOLDER indirect 1991-05-01 2013-09-24
BOULDER INVESTMENT ADVISERS LLC TRUSTEE indirect 1994-11-01 2013-10-01
ROXBURY CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 1998-07-01 2013-12-18
LATEEF MANAGEMENT ASSOCIATES LIMITED PARTNER direct 1974-01-01 2014-03-12
BOULDER INVESTMENT ADVISERS LLC MEMBER indirect 1995-04-01 2014-03-27
HMS ADVISER LP SHAREHOLDER indirect 1989-12-01 2014-03-31
GENEVA CAPITAL MANAGEMENT LTD WILLIAM A. PRIEBE AND LINDA J. PRIEBE, TRUSTEES direct 1998-04-01 2014-04-16
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO COMMON STOCK SHAREHOLDER direct 1996-10-01 2014-05-13
INGENIOUS ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 1998-06-01 2014-06-27
HART REALTY ADVISERS, INC. SENIOR MANAGING PARTNER direct 1987-12-01 2014-09-05
ROXBURY CAPITAL MANAGEMENT LLC COMMON SHAREHOLDER direct 1998-07-01 2014-12-01
WHITEGATE INVESTMENT COUNSELORS INC MAJORITY SHAREHOLDER direct 1998-07-01 2015-02-20
TRIUMPH ALTERNATIVES LLC CO-TRUSTEE OF LORRAYNE ROSE ZEMAN TRUST indirect 1993-01-01 2015-03-26
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED LIMITED PARTNER indirect 1984-05-01 2015-03-31
HART REALTY ADVISERS, INC. CHAIRMAN direct 1987-12-01 2015-03-31
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED SHAREHOLDER direct 1975-06-01 2015-03-31
UNITED AMERICAN SECURITIES, INC. DIRECTOR direct 1987-10-01 2015-04-28
CALTON & ASSOCIATES, INC. SHAREHOLDER direct 1987-09-01 2016-02-29
CALTON & ASSOCIATES, INC. PRESIDENT - DIRECTOR-TRUSTEE OF DWAYNE CALTON TRUST direct 1987-09-01 2016-02-29
CALTON & ASSOCIATES, INC. SHAREHOLDER / JTWORS WITH GEORGE G HARRINGTON, JR direct 1987-11-01 2016-02-29
RAHN DAVID R & ASSOCIATES INC SHAREHOLDER direct 1993-02-01 2016-03-08
FRIEDMAN FLEISCHER & LOWE, LLC MEMBER indirect 1997-03-01 2016-03-30
FRIEDMAN FLEISCHER & LOWE, LLC MEMBER direct 1997-04-01 2016-03-30
FINANCIAL DESIGNS CORPORATION VICE PRESIDENT direct 1981-03-01 2016-05-24
PCCP, LLC MEMBER indirect 1998-05-01 2016-06-16
SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC. SHAREHOLDER indirect 1982-11-01 2016-12-01
SUMMIT GLOBAL MANAGEMENT INC. LIVING TRUST direct 1994-11-01 2017-01-18
J.J.B. HILLIARD, W.L. LYONS, LLC TRUSTEE indirect 1988-11-01 2017-02-21
PPS & V ASSET MANAGEMENT CONSULTANTS INC OFFICER direct 1992-01-01 2017-02-27
AUTUMN GLORY PARTNERS, LLC TRUSTEE indirect 1998-01-01 2017-05-17
WALLACE R. WEITZ & COMPANY DIRECTOR direct 1983-03-01 2017-07-31
FIRST FINANCIAL EQUITY CORPORATION DIRECTOR OF TELECOMMUNICATIONS direct 1996-02-01 2017-08-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
COPTL LP United States 805-9705987286 Private Equity Fund 113,209,330 0 Fund of Funds
CT OFFSHORE PRIVATE INVESTMENTS LP Cayman Islands 805-8696225004 Private Equity Fund 0 0 Master Fund
CT PRIVATE INVESTMENTS LP United States 805-6651737016 Private Equity Fund 82,473,972 0 Feeder Fund Fund of Funds
AUSPE FUND LP Cayman Islands 805-7037521250 Private Equity Fund 77,559,324 0 Fund of Funds
CHESTNUT STREET FUND SERIES INTERESTS OF THE SALI MULTISERIES FUND LP United States 805-8548019532 Private Equity Fund 128,329,828 100,000,000 Fund of Funds
ALPHA Z PRIVATE EQUITY FUND LP Cayman Islands 805-2615601487 Private Equity Fund 204,505,507 0 Fund of Funds
HL IMPACT OFFSHORE FUND LP Cayman Islands 805-5047364191 Private Equity Fund 0 2,500,000 Feeder Fund Fund of Funds
HAMILTON LANE SKR FUND Luxembourg 805-3729681051 Private Equity Fund 0 0 Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES FUND IV (SERIES 2018) SCS Luxembourg 805-9876251577 Private Equity Fund 32,547,915 2,500,000 Feeder Fund Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES FUND V (SERIES 2019) LP United States 805-1345202741 Private Equity Fund 0 2,500,000 Master Fund Feeder Fund Fund of Funds
HAREL-HAMILTON LANE LP Cayman Islands 805-6122545375 Private Equity Fund 0 0 Fund of Funds
HL BLUE BUYOUT FOCUS 2019 Cayman Islands 805-7945748926 Private Equity Fund 0 0 Feeder Fund Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES OFFSHORE FUND V (SERIES 2019) LP Cayman Islands 805-1904759224 Private Equity Fund 0 2,500,000 Feeder Fund Fund of Funds
HAMILTON LANE IMPACT FUND LP United States 805-1799167872 Private Equity Fund 0 2,500,000 Master Fund Feeder Fund Fund of Funds
HL IMPACT HOLDINGS LP United States 805-7680728684 Private Equity Fund 0 0 Master Fund Fund of Funds
HL SECONDARY INVESTMENT SPV-12 (ROARK) LP United States 805-1270390679 Private Equity Fund 28,685,554 0 Fund of Funds
HAMILTON LANE VENTURE CAPITAL OFFSHORE FUND LP SERIES 2010 Cayman Islands 805-6337676303 Private Equity Fund 30,775,588 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE SECONDARY FUND L.P., SERIES C United States 805-9647830546 Private Equity Fund 732,101 10,000,000 Fund of Funds
HAMILTON LANE SOMPO INVESTMENTS LTD. Cayman Islands 805-1077228927 Private Equity Fund 52,133,064 0 Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES 2016 FUND LP United States 805-1457403171 Private Equity Fund 101,482,321 2,500,000 Master Fund Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES 2016 OFFSHORE FUND LP Cayman Islands 805-2359920234 Private Equity Fund 95,438,727 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES 2017 FUND LP United States 805-7698382518 Private Equity Fund 349,150,675 2,500,000 Master Fund Feeder Fund Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES 2017 FUND SCS Luxembourg 805-5042159652 Private Equity Fund 13,875,157 2,500,000 Feeder Fund Fund of Funds
HAMILTON LANE/BNP CI AIV-B UK LP United Kingdom 805-3981084194 Private Equity Fund 11,882,060 0 Feeder Fund Fund of Funds
HAMILTON LANE/BNP CI AIV-C UK LP United Kingdom 805-2871870494 Private Equity Fund 1,143,250 0 Feeder Fund Fund of Funds
HAMILTON LANE SECONDARY FUND III LP United States 805-8498147393 Private Equity Fund 368,566,631 5,000,000 Master Fund Fund of Funds
HAMILTON LANE SECONDARY FUND II LP United States 805-5276962467 Private Equity Fund 49,756,205 5,000,000 Master Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL OFFSHORE FUND LP SERIES 2017 Cayman Islands 805-3749228714 Private Equity Fund 19,907,462 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL OFFSHORE FUND LP SERIES 2018 Cayman Islands 805-4253699782 Private Equity Fund 6,833,408 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL OFFSHORE FUND LP SERIES CL Cayman Islands 805-8358045474 Private Equity Fund 8,599,187 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE/BNP CI AIV-A UK LP United Kingdom 805-6434101029 Private Equity Fund 375,840 0 Feeder Fund Fund of Funds
HAMILTON LANE CO-INVESTMENT FEEDER FUND III LP United States 805-9575452822 Private Equity Fund 677,728,336 5,000,000 Feeder Fund Fund of Funds
HL AP7 PRIVATE EQUITY INVESTMENTS LLC United States 805-6943727603 Private Equity Fund 302,645,716 0 Fund of Funds
HAMILTON LANE CO-INVESTMENT FEEDER FUND IV LP Cayman Islands 805-6285514273 Private Equity Fund 122,672,937 5,000,000 Feeder Fund
HL SECONDARY INVESTMENT SPV-10 WOLF LP United States 805-9251968072 Private Equity Fund 149,270,915 0 Fund of Funds
HAMILTON LANE PRIVATE MARKETS OPPORTUNITY FUND LP, CREDIT SERIES Cayman Islands 805-2194129101 Private Equity Fund 8,377,988 500,000 Master Fund Fund of Funds
TARRAGON MASTER FUND LP United States 805-1065640433 Private Equity Fund 401,486,134 0 Master Fund Fund of Funds
TARRAGON LP Cayman Islands 805-3672589360 Private Equity Fund 396,805,511 0 Feeder Fund Fund of Funds
HAMILTON LANE PRIVATE MARKETS OPPORTUNITY FEEDER FUND (FUND OF FUNDS SERIES) LP Cayman Islands 805-8725322612 Private Equity Fund 74,709,244 500,000 Feeder Fund Fund of Funds
HAMILTON LANE SECONDARY FEEDER FUND IV-A LP United States 805-3752678580 Private Equity Fund 407,044,718 0 Feeder Fund Fund of Funds
HAMILTON LANE SECONDARY FEEDER FUND IV-B LP Cayman Islands 805-2131025419 Private Equity Fund 315,851,026 0 Feeder Fund Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES FUND IV (SERIES 2018) HOLDINGS LP United States 805-3930923043 Private Equity Fund 605,849,305 2,500,000 Master Fund Fund of Funds
HAMILTON LANE EUROPEAN PARTNERS SICAV-SIF-PEF IX PARALLEL SUB-FUND Luxembourg 805-8274778806 Private Equity Fund 36,696,660 133,188 Feeder Fund Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES OFFSHORE FUND IV (SERIES 2018) LP United States 805-1650127474 Private Equity Fund 367,385,215 2,500,000 Feeder Fund Fund of Funds
HAMILTON LANE CO-INVESTMENT FUND III HOLDINGS-2 LP United States 805-6395661279 Private Equity Fund 1,265,320,579 0 Master Fund Fund of Funds
HAMILTON LANE EUROPEAN INVESTORS SCA SICAV-RAIF - CI IV PARALLEL SUB-FUND Luxembourg 805-5479791734 Private Equity Fund 22,511,625 5,000,000 Feeder Fund
HAMILTON LANE FUNDO DE INVESTIMENTO EM PARTICIPA??ES - CO-INVESTMENTO Brazil 805-4789180445 Private Equity Fund 7,833,307 0 Master Fund
HAMILTON LANE PRIVATE EQUITY OFFSHORE FUND IX LP Cayman Islands 805-8516039592 Private Equity Fund 120,295,629 2,500,000 Feeder Fund Fund of Funds
KPI - HAMILTON LANE MULTI-STRATEGY FUND I MASTER LP United States 805-1199384656 Private Equity Fund 19,147,176 0 Master Fund Fund of Funds
HAMILTON LANE PRIVATE EQUITY FUND X HOLDINGS LP United States 805-1796214691 Private Equity Fund 22,156,597 2,500,000 Master Fund Fund of Funds
HAMILTON LANE PRIVATE EQUITY FUND X LP United States 805-1411278136 Private Equity Fund 12,713,561 2,500,000 Master Fund Feeder Fund Fund of Funds
HAMILTON LANE PRIVATE EQUITY OFFSHORE FUND VI L.P. Cayman Islands 805-3589046659 Private Equity Fund 85,457,256 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE PRIVATE EQUITY OFFSHORE FUND VII (SERIES) A L.P. Cayman Islands 805-1236354700 Private Equity Fund 52,604,268 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE PRIVATE EQUITY OFFSHORE FUND VII (SERIES) B L.P. Cayman Islands 805-3701565656 Private Equity Fund 20,723,262 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE PRIVATE EQUITY OFFSHORE FUND VIII L.P. Cayman Islands 805-1930366675 Private Equity Fund 228,485,995 2,500,000 Feeder Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP SERIES F United States 805-5451265532 Private Equity Fund 3,250,688 0 Fund of Funds
HL INTERNATIONAL INVESTORS LP SERIES H United States 805-2407953598 Private Equity Fund 9,779,370 0 Fund of Funds
HL INTERNATIONAL INVESTORS LP SERIES G United States 805-6042371693 Private Equity Fund 28,994,812 0 Master Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP SERIES E United States 805-3441445284 Private Equity Fund 405,218 0 Fund of Funds
HL INTERNATIONAL INVESTORS (SERIES G FEEDER) LP United States 805-1447888941 Private Equity Fund 13,375,618 0 Feeder Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP SERIES H1 United States 805-5464081743 Private Equity Fund 250,096,228 0 Master Fund Fund of Funds
HLSF IV HOLDINGS LP United States 805-4188232905 Private Equity Fund 1,239,209,373 0 Master Fund Fund of Funds
HLSF SILVER CUP LP Cayman Islands 805-4398941557 Private Equity Fund 29,706 0 Fund of Funds
HOSPITAL SISTERS HEALTH SYSTEM STRATEGIC FUND LP Cayman Islands 805-4170885578 Private Equity Fund 7,953,488 0 Fund of Funds
HUDSON RIVER CO-INVESTMENT FUND II L.P. United States 805-1607751375 Private Equity Fund 44,849,152 0 Fund of Funds
HL INTERNATIONAL INVESTORS LP SERIES K United States 805-2738851564 Private Equity Fund 9,902,038 0 Master Fund Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES 2017 HOLDINGS FUND LP United States 805-2094413993 Private Equity Fund 366,953,711 2,500,000 Master Fund Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES 2017 OFFSHORE FUND LP United States 805-6809680244 Private Equity Fund 322,489,304 2,500,000 Feeder Fund Fund of Funds
THIRD STOCKHOLM GLOBAL PRIVATE EQUITY L.P. United States 805-6131716203 Private Equity Fund 89,334,804 0 Fund of Funds
UTAH REAL ASSETS PORTFOLIO LP United States 805-2780569369 Private Equity Fund 25,743,974 0
WYOMING NOWOOD FUND LP United States 805-3386284378 Private Equity Fund 150,465,487 0 Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES FUND IV (2018 SERIES) FUND LP United States 805-2973053177 Private Equity Fund 384,556,473 2,500,000 Master Fund Feeder Fund Fund of Funds
FINANCE STREET LP Cayman Islands 805-5958852333 Private Equity Fund 661,733,644 0 Fund of Funds
FLORIDA GROWTH FUND LLC United States 805-5363510994 Private Equity Fund 349,878,330 0 Fund of Funds
FOURTH STOCKHOLM CO-INVESTMENT SPV L.P. United States 805-5726498047 Private Equity Fund 183,149,242 0 Fund of Funds
HL LARGE BUYOUT CLUB FUND SCS Luxembourg 805-5775790135 Private Equity Fund 16,516,531 5,000,000 Fund of Funds
HL MAGELLAN SPV11 LP United States 805-7978689944 Private Equity Fund 135,502,651 0 Fund of Funds
HL INTERNATIONAL INVESTORS (SERIES I) FEEDER L.P. Cayman Islands 805-9061114099 Private Equity Fund 79,465,535 0 Feeder Fund Fund of Funds
HL SECONDARY INVESTMENT SPV-6A L.P. United States 805-7560266278 Private Equity Fund 19,162,701 0 Fund of Funds
HL SECONDARY INVESTMENT SPV-7 LP United States 805-3211086093 Private Equity Fund 74,378,689 0 Fund of Funds
HAMILTON LANE PRIVATE EQUITY FUND VIII L.P. United States 805-9530032198 Private Equity Fund 323,455,997 2,500,000 Master Fund Fund of Funds
HAMILTON LANE PRIVATE EQUITY FUND IX LP United States 805-3344969797 Private Equity Fund 315,215,015 2,500,000 Master Fund Feeder Fund Fund of Funds
HAMILTON LANE PRIVATE EQUITY FUND VI L.P. United States 805-5588533194 Private Equity Fund 146,579,098 5,000,000 Master Fund Fund of Funds
HAMILTON LANE PRIVATE EQUITY FUND VII L.P. United States 805-6569165899 Private Equity Fund 163,123,502 5,000,000 Master Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL FUND LP SERIES CL United States 805-1225774750 Private Equity Fund 9,154,787 5,000,000 Master Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP SERIES P United States 805-5240455527 Private Equity Fund 105,716,102 0 Fund of Funds
HL INTERNATIONAL INVESTORS LP SERIES Q United States 805-3864936556 Private Equity Fund 3,610,063 0 Master Fund Fund of Funds
HL INTERNATIONAL INVESTORS (SERIES H1 FEEDER) L.P. Cayman Islands 805-7860964998 Private Equity Fund 250,261,796 0 Feeder Fund Fund of Funds
HL SECONDARY AGGREGATOR I LP United States 805-3000798647 Private Equity Fund 48,685,605 0 Fund of Funds
HAMILTON LANE FUNDO DE INVESTIMENTO EM QUOTAS DE FUNDOS DE INVESTIMENTO EM PARTICIPA??ES Brazil 805-2732826769 Private Equity Fund 39,786,668 320,260 Master Fund Feeder Fund Fund of Funds
HAMILTON LANE GLOBAL SMID, L.P. Cayman Islands 805-1830421133 Private Equity Fund 75,551,718 0 Fund of Funds
HAMILTON LANE INVESTORS LP SERIES HA-P United States 805-5108876596 Private Equity Fund 14,668,139 0 Fund of Funds
HAMILTON LANE SECONDARY FUND L.P., SERIES D & E United States 805-1340836254 Private Equity Fund 298,333 10,000,000 Fund of Funds
HAMILTON LANE SMID FUND, L.P. United States 805-7316971287 Private Equity Fund 236,781,119 0 Fund of Funds
HAMILTON LANE SOMPO PE FUND Cayman Islands 805-1921599030 Private Equity Fund 55,612,188 0 Fund of Funds
SREH HL PE 1 (MASTER) LP United States 805-9261290016 Private Equity Fund 42,071,185 0 Master Fund Fund of Funds
SREH HL PE 1 LP Cayman Islands 805-1761021753 Private Equity Fund 41,701,904 0 Feeder Fund Fund of Funds
SRZ HL PE 1 LP Cayman Islands 805-2577206936 Private Equity Fund 41,715,047 0 Feeder Fund Fund of Funds
SRZ HL PE 1 (MASTER) LP United States 805-5789757714 Private Equity Fund 42,071,569 0 Master Fund Fund of Funds
HAMILTON LANE/BNP CO-INVESTMENT FUND GP LP United States 805-6503048408 Private Equity Fund 14,365,739 0 Feeder Fund Fund of Funds
HAMILTON LANE/BNP CO-INVESTMENT VEHICLE UK LP United Kingdom 805-1619505867 Private Equity Fund 125,871,116 0 Feeder Fund Fund of Funds
HAMILTON LANE-CARPENTERS PARTNERSHIP FUND II L.P. United States 805-5606551869 Private Equity Fund 740,956 5,000,000 Fund of Funds
HAMILTON LANE-CARPENTERS PARTNERSHIP FUND III L.P. United States 805-4559164596 Private Equity Fund 199,715,904 5,000,000 Fund of Funds
HAMILTON LANE-CARPENTERS PARTNERSHIP FUND IV L.P. United States 805-5039601954 Private Equity Fund 117,486,511 5,000,000 Fund of Funds
HAMILTON LANE/NYSCRF ISRAEL INVESTMENT FUND L.P. United States 805-3003955750 Private Equity Fund 25,412,236 0 Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES 2015 OFFSHORE FUND LP Cayman Islands 805-3034275345 Private Equity Fund 9,282,387 5,000,000 Feeder Fund Fund of Funds
FOURTH STOCKHOLM GLOBAL PRIVATE EQUITY L.P. United States 805-4568451104 Private Equity Fund 1,443,344,325 0 Fund of Funds
HAMILTON LANE SECONDARY FUND L.P., SERIES B United States 805-5973272080 Private Equity Fund 554,971 10,000,000 Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES 2015 FUND LP United States 805-2568847979 Private Equity Fund 15,810,382 5,000,000 Master Fund Fund of Funds
KAY- HAMILTON LANE L.P. Cayman Islands 805-3780999993 Private Equity Fund 106,465,458 0 Fund of Funds
HAMILTON LANE SECONDARY FUND IV LP United States 805-3262916545 Private Equity Fund 921,045,752 5,000,000 Master Fund Fund of Funds
HAMILTON LANE CO-INVESTMENT FUND II L.P. United States 805-9677059927 Private Equity Fund 468,903,828 10,000,000 Master Fund Feeder Fund Fund of Funds
HAMILTON LANE CO-INVESTMENT FUND III HOLDINGS LP United States 805-1099760279 Private Equity Fund 1,090,030,575 0 Master Fund Feeder Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL OFFSHORE FUND LP SERIES 2009 Cayman Islands 805-5308768274 Private Equity Fund 21,212,858 5,000,000 Feeder Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP SERIES B United States 805-3846142997 Private Equity Fund 9,004,466 0 Fund of Funds
HL INTERNATIONAL INVESTORS LP SERIES C United States 805-4152907325 Private Equity Fund 106,893 0 Fund of Funds
HUDSON RIVER CO-INVESTMENT FUND III, L.P. United States 805-7429782141 Private Equity Fund 66,848,675 0 Fund of Funds
HUDSON RIVER CO-INVESTMENT FUND L.P. United States 805-8522032755 Private Equity Fund 21,465,375 0 Fund of Funds
HAMILTON LANE SECONDARY OFFSHORE FUND II LP United States 805-7518406591 Private Equity Fund 26,826,917 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL FUND LP SERIES 2014 United States 805-9574489282 Private Equity Fund 97,248,780 5,000,000 Master Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL FUND LP SERIES 2015 United States 805-3396362108 Private Equity Fund 31,808,892 5,000,000 Master Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL FUND LP SERIES 2016 United States 805-7260469868 Private Equity Fund 49,016,226 5,000,000 Master Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL FUND LP SERIES 2017 United States 805-1539229598 Private Equity Fund 34,208,844 5,000,000 Master Fund Fund of Funds
HAMILTON LANE CO-INVESTMENT FUND III LP United States 805-1329509467 Private Equity Fund 1,075,556,747 5,000,000 Master Fund Feeder Fund Fund of Funds
HAMILTON LANE CO-INVESTMENT FUND IV HOLDINGS LP United States 805-3390845151 Private Equity Fund 389,299,912 5,000,000 Master Fund Feeder Fund
HAMILTON LANE CO-INVESTMENT OFFSHORE FUND II L.P. Cayman Islands 805-1466189153 Private Equity Fund 164,200,902 10,000,000 Feeder Fund Fund of Funds
HAMILTON LANE CO-INVESTMENT OFFSHORE FUND L.P. United States 805-8539716586 Private Equity Fund 18,221,331 10,000,000 Feeder Fund Fund of Funds
HAMILTON LANE ENPAM FUND Luxembourg 805-3452326108 Private Equity Fund 26,961,391 0 Master Fund Fund of Funds
HAMILTON LANE EUROPEAN INVESTORS SCA SICAV-RAIF - PEF X PARALLEL SUB-FUND Luxembourg 805-2193535378 Private Equity Fund 2,905,840 2,500,000 Feeder Fund Fund of Funds
HAMILTON LANE CO-INVESTMENT FUND L.P. United States 805-2486910514 Private Equity Fund 40,562,592 10,000,000 Master Fund Fund of Funds
HAMILTON LANE EUROPEAN PARTNERS SICAV-SIF - CI-III PARALLEL SUB-FUND Luxembourg 805-7535706559 Private Equity Fund 14,654,578 133,188 Feeder Fund Fund of Funds
HAMILTON LANE CO-INVESTMENT FUND IV HOLDINGS-2 LP United States 805-9623435525 Private Equity Fund 385,117,490 5,000,000 Master Fund
HAMILTON LANE CO-INVESTMENT FUND IV LP United States 805-7042347917 Private Equity Fund 210,010,819 5,000,000 Feeder Fund
HAMILTON LANE INVESTORS LP SERIES PT United States 805-1025061547 Private Equity Fund 22,308,702 0 Fund of Funds
HAMILTON LANE INVESTORS LP SERIES VR-P United States 805-3117245035 Private Equity Fund 143,622,079 0 Master Fund Fund of Funds
HAMILTON LANE MARKET STREET OPPORTUNITIES FUND LP United States 805-8495064393 Private Equity Fund 19,475,239 250,000 Master Fund Fund of Funds
HAMILTON LANE MARKET STREET OPPORTUNITIES OFFSHORE FUND LP Cayman Islands 805-2430268204 Private Equity Fund 11,900,867 250,000 Feeder Fund Fund of Funds
HAMILTON LANE NM FUND I LP United States 805-6954337937 Private Equity Fund 87,318,482 0 Fund of Funds
HAMILTON LANE AP7 PRIVATE EQUITY INVESTMENTS LP United States 805-3716069227 Private Equity Fund 15,958,374 0 Fund of Funds
HAMILTON LANE BRASIL FUNDO DE FUNDOS II - FUNDO DE INVESTIMENTO EM PARTICIPA??ES MULTIESTRAT?GIA. Brazil 805-8902384081 Private Equity Fund 5,984,309 302,582 Fund of Funds
FIRST STOCKHOLM GLOBAL PRIVATE EQUITY L.P. United States 805-9957191780 Private Equity Fund 6,402,891 0 Fund of Funds
FLORIDA GROWTH FUND II LLC United States 805-9652343906 Private Equity Fund 153,159,359 0 Fund of Funds
HAMILTON LANE PARALLEL INVESTORS LP SERIES VR United States 805-7509095582 Private Equity Fund 139,359,056 0 Feeder Fund Fund of Funds
HAMILTON LANE PARALLEL INVESTORS (AS) LP United States 805-2840616602 Private Equity Fund 927,107,064 0 Fund of Funds
HAMILTON LANE PARALLEL INVESTORS LP SERIES HA United States 805-6393382774 Private Equity Fund 14,691,236 0 Feeder Fund Fund of Funds
HAMILTON LANE PARALLEL INVESTORS LP SERIES RD United States 805-5158068282 Private Equity Fund 51,615,705 0 Fund of Funds
HAMILTON LANE PRIVATE EQUITY FEEDER FUND S.C.A. SICAV-SIF - HL PE FUND VII SERIES A SUB-FUND Luxembourg 805-1093638778 Private Equity Fund 11,273,477 133,188 Feeder Fund Fund of Funds
THE HAMILTON LANE PRIVATE EQUITY FUND V L.P. Guernsey 805-6625946767 Private Equity Fund 11,193,500 0 Fund of Funds
THE HUDSON RIVER FUND II L.P. United States 805-9305983361 Private Equity Fund 186,179,074 0 Fund of Funds
THE HUDSON RIVER FUND L.P. United States 805-3531675073 Private Equity Fund 6,361,760 0 Fund of Funds
THE MARKAZ/HAMILTON LANE TECHNOLOGY FUND L.P. Guernsey 805-5260501508 Private Equity Fund 4,046 0 Fund of Funds
HAMILTON LANE VENTURE CAPITAL FUND LP SERIES 2013 United States 805-3887282421 Private Equity Fund 42,381,577 5,000,000 Master Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL FUND LP SERIES 2018 United States 805-2762079254 Private Equity Fund 12,426,922 5,000,000 Master Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL OFFSHORE FUND LP SERIES 2011 Cayman Islands 805-7318504352 Private Equity Fund 33,567,833 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL OFFSHORE FUND LP SERIES 2012 Cayman Islands 805-3972800971 Private Equity Fund 17,159,776 5,000,000 Feeder Fund Fund of Funds
EPSILON PENSION INVESTMENT CANADA LP United States 805-3356335336 Private Equity Fund 18,572,928 0 Fund of Funds
FIFTH STOCKHOLM CI SPV LP United States 805-8687932063 Private Equity Fund 0 0 Fund of Funds
EDGEWOOD PARTNERS LP United States 805-8212708214 Private Equity Fund 46,952,742 0
FIFTH STOCKHOLM GLOBAL PRIVATE EQUITY LP United States 805-8431004853 Private Equity Fund 0 0 Feeder Fund Fund of Funds
FINANCE STREET AIV SPLITTER LP United States 805-5915881304 Private Equity Fund 43,143,677 0 Fund of Funds
HAMILTON LANE GLOBAL SMID II HOLDINGS LP Cayman Islands 805-9285162375 Private Equity Fund 0 0 Master Fund Fund of Funds
HL BLUE BUYOUT FOCUS 2019 LIMITED Cayman Islands 805-5414261177 Private Equity Fund 0 0 Master Fund Fund of Funds
INNOVATION LANE LP United States 805-1641190875 Private Equity Fund 0 0 Fund of Funds
KPS - HAMILTON LANE MULTI-STRATEGY FUND I LP Cayman Islands 805-3244523399 Private Equity Fund 2,210,376 0 Feeder Fund Fund of Funds
KPS - HAMILTON LANE MULTI-STRATEGY FUND I MASTER LP United States 805-8428590535 Private Equity Fund 2,285,691 0 Master Fund Fund of Funds
HL NY APT L.P. United States 805-5954379775 Private Equity Fund 5,638,717 0 Fund of Funds
HL/AS GLOBAL COINVEST LP United States 805-5634264495 Private Equity Fund 192,198,856 0 Fund of Funds
HLSF IV SPV-A INC. United States 805-3800217008 Private Equity Fund 41,819,632 0 Master Fund Fund of Funds
HL LARGE BUYOUT CLUB FUND II SA RAIF Luxembourg 805-8788454326 Private Equity Fund 15,825,275 0 Fund of Funds
HLSF IV SPV-A (CAYMAN) LP Cayman Islands 805-9163044091 Private Equity Fund 20,320,586 0 Feeder Fund Fund of Funds
ALPHA Z PRIVATE EQUITY FUND II LP Cayman Islands 805-5363229186 Private Equity Fund 174,882,759 0 Fund of Funds
ALPHA Z PRIVATE EQUITY FUND III LP United States 805-7004785040 Private Equity Fund 45,156,901 0
LIBRA TAURUS PE FUND Cayman Islands 805-8336682882 Private Equity Fund 0 0 Feeder Fund Fund of Funds
LIBRA TAURUS PE FUND MASTER LP United States 805-3846661278 Private Equity Fund 0 0 Master Fund Fund of Funds
MORAN REAL ASSET FUND II, L.P. United States 805-1985189045 Private Equity Fund 32,993,640 0 Fund of Funds
HAMILTON LANE VENTURE CAPITAL OFFSHORE FUND LP SERIES 2013 Cayman Islands 805-6986501241 Private Equity Fund 42,383,663 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL OFFSHORE FUND LP SERIES 2016 Cayman Islands 805-3863751182 Private Equity Fund 29,417,470 5,000,000 Feeder Fund Fund of Funds
HL CITY LINE PARTNERS L.P. United States 805-6323040864 Private Equity Fund 31,122,294 0
NJHL EUROPEAN BUYOUT INVESTMENT FUND L.P. United States 805-6405492097 Private Equity Fund 125,554,662 0 Fund of Funds
HAMILTON LANE VENTURE CAPITAL FUND LP SERIES 2009 United States 805-1407271505 Private Equity Fund 21,211,320 5,000,000 Master Fund Fund of Funds
HAMILTON LANE CI2 AIV-C L.P. United States 805-3284973708 Private Equity Fund 2,674,339 0 Feeder Fund Fund of Funds
HAMILTON LANE CO-INVESTMENT FUND II HOLDINGS LP United States 805-5852650344 Private Equity Fund 594,890,022 0 Master Fund Fund of Funds
NS PRIVATE EQUITY FUND, L.P. Cayman Islands 805-8504081204 Private Equity Fund 36,261,286 0 Fund of Funds
RAPM NM SECONDARY OPPORTUNITY FUND, L.P. United States 805-7749966634 Private Equity Fund 28,068,967 0
RAPM-NMERB CO-INVESTMENT FUND, L.P. United States 805-1192492197 Private Equity Fund 78,192,901 0
REFORMATION PRIVATE FUND LP Cayman Islands 805-8364183972 Private Equity Fund 13,546,876 0 Fund of Funds
SECOND STOCKHOLM GLOBAL PRIVATE EQUITY L.P. United States 805-5781053874 Private Equity Fund 67,545,732 0 Fund of Funds
SECONDARY INVESTMENT SPV-1 L.P. United States 805-3892099039 Private Equity Fund 6,449,775 0 Fund of Funds
HAMILTON LANE SECONDARY FUND III-A LP United States 805-1966989821 Private Equity Fund 163,819,774 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE SECONDARY FUND III-B LP United States 805-2530464768 Private Equity Fund 134,540,522 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE SECONDARY FUND IV-EU LP United Kingdom 805-2188898878 Private Equity Fund 12,914,647 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE SECONDARY FUND L.P., SERIES A United States 805-7786265076 Private Equity Fund 1,903,092 10,000,000 Fund of Funds
HAMILTON LANE CI2 OFFSHORE SIV-A L.P. Cayman Islands 805-1868760394 Private Equity Fund 358,273 0 Feeder Fund Fund of Funds
KPI - HAMILTON LANE MULTI-STRATEGY FUND I LP Cayman Islands 805-9187750050 Private Equity Fund 18,835,647 0 Feeder Fund Fund of Funds
HL NPS COINVESTMENT MASTER FUND LP United States 805-7390504879 Private Equity Fund 152,846,120 0 Master Fund Feeder Fund Fund of Funds
FOURTH STOCKHOLM PYRAMID BLOCKER CORP United States 805-8759374629 Private Equity Fund 8,558,902 0
HAMILTON LANE PRIVATE EQUITY FEEDER FUND S.C.A. SICAV-SIF - HL PE FUND VII SERIES B SUB-FUND Luxembourg 805-8578391551 Private Equity Fund 7,202,727 133,188 Feeder Fund Fund of Funds
JATI PRIVATE EQUITY FUND II L.P. Cayman Islands 805-9391987193 Private Equity Fund 398,233,519 0 Fund of Funds
HL NPS COINVESTMENT FUND LP United States 805-5768594362 Private Equity Fund 346,631,250 0 Feeder Fund Fund of Funds
JATI PRIVATE EQUITY FUND III, LP Cayman Islands 805-3690364425 Private Equity Fund 67,681,815 0
SRE HL PE 1 LP Cayman Islands 805-6513248271 Private Equity Fund 41,715,054 0 Feeder Fund Fund of Funds
JATI PRIVATE EQUITY FUND L.P. Cayman Islands 805-7037931661 Private Equity Fund 99,136,795 0 Fund of Funds
HAMILTON LANE CI2 AIV-A L.P. United States 805-8656733829 Private Equity Fund 964,667 0 Feeder Fund Fund of Funds
SILVER STATE OPPORTUNITIES FUND LLC United States 805-1250674997 Private Equity Fund 38,966,751 0 Fund of Funds
HAMILTON LANE CI2 AIV-B L.P. United States 805-4327021629 Private Equity Fund 28,406,125 0 Feeder Fund Fund of Funds
GOLDEN STATE INVESTMENT FUND LLC United States 805-9063818360 Private Equity Fund 157,548,667 0 Fund of Funds
HL PENNSYLVANIA COINVESTMENT FUND LP United States 805-6684490997 Private Equity Fund 67,112,645 0 Fund of Funds
HL SECONDARY INVESTMENT SPV-5 L.P. United States 805-1190230726 Private Equity Fund 45,118,353 0 Fund of Funds
HAMILTON LANE VENTURE CAPITAL OFFSHORE FUND LP SERIES 2014 Cayman Islands 805-9587630071 Private Equity Fund 52,078,642 5,000,000 Feeder Fund Fund of Funds
HL SECONDARY INVESTMENT SPV-6 L.P. United States 805-2270947231 Private Equity Fund 55,321,480 0 Fund of Funds
HL SECONDARY INVESTMENT SPV-8 LP United States 805-2113436921 Private Equity Fund 70,165,552 0 Fund of Funds
HL SECONDARY INVESTMENT SPV-9 LP United States 805-3828644516 Private Equity Fund 18,282,073 0 Fund of Funds
HAMILTON LANE PRIVATE EQUITY FOR THE BENEFIT OF MARCO CONSULTING GROUP CLIENTS LP United States 805-2999397312 Private Equity Fund 170,145,468 1,000,000 Fund of Funds
HL INTERNATIONAL CLAL FEEDER LP SERIES J Cayman Islands 805-9254430848 Private Equity Fund 27,848,701 0 Feeder Fund Fund of Funds
SRE HL PE 1 (MASTER) LP United States 805-5575327136 Private Equity Fund 42,071,145 0 Master Fund Fund of Funds
HL INTERNATIONAL CLAL SMID FEEDER LP Cayman Islands 805-4945767767 Private Equity Fund 81,996,993 0 Feeder Fund Fund of Funds
HL ENPAM FUND SPLITTER LP Luxembourg 805-1854146026 Private Equity Fund 25,888,040 0 Master Fund Fund of Funds
HAMILTON LANE AALTO FUND Luxembourg 805-9329805399 Private Equity Fund 28,349,128 0 Master Fund Fund of Funds
MVPE16 PAYSAFE LP United States 805-9413992164 Private Equity Fund 9,417,156 0
HAMILTON LANE PRIVATE EQUITY FUND IX HOLDINGS LP United States 805-1586131580 Private Equity Fund 352,369,009 0 Master Fund Fund of Funds
HAMILTON LANE PRIVATE MARKETS OPPORTUNITY FEEDER FUND (CREDIT SERIES) LP Cayman Islands 805-3425206217 Private Equity Fund 7,825,704 500,000 Feeder Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL OFFSHORE FUND LP SERIES 2015 Cayman Islands 805-4139273903 Private Equity Fund 22,021,701 5,000,000 Feeder Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP SERIES L United States 805-3583545996 Private Equity Fund 32,135,126 0 Master Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP SERIES I United States 805-7378948432 Private Equity Fund 79,443,054 0 Master Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP SERIES J United States 805-4573807440 Private Equity Fund 28,604,897 0 Master Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP SERIES H2 United States 805-8505664193 Private Equity Fund 22,208,316 0 Master Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP SERIES M United States 805-7759241410 Private Equity Fund 12,765,822 0 Master Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP SERIES N United States 805-9217920062 Private Equity Fund 32,653,824 0 Master Fund Fund of Funds
HL MIRAS SECONDARY FUND LP United States 805-6741542385 Private Equity Fund 22,553,151 0 Fund of Funds
HL MULTI COINVEST SARL Luxembourg 805-7018758304 Private Equity Fund 1,032,457 0
HL INTERNATIONAL INVESTORS LP SERIES O United States 805-8884164091 Private Equity Fund 39,738,693 0 Master Fund Fund of Funds
MVPE16 PH DE BLOCKER LP United States 805-9394088024 Private Equity Fund 8,996,949 0
NEW YORK CREDIT CO-INVESTMENT FUND LP United States 805-7812576467 Private Equity Fund 41,566,372 0 Fund of Funds
HL INTERNATIONAL INVESTORS (SERIES H2) FEEDER L.P. Cayman Islands 805-7999212543 Private Equity Fund 22,223,642 0 Feeder Fund Fund of Funds
SECONDARY INVESTMENT SPV-2 L.P. United States 805-8081672853 Private Equity Fund 7,668,238 0 Fund of Funds
SECONDARY INVESTMENT SPV-3 L.P. United States 805-9001453004 Private Equity Fund 17,783,653 0 Fund of Funds
HAMILTON LANE CAPITAL OPPORTUNITIES FUND LP United States 805-3890553526 Private Equity Fund 182,625,614 5,000,000 Fund of Funds
SECONDARY INVESTMENT SPV-4 L.P. United States 805-1733113415 Private Equity Fund 39,539,348 0 Fund of Funds
GREEN CORE FUND, L.P. Cayman Islands 805-6924908816 Private Equity Fund 2,380,316,987 0 Fund of Funds
HAMILTON LANE BRASIL FUNDO DE INVESTIMENTO EM QUOTAS DE FUNDOS DE INVESTIMENTO MULTIMERCADO Brazil 805-7355731681 Private Equity Fund 1,481,191 0 Feeder Fund Fund of Funds
MORAN REAL ESTATE ASSET FUND LP United States 805-8244713537 Private Equity Fund 316,181,203 0
NEW YORK CREDIT CO-INVESTMENT FUND II LP United States 805-5823487514 Private Equity Fund 91,014,271 0
HAMILTON LANE VENTURE CAPITAL FUND LP SERIES 2010 United States 805-2740158361 Private Equity Fund 36,127,936 5,000,000 Master Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL FUND LP SERIES 2011 United States 805-9575246474 Private Equity Fund 48,828,179 5,000,000 Master Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL FUND LP SERIES 2012 United States 805-6165038166 Private Equity Fund 17,186,880 5,000,000 Master Fund Fund of Funds
HL AALTO SPLITTER LP Luxembourg 805-3912282800 Private Equity Fund 27,296,701 0 Feeder Fund Fund of Funds
HL SECONDARY INVESTMENT SPV-13 (ACCRETIVE) LP United States 805-8834330691 Private Equity Fund 15,381,012 0 Fund of Funds
HL INTERNATIONAL CLAL FEEDER LP SERIES L Cayman Islands 805-1468907728 Private Equity Fund 31,288,401 0 Feeder Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP, HL SECONDARY OPPORTUNITIES SERIES 2018 United States 805-5134803443 Private Equity Fund 26,560,223 0 Fund of Funds
NEW YORK CREDIT SBIC FUND L.P. United States 805-3377403985 Private Equity Fund 142,857,611 0
HL INTERNATIONAL CLAL FEEDER LP SERIES K Cayman Islands 805-1633866907 Private Equity Fund 9,640,497 0 Feeder Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP, HL SECONDARY OPPORTUNITIES SERIES United States 805-1024786189 Private Equity Fund 42,994,644 0 Fund of Funds
HL INTERNATIONAL INVESTORS LP SERIES A United States 805-2424314761 Private Equity Fund 2,939,118 0 Fund of Funds
HL INTERNATIONAL INVESTORS LP SERIES D United States 805-6263622201 Private Equity Fund 1,689,875 0 Fund of Funds
LAKE SUCCESS FUND LP United States 805-1043436668 Private Equity Fund 45,622,138 0
LAKE HEMPSTEAD FUND LP United States 805-4175961654 Private Equity Fund 39,636,875 0
HAMILTON LANE PRIVATE EQUITY OFFSHORE FUND X LP United States 805-4468072109 Private Equity Fund 8,365,161 2,500,000 Feeder Fund Fund of Funds
HAMILTON LANE PRIVATE MARKETS OPPORTUNITY FUND LP, FUND-OF-FUNDS SERIES United States 805-9023461764 Private Equity Fund 80,779,746 500,000 Master Fund Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES FUND V (SERIES 2019) HOLDINGS LP United States 805-6418455549 Private Equity Fund 0 0 Master Fund
HAMILTON LANE VENTURE CAPITAL FUND LP, SERIES 2019 United States 805-4829292336 Private Equity Fund 0 5,000,000 Fund of Funds
HAMILTON LANE GLOBAL SMID II LP Cayman Islands 805-9795048992 Private Equity Fund 0 2,500,000 Feeder Fund Fund of Funds
LIBRA TAURUS INVESTMENTS LTD. Cayman Islands 805-9193771836 Private Equity Fund 0 0 Feeder Fund Fund of Funds

HAMILTON LANE ADVISORS LLC

ownership team - last updated 2019-03-06
Name Title Start Date Direct/Indirect % Ownership
HAMILTON LANE ADVISORS INC MEMBER 06/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
HAMILTON LANE ADVISORS LLC MEMBER direct 2000-06-01
HAMILTON LANE ADVISORS LLC 34.47 OWNER OF APPLICANT direct 2000-06-01 2003-03-12
HAMILTON LANE ADVISORS LLC 22.9% OWNER OF APPLICANT direct 2000-06-01 2005-03-29
HAMILTON LANE ADVISORS LLC 21.6% OWNER OF APPLICANT direct 2000-06-01 2006-03-21
HAMILTON LANE ADVISORS LLC 5% OWNER OF APPLICANT direct 2000-06-01 2007-03-20
HAMILTON LANE ADVISORS LLC 3.8% OWNER OF APPLICANT direct 2000-06-01 2010-06-23
HAMILTON LANE ADVISORS LLC 4.4% OWNER OF APPLICANT direct 2000-06-01 2011-06-28
GIANNINI, MARIO, LUCIO CHIEF EXECUTIVE OFFICER 07/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
HAMILTON LANE ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 1994-07-01
HAMILTON LANE ADVISORS LLC SHAREHOLDER indirect 2006-04-01
HAMILTON LANE ADVISORS LLC CHIEF OPERATING OFFICER AND DIRECTOR direct 1994-07-01 2002-03-14
HAMILTON LANE NEW YORK LLC CHIEF OPERATING OFFICER OF HAMILTON LANE ADVISORS, LLC direct 1994-07-01 2002-03-15
HAMILTON LANE NEW YORK LLC CHIEF EXECUTIVE OFFICER OF HAMILTON LANE ADVISORS, LLC direct 1994-07-01 2003-03-13
HAMILTON LANE ADVISORS LLC 74.9% OWNER indirect 2006-04-01 2007-03-20
HAMILTON LANE ADVISORS LLC 100% OWNER indirect 2006-04-01 2011-06-28
HAMILTON LANE ADVISORS LLC CHIEF EXECUTIVE OFFICER AND DIRECTOR direct 1994-07-01 2017-05-02
STILMAN, RANDY, M. CHIEF FINANCIAL OFFICER 08/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
HAMILTON LANE ADVISORS LLC CHIEF FINANCIAL OFFICER direct 1997-08-01
HAMILTON LANE NEW YORK LLC CHIEF FINANCIAL OFFICER OF HAMILTON LANE ADVISORS, LLC direct 1997-08-01 2003-03-13
ROGERS, HARTLEY, RAYMOND CHAIRMAN 12/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
ARIES ADVISORS LLC MEMBER direct 2001-01-01
HAMILTON LANE RICHCOURT ADVISORS LLC 100% OWNER indirect 2003-12-01
HAMILTON LANE ADVISORS LLC MEMBER indirect 2003-12-01
HAMILTON LANE NEW YORK LLC 99% OWNER indirect 2003-12-01
HAMILTON LANE ADVISORS LLC CHAIRMAN direct 2003-12-01
DLJ MERCHANT BANKING III INC MANAGING DIRECTOR direct 2001-01-01 2002-03-28
DLJ GROWTH CAPITAL, INC. MANAGING DIRECTOR direct 2001-07-01 2002-03-28
CREDIT SUISSE BOSTON ADVISORY PARTNERS LLC MANAGING DIRECTOR direct 1997-11-01 2003-03-28
HAMILTON LANE ADVISORS LLC 99% OWNER indirect 2003-12-01 2004-03-29
HAMILTON LANE ADVISORS LLC VICE CHAIRMAN AND DIRECTOR direct 2003-12-01 2004-03-29
HAMILTON LANE ADVISORS LLC 100% OWNER indirect 2003-12-01 2011-06-28
HAMILTON LANE ADVISORS LLC CHAIRMAN AND DIRECTOR direct 2003-12-01 2017-05-02
HLA INVESTMENTS, LLC MEMBER 12/01/2003 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
HAMILTON LANE NEW YORK LLC 46.3% OWNER indirect 2003-12-01
HAMILTON LANE ADVISORS LLC 46.3% OWNER direct 2003-12-01
HAMILTON LANE ADVISORS LLC MEMBER direct 2003-12-01
HAMILTON LANE ADVISORS LLC 55.9% OWNER direct 2003-12-01
HAMILTON LANE ADVISORS LLC 56.2% OWNER direct 2003-12-01
HAMILTON LANE ADVISORS LLC 46.9% OWNER direct 2003-12-01
HAMILTON LANE ADVISORS LLC 56.5% OWNER direct 2003-12-01
HAMILTON LANE ADVISORS LLC 55.6% OWNER direct 2003-12-01
HAMILTON LANE RICHCOURT ADVISORS LLC 46.5% OWNER indirect 2003-12-01
HL MANAGEMENT INVESTORS LLC MEMBER 04/01/2006 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
HAMILTON LANE ADVISORS LLC 9.9% OWNER direct 2006-04-01
HAMILTON LANE ADVISORS LLC MEMBER direct 2006-04-01
HAMILTON LANE ADVISORS LLC 10.6% OWNER direct 2006-04-01
HAMILTON LANE ADVISORS LLC 10.3% OWNER direct 2006-04-01
HAMILTON LANE ADVISORS LLC 11.2% OWNER direct 2006-04-01
HIRSCH, ERIK VICE CHAIRMAN AND HEAD OF STRATEGIC INITIATIVES 05/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
HAMILTON LANE ADVISORS LLC CHIEF INVESTMENT OFFICER AND DIRECTOR direct 2013-05-01
HAMILTON LANE ADVISORS LLC VICE CHAIRMAN AND HEAD OF STRATEGIC INITIATIVES direct 2013-05-01
LUCEY, KEVIN, JOSEPH CHIEF OPERATIONS OFFICER 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
DELAWARE MANAGEMENT BUSINESS TRUST EVP/CHIEF OF SALES, CLIENT SERVICES & MARKETING direct 2005-03-01
RETIREMENT FINANCIAL SERVICES, INC. CHIEF OF SALES, CLIENT SERVICES AND MARKETING direct 2003-09-01
RETIREMENT FINANCIAL SERVICES, INC. EVP/CHIEF OF SALES, CLIENT SERVICES AND MARKETING / DIRECTOR direct 2005-03-01
RETIREMENT FINANCIAL SERVICES, INC. EVP/CHIEF OF SALES, CLIENT SERVICES AND MARKETING direct 2005-03-01
HAMILTON LANE ADVISORS LLC CHIEF OPERATIONS OFFICER direct 2007-01-01
ETF ASSOCIATES, LLC DIRECTOR direct 2008-02-01
HAMILTON LANE INC MANAGING MEMBER 03/01/2017 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
HAMILTON LANE ADVISORS LLC MEMBER direct 2017-03-01
HAMILTON LANE ADVISORS LLC MANAGING MEMBER direct 2017-03-01
SHAW, FREDERICK, WARD CHARLTON CHIEF COMPLIANCE OFFICER 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
HAMILTON LANE ADVISORS LLC CHIEF COMPLIANCE OFFICER direct 2017-04-01
NATSOURCE ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2008-03-01
GAVALIS, LYDIA GENERAL COUNSEL 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
HAMILTON LANE ADVISORS LLC GENERAL COUNSEL direct 2017-04-01
SEI PRIVATE TRUST COMPANY GENERAL COUNSEL direct 2004-03-01
ROGERS, HARTLEY, RAYMOND MEMBER HRHLA, LLC 12/01/2003 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ARIES ADVISORS LLC MEMBER direct 2001-01-01
HAMILTON LANE RICHCOURT ADVISORS LLC 100% OWNER indirect 2003-12-01
HAMILTON LANE ADVISORS LLC MEMBER indirect 2003-12-01
HAMILTON LANE NEW YORK LLC 99% OWNER indirect 2003-12-01
HAMILTON LANE ADVISORS LLC CHAIRMAN direct 2003-12-01
DLJ MERCHANT BANKING III INC MANAGING DIRECTOR direct 2001-01-01 2002-03-28
DLJ GROWTH CAPITAL, INC. MANAGING DIRECTOR direct 2001-07-01 2002-03-28
CREDIT SUISSE BOSTON ADVISORY PARTNERS LLC MANAGING DIRECTOR direct 1997-11-01 2003-03-28
HAMILTON LANE ADVISORS LLC 99% OWNER indirect 2003-12-01 2004-03-29
HAMILTON LANE ADVISORS LLC VICE CHAIRMAN AND DIRECTOR direct 2003-12-01 2004-03-29
HAMILTON LANE ADVISORS LLC 100% OWNER indirect 2003-12-01 2011-06-28
HAMILTON LANE ADVISORS LLC CHAIRMAN AND DIRECTOR direct 2003-12-01 2017-05-02
HRHLA, LLC MEMBER HLA INVESTMENTS, LLC 12/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HAMILTON LANE NEW YORK LLC 35% OWNER indirect 2003-12-01
HAMILTON LANE ADVISORS LLC 35% OWNER indirect 2003-12-01
HAMILTON LANE ADVISORS LLC MEMBER indirect 2003-12-01
HAMILTON LANE ADVISORS LLC 34.72% OWNER indirect 2003-12-01
HAMILTON LANE RICHCOURT ADVISORS LLC 35% OWNER indirect 2003-12-01
GIANNINI, MARIO, LUCIO SHAREHOLDER HAMILTON LANE ADVISORS, INC. 04/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HAMILTON LANE ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 1994-07-01
HAMILTON LANE ADVISORS LLC SHAREHOLDER indirect 2006-04-01
HAMILTON LANE ADVISORS LLC CHIEF OPERATING OFFICER AND DIRECTOR direct 1994-07-01 2002-03-14
HAMILTON LANE NEW YORK LLC CHIEF OPERATING OFFICER OF HAMILTON LANE ADVISORS, LLC direct 1994-07-01 2002-03-15
HAMILTON LANE NEW YORK LLC CHIEF EXECUTIVE OFFICER OF HAMILTON LANE ADVISORS, LLC direct 1994-07-01 2003-03-13
HAMILTON LANE ADVISORS LLC 74.9% OWNER indirect 2006-04-01 2007-03-20
HAMILTON LANE ADVISORS LLC 100% OWNER indirect 2006-04-01 2011-06-28
HAMILTON LANE ADVISORS LLC CHIEF EXECUTIVE OFFICER AND DIRECTOR direct 1994-07-01 2017-05-02
HARTLEY ROGERS 2008 GRAT MEMBER HRHLA, LLC 12/01/2008 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
TYREE, DAVID W. PRESIDENT direct 1991-04-01
INVESTEC PMG CAPITAL MANAGING DIRECTOR/TREASURER/CHIEF COMPLIANCE OFFICER direct 1995-10-01
JAYHAWK PRIVATE EQUITY GP, L.P. MANAGING MEMBER indirect 1995-10-01
WHITEGATE INVESTMENT COUNSELORS INC SHAREHOLDER direct 1998-07-01
JGE CAPITAL MANAGEMENT, LLC TRUST indirect 1995-10-01
TAYLOR, COTTRILL, ERICKSON AND ASSOCIATES, INC. SHAREHOLDER indirect 1998-07-01
PENSION PORTFOLIO ADVISORS INC. N/A direct 1995-11-01
CORRELL CO. INVESTMENT SERVICES CORP. SHAREHOLDER direct 1995-11-01
BONNIE WUSZ & ASSOCIATES, INC. OWNER direct 1991-06-01
CORNERSTONE ADVISORS, LLC OWNER indirect 1982-08-01
MOSBY LINCOLN LC MEMBER MANAGER direct 1995-12-01
CAROL GRANT DESMOND OWNER direct 1982-12-01
HHH INVESTMENT INC PRESIDENT direct 1995-12-01
VAN BERKOM AND ASSOCIATES INC. PRESIDENT AND CHIEF EXECUTIVE OFFICER indirect 1991-07-01
SIFE DIRECTOR/OWNER direct 1995-12-01
AMERVEST COMPANY, INC. CCO / MANAGING DIRECTOR direct 1983-01-01
KAUFMAN BROS., L.P. LP direct 1995-12-01
SIRIUS PARTNERS, L.P. SHAREHOLDER indirect 1983-01-01
OVERLOOK INVESTMENTS L.P. GENERAL PARTNER direct 1995-12-01
FINANCIAL ADVISORY SERVICE INC SHAREHOLDER direct 1983-02-01
RIGGS SECURITIES INC. SHAREHOLDER indirect 1991-09-01
P. R. HERZIG & CO. INC. BOARD OF DIRECTORS direct 1995-12-01
P. R. HERZIG & CO. INC. SHAREHOLDER direct 1995-12-01
GREENLEAF ASSET MANAGEMENT INC PRESIDENT direct 1991-10-01
P. R. HERZIG & CO. INC. TRUSTEE OF 2 TRUSTS indirect 1995-12-01
OWNERSHIP ADVISORS, INC. PRESIDENT direct 1998-09-01
HOLT VALUE ASSOCIATES LP PRESIDENT indirect 1991-11-01
RANSON CAPITAL CORPORATION VP SEC. direct 1996-01-01
THE HOLLISTER ASSET MANAGEMENT CO, G.P. GENERAL PARTNER direct 1998-09-01
HOLT VALUE ASSOCIATES LP PRESIDENT indirect 1991-11-01
THE BAKER GROUP, LP VICE PRES/MANAGING DIRECTOR direct 1998-09-01
SOMERS ASSET MANAGEMENT INCORPORATED PRESIDENT direct 1991-11-01
OLYMPUS ADVISORS, LLC MEMBER direct 1996-01-01
FINANCIAL ADVISORY SERVICE INC SHAREHOLDER direct 1996-02-01
ACCESS FINANCIAL GROUP, INC. OWNER direct 1996-02-01
MCELWAIN ROBERT JOHN PRESIDENT direct 1983-10-01
CAVALRY BANKING TRUST OFFICER/ SVP direct 1992-01-01
MIDWEST CAPITAL MANAGEMENT, INC. PRESIDENT direct 1996-03-01
CHAPLIN-MULLAUGH, INCORPORATED CORPORATE SECRETARY direct 1996-03-01
HAMMER ASSET MANAGEMENT LLC TRUSTEE indirect 1998-10-01
HAMMER ASSET MANAGEMENT LLC TRUSTEE direct 1998-10-01
JGE CAPITAL MANAGEMENT, LLC MEMBER direct 1996-04-01
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED TRUSTEE indirect 1984-05-01
RYDER STILWELL INVESTMENT ADVISORS INC MAJORITY OWNER indirect 1992-04-01
CITY SECURITIES CORPORATION DIRECTOR direct 1998-11-01
FINANCIAL ADVISORY SERVICE INC JAMES G. DUSSOLD, TRUSTEE direct 1996-05-01
LM ADVISORS INC PRESIDENT direct 1984-07-01
DAWSON RUSSELL INC. PRESIDENT direct 1992-05-01
THE JENTNER CORPORATION OWNER direct 1984-10-01
CAVALRY BANKING TRUST OFFICER direct 1992-05-01
SANDER CAPITAL ADVISORS DIRECTOR, VICE PRESIDENT AND SECRETARY direct 1985-01-01
THE BAKER GROUP, LP CHAIRMAN AND PRESIDENT direct 1992-05-01
THE BAKER GROUP, LP VICE PRES/MANAGING DIRECTOR direct 1992-05-01
NORTHWEST FINANCIAL PLANNING CORP SHAREHOLDER direct 1992-07-01
WEXFORD CLEARING SERVICES CORPORATION SENIOR VICE PRESIDENT- CROP direct 1996-07-01
AMERICAN SUPERIOR CO TRUST direct 1996-07-01
ROOSEVELT INVESTMENT GROUP INC CHAIRMAN direct 1992-07-01
PCJ INVESTMENT COUNSEL LTD. PARTNERSHIP direct 1996-07-01
EIDELMAN FINGER HARRIS & CO PRESIDENT direct 1985-06-01
ROOSEVELT INVESTMENT GROUP INC SEC-TREASURER MANAGING DIR direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC VP INVESTMENTS direct 1992-07-01
DRV GROUP INC PRESIDENT direct 1996-08-01
ROOSEVELT INVESTMENT GROUP INC CEO direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC PRESIDENT direct 1992-07-01
THE BAKER GROUP, LP VICE PRES/MANAGING DIRECTOR direct 1996-08-01
RONALD OLSON, INC. STOCK HOLDER direct 1992-07-01
PERFORMANCE ENHANCEMENT TECHNOLOGIES LTD PRESIDENT/CIO direct 1985-12-01
FINANCIAL MANAGEMENT ADVISORS INC SHAREHOLDER indirect 1985-12-01
PINKERTON RETIREMENT SPECIALISTS, LLC OWNER indirect 1996-09-01
PINKERTON RETIREMENT SPECIALISTS, LLC OWNER indirect 1996-09-01
CAPITAL BUILDERS ADVISORY SERVICES INC SHAREHOLDER direct 1986-01-01
STANFORD ADVISORY GROUP, LLC CEO/CIO direct 1992-10-01
UNIVERSAL FINANCIAL SERVICES INC. DIRECTOR direct 1986-02-01
UNIVERSAL FINANCIAL SERVICES INC. CEO indirect 1986-02-01
HOLBEIN ASSOCIATES, INC. SECRETARY direct 1986-03-01
HOOPER R B & CO INC PRESIDENT direct 1992-11-01
CHARLES FISH INVESTMENTS, INC. SHAREHOLDER direct 1996-10-01
HOOPER R B & CO INC VICE PRESIDENT direct 1992-11-01
ORION FINANCIAL SERVICES, LLC SHAREHOLDER indirect 1996-11-01
HERRMANN & COOKE, INC. DIRECT OWNER direct 1986-03-01
MACEY-HOLLAND & CO., LLC MANAGING MEMBER direct 1996-12-01
GREIG ASSOCIATES INC SENIOR VICE PRESIDENT direct 1986-04-01
GREIG ASSOCIATES INC SECRETARY direct 1986-04-01
ALEXANDER & MUCKERMANN PARTNER direct 1986-04-01
HONISS ROBIN OWNER direct 1993-01-01
BAY ISLE FINANCIAL CORP PRESIDENT direct 1986-06-01
KINGSTON INVESTMENT COUNSEL INC VICE PRESIDENT & SECRETARY direct 1993-01-01
BATCHELDER & PARTNERS, INC. OWNER direct 1997-01-01
BAY ISLE FINANCIAL CORP CHIEF INVESTMENT OFFICER direct 1986-06-01
PEKIN SINGER STRAUSS ASSET MANAGEMENT INC. SHAREHOLDER direct 1993-01-01
NEUMEIER INVESTMENT COUNSEL LLC MEMBER direct 1997-01-01
INTEGRATED FINANCIAL PLANNING SERVICES PRESIDENT direct 1986-06-01
MANAGED ACCOUNT SERVICES INC SHAREHOLDER direct 1993-01-01
FINANCIAL ADVISORY SERVICE INC MAX W. GREER, JR., TRUSTEE direct 1986-08-01
MCCORMICK CAPITAL MANAGEMENT PRESIDENT direct 1986-09-01
HAROLD W. DANCE INC. S-CORP SHAREHOLDER, 16% direct 1993-04-01
ROSEMOUNT CAPITAL LIMITED TRUSTEE indirect 1997-01-01
FREMONT REALTY CAPITAL, L.P. SHAREHOLDER indirect 1997-02-01
SAUNDERS RETIREMENT ADVISORS, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1993-04-01
JUNDT ASSOCIATES INC TRUSTEE direct 1997-03-01
PREMIERETRADE SECURITIES, INC. TRUSTEE OF DICKS FAMILY TRUST direct 1993-05-01
FIDELITY FINANCIAL GROUP, INC. DIRECTOR direct 1987-02-01
SENA WELLER ROHS WILLIAMS INC. SENIOR VP direct 1993-06-01
SENA WELLER ROHS WILLIAMS INC. EXECUTIVE VP direct 1993-06-01
SAGE, RUTTY & CO., INC. SHAREHOLDER direct 1987-02-01
CONTEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 1993-06-01
CONTEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 1993-06-01
OSTERWEIS CAPITAL MANAGEMENT LLC MEMBER direct 1997-03-01
CONTEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 1993-06-01
JOHN MOORE & ASSOCIATES INC SHAREHOLDER direct 1997-03-01
CHURCHILL MANAGEMENT CORP SHAREHOLDER direct 1987-07-01
THE PORTOLA GROUP INC SHAREHOLDER direct 1987-08-01
MAHLER & EMERSON INC. SHAREHOLDER direct 1993-07-01
FFR ADVISORY LLC TRUSTEE indirect 1997-03-01
ARGOS INVESTMENT ADVISORS, LLC MEMBER indirect 1993-07-01
S.A.I. CAPITAL MANAGEMENT, LLC TRUSTEE indirect 1997-03-01
SOCHET & COMPANY, INC. PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1987-08-01
ARNERICH MASSENA, INC. SHAREHOLDER direct 1993-07-01
THE PORTOLA GROUP INC SHAREHOLDER indirect 1987-08-01
BACK BAY ADVISORS GENERAL PARTNER direct 1993-09-01
SENTINEL ADVISORS LLC MEMBER direct 1997-04-01
CALTON & ASSOCIATES, INC. PRESIDENT - DIRECTOR direct 1987-09-01
VAN DEVENTER & HOCH VDH SHAREHOLDER direct 1993-10-01
LEE KRASNER GROUP LTD PRESIDENT/TREASURER direct 1993-10-01
REGISTER & AKERS INVESTMENTS, INC. PRINCIPAL direct 1997-04-01
UNITED AMERICAN SECURITIES, INC. SHAREHOLDER direct 1987-10-01
TAYLOR STEPHENS INC GENERAL PARTNER indirect 1993-12-01
WAYZATA CAPITAL MANAGEMENT, INC. SHAREHOLDER direct 1997-05-01
SOUND FINANCIAL STRATEGIES GROUP, INC. FOUNDING PARTNER/CFO/CCO direct 1993-12-01
UNITED AMERICAN SECURITIES, INC. SHAREHOLDER direct 1987-11-01
STEVEN A. NOROIAN & ASSOCIATES, INC. OWNER direct 1997-05-01
WELTON INVESTMENT CORPORATION SOLE SHAREHOLDER direct 1997-05-01
WELTON INVESTMENT CORPORATION SOLE SHAREHOLDER indirect 1997-05-01
OSTERWEIS CAPITAL MANAGEMENT INC SHAREHOLDER direct 1994-01-01
WELTON FUND ADVISORS LLC SOLE SHAREHOLDER indirect 1997-05-01
WELTON INVESTMENT PARTNERS LLC SOLE SHAREHOLDER indirect 1997-05-01
TRENDSTAT CAPITAL MANAGEMENT INC. NO TITLE direct 1997-06-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC. VICE PRESIDENT direct 1987-12-01
MACSHANE CAPITAL MANAGEMENT CO INC PRESIDENT direct 1988-01-01
SAGE, RUTTY & CO., INC. SHAREHOLDER direct 1994-01-01
POPULAR SECURITIES, INC. DIRECTOR direct 1997-07-01
MARSDEN JOHN RICHARD JR OWNER direct 1994-01-01
KLOSTERMAN CAPITAL CORP TRUST direct 1997-07-01
MORGAN JESS S & CO INC TRUST direct 1997-07-01
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD PARTNERSHIP direct 1994-02-01
THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY SHAREHOLDER direct 1997-07-01
AUTUMN GLORY PARTNERS, LLC TRUSTEE indirect 1988-01-01
BAI BONDSBERATUNG GES.M.B.H. SHAREHOLDER direct 1994-03-01
BAI BONDSBERATUNG GES.M.B.H. SHAREHOLDER indirect 1994-03-01
JONES COMMODITIES, INC. SHAREHOLDER direct 1997-08-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC. PRESIDENT direct 1988-03-01
ADVISORS PENSION SERVICES AGENCY INC PRESIDENT direct 1988-04-01
CATHOLIC FINANCIAL SERVICES CORP VICE PRESIDENT, DIRECTOR direct 1994-06-01
GRAHAM CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 1994-06-01
KLAFF REALTY, LP OWNER indirect 1988-06-01
HELLMAN & FRIEDMAN ASSOCIATES III LP SHAREHOLDER indirect 1994-07-01
H&F INVESTORS III SHAREHOLDER indirect 1994-07-01
FIRST WESTERN ADVISORS PRESIDENT / DIRECTOR direct 1997-10-01
STEPHEN JONES CAPITAL MANAGEMENT, INC. 90% SHAREHOLDER direct 1997-11-01
HUTCHINSON/IFRAH FINANCIAL SERVICES, INC. CHAIRMAN & PRESIDENT direct 1988-08-01
SOUTH OCEAN MANAGEMENT LIMITED SHAREHOLDER direct 1994-09-01
JONES VILLALTA ASSET MANAGEMENT, LLC 90% SHAREHOLDER OF STEPHEN JONES CAPITAL MANAGEMENT, INC. indirect 1997-11-01
THE HOLLISTER ASSET MANAGEMENT CO, G.P. GENERAL PARTNER direct 1994-09-01
GLOBALVEST MANAGEMENT CO LP ESTABLISHED direct 1994-10-01
TRIGRAN INVESTMENTS, INC. TRUSTEE indirect 1988-11-01
J.J.B. HILLIARD, W.L. LYONS, LLC NAMED FIDUCIARY indirect 1988-11-01
IHP CAPITAL PARTNERS SHAREHOLDER direct 1997-12-01
MCCORMICK CAPITAL MANAGEMENT SECRETARY, TREASURER direct 1988-12-01
KAPLAN & CO. SECURITIES INC. CEO direct 1994-10-01
EAST PACIFIC INVESTMENT CO INC PRESIDENT direct 1989-01-01
LARIMER CAPITAL CORP SECRETARY direct 1989-01-01
TIFFANY CAPITAL ADVISORS INC BOARD MEMBER direct 1998-01-01
KIT COLE INVESTMENT ADVISORY SERVICES SHAREHOLDER direct 1989-03-01
LOVELL INCORPORATED CORPORATE SECRETARY direct 1989-03-01
SAGE, RUTTY & CO., INC. DIRECTOR direct 1998-01-01
KURIYAMA & CO LLC MEMBER direct 1998-01-01
NEWPORT INVESTMENT ADVISORS INC CEO direct 1989-04-01
JULIUS BAER SECURITIES INC. FIRST VICE PRESIDENT direct 1994-12-01
SUMMIT PARTNERS V, L.P. LIMITED PARTNER direct 1998-01-01
TIFFANY CAPITAL ADVISORS INC PRESIDENT direct 1989-05-01
CWS CAPITAL PARTNERS LLC SHAREHOLDER direct 1998-01-01
THE BAUPOST GROUP, L.L.C. MEMBER direct 1998-01-01
BOBERSKI & CO PRESIDENT direct 1966-01-01
H&F ADMINISTRATION III LLC SHAREHOLDER indirect 1994-12-01
IWAMOTO, KONG & CO., INC. SHAREHOLDER direct 1998-01-01
HOLDEN TOLBERT & CO INC PRESIDENT direct 1967-05-01
H & F ADMINISTRATION IV LLC SHAREHOLDER indirect 1994-12-01
CWS CAPITAL PARTNERS LLC SHAREHOLDER / MANAGING MEMBER direct 1998-01-01
HOLDEN TOLBERT & CO INC SECRETARY, TREASURER direct 1967-05-01
BUSINESS SERVICES, INC. OWNER direct 1989-05-01
LEGACY PARTNERS INVESTMENT MANAGEMENT SERVICES,LLC MEMBER indirect 1968-06-01
FINANCIAL ADVISORY SERVICE INC DANIELLE G. MEIER AND JOHN A. MEIER, TRUSTEES direct 1998-01-01
PINNACLE ASSET MANAGEMENT, L.P. MEMBER indirect 1994-12-01
OTTAWA AVENUE PRIVATE CAPITAL, LLC SHAREHOLDER indirect 1994-12-01
HELLMAN & FRIEDMAN CAPITAL MANAGEMENT SHAREHOLDER indirect 1989-06-01
SANDPOINTE, LLC MEMBER indirect 1994-12-01
CAMBRIDGE EQUITY ADVISORS INC CHIEF EXECUTIVE OFFICER direct 1989-06-01
BRENTON INVESTMENTS, INC. SHAREHOLDER indirect 1995-01-01
HANSSET GLOBAL ADVISORS CO., LTD. SHAREHOLDER direct 1989-08-01
TRIAD INVESTMENT ADVISORS CORP PRESIDENT direct 1972-10-01
JOHNSTON, LEMON & CO. INC. CHAIRMAN direct 1973-10-01
VALU TRAC INVESTMENT MANAGEMENT LTD PARENT COMPANY direct 1989-10-01
ATLANTIC CAPITAL MANAGEMENT LTD PRESIDENT direct 1989-12-01
BJURMAN, BARRY & ASSOCIATES SHAREHOLDER A CLASS direct 1998-03-01
JOHNSTON, LEMON & CO. INC. CHAIRMAN indirect 1989-12-01
MYERSON VAN DEN BERG & CO TRUST OWNS ALL THE STOCK direct 1975-01-01
DE PRINCE, RACE & ZOLLO, INC. SHAREHOLDER direct 1998-03-01
STANLEY D J & CO INC PRESIDENT & CEO, CFO, COO, CLO,CCO direct 1976-05-01
POPULAR SECURITIES, INC. DIRECTOR direct 1995-05-01
SPECTRUM ASSET MANAGEMENT INC SHAREHOLDER direct 1990-01-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC. TREASURER direct 1977-06-01
BOULDER INVESTMENT ADVISERS LLC MEMBER indirect 1998-05-01
NOVARE CAPITAL MANAGEMENT MEMBER indirect 1995-05-01
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. TREASURER, FINOP direct 1978-08-01
BNY ASSOCIATES INCORPORATED DIRECTOR direct 1998-05-01
SAVINGS GROWERS, INC. PRESIDENT direct 1990-08-01
MOORS & CABOT INVESTOR SERVICES INC PARENT indirect 1978-08-01
SOUND CAPITAL MANAGEMENT INC MANAGING DIRECTOR direct 1995-06-01
FULLER & THALER ASSET MANAGEMENT INC SHAREHOLDER direct 1998-05-01
SULLIVAN,MORRISSEY & MICKLE CAPITAL MANAGEMENT CORP. CHAIRMAN, DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1978-08-01
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. VICE CHAIRMAN, DIRECTOR direct 1978-11-01
STAMPS, WOODSUM & CO. IV LIMITED PARTNER direct 1995-06-01
PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION SHAREHOLDER direct 1995-06-01
VALUE PARTNERS LTD SHAREHOLDER direct 1998-06-01
VALU-TRAC INVESTMENT RESEARCH LIMITED OWNER direct 1998-06-01
CORRELL CO. INVESTMENT SERVICES CORP. SECRETARY direct 1995-07-01
PRIVATE PORTFOLIO OF SAN DIEGO, INC. VICE PRESIDENT direct 1998-06-01
BERKELEY CAPITAL ADVISERS, LLC TRUSTEE indirect 1991-01-01
GREIG ASSOCIATES INC VICE PRESIDENT direct 1998-07-01
PCJ INVESTMENT COUNSEL LTD. PARTNERSHIP direct 1995-07-01
RWT INVESTMENT ADVISERS, INC. 100% SHAREHOLDER direct 1998-07-01
NOBLE PARTNERS, L.P. SHAREHOLDER indirect 1991-03-01
POPULAR SECURITIES, INC. DIRECTOR direct 1995-08-01
KELLNER, DILEO & CO., L.P. LIMITED PARTNER direct 1998-07-01
W R MAHOOD ASSET MANAGEMENT, INC. PRESIDENT direct 1991-04-01
NBC SECURITIES, INC. VICE PRESIDENT direct 1995-08-01
BURNEY CO CHAIRMAN direct 1981-04-01
FARALDI & PORRO INC PRESIDENT direct 1981-06-01
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 1988-08-01 2000-11-09
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 1995-03-01 2000-11-09
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J. BUSH & CO., INCORPORATED DIRECTOR direct 1970-09-01 2001-01-29
J. BUSH & CO., INCORPORATED EXECUTIVE VICE PRESIDENT direct 1998-03-01 2001-01-29
CHASE INVESTMENT SERVICES CORP. DIRECTOR direct 1998-09-01 2001-01-30
RASKOB KAMBOURIAN FINANCIAL ADVISORS LTD TREAURER direct 1992-02-01 2001-01-30
MACK INVESTMENT SECURITIES, INC. TRUSTEE IS PRESIDENT direct 1986-01-01 2001-01-30
FORUM SECURITIES, INC. SHAREHOLDER indirect 1990-07-01 2001-01-30
FORUM SECURITIES, INC. VICE PRESIDENT/CFO direct 1991-03-01 2001-01-30
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1998-08-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1992-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO PRESIDENT/DIRECTOR direct 1992-02-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1984-04-01 2001-01-31
COUNTRY CAPITAL MANAGEMENT COMPANY SENIOR VP MARKETING direct 1996-10-01 2001-01-31
MOODY ALDRICH & SULLIVAN LLC NON MEMBER indirect 1992-12-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1987-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1987-02-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1994-01-01 2001-01-31
MOODY ALDRICH & SULLIVAN LLC NON MEMBER indirect 1988-06-01 2001-01-31
MOODY ALDRICH & SULLIVAN LLC NON MEMBER indirect 1988-06-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1997-11-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR CHAIRMAN OF BOARD direct 1998-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO CH.BD./DIR/CEO direct 1998-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1990-01-01 2001-01-31
JULIUS BAER SECURITIES INC. CHAIRMAN direct 1998-04-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SHAREHOLDER indirect 1980-05-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1998-07-01 2001-01-31
CENTURION CAPITAL MANAGEMENT CORP BENEFICIAL OWNER OF CCGI, COMMON indirect 1997-12-01 2001-02-01
ESSEX LLC SECRETARY direct 1933-01-01 2001-02-23
HARTFORD INVESTMENT FINANCIAL SERVICES COMPANY SENIOR VICE PRESIDENT & DIRECTOR- INVESTMENTS & DIRECTOR direct 1996-12-01 2001-02-28
COMMONWEALTH ADVISORS INC VICE PRESIDENT direct 1997-02-01 2001-02-28
LINDNER ASSET MANAGEMENT INC SHAREHOLDER direct 1997-03-01 2001-02-28
MBIA CAPITAL MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 1998-02-01 2001-02-28
COMMONWEALTH ADVISORS INC SECRETARY direct 1991-04-01 2001-02-28
ORLEANS CAPITAL MANAGEMENT CORP PRESIDENT, DIRECT OWNER-COMMON & DIRECTOR direct 1991-07-01 2001-03-01
MONTICELLO ASSOCIATES INC PRESIDENT direct 1992-07-01 2001-03-01
MONTICELLO ASSOCIATES INC TREASURER direct 1992-07-01 2001-03-01
WCM INVESTMENT MANAGEMENT VP direct 1995-06-01 2001-03-01
THE ROBINSON-HUMPHREY COMPANY, LLC SENIOR MANAGING DIRECTOR AND DIRECTOR direct 1998-05-01 2001-03-13
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1998-10-01 2001-03-15
PRINCOR FINANCIAL SERVICES CORPORATION SENIOR VICE PRESIDENT direct 1998-01-01 2001-03-15
DIVERSIFIED INVESTMENT ADVISORS INC DIRECTOR, TREASURER & CHIEF FINANCIAL OFFICER direct 1992-10-01 2001-03-16
BERGER & ASSOCIATES LLC MANAGER & 50% OWNER direct 1997-04-01 2001-03-16
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1991-06-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1996-07-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. CHAIRMAN direct 1986-04-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. SECRETARY direct 1986-04-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1986-04-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1994-10-01 2001-03-20
TREECE INVESTMENT ADVISORY CORP PRESIDENT, DIRECTOR, SECT, TREASURER direct 1979-08-01 2001-03-23
ASSET MANAGEMENT ADVISORS, LLC EXECUTIVE MANAGER direct 1996-06-01 2001-03-26
COMMERCE CAPITAL MARKETS, INC. EXECUTIVE VICE PRESIDENT direct 1977-03-01 2001-03-26
COMMERCE CAPITAL MARKETS, INC. MANAGING DIRECTOR direct 1977-09-01 2001-03-26
AMERVEST CO INC MANAGING DIRECTOR direct 1993-01-01 2001-03-27
VESTRUST SECURITIES L.P. SHAREHOLDER direct 1997-01-01 2001-03-29
PMG CAPITAL CORP. PRESIDENT direct 1986-12-01 2001-03-29
FIRST WESTERN ADVISORS VICE PRESIDENT/SECRETARY direct 1997-10-01 2001-03-29
FIRST WESTERN ADVISORS DIRECTOR direct 1997-10-01 2001-03-29
PMG CAPITAL CORP. VICE PRESIDENT ADMIN. direct 1995-04-01 2001-03-29
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1995-10-01 2001-03-29
PROEQUITIES INC DIRECTOR direct 1997-01-01 2001-03-30
KAHN BROTHERS & CO. INC. STOCKHOLDER, DIRECTOR direct 1978-07-01 2001-03-30
PROVIDENT NATIONAL ASSURANCE COMPANY DIRECTOR, EXECUTIVE VICE PRESIDENT - FINANCE direct 1997-11-01 2001-04-02
PROVIDENT NATIONAL ASSURANCE COMPANY VICE PRESIDENT AND SECRETARY direct 1997-11-01 2001-04-02
PROVIDENT NATIONAL ASSURANCE COMPANY DIRECTOR direct 1995-10-01 2001-04-02
RICHARD O. JONES PRESIDENT/CEO indirect 1993-07-01 2001-04-06
RICHARD O. JONES SHAREHOLDER direct 1993-12-01 2001-04-06
CENTURION TRUST COMPANY SHAREHOLDER indirect 1997-12-01 2001-04-12
TOWER SQUARE SECURITIES, INC. VICE PRESIDENT direct 1998-09-01 2001-04-19
ORION FINANCIAL SERVICES, LLC MEMB ER OF LLC direct 1997-08-01 2001-04-20
THE ADVISORS GROUP, INC. CHAIRMAN OF BOARD OF DIRECTORS direct 1988-08-01 2001-04-26
CONCOURSE CAPITAL CORPORATION DIRECTOR direct 1991-08-01 2001-04-27
TIMING STRATEGIES CORP PRESIDENT direct 1982-05-01 2001-04-30
CANTERBURY CAPITAL SERVICES, INC. SECRETARY direct 1995-11-01 2001-04-30
MILLAR ROBERT PETER WHARTON COMPLIANCE OFFICER direct 1995-12-01 2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD COMPLIANCE OFFICER direct 1995-12-01 2001-04-30
CMS INVESTMENT RESOURCES, INC. VICE PRESIDENT, GENERAL COUNSEL direct 1986-06-01 2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD NON-EXECUTIVE DIRECTOR direct 1994-10-01 2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD CHIEF EXECUTIVE direct 1989-10-01 2001-04-30
SUNTRUST EQUITABLE SECURITIES CORPORATION CROP direct 1990-07-01 2001-05-03
TITAN INVESTMENT ADVISORS LLC PARTNER direct 1996-05-01 2001-05-15
SOVEREIGN HOLDINGS LLC PRESIDENT direct 1997-01-01 2001-05-16
SOVEREIGN HOLDINGS LLC ADMINISTRATIVE PARTNER direct 1997-01-01 2001-05-16
ROBOTTI & COMPANY, INCORPORATED DIRECTOR & STOCKHOLDER direct 1983-08-01 2001-05-24
ROGGE GLOBAL PARTNERS PLC 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT UK HOLDINGS LIMITED direct 1996-09-01 2001-05-24
ROBOTTI & COMPANY, INCORPORATED STOCKHOLDER direct 1987-09-01 2001-05-24
ROBOTTI & COMPANY, INCORPORATED SROP, ROP direct 1997-09-01 2001-05-24
ROBOTTI & COMPANY, INCORPORATED SROP, ROP direct 1994-05-01 2001-05-24
CANYON CAPITAL REALTY ADVISORS LLC MEMBER direct 1998-05-01 2001-06-12
THE ROBINSON-HUMPHREY COMPANY, LLC EXECUTIVE VICE PRESIDENT AND DIRECTOR direct 1997-05-01 2001-06-20
SPELMAN & CO., INC. DIRECTOR direct 1998-04-01 2001-06-20
THE MILLER FINANCIAL GROUP, INC. SHAREHOLDER indirect 1992-04-01 2001-06-25
A. G. EDWARDS & SONS, INC. DIRECTOR OF HOLDING COMPANY direct 1997-06-01 2001-06-26
COORDINATED ASSET PLANNING CO INC CHEIF OPERATIONS OFFICER direct 1989-05-01 2001-07-30
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1995-06-01 2001-07-30
KEENE & ASSOCIATES, INC. PRESIDENT direct 1994-09-01 2001-08-09
WILLIAMS C R INC MANAGING DIRECTOR direct 1994-06-01 2001-08-15
WILLIAMS C R INC PRESIDENT direct 1994-08-01 2001-08-15
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER EXECUTIVE VICE PRESIDENT, DIRECTOR OF UPG direct 1987-08-01 2001-08-21
ST. BERNARD FINANCIAL SERVICES, INC. SHAREHOLDER direct 1994-03-01 2001-08-28
MEMORIAL INVESTMENT ADVISORS INC VP AND CIO direct 1998-09-01 2001-09-25
SYMMETRIC INVESTMENTS, INC. 5% + SHAREHOLDER direct 1992-12-01 2001-09-26
ALLIANCE ADVISORY & SECURITIES, INC. PRESIDENT indirect 1987-07-01 2001-09-27
PMG CAPITAL CORP. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 1986-12-01 2001-10-01
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1987-06-01 2001-10-01
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1993-12-01 2001-10-01
PMG CAPITAL CORP. MANAGING DIRECTOR AND TREASURER direct 1995-10-01 2001-10-01
SMITH SHELLNUT WILSON LLC PRINCIPAL direct 1998-08-01 2001-10-22
SMITH SHELLNUT WILSON LLC PRINCIPAL direct 1995-06-01 2001-10-22
SALOMON SMITH BARNEY INC. CHAIRMAN & CEO - SMITH BARNEY ASSET MANAGEMENT direct 1997-08-01 2001-10-24
SALOMON SMITH BARNEY INC. MANAGING DIRECTOR - SALOMON SMITH BARNEY, CHIEF INVESTMENT OFFICER - SMITH BARNEY ASSET MANAGEMENT direct 1997-08-01 2001-10-24
SALOMON SMITH BARNEY INC. GENERAL COUNSEL - SMITH BARNEY ASSET MANAGEMENT, MANAGING DIRECTOR - SALOMON SMITH BARNEY INC. direct 1995-07-01 2001-10-24
CSFBDIRECT, INC. DIRECTOR/CCO/CROP/SROP direct 1996-08-01 2001-10-26
STEPHENS INC. SHAREHOLDER PREFERRED B indirect 1990-12-01 2001-10-31
STEPHENS INC. SHAREHOLDER COMMON A indirect 1990-12-01 2001-10-31
CBNY INVESTMENT SERVICES CORP. SHAREHOLDER indirect 1988-03-01 2001-11-01
FINARC LLC SPOUSE direct 1996-10-01 2001-11-29
THE MILLER FINANCIAL GROUP, INC. SHAREHOLDER indirect 1992-04-01 2001-11-30
CJ CAPITAL MANAGEMENT LLC PRESIDENT direct 1998-08-01 2001-12-07
ARNHOLD AND S. BLEICHROEDER, INC. CO-CHAIRMAN OF THE BOARD direct 1994-01-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. CO-PRESIDENT, SECRETARY & DIRECTOR direct 1994-01-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. CO-PRESIDENT AND DIRECTOR direct 1994-01-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT , SROP/CROP direct 1994-04-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. STOCKHOLDER direct 1946-07-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 1978-06-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT, TREASURER & DIRECTOR direct 1990-11-01 2001-12-10
TRENDLINE RESEARCH & MANAGEMENT CORP DIRECTOR, VICE-PRESIDENT, SECRETARY/TREASURER direct 1988-03-01 2001-12-12
TRENDLINE RESEARCH & MANAGEMENT CORP DIRECTOR, PRESIDENT direct 1988-03-01 2001-12-12
TREVOR STEWART BURTON & JACOBSEN INC STOCKHOLDER direct 1995-04-01 2001-12-18
COUNTRY CAPITAL MANAGEMENT COMPANY VP INFO SYSTEMS direct 1996-10-01 2001-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY CORPORATE CONTROLLER direct 1997-03-01 2001-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY VP COMMUNICATIONS & HUMAN RESOURCES direct 1989-10-01 2001-12-20
THURLOW CAPITAL MANAGEMENT, INC. PRESIDENT direct 1997-04-01 2002-01-03
THURLOW CAPITAL MANAGEMENT, INC. VICE-PRESIDENT direct 1997-04-01 2002-01-03
CENTURION HINDS INVESTMENT MANAGEMENT CORP SHAREHOLDER OF CENTURION CAPITAL GROUP INC. indirect 1997-12-01 2002-01-17
NORTHERN TRUST SECURITIES, INC. DIRECTOR direct 1997-01-01 2002-01-23
CATHOLIC FINANCIAL SERVICES CORP CHAIRMAN, DIRECTOR direct 1994-06-01 2002-01-23
CATHOLIC FINANCIAL SERVICES CORP DIRECTOR direct 1994-06-01 2002-01-23
CSFBDIRECT, INC. DIRECTOR OF COMPLIANCE/CCO/CROP/SROP direct 1996-08-01 2002-01-25
PRINCOR FINANCIAL SERVICES CORPORATION DIRECTOR direct 1998-01-01 2002-01-25
SUCCESSFUL RESOURCES MANAGEMENT LTD VICE PRESIDENT direct 1996-06-01 2002-02-05
COORDINATED ASSET PLANNING CO INC PRESIDENT direct 1984-01-01 2002-02-13
FERGUSON INVESTMENT CONSULTANTS INC PRESIDENT direct 1988-06-01 2002-02-13
COORDINATED ASSET PLANNING CO INC CHIEF OPERATIONS OFFICER direct 1989-05-01 2002-02-13
MCCORMACK ADVISORS INTERNATIONAL LLC S indirect 1973-12-01 2002-03-11
AMERICAN INVESTMENT SERVICES INC TREASURER & SECRETARY direct 1988-12-01 2002-03-15
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER direct 1983-03-01 2002-03-19
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER direct 1985-03-01 2002-03-19
PARNASSUS INVESTMENTS DIRECTOR direct 1984-06-01 2002-03-22
AMR INVESTMENT SERVICES, INC SECRETARY direct 1988-01-01 2002-03-25
MCCORMICK CAPITAL MANAGEMENT V.P. OPERATIONS direct 1996-04-01 2002-03-26
MCCORMICK CAPITAL MANAGEMENT V.P. FIXED INCOME direct 1993-03-01 2002-03-26
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD SHAREHOLDER direct 1995-01-01 2002-03-26
CITISTREET ADVISORS LLC VICE PRESIDENT, TREASURER, FINOP direct 1991-05-01 2002-03-27
LORD ANDREW CHARLES SOLE PROPRIETOR direct 1984-01-01 2002-03-27
GLEN RAUCH SECURITIES, INC. SECRETARY/DIRECTOR direct 1986-02-01 2002-03-27
NATIONWIDE ADVISORY SERVICES, INC. DIRECTOR direct 1998-04-01 2002-03-27
GUARDIAN CAPITAL ADVISORS INC V.P., COMPLIANCE & SECRETARY direct 1998-11-01 2002-03-28
INSTITUTIONAL SECURITIES CORPORATION SECRETARY direct 1996-05-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1985-11-01 2002-03-28
FORUM SECURITIES, INC. DIRECTOR direct 1992-08-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1988-02-01 2002-03-28
FORUM SECURITIES, INC. EXECUTIVE VICE PRESIDENT direct 1989-01-01 2002-03-28
FORUM SECURITIES, INC. DIRECTOR direct 1989-02-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1994-11-01 2002-03-28
FORUM SECURITIES, INC. SECRETARY direct 1989-06-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1995-04-01 2002-03-28
VALUE PARTNERS LTD NON-EXECUTIVE DIRECTOR direct 1998-06-01 2002-03-28
FORUM SECURITIES, INC. PRESIDENT/TREASURER/DIRECTOR/SROP/CROP direct 1991-02-01 2002-03-28
FORUM SECURITIES, INC. SENIOR VICE PRESIDENT/CFO direct 1991-03-01 2002-03-28
EPG INC SENIOR VICE PRESIDENT direct 1998-01-01 2002-04-01
JMG CAPITAL MANAGEMENT, LLC N/A indirect 1998-04-01 2002-04-01
STIFEL, NICOLAUS & COMPANY, INCORPORATED SHAREHOLDER direct 1996-06-01 2002-04-02
WARNER GROUP, INC. VICE PRESIDENT, DIRECTOR, SHAREHOLDER direct 1996-05-01 2002-04-03
TACTICAL ALLOCATION SERVICES LLC TRUST direct 1996-04-01 2002-04-04
BRENTON INVESTMENTS, INC. SHAREHOLDER indirect 1995-01-01 2002-04-17
MUHLENKAMP & CO INC SHAREHOLDER direct 1983-02-01 2002-04-22
DIVERSIFIED INVESTMENT ADVISORS INC DIRECTOR & PRESIDENT direct 1992-10-01 2002-04-30
LINDNER CAPITAL MANAGEMENT, LLC 52% SHAREHOLDER indirect 1997-03-01 2002-04-30
DIVERSIFIED INVESTMENT ADVISORS INC SECRETARY direct 1994-01-01 2002-04-30
CHAPEL HILL CAPITAL MANAGEMENT INC PRESIDENT direct 1997-12-01 2002-05-03
ARISTA INVESTMENT ADVISORS, LTD. VICE-PRESIDENT direct 1996-04-01 2002-05-06
PINNACLE FUND MANAGEMENT LLC NONE direct 1997-03-01 2002-05-06
ARISTA INVESTMENT ADVISORS, LTD. PRESIDENT direct 1988-11-01 2002-05-06
ARISTA INVESTMENT ADVISORS, LTD. SECRETARY direct 1988-11-01 2002-05-06
SUCCESSFUL MONEY STRATEGIES INC CHIEF INVESTMENT OFFICER direct 1993-03-01 2002-05-07
WESTBOURNE INVESTMENTS, INC. BENEFICIAL OWNER direct 1997-09-01 2002-05-14
WESTBOURNE INVESTMENTS, INC. BENEFICIAL OWNER direct 1997-12-01 2002-05-14
PLANNERS FINANCIAL SERVICES, INC. BOARD MEMBER direct 1984-03-01 2002-05-24
PACIFIC CAPITAL PLANNING COMPANY OWNER direct 1997-09-01 2002-05-24
A. G. EDWARDS & SONS, INC. DIRECTOR, SENIOR VICE PRESIDENT, ASSISTANT SECRETARY direct 1998-03-01 2002-05-31
R.V. KUHNS & ASSOCIATES, INC. TREASURER indirect 1986-01-01 2002-06-25
FIRST ALLIED SECURITIES, INC. SHAREHOLDER indirect 1994-10-01 2002-07-22
TRUSTED SECURITIES ADVISORS CORP. CHAIRMAN AND DIRECTOR direct 1998-08-01 2002-07-24
AMERICAN GENERAL FINANCIAL ADVISORS, INC. ASSISTANT TREASURER direct 1998-08-01 2002-08-29
EQUITY ANALYSTS INC. SHAREHOLDER direct 1998-09-01 2002-09-20
THE MILLER FINANCIAL GROUP, INC. SHAREHOLDER indirect 1992-04-01 2002-09-23
1717 CAPITAL MANAGEMENT COMPANY DIRECTOR direct 1998-11-01 2002-09-26
KILLIAN ASSET MANAGEMENT CORP PRESIDENT direct 1987-04-01 2002-10-11
ABSOLUTE RETURN ADVISORS, LTD. CROP/SROP/VP direct 1996-12-01 2002-10-14
MCCORMACK ADVISORS INTERNATIONAL LLC S indirect 1973-12-01 2002-10-16
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1983-02-01 2002-10-21
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1980-03-01 2002-10-21
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1980-11-01 2002-10-21
ARTHURS, LESTRANGE & COMPANY INCORPORATED OUTSIDE SHAREHOLDER direct 1986-03-01 2002-10-31
SANDALWOOD SECURITIES, INC. SHAREHOLDER direct 1997-12-01 2002-10-31
SANDALWOOD SECURITIES, INC. SHAREHOLDERS direct 1997-12-01 2002-10-31
BERGER & ASSOCIATES LLC MANAGER & 100% OWNER direct 1997-04-01 2002-12-04
MUHLENKAMP & CO INC SHAREHOLDER indirect 1983-02-01 2002-12-18
THE DANFORTH ASSOCIATES, INC VICE PRESIDENT & DIRECTOR direct 1994-09-01 2002-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY VP FINANCE & TREASURER direct 1998-11-01 2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY GENERAL COUNSEL & SECRETARY direct 1996-08-01 2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY SENIOR VP & CHIEF FINANCIAL OFFICER direct 1996-10-01 2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY CHAIRMAN OF THE BOARD & DIRECTOR direct 1994-10-01 2003-01-02
L ROY PAPP & ASSOCIATES GENERAL PARTNER direct 1992-01-01 2003-01-10
MEMORIAL INVESTMENT ADVISORS INC PRESIDENT AND CEO direct 1998-10-01 2003-01-14
MEMORIAL INVESTMENT ADVISORS INC VP AND CFO direct 1998-10-01 2003-01-14
LAUREL MANAGEMENT CO LLC MEMBER direct 1995-07-01 2003-01-15
CLARK FINANCIAL SERVICES GROUP INC PRESIDENT direct 1987-01-01 2003-01-24
ROLF ADLER GROUP INC PRESIDENT direct 1987-12-01 2003-01-25
FINANCIAL ADVISORY SERVICE INC SHAREHOLDER direct 1984-01-01 2003-02-05
C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP) DIRECTOR OF COMPLIANCE direct 1997-03-01 2003-02-07
THE DANFORTH ASSOCIATES, INC DIRECTOR direct 1994-09-01 2003-02-14
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WILLINGHAM ASSET MANAGEMENT INC PRESIDENT direct 1995-11-01 2003-03-03
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JULIUS BAER SECURITIES INC. SENIOR VICE PRESIDENT direct 1994-12-01 2003-03-14
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THE DE BURLO GROUP,INC. PRESIDENT direct 1987-10-01 2003-03-18
THE DE BURLO GROUP,INC. SECRETARY direct 1987-10-01 2003-03-18
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HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER CLASS A & B SHARES direct 1985-03-01 2003-03-27
NVEST FUNDS MANAGEMENT LP GENERAL PARTNER direct 1995-01-01 2003-03-27
BUCKINGHAM CAPITAL MANAGEMENT INC DIRECTOR direct 1985-05-01 2003-03-28
ATLANTIC CAPITAL MANAGEMENT LTD CORPORATE SECRETARY direct 1992-04-01 2003-03-31
COMMERCE CAPITAL MARKETS, INC. EXECUTIVE VICE PRESIDENT direct 1972-05-01 2003-03-31
ATLANTIC CAPITAL MANAGEMENT LTD VICE PRESIDENT direct 1990-08-01 2003-03-31
FIRST WESTERN ADVISORS PRESIDENT direct 1997-10-01 2003-04-02
J. BUSH & CO., INCORPORATED PRESIDENT / DIRECTOR direct 1998-03-01 2003-04-03
HORNOR, TOWNSEND & KENT, INC. DIRECTOR direct 1998-05-01 2003-04-08
BERGER & ASSOCIATES LLC MANAGING DIRECTOR direct 1997-04-01 2003-04-16
PENSION CONSULTING ALLIANCE INC PRINCIPAL direct 1995-10-01 2003-05-02
TWEEDY, BROWNE COMPANY LLC MANAGING DIRECTOR direct 1997-10-01 2003-05-07
JULIUS BAER SECURITIES INC. SHAREHOLDER direct 1962-11-01 2003-05-20
HARBOUR INVESTMENTS, INC. VICE PRESIDENT, SECRETARY direct 1992-04-01 2003-06-13
HARBOUR INVESTMENTS, INC. VICE PRESIDENT direct 1997-03-01 2003-06-13
HARBOUR INVESTMENTS, INC. CCO direct 1994-05-01 2003-06-13
BRILL SECURITIES, INC. VP., TRES., SEC., ,CHIEF OPERATING OFFICER direct 1987-06-01 2003-06-30
SIGNATOR INVESTORS, INC. VICE PRESIDENT direct 1998-09-01 2003-07-03
MECHTENBERG FINANCIAL GROUP INC SHAREHOLDER direct 1980-01-01 2003-07-14
DEVON ADVISORS INC PRESIDENT direct 1998-07-01 2003-07-30
L ROY PAPP & ASSOCIATES GENERAL PARTNER direct 1991-01-01 2003-08-06
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AMERICAN CENTURY ADVISORY SERVICES, INC. SHAREHOLDER OF CLASS B SHARES indirect 1995-01-01 2007-07-03
MAXWELL NOLL INC SHAREHOLDER direct 1988-07-01 2007-08-22
PZENA INVESTMENT MANAGEMENT LLC NON-VOTING MEMBER direct 1995-12-01 2007-11-06
THCP MANAGEMENT II, L.P. MEMBER indirect 1998-10-01 2008-01-04
D.J. ST. GERMAIN CO., INC. 5% OWNER direct 1982-01-01 2008-01-17
AMERVEST CO INC MANAGING DIRECTOR direct 1983-01-01 2008-02-08
POPULAR SECURITIES, INC. MANAGING DIRECTOR direct 1995-05-01 2008-02-27
ASSET STRATEGY CONSULTANTS LLC PRINCIPAL direct 1993-07-01 2008-03-04
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO COMMON STOCK SHAREHOLDER direct 1992-01-01 2008-03-27
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1996-09-01 2008-04-03
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1994-10-01 2008-04-03
DELESSERT FINANCIAL SERVICES INC PRESIDENT, TREASURER AND CLERK direct 1994-04-01 2008-04-17
DUNCAN-WILLIAMS, INC. 100% indirect 1993-06-01 2008-06-02
COMMONWEALTH ADVISORS INC PRESIDENT direct 1991-04-01 2008-06-02
COMMONWEALTH ADVISORS INC CONTROLLING SHAREHOLDER direct 1991-04-01 2008-06-02
ORLEANS CAPITAL MANAGEMENT CORP PRESIDENT & CHAIRMAN, DIRECT OWNER-COMMON & DIRECTOR direct 1991-07-01 2008-06-18
ORLEANS CAPITAL MANAGEMENT CORP VICE PRESIDENT, DIRECT OWNER-COMMON, & DIRECTOR direct 1991-11-01 2008-06-18
ORLEANS CAPITAL MANAGEMENT CORP VICE PRESIDENT, DIRECT OWNER-COMMON & PREFERRED, DIRECTOR direct 1994-02-01 2008-06-18
CLARK FINANCIAL ADVISORS DIRECTOR direct 1983-11-01 2008-07-29
PZENA INVESTMENT MANAGEMENT LLC MINORITY OWNER direct 1995-12-01 2008-11-10
BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD. LIMITED PARTNER indirect 1996-01-01 2009-02-09
DUPREE & COMPANY, INC. SHAREHOLDER, DIRECTOR direct 1991-01-01 2009-02-11
LAFAYETTE INVESTMENTS, INC. SECRETARY/ DIRECTOR direct 1988-05-01 2009-03-17
CALTON & ASSOCIATES, INC. SECRETARY indirect 1989-03-01 2009-03-24
BUSH POLEN & ASSOCIATES INC PRESIDENT direct 1985-06-01 2009-03-26
BRIAUD FINANCIAL PLANNING INC PRESIDENT direct 1992-01-01 2009-03-27
CANTERBURY CONSULTING INCORPORATED ASSISTANT VICE PRESIDENT direct 1995-11-01 2009-05-12
CANTERBURY CONSULTING INCORPORATED VP/ DIRECTOR OF MANAGER SEARCH direct 1996-10-01 2009-05-12
COMMERCE BROKERAGE SERVICES, INC. SECRETARY direct 1996-02-01 2009-06-09
MAHLER & EMERSON INC. DIRECTOR/EXECUTIVE VICE PRESIDENT direct 1996-10-01 2009-06-10
CONCOURSE CAPITAL CORPORATION DIRECTOR direct 1993-07-01 2009-06-10
MAHLER & EMERSON INC. DIRECTOR direct 1998-02-01 2009-06-10
COMMONWEALTH REALTY ADVISORS INC SHAREHOLDER direct 1998-09-01 2009-07-01
COMMONWEALTH REALTY ADVISORS INC SHAREHOLDER indirect 1998-09-01 2009-07-01
BANCORPSOUTH INVESTMENT SERVICES, INC. CORPORATE SECRETARY/REPRESENTATIVE direct 1998-08-01 2009-08-04
PZENA INVESTMENT MANAGEMENT LLC MINORITY OWNER AND MEMBER WITH CLASS B UNITS direct 1995-12-01 2009-09-08
CERTIFIED PLANNERS INC SHAREHOLDER direct 1994-04-01 2009-12-10
D.J. ST. GERMAIN CO., INC. FIVE PERCENT PLUS OWNER direct 1982-01-01 2010-01-05
R.V. KUHNS & ASSOCIATES, INC. TREASURER direct 1986-01-01 2010-03-05
WEALTH MANAGEMENT INTERNATIONAL, LTD. CORPORATE SECRETARY direct 1997-09-01 2010-03-11
MISSOURI VALLEY PARTNERS, INC. SHAREHOLDER OF CLASS A CONV. ADJ. RATE PFD. AND CLASS B NON-CONV. ADJ. RATE PFD. indirect 1985-10-01 2010-03-25
KARK M Z & ASSOCIATES INC 99% SHAREHOLDER indirect 1993-09-01 2010-03-25
KARK M Z & ASSOCIATES INC 1% SHAREHOLDER indirect 1993-09-01 2010-03-25
KARK M Z & ASSOCIATES INC 92.3% SHAREHOLDER direct 1989-07-01 2010-03-25
INVESTMENT SCIENCES INC SHAREHOLDER direct 1969-12-01 2010-03-26
FFR ADVISORY LLC MEMBER direct 1997-01-01 2010-03-31
HORSLEY BRIDGE PARTNERS LLC MEMBER direct 1997-03-01 2010-03-31
WHITNELL & CO SHAREHOLDER direct 1990-05-01 2010-03-31
STANFORD ADVISORY GROUP, LLC MANAGING MEMBER direct 1992-10-01 2010-05-11
INVESTMENT PROFESSIONALS, INC. DIRECT OWNER direct 1995-05-01 2010-06-18
BAILARD BIEHL & KAISER INC SHAREHOLDER indirect 1972-03-01 2010-06-29
CHARTER CAPITAL MANAGEMENT, INC. CEO, DIRECTOR, CHIEF COMPLIANCE OFFICER FOR REGISTERED INVESTMENT ADVISORY FIRM ONLY direct 1990-01-01 2010-07-27
ALEX. BROWN REALTY, INC. SHAREHOLDER indirect 1992-03-01 2010-08-27
UNITED AMERICAN SECURITIES, INC. SHAREHOLDER direct 1988-01-01 2010-09-30
AMERICAN INSTITUTIONAL REALTY ADVISORS OWNER direct 1995-05-01 2010-10-22
AMERICAN REALTY ADVISORS OWNER indirect 1995-05-01 2010-10-22
AMERICAN REALTY ADVISORS SOLE TRUSTEE indirect 1995-05-01 2010-10-22
JHS CAPITAL ADVISORS, INC. OWNER indirect 1997-05-01 2011-02-01
SCOTT INVESTMENT ADVISORS LIMITED PARTNERSHIP GENERAL PARTNER indirect 1997-08-01 2011-03-23
PARNASSUS INVESTMENTS OWNER direct 1998-04-01 2011-03-31
FINANCIAL SYNERGIES ASSET MANAGEMENT INC PRESIDENT direct 1997-04-01 2011-04-06
WS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 1997-01-01 2011-04-13
CLARK FINANCIAL SERVICES GROUP INC CHAIRMAN OF THE BOARD direct 1987-01-01 2011-05-02
LAFAYETTE INVESTMENTS, INC. SHAREHOLDER / DIRECTOR direct 1988-05-01 2011-05-06
VAN BERKOM AND ASSOCIATES INC. HOLDING COMPANY direct 1991-07-01 2011-06-29
CS CAPITAL MANAGEMENT INC PRESIDENT direct 1993-12-01 2011-07-18
CHARTER CAPITAL MANAGEMENT, INC. CEO, DIRECTOR direct 1990-01-01 2011-07-29
VAN BERKOM AND ASSOCIATES INC. SECRETARY direct 1991-07-01 2011-08-02
UNITED AMERICAN SECURITIES, INC. SECRETARY direct 1987-10-01 2011-09-30
LEWIS & MATHEWS INVESTMENT MANAGEMENT, INC. PRESIDENT direct 1990-05-01 2012-01-06
CALTIUS CAPITAL MANAGEMENT, LP LIMITED PARTNER, CALTIUS CAPITAL MANAGEMENT, LP direct 1997-06-01 2012-02-14
CALLAHAN CAPITAL MANAGEMENT INC PRESIDENT direct 1995-08-01 2012-03-12
KMH WEALTH MANAGEMENT, LLC OWNER direct 1998-02-01 2012-03-21
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC SHAREHOLDER COMMON A indirect 1997-01-01 2012-03-28
LAFAYETTE INVESTMENTS, INC. SHAREHOLDER direct 1988-05-01 2012-03-28
FINANCIAL DESIGNS CORPORATION VICE PRESIDENT, SECRETARY, TRUSTEE OF THE 2002 BILECKI FAMILY TRUST DATED 8-27-02 direct 1981-03-01 2012-06-18
MOLUMPHY CAPITAL MANAGEMENT PRESIDENT direct 1988-09-01 2012-06-22
GURUN, INC. PRESIDENT / CHIEF COMPLIANCE OFFICER direct 1986-03-01 2012-08-29
CALTON & ASSOCIATES, INC. PRESIDENT - DIRECTOR-TRUSTEE direct 1987-09-01 2012-09-21
PALADIN REALTY PARTNERS, LLC GENERAL PARTNER indirect 1998-02-01 2013-04-01
HALL CAPITAL PARTNERS LLC MEMBER CLASS B direct 1995-07-01 2013-04-26
CANYON CAPITAL REALTY ADVISORS LLC MEMBER direct 1998-08-01 2013-05-23
FTA PARTNERS, LLC MANAGER (COMMON UNITS) indirect 1997-09-01 2013-09-10
FTA PARTNERS, LLC TRUSTEE, PATRICIA'S TRUST UNDER THE KOCOUREK FAMILY TRUST DATED DECEMBER 31, 1994 (COMMON UNITS) indirect 1994-12-01 2013-09-10
WALL STREET ASSOCIATES SHAREHOLDER indirect 1991-05-01 2013-09-24
BOULDER INVESTMENT ADVISERS LLC TRUSTEE indirect 1994-11-01 2013-10-01
ROXBURY CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 1998-07-01 2013-12-18
LATEEF MANAGEMENT ASSOCIATES LIMITED PARTNER direct 1974-01-01 2014-03-12
BOULDER INVESTMENT ADVISERS LLC MEMBER indirect 1995-04-01 2014-03-27
HMS ADVISER LP SHAREHOLDER indirect 1989-12-01 2014-03-31
GENEVA CAPITAL MANAGEMENT LTD WILLIAM A. PRIEBE AND LINDA J. PRIEBE, TRUSTEES direct 1998-04-01 2014-04-16
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO COMMON STOCK SHAREHOLDER direct 1996-10-01 2014-05-13
INGENIOUS ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 1998-06-01 2014-06-27
HART REALTY ADVISERS, INC. SENIOR MANAGING PARTNER direct 1987-12-01 2014-09-05
ROXBURY CAPITAL MANAGEMENT LLC COMMON SHAREHOLDER direct 1998-07-01 2014-12-01
WHITEGATE INVESTMENT COUNSELORS INC MAJORITY SHAREHOLDER direct 1998-07-01 2015-02-20
TRIUMPH ALTERNATIVES LLC CO-TRUSTEE OF LORRAYNE ROSE ZEMAN TRUST indirect 1993-01-01 2015-03-26
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED LIMITED PARTNER indirect 1984-05-01 2015-03-31
HART REALTY ADVISERS, INC. CHAIRMAN direct 1987-12-01 2015-03-31
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED SHAREHOLDER direct 1975-06-01 2015-03-31
UNITED AMERICAN SECURITIES, INC. DIRECTOR direct 1987-10-01 2015-04-28
CALTON & ASSOCIATES, INC. SHAREHOLDER direct 1987-09-01 2016-02-29
CALTON & ASSOCIATES, INC. PRESIDENT - DIRECTOR-TRUSTEE OF DWAYNE CALTON TRUST direct 1987-09-01 2016-02-29
CALTON & ASSOCIATES, INC. SHAREHOLDER / JTWORS WITH GEORGE G HARRINGTON, JR direct 1987-11-01 2016-02-29
RAHN DAVID R & ASSOCIATES INC SHAREHOLDER direct 1993-02-01 2016-03-08
FRIEDMAN FLEISCHER & LOWE, LLC MEMBER indirect 1997-03-01 2016-03-30
FRIEDMAN FLEISCHER & LOWE, LLC MEMBER direct 1997-04-01 2016-03-30
FINANCIAL DESIGNS CORPORATION VICE PRESIDENT direct 1981-03-01 2016-05-24
PCCP, LLC MEMBER indirect 1998-05-01 2016-06-16
SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC. SHAREHOLDER indirect 1982-11-01 2016-12-01
SUMMIT GLOBAL MANAGEMENT INC. LIVING TRUST direct 1994-11-01 2017-01-18
J.J.B. HILLIARD, W.L. LYONS, LLC TRUSTEE indirect 1988-11-01 2017-02-21
PPS & V ASSET MANAGEMENT CONSULTANTS INC OFFICER direct 1992-01-01 2017-02-27
AUTUMN GLORY PARTNERS, LLC TRUSTEE indirect 1998-01-01 2017-05-17
WALLACE R. WEITZ & COMPANY DIRECTOR direct 1983-03-01 2017-07-31
FIRST FINANCIAL EQUITY CORPORATION DIRECTOR OF TELECOMMUNICATIONS direct 1996-02-01 2017-08-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
HAMILTON LANE FUNDO DE INVESTIMENTO EM QUOTAS DE FUNDOS DE INVESTIMENTO EM PARTICIPAÇÕES Brazil 805-2732826769 Private Equity Fund 30,241,329 320,260 Master Fund Feeder Fund Fund of Funds
HAMILTON LANE GLOBAL SMID, L.P. Cayman Islands 805-1830421133 Private Equity Fund 54,881,834 0 Fund of Funds
HAMILTON LANE INVESTORS LP SERIES HA-P United States 805-5108876596 Private Equity Fund 18,146,983 0 Fund of Funds
HL SECONDARY AGGREGATOR I LP United States 805-3000798647 Private Equity Fund 17,910,005 0 Fund of Funds
ALPHA Z PRIVATE EQUITY FUND II L.P. Cayman Islands 805-5363229186 Private Equity Fund 142,155,857 0 Fund of Funds
HAMILTON LANE SECONDARY FUND L.P., SERIES D & E United States 805-1340836254 Private Equity Fund 3,531,372 10,000,000 Fund of Funds
HAMILTON LANE SMID FUND, L.P. United States 805-7316971287 Private Equity Fund 263,079,960 0 Fund of Funds
HAMILTON LANE SOMPO PE FUND Cayman Islands 805-1921599030 Private Equity Fund 28,050,360 0 Fund of Funds
SREH HL PE 1 (MASTER) LP United States 805-9261290016 Private Equity Fund 365,671 0 Master Fund Fund of Funds
SREH HL PE 1 LP Cayman Islands 805-1761021753 Private Equity Fund 308,902 0 Feeder Fund Fund of Funds
SRZ HL PE 1 LP Cayman Islands 805-2577206936 Private Equity Fund 308,902 0 Feeder Fund Fund of Funds
SRZ HL PE 1 (MASTER) LP United States 805-5789757714 Private Equity Fund 365,671 0 Master Fund Fund of Funds
HAMILTON LANE/BNP CO-INVESTMENT VEHICLE LP United States 805-1289202698 Private Equity Fund 148,586,165 0 Feeder Fund Fund of Funds
HAMILTON LANE/BNP CO-INVESTMENT FUND GP LP United States 805-6503048408 Private Equity Fund 16,530,161 0 Feeder Fund Fund of Funds
HAMILTON LANE/BNP CO-INVESTMENT VEHICLE UK LP United Kingdom 805-1619505867 Private Equity Fund 148,586,165 0 Feeder Fund Fund of Funds
HAMILTON LANE-CARPENTERS PARTNERSHIP FUND II L.P. United States 805-5606551869 Private Equity Fund 56,086,325 5,000,000 Fund of Funds
HAMILTON LANE-CARPENTERS PARTNERSHIP FUND III L.P. United States 805-4559164596 Private Equity Fund 213,266,116 5,000,000 Fund of Funds
HAMILTON LANE-CARPENTERS PARTNERSHIP FUND IV L.P. United States 805-5039601954 Private Equity Fund 54,602,614 5,000,000 Fund of Funds
HAMILTON LANE/NYSCRF ISRAEL INVESTMENT FUND L.P. United States 805-3003955750 Private Equity Fund 993,845 0 Fund of Funds
HL AALTO SPLITTER LP Luxembourg 805-3912282800 Private Equity Fund 1,070,256 0 Feeder Fund Fund of Funds
HL SECONDARY INVESTMENT SPV-13 (ACCRETIVE) L.P United States 805-8834330691 Private Equity Fund 34,561,702 0 Fund of Funds
ALPHA Z PRIVATE EQUITY FUND L.P. Cayman Islands 805-2615601487 Private Equity Fund 185,221,618 0 Fund of Funds
ALPHA Z PRIVATE EQUITY FUND III L.P. United States 805-7004785040 Private Equity Fund 5,031,405 0
AUSPE FUND L.P. Cayman Islands 805-7037521250 Private Equity Fund 66,180,654 0 Fund of Funds
HL INTERNATIONAL CLAL FEEDER LP, SERIES L Cayman Islands 805-1468907728 Private Equity Fund 25,111,837 0 Feeder Fund Fund of Funds
NEW YORK CREDIT SBIC FUND L.P. United States 805-3377403985 Private Equity Fund 98,737,152 0
HL INTERNATIONAL CLAL FEEDER LP, SERIES K Cayman Islands 805-1633866907 Private Equity Fund 7,743,375 0 Feeder Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP, HL SECONDARY OPPORTUNITIES SERIES United States 805-1024786189 Private Equity Fund 49,297,175 0 Fund of Funds
HL INTERNATIONAL INVESTORS LP, HL SECONDARY OPPORTUNITIES SERIES 2018 United States 805-5134803443 Private Equity Fund 5,250,737 0 Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES A United States 805-2424314761 Private Equity Fund 5,124,851 0 Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES D United States 805-6263622201 Private Equity Fund 2,644,843 0 Fund of Funds
LAKE SUCCESS FUND LP United States 805-1043436668 Private Equity Fund 70,663,846 0
LAKE HEMPSTEAD FUND LP United States 805-4175961654 Private Equity Fund 79,976,013 0
HAMILTON LANE PRIVATE EQUITY OFFSHORE FUND X LP United States 805-4468072109 Private Equity Fund 0 2,500,000 Feeder Fund Fund of Funds
HAMILTON LANE PRIVATE MARKETS OPPORTUNITY FUND LP, FUND-OF-FUNDS SERIES United States 805-9023461764 Private Equity Fund 42,968,824 500,000 Master Fund Fund of Funds
HAMILTON LANE SECONDARY FUND L.P., SERIES B United States 805-5973272080 Private Equity Fund 5,456,944 10,000,000 Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES 2015 FUND LP United States 805-2568847979 Private Equity Fund 25,997,885 5,000,000 Master Fund Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES 2015 OFFSHORE FUND LP Cayman Islands 805-3034275345 Private Equity Fund 16,625,048 5,000,000 Feeder Fund Fund of Funds
KAY - HAMILTON LANE L.P. Cayman Islands 805-3780999993 Private Equity Fund 60,046,891 0 Fund of Funds
HAMILTON LANE SECONDARY FUND IV LP United States 805-3262916545 Private Equity Fund 560,687,803 5,000,000 Master Fund Fund of Funds
HAMILTON LANE CO-INVESTMENT FUND II L.P. United States 805-9677059927 Private Equity Fund 552,750,806 10,000,000 Master Fund Feeder Fund Fund of Funds
HAMILTON LANE CO-INVESTMENT FUND III HOLDINGS LP United States 805-1099760279 Private Equity Fund 1,247,017,191 0 Master Fund Feeder Fund Fund of Funds
HAMILTON LANE CO-INVESTMENT FUND III LP United States 805-1329509467 Private Equity Fund 1,229,892,177 5,000,000 Master Fund Feeder Fund Fund of Funds
HAMILTON LANE CO-INVESTMENT FUND IV HOLDINGS LP United States 805-3390845151 Private Equity Fund 15,833,123 5,000,000 Master Fund Feeder Fund
HAMILTON LANE CO-INVESTMENT OFFSHORE FUND II L.P. Cayman Islands 805-1466189153 Private Equity Fund 156,704,826 10,000,000 Feeder Fund Fund of Funds
HAMILTON LANE CO-INVESTMENT OFFSHORE FUND L.P. United States 805-8539716586 Private Equity Fund 24,238,995 10,000,000 Feeder Fund Fund of Funds
HAMILTON LANE ENPAM FUND Luxembourg 805-3452326108 Private Equity Fund 0 0 Master Fund Fund of Funds
HAMILTON LANE EUROPEAN INVESTORS SCA SICAV-RAIF - PEF X PARALLEL SUB-FUND Luxembourg 805-2193535378 Private Equity Fund 41,131 2,500,000 Feeder Fund Fund of Funds
HAMILTON LANE EUROPEAN PARTNERS SICAV SIF - CI-III PARALLEL SUB-FUND Luxembourg 805-7535706559 Private Equity Fund 16,377,781 133,188 Feeder Fund Fund of Funds
HAMILTON LANE CO-INVESTMENT FUND IV HOLDINGS-2 LP United States 805-9623435525 Private Equity Fund 15,014,719 5,000,000 Master Fund
HAMILTON LANE CO-INVESTMENT FUND IV LP United States 805-7042347917 Private Equity Fund 14,594,595 5,000,000 Feeder Fund
HAMILTON LANE CO-INVESTMENT FUND L.P. United States 805-2486910514 Private Equity Fund 62,417,582 10,000,000 Master Fund Fund of Funds
HAMILTON LANE INVESTORS LP SERIES PT United States 805-1025061547 Private Equity Fund 22,645,387 0 Fund of Funds
HAMILTON LANE INVESTORS LP SERIES VR-P United States 805-3117245035 Private Equity Fund 116,424,747 0 Master Fund Fund of Funds
HAMILTON LANE MARKET STREET OPPORTUNITIES FUND LP United States 805-8495064393 Private Equity Fund 10,410,107 250,000 Master Fund Fund of Funds
HAMILTON LANE MARKET STREET OPPORTUNITIES OFFSHORE FUND LP Cayman Islands 805-2430268204 Private Equity Fund 6,256,244 250,000 Feeder Fund Fund of Funds
HAMILTON LANE NM FUND I LP United States 805-6954337937 Private Equity Fund 83,608,009 0 Fund of Funds
HAMILTON LANE AP7 PRIVATE EQUITY INVESTMENTS LP United States 805-3716069227 Private Equity Fund 1,571,307 0 Fund of Funds
HAMILTON LANE BRASIL FUNDO DE FUNDOS II - FUNDO DE INVESTIMENTO EM PARTICIPAÇÕES MULTIESTRATÉGIA. Brazil 805-8902384081 Private Equity Fund 0 302,582 Fund of Funds
FIRST STOCKHOLM GLOBAL PRIVATE EQUITY L.P. United States 805-9957191780 Private Equity Fund 10,094,363 0 Fund of Funds
FLORIDA GROWTH FUND II LLC United States 805-9652343906 Private Equity Fund 109,490,338 0 Fund of Funds
FOURTH STOCKHOLM GLOBAL PRIVATE EQUITY L.P. United States 805-4568451104 Private Equity Fund 1,320,055,686 0 Fund of Funds
FOURTH STOCKHOLM PYRAMID BLOCKER CORP United States 805-8759374629 Private Equity Fund 8,477,088 0
HAMILTON LANE PRIVATE EQUITY FEEDER FUND S.C.A. SICAV-SIF - HL PE FUND VII SERIES B SUB-FUND Luxembourg 805-8578391551 Private Equity Fund 8,018,795 133,188 Feeder Fund Fund of Funds
HL NPS CO-INVESTMENT FUND LP United States 805-5768594362 Private Equity Fund 417,891,739 0 Feeder Fund Fund of Funds
HL NPS CO-INVESTMENT MASTER FUND LP United States 805-7390504879 Private Equity Fund 218,549,905 0 Master Fund Feeder Fund Fund of Funds
GOLDEN STATE INVESTMENT FUND LLC United States 805-9063818360 Private Equity Fund 169,795,473 0 Fund of Funds
HL PENNSYLVANIA CO-INVESTMENT FUND, L.P. United States 805-6684490997 Private Equity Fund 60,285,526 0 Fund of Funds
HL SECONDARY INVESTMENT SPV-5 L.P. United States 805-1190230726 Private Equity Fund 77,291,615 0 Fund of Funds
HL SECONDARY INVESTMENT SPV-6 L.P. United States 805-2270947231 Private Equity Fund 74,963,156 0 Fund of Funds
HL SECONDARY INVESTMENT SPV-8 LP United States 805-2113436921 Private Equity Fund 54,411,743 0 Fund of Funds
HL SECONDARY INVESTMENT SPV-9 LP United States 805-3828644516 Private Equity Fund 45,483,549 0 Fund of Funds
HAMILTON LANE VENTURE CAPITAL OFFSHORE FUND L.P. SERIES 2014 Cayman Islands 805-9587630071 Private Equity Fund 37,399,185 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL OFFSHORE FUND L.P. SERIES 2015 Cayman Islands 805-4139273903 Private Equity Fund 13,614,908 5,000,000 Feeder Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES I United States 805-7378948432 Private Equity Fund 82,081,494 0 Master Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES J United States 805-4573807440 Private Equity Fund 22,568,130 0 Master Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES H2 United States 805-8505664193 Private Equity Fund 25,862,671 0 Master Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES L United States 805-3583545996 Private Equity Fund 25,354,473 0 Master Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES M United States 805-7759241410 Private Equity Fund 7,877,524 0 Master Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES N United States 805-9217920062 Private Equity Fund 19,539,272 0 Master Fund Fund of Funds
HL MIRAS SECONDARY FUND LP United States 805-6741542385 Private Equity Fund 15,316,021 0 Fund of Funds
HL MULTI CO-INVEST S.A.R.L. Luxembourg 805-7018758304 Private Equity Fund 154,699 0
HL INTERNATIONAL INVESTORS LP, SERIES O United States 805-8884164091 Private Equity Fund 21,513,777 0 Master Fund Fund of Funds
MVPE16 PH DE BLOCKER LP United States 805-9394088024 Private Equity Fund 2,442,102 0
NEW YORK CREDIT CO-INVESTMENT FUND L.P. United States 805-7812576467 Private Equity Fund 48,884,611 0 Fund of Funds
HL INTERNATIONAL INVESTORS (SERIES H2 FEEDER) L.P. Cayman Islands 805-7999212543 Private Equity Fund 25,931,832 0 Feeder Fund Fund of Funds
SECONDARY INVESTMENT SPV-2 L.P. United States 805-8081672853 Private Equity Fund 11,738,060 0 Fund of Funds
SECONDARY INVESTMENT SPV-3 L.P. United States 805-9001453004 Private Equity Fund 21,465,214 0 Fund of Funds
SECONDARY INVESTMENT SPV-4 L.P. United States 805-1733113415 Private Equity Fund 54,780,551 0 Fund of Funds
SILVER STATE OPPORTUNITIES FUND LLC United States 805-1250674997 Private Equity Fund 40,073,644 0 Fund of Funds
SRE HL PE 1 LP Cayman Islands 805-6513248271 Private Equity Fund 308,902 0 Feeder Fund Fund of Funds
SRE HL PE 1 (MASTER) LP United States 805-5575327136 Private Equity Fund 365,671 0 Master Fund Fund of Funds
HL INTERNATIONAL CLAL SMID FEEDER LP Cayman Islands 805-4945767767 Private Equity Fund 37,618,358 0 Feeder Fund Fund of Funds
HL ENPAM FUND SPLITTER LP Luxembourg 805-1854146026 Private Equity Fund 4,799,725 0 Master Fund Fund of Funds
HL INTERNATIONAL CLAL FEEDER LP, SERIES J Cayman Islands 805-9254430848 Private Equity Fund 22,350,668 0 Feeder Fund Fund of Funds
HAMILTON LANE AALTO FUND Luxembourg 805-9329805399 Private Equity Fund 5,383,944 0 Master Fund Fund of Funds
GREEN CORE FUND, L.P. Cayman Islands 805-6924908816 Private Equity Fund 2,141,366,851 0 Fund of Funds
HAMILTON LANE BRASIL FUNDO DE INVESTIMENTO EM QUOTAS DE FUNDOS DE INVESTIMENTO MULTIMERCADO Brazil 805-7355731681 Private Equity Fund 1,302,520 0 Feeder Fund Fund of Funds
HAMILTON LANE CAPITAL OPPORTUNITIES FUND LP United States 805-3890553526 Private Equity Fund 218,444,333 5,000,000 Fund of Funds
JATI PRIVATE EQUITY FUND II L.P. Cayman Islands 805-9391987193 Real Estate Fund 394,550,928 0 Fund of Funds
JATI PRIVATE EQUITY FUND III, LP Cayman Islands 805-3690364425 Private Equity Fund 7,605,840 0
JATI PRIVATE EQUITY FUND L.P. Cayman Islands 805-7037931661 Private Equity Fund 118,693,019 0 Fund of Funds
HAMILTON LANE CI2 AIV-A L.P. United States 805-8656733829 Private Equity Fund 6,520,835 0 Feeder Fund Fund of Funds
HAMILTON LANE CI2 AIV-B L.P. United States 805-4327021629 Private Equity Fund 35,806,143 0 Feeder Fund Fund of Funds
HAMILTON LANE PRIVATE EQUITY FOR THE BENEFIT OF MARCO CONSULTING GROUP CLIENTS LP United States 805-2999397312 Private Equity Fund 158,318,880 1,000,000 Fund of Funds
HAMILTON LANE PRIVATE EQUITY FUND IV L.P. Guernsey 805-9181668828 Private Equity Fund 280,229 0 Fund of Funds
HAMILTON LANE PRIVATE EQUITY FUND IX HOLDINGS LP United States 805-1586131580 Private Equity Fund 296,875,256 0 Master Fund Fund of Funds
HAMILTON LANE PRIVATE MARKETS OPPORTUNITY FEEDER FUND (CREDIT SERIES) LP Cayman Islands 805-3425206217 Private Equity Fund 0 500,000 Feeder Fund Fund of Funds
MORAN REAL ESTATE ASSET FUND LP United States 805-8244713537 Private Equity Fund 193,698,121 0
MVPE16 PAYSAFE LP United States 805-9413992164 Private Equity Fund 8,552,048 0
NEW YORK CREDIT CO-INVESTMENT FUND II LP United States 805-5823487514 Private Equity Fund 87,031,160 0
HAMILTON LANE VENTURE CAPITAL FUND LP SERIES 2010 United States 805-2740158361 Private Equity Fund 30,086,681 5,000,000 Master Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL FUND LP SERIES 2011 United States 805-9575246474 Private Equity Fund 46,461,213 5,000,000 Master Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL FUND LP SERIES 2012 United States 805-6165038166 Private Equity Fund 16,358,207 5,000,000 Master Fund Fund of Funds
HAMILTON LANE PARALLEL INVESTORS (AS) LP United States 805-2840616602 Private Equity Fund 761,114,739 0 Fund of Funds
HAMILTON LANE PARALLEL INVESTORS LP SERIES HA United States 805-6393382774 Private Equity Fund 17,759,938 0 Feeder Fund Fund of Funds
HAMILTON LANE PARALLEL INVESTORS LP SERIES RD United States 805-5158068282 Private Equity Fund 43,287,880 0 Fund of Funds
HAMILTON LANE PARALLEL INVESTORS LP SERIES VR United States 805-7509095582 Private Equity Fund 112,834,612 0 Feeder Fund Fund of Funds
HAMILTON LANE PRIVATE EQUITY FEEDER FUND S.C.A. SICAV-SIF - HL PE FUND VII SERIES A SUB-FUND Luxembourg 805-1093638778 Private Equity Fund 13,731,634 133,188 Feeder Fund Fund of Funds
THE HAMILTON LANE PRIVATE EQUITY FUND V L.P. Guernsey 805-6625946767 Private Equity Fund 16,373,029 0 Fund of Funds
THE HUDSON RIVER FUND II L.P. United States 805-9305983361 Private Equity Fund 260,469,637 0 Fund of Funds
THE HUDSON RIVER FUND L.P. United States 805-3531675073 Private Equity Fund 12,637,840 0 Fund of Funds
THE MARKAZ/HAMILTON LANE TECHNOLOGY FUND L.P. Guernsey 805-5260501508 Private Equity Fund 250,825 0 Fund of Funds
HAMILTON LANE VENTURE CAPITAL FUND LP SERIES 2013 United States 805-3887282421 Private Equity Fund 34,696,359 5,000,000 Master Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL FUND LP SERIES 2018 United States 805-2762079254 Private Equity Fund 0 5,000,000 Master Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL OFFSHORE FUND L.P. SERIES 2011 Cayman Islands 805-7318504352 Private Equity Fund 31,941,868 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL OFFSHORE FUND L.P. SERIES 2012 Cayman Islands 805-3972800971 Private Equity Fund 16,334,138 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL OFFSHORE FUND L.P. SERIES 2013 Cayman Islands 805-6986501241 Private Equity Fund 34,696,373 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL OFFSHORE FUND L.P. SERIES 2016 Cayman Islands 805-3863751182 Private Equity Fund 11,540,952 5,000,000 Feeder Fund Fund of Funds
HL CITY LINE PARTNERS L.P. United States 805-6323040864 Private Equity Fund 0 0
HAMILTON LANE VENTURE CAPITAL FUND LP SERIES 2009 United States 805-1407271505 Private Equity Fund 21,003,129 5,000,000 Master Fund Fund of Funds
HAMILTON LANE CI2 AIV-C L.P. United States 805-3284973708 Private Equity Fund 3,196,623 0 Feeder Fund Fund of Funds
HAMILTON LANE CO-INVESTMENT FUND II HOLDINGS LP United States 805-5852650344 Private Equity Fund 700,697,744 0 Master Fund Fund of Funds
NJHL EUROPEAN BUYOUT INVESTMENT FUND L.P. United States 805-6405492097 Private Equity Fund 168,714,533 0 Fund of Funds
NS PRIVATE EQUITY FUND, L.P. Cayman Islands 805-8504081204 Private Equity Fund 17,426,958 0 Fund of Funds
RAPM NM SECONDARY OPPORTUNITY FUND, L.P. United States 805-7749966634 Private Equity Fund 21,364,833 0
RAPM-NMERB CO-INVESTMENT FUND, L.P. United States 805-1192492197 Private Equity Fund 81,895,690 0
REFORMATION PRIVATE FUND LP Cayman Islands 805-8364183972 Private Equity Fund 4,107,340 0 Fund of Funds
SECOND STOCKHOLM GLOBAL PRIVATE EQUITY L.P. United States 805-5781053874 Private Equity Fund 91,864,810 0 Fund of Funds
SECONDARY INVESTMENT SPV-1 L.P. United States 805-3892099039 Private Equity Fund 9,274,042 0 Fund of Funds
HAMILTON LANE SECONDARY FUND III-A LP United States 805-1966989821 Private Equity Fund 187,612,679 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE SECONDARY FUND III-B LP United States 805-2530464768 Private Equity Fund 153,672,533 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE SECONDARY FUND IV-EU LP United Kingdom 805-2188898878 Private Equity Fund 7,069,022 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE SECONDARY FUND L.P., SERIES A United States 805-7786265076 Private Equity Fund 17,375,704 10,000,000 Fund of Funds
HAMILTON LANE CI2 OFFSHORE SIV-A L.P. Cayman Islands 805-1868760394 Private Equity Fund 429,895 0 Feeder Fund Fund of Funds
KPI - HAMILTON LANE MULTI-STRATEGY FUND I LP Cayman Islands 805-9187750050 Private Equity Fund 0 0 Feeder Fund Fund of Funds
KPI - HAMILTON LANE MULTI-STRATEGY FUND I MASTER LP United States 805-1199384656 Private Equity Fund 0 0 Master Fund Fund of Funds
HAMILTON LANE PRIVATE EQUITY FUND X HOLDINGS LP United States 805-1796214691 Private Equity Fund 1,931,957 2,500,000 Master Fund Fund of Funds
HAMILTON LANE PRIVATE EQUITY FUND X LP United States 805-1411278136 Private Equity Fund 0 2,500,000 Master Fund Feeder Fund Fund of Funds
HAMILTON LANE PRIVATE EQUITY OFFSHORE FUND IX LP Cayman Islands 805-8516039592 Private Equity Fund 101,243,606 2,500,000 Feeder Fund Fund of Funds
HAMILTON LANE PRIVATE EQUITY OFFSHORE FUND VI L.P. Cayman Islands 805-3589046659 Private Equity Fund 112,321,694 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE PRIVATE EQUITY OFFSHORE FUND VII (SERIES A) L.P. Cayman Islands 805-1236354700 Private Equity Fund 56,199,295 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE PRIVATE EQUITY OFFSHORE FUND VII (SERIES B) L.P. Cayman Islands 805-3701565656 Private Equity Fund 22,314,118 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE PRIVATE EQUITY OFFSHORE FUND VIII L.P. Cayman Islands 805-1930366675 Private Equity Fund 212,450,383 2,500,000 Feeder Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES F United States 805-5451265532 Private Equity Fund 5,635,344 0 Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES G United States 805-6042371693 Private Equity Fund 39,148,891 0 Master Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES E United States 805-3441445284 Private Equity Fund 669,907 0 Fund of Funds
HL INTERNATIONAL INVESTORS LP (SERIES G FEEDER) LP United States 805-1447888941 Private Equity Fund 47,059 0 Feeder Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES H United States 805-2407953598 Private Equity Fund 5,652,710 0 Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES H1 United States 805-5464081743 Private Equity Fund 291,258,728 0 Master Fund Fund of Funds
HLSF IV HOLDINGS LP United States 805-4188232905 Private Equity Fund 874,535,245 0 Master Fund Fund of Funds
HLSF SILVER CUP, L.P. Cayman Islands 805-4398941557 Private Equity Fund 34,234 0 Fund of Funds
HOSPITAL SISTERS HEALTH SYSTEM STRATEGIC FUND LP Cayman Islands 805-4170885578 Private Equity Fund 0 0 Fund of Funds
HUDSON RIVER CO-INVESTMENT FUND II L.P. United States 805-1607751375 Private Equity Fund 93,559,254 0 Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES K United States 805-2738851564 Private Equity Fund 7,815,301 0 Master Fund Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES 2017 HOLDINGS FUND LP United States 805-2094413993 Private Equity Fund 405,042,971 2,500,000 Master Fund Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES 2017 OFFSHORE FUND LP United States 805-6809680244 Private Equity Fund 359,835,087 2,500,000 Feeder Fund Fund of Funds
THIRD STOCKHOLM GLOBAL PRIVATE EQUITY L.P. United States 805-6131716203 Private Equity Fund 121,738,536 0 Fund of Funds
UTAH REAL ASSETS PORTFOLIO LP United States 805-2780569369 Private Equity Fund 0 0
WYOMING NOWOOD FUND LP United States 805-3386284378 Private Equity Fund 138,491,840 0 Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES FUND IV (2018 SERIES) FUND LP United States 805-2973053177 Private Equity Fund 874,181 2,500,000 Master Fund Feeder Fund Fund of Funds
CHESTNUT STREET FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P. United States 805-8548019532 Private Equity Fund 121,073,994 100,000,000 Fund of Funds
COPTL L.P. United States 805-9705987286 Private Equity Fund 151,562,817 0 Fund of Funds
CT OFFSHORE PRIVATE INVESTMENTS LP Cayman Islands 805-8696225004 Private Equity Fund 0 0 Master Fund
CT PRIVATE INVESTMENTS, LP United States 805-6651737016 Private Equity Fund 65,142,203 0 Feeder Fund Fund of Funds
EDGEWOOD PARTNERS LP United States 805-8212708214 Private Equity Fund 24,909,720 0
EPSILON PENSION INVESTMENT CANADA LP United States 805-3356335336 Private Equity Fund 5,596,462 0 Fund of Funds
FINANCE STREET AIV SPLITTER L.P. United States 805-5915881304 Private Equity Fund 32,104,122 0 Fund of Funds
FINANCE STREET L.P. Cayman Islands 805-5958852333 Private Equity Fund 784,114,731 0 Fund of Funds
FLORIDA GROWTH FUND LLC United States 805-5363510994 Private Equity Fund 341,551,433 0 Fund of Funds
FOURTH STOCKHOLM CO-INVESTMENT SPV L.P. United States 805-5726498047 Private Equity Fund 77,162,472 0 Fund of Funds
HL LARGE BUYOUT CLUB FUND SCS Luxembourg 805-5775790135 Private Equity Fund 5,301,098 5,000,000 Fund of Funds
HL MAGELLAN SPV-11 L.P. United States 805-7978689944 Private Equity Fund 100,187,508 0 Fund of Funds
HL INTERNATIONAL INVESTORS (SERIES I FEEDER) L.P. Cayman Islands 805-9061114099 Private Equity Fund 82,127,971 0 Feeder Fund Fund of Funds
HL SECONDARY INVESTMENT SPV-6A L.P. United States 805-7560266278 Private Equity Fund 29,657,562 0 Fund of Funds
HL SECONDARY INVESTMENT SPV-7 LP United States 805-3211086093 Private Equity Fund 90,686,225 0 Fund of Funds
HAMILTON LANE PRIVATE EQUITY FUND IX LP United States 805-3344969797 Private Equity Fund 265,611,688 2,500,000 Master Fund Feeder Fund Fund of Funds
HAMILTON LANE PRIVATE EQUITY FUND VI L.P. United States 805-5588533194 Private Equity Fund 193,247,531 5,000,000 Master Fund Fund of Funds
HAMILTON LANE PRIVATE EQUITY FUND VII L.P. United States 805-6569165899 Private Equity Fund 173,881,818 5,000,000 Master Fund Fund of Funds
HAMILTON LANE PRIVATE EQUITY FUND VIII L.P. United States 805-9530032198 Private Equity Fund 300,879,858 2,500,000 Master Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES P United States 805-5240455527 Private Equity Fund 60,004,366 0 Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES Q United States 805-3864936556 Private Equity Fund 289,990 0 Master Fund Fund of Funds
HL INTERNATIONAL INVESTORS (SERIES H1 FEEDER) L.P. Cayman Islands 805-7860964998 Private Equity Fund 250,735,475 0 Feeder Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES B United States 805-3846142997 Private Equity Fund 12,737,845 0 Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES C United States 805-4152907325 Private Equity Fund 157,699 0 Fund of Funds
HUDSON RIVER CO-INVESTMENT FUND III, L.P. United States 805-7429782141 Private Equity Fund 22,560,304 0 Fund of Funds
HUDSON RIVER CO-INVESTMENT FUND L.P. United States 805-8522032755 Private Equity Fund 24,959,879 0 Fund of Funds
HAMILTON LANE SF2 AIV-A INC. United States 805-2279733237 Private Equity Fund 0 0 Feeder Fund Fund of Funds
HAMILTON LANE SECONDARY OFFSHORE FUND II LP United States 805-7518406591 Private Equity Fund 35,042,895 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL FUND LP SERIES 2014 United States 805-9574489282 Private Equity Fund 69,547,472 5,000,000 Master Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL FUND LP SERIES 2015 United States 805-3396362108 Private Equity Fund 19,665,974 5,000,000 Master Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL FUND LP SERIES 2016 United States 805-7260469868 Private Equity Fund 19,235,045 5,000,000 Master Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL FUND LP SERIES 2017 United States 805-1539229598 Private Equity Fund 11,823,702 5,000,000 Master Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL FUND LP SERIES CL United States 805-1225774750 Private Equity Fund 9,141,371 5,000,000 Master Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL OFFSHORE FUND L.P. SERIES 2009 Cayman Islands 805-5308768274 Private Equity Fund 21,004,914 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL OFFSHORE FUND L.P. SERIES 2010 Cayman Islands 805-6337676303 Private Equity Fund 25,629,989 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE SECONDARY FUND L.P., SERIES C United States 805-9647830546 Private Equity Fund 7,000,182 10,000,000 Fund of Funds
HAMILTON LANE SF2 AIV-A LP United States 805-7510032304 Private Equity Fund 605,813 0 Master Fund Fund of Funds
HAMILTON LANE SF2 OFFSHORE AIV-A LP United States 805-5696003220 Private Equity Fund 0 0 Feeder Fund Fund of Funds
HAMILTON LANE SOMPO INVESTMENTS LTD. Cayman Islands 805-1077228927 Private Equity Fund 25,294,056 0 Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES 2016 FUND LP United States 805-1457403171 Private Equity Fund 128,517,624 2,500,000 Master Fund Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES 2016 OFFSHORE FUND LP Cayman Islands 805-2359920234 Private Equity Fund 122,709,415 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES 2017 FUND LP United States 805-7698382518 Private Equity Fund 388,538,916 2,500,000 Master Fund Feeder Fund Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES 2017 FUND SCS Luxembourg 805-5042159652 Private Equity Fund 15,628,903 2,500,000 Feeder Fund Fund of Funds
HAMILTON LANE/BNP CI AIV-B UK LP United Kingdom 805-3981084194 Private Equity Fund 0 0 Feeder Fund Fund of Funds
HAMILTON LANE/BNP CI AIV-C UK LP United Kingdom 805-2871870494 Private Equity Fund 0 0 Feeder Fund Fund of Funds
HAMILTON LANE SECONDARY FUND III LP United States 805-8498147393 Private Equity Fund 429,017,312 5,000,000 Master Fund Fund of Funds
HAMILTON LANE SECONDARY FUND II LP United States 805-5276962467 Private Equity Fund 64,794,799 5,000,000 Master Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL OFFSHORE FUND L.P. SERIES 2017 Cayman Islands 805-3749228714 Private Equity Fund 8,044,343 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL OFFSHORE FUND L.P. SERIES 2018 Cayman Islands 805-4253699782 Private Equity Fund 0 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL OFFSHORE FUND L.P. SERIES CL Cayman Islands 805-8358045474 Private Equity Fund 8,628,551 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE/BNP CI AIV-A UK LP United Kingdom 805-6434101029 Private Equity Fund 0 0 Feeder Fund Fund of Funds
HAMILTON LANE CO-INVESTMENT FEEDER FUND III LP United States 805-9575452822 Private Equity Fund 757,268,041 5,000,000 Feeder Fund Fund of Funds
HL AP7 PRIVATE EQUITY INVESTMENTS LLC United States 805-6943727603 Private Equity Fund 318,790,180 0 Fund of Funds
HAMILTON LANE CO-INVESTMENT FEEDER FUND IV LP Cayman Islands 805-6285514273 Private Equity Fund 10,250,921 5,000,000 Feeder Fund
HL SECONDARY INVESTMENT SPV-10 WOLF LP United States 805-9251968072 Private Equity Fund 131,829,561 0 Fund of Funds
HL SECONDARY INVESTMENT SPV-12 (ROARK) L.P United States 805-1270390679 Private Equity Fund 29,458,656 0 Fund of Funds
TARRAGON MASTER FUND LP United States 805-1065640433 Private Equity Fund 205,322,399 0 Master Fund Fund of Funds
TARRAGON LP Cayman Islands 805-3672589360 Private Equity Fund 201,815,447 0 Feeder Fund Fund of Funds
HAMILTON LANE PRIVATE MARKETS OPPORTUNITY FEEDER FUND (FUND OF FUNDS SERIES) LP Cayman Islands 805-8725322612 Private Equity Fund 40,173,589 500,000 Feeder Fund Fund of Funds
HAMILTON LANE PRIVATE MARKETS OPPORTUNITY FUND LP, CREDIT SERIES Cayman Islands 805-2194129101 Private Equity Fund 0 500,000 Master Fund Fund of Funds
HAMILTON LANE SECONDARY FEEDER FUND IV-A LP United States 805-3752678580 Private Equity Fund 220,871,946 0 Feeder Fund Fund of Funds
HAMILTON LANE SECONDARY FEEDER FUND IV-B LP Cayman Islands 805-2131025419 Private Equity Fund 171,511,001 0 Feeder Fund Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES FUND IV (SERIES 2018) HOLDINGS LP United States 805-3930923043 Private Equity Fund 25,486,008 2,500,000 Master Fund Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES OFFSHORE FUND IV (SERIES 2018) LP United States 805-1650127474 Private Equity Fund 0 2,500,000 Feeder Fund Fund of Funds
HAMILTON LANE CO-INVESTMENT FUND III HOLDINGS-2 LP United States 805-6395661279 Private Equity Fund 1,446,692,268 0 Master Fund Fund of Funds
HAMILTON LANE EUROPEAN INVESTORS SCA SICAV-RAIF -CI IV PARALLEL SUB-FUND Luxembourg 805-5479791734 Private Equity Fund 1,309,204 5,000,000 Feeder Fund
HAMILTON LANE EUROPEAN PARTNERS SICAV-SIF-PEF IX PARALLEL SUB-FUND Luxembourg 805-8274778806 Private Equity Fund 30,885,032 133,188 Feeder Fund Fund of Funds
HAMILTON LANE FUNDO DE INVESTIMENTO EM PARTICIPAÇÕES - CO-INVESTMENTO Brazil 805-4789180445 Private Equity Fund 11,467,085 0 Master Fund

HAMILTON LANE ADVISORS LLC

ownership team - last updated 2018-06-28
Name Title Start Date Direct/Indirect % Ownership
ROGERS, HARTLEY, RAYMOND CHAIRMAN 12/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
ARIES ADVISORS LLC MEMBER direct 2001-01-01
HAMILTON LANE RICHCOURT ADVISORS LLC 100% OWNER indirect 2003-12-01
HAMILTON LANE ADVISORS LLC MEMBER indirect 2003-12-01
HAMILTON LANE NEW YORK LLC 99% OWNER indirect 2003-12-01
HAMILTON LANE ADVISORS LLC CHAIRMAN direct 2003-12-01
DLJ MERCHANT BANKING III INC MANAGING DIRECTOR direct 2001-01-01 2002-03-28
DLJ GROWTH CAPITAL, INC. MANAGING DIRECTOR direct 2001-07-01 2002-03-28
CREDIT SUISSE BOSTON ADVISORY PARTNERS LLC MANAGING DIRECTOR direct 1997-11-01 2003-03-28
HAMILTON LANE ADVISORS LLC 99% OWNER indirect 2003-12-01 2004-03-29
HAMILTON LANE ADVISORS LLC VICE CHAIRMAN AND DIRECTOR direct 2003-12-01 2004-03-29
HAMILTON LANE ADVISORS LLC 100% OWNER indirect 2003-12-01 2011-06-28
HAMILTON LANE ADVISORS LLC CHAIRMAN AND DIRECTOR direct 2003-12-01 2017-05-02
HAMILTON LANE ADVISORS INC MEMBER 06/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
HAMILTON LANE ADVISORS LLC MEMBER direct 2000-06-01
HAMILTON LANE ADVISORS LLC 34.47 OWNER OF APPLICANT direct 2000-06-01 2003-03-12
HAMILTON LANE ADVISORS LLC 22.9% OWNER OF APPLICANT direct 2000-06-01 2005-03-29
HAMILTON LANE ADVISORS LLC 21.6% OWNER OF APPLICANT direct 2000-06-01 2006-03-21
HAMILTON LANE ADVISORS LLC 5% OWNER OF APPLICANT direct 2000-06-01 2007-03-20
HAMILTON LANE ADVISORS LLC 3.8% OWNER OF APPLICANT direct 2000-06-01 2010-06-23
HAMILTON LANE ADVISORS LLC 4.4% OWNER OF APPLICANT direct 2000-06-01 2011-06-28
GIANNINI, MARIO, LUCIO CHIEF EXECUTIVE OFFICER 07/01/1994 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
HAMILTON LANE ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 1994-07-01
HAMILTON LANE ADVISORS LLC SHAREHOLDER indirect 2006-04-01
HAMILTON LANE ADVISORS LLC CHIEF OPERATING OFFICER AND DIRECTOR direct 1994-07-01 2002-03-14
HAMILTON LANE NEW YORK LLC CHIEF OPERATING OFFICER OF HAMILTON LANE ADVISORS, LLC direct 1994-07-01 2002-03-15
HAMILTON LANE NEW YORK LLC CHIEF EXECUTIVE OFFICER OF HAMILTON LANE ADVISORS, LLC direct 1994-07-01 2003-03-13
HAMILTON LANE ADVISORS LLC 74.9% OWNER indirect 2006-04-01 2007-03-20
HAMILTON LANE ADVISORS LLC 100% OWNER indirect 2006-04-01 2011-06-28
HAMILTON LANE ADVISORS LLC CHIEF EXECUTIVE OFFICER AND DIRECTOR direct 1994-07-01 2017-05-02
STILMAN, RANDY, M. CHIEF FINANCIAL OFFICER 08/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
HAMILTON LANE ADVISORS LLC CHIEF FINANCIAL OFFICER direct 1997-08-01
HAMILTON LANE NEW YORK LLC CHIEF FINANCIAL OFFICER OF HAMILTON LANE ADVISORS, LLC direct 1997-08-01 2003-03-13
HLA INVESTMENTS, LLC MEMBER 12/01/2003 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
HAMILTON LANE NEW YORK LLC 46.3% OWNER indirect 2003-12-01
HAMILTON LANE ADVISORS LLC 46.3% OWNER direct 2003-12-01
HAMILTON LANE ADVISORS LLC MEMBER direct 2003-12-01
HAMILTON LANE ADVISORS LLC 55.9% OWNER direct 2003-12-01
HAMILTON LANE ADVISORS LLC 56.2% OWNER direct 2003-12-01
HAMILTON LANE ADVISORS LLC 46.9% OWNER direct 2003-12-01
HAMILTON LANE ADVISORS LLC 56.5% OWNER direct 2003-12-01
HAMILTON LANE ADVISORS LLC 55.6% OWNER direct 2003-12-01
HAMILTON LANE RICHCOURT ADVISORS LLC 46.5% OWNER indirect 2003-12-01
HL MANAGEMENT INVESTORS LLC MEMBER 04/01/2006 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
HAMILTON LANE ADVISORS LLC 9.9% OWNER direct 2006-04-01
HAMILTON LANE ADVISORS LLC MEMBER direct 2006-04-01
HAMILTON LANE ADVISORS LLC 10.6% OWNER direct 2006-04-01
HAMILTON LANE ADVISORS LLC 10.3% OWNER direct 2006-04-01
HAMILTON LANE ADVISORS LLC 11.2% OWNER direct 2006-04-01
HIRSCH, ERIK VICE CHAIRMAN AND HEAD OF STRATEGIC INITIATIVES 05/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
HAMILTON LANE ADVISORS LLC CHIEF INVESTMENT OFFICER AND DIRECTOR direct 2013-05-01
HAMILTON LANE ADVISORS LLC VICE CHAIRMAN AND HEAD OF STRATEGIC INITIATIVES direct 2013-05-01
LUCEY, KEVIN, JOSEPH CHIEF OPERATIONS OFFICER 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
DELAWARE MANAGEMENT BUSINESS TRUST EVP/CHIEF OF SALES, CLIENT SERVICES & MARKETING direct 2005-03-01
RETIREMENT FINANCIAL SERVICES, INC. CHIEF OF SALES, CLIENT SERVICES AND MARKETING direct 2003-09-01
RETIREMENT FINANCIAL SERVICES, INC. EVP/CHIEF OF SALES, CLIENT SERVICES AND MARKETING / DIRECTOR direct 2005-03-01
RETIREMENT FINANCIAL SERVICES, INC. EVP/CHIEF OF SALES, CLIENT SERVICES AND MARKETING direct 2005-03-01
HAMILTON LANE ADVISORS LLC CHIEF OPERATIONS OFFICER direct 2007-01-01
ETF ASSOCIATES, LLC DIRECTOR direct 2008-02-01
HAMILTON LANE INC MANAGING MEMBER 03/01/2017 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
HAMILTON LANE ADVISORS LLC MEMBER direct 2017-03-01
HAMILTON LANE ADVISORS LLC MANAGING MEMBER direct 2017-03-01
SHAW, FREDERICK, WARD CHARLTON CHIEF COMPLIANCE OFFICER 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
HAMILTON LANE ADVISORS LLC CHIEF COMPLIANCE OFFICER direct 2017-04-01
NATSOURCE ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2008-03-01
GAVALIS, LYDIA GENERAL COUNSEL 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
HAMILTON LANE ADVISORS LLC GENERAL COUNSEL direct 2017-04-01
SEI PRIVATE TRUST COMPANY GENERAL COUNSEL direct 2004-03-01
ROGERS, HARTLEY, RAYMOND MEMBER HRHLA, LLC 12/01/2003 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ARIES ADVISORS LLC MEMBER direct 2001-01-01
HAMILTON LANE RICHCOURT ADVISORS LLC 100% OWNER indirect 2003-12-01
HAMILTON LANE ADVISORS LLC MEMBER indirect 2003-12-01
HAMILTON LANE NEW YORK LLC 99% OWNER indirect 2003-12-01
HAMILTON LANE ADVISORS LLC CHAIRMAN direct 2003-12-01
DLJ MERCHANT BANKING III INC MANAGING DIRECTOR direct 2001-01-01 2002-03-28
DLJ GROWTH CAPITAL, INC. MANAGING DIRECTOR direct 2001-07-01 2002-03-28
CREDIT SUISSE BOSTON ADVISORY PARTNERS LLC MANAGING DIRECTOR direct 1997-11-01 2003-03-28
HAMILTON LANE ADVISORS LLC 99% OWNER indirect 2003-12-01 2004-03-29
HAMILTON LANE ADVISORS LLC VICE CHAIRMAN AND DIRECTOR direct 2003-12-01 2004-03-29
HAMILTON LANE ADVISORS LLC 100% OWNER indirect 2003-12-01 2011-06-28
HAMILTON LANE ADVISORS LLC CHAIRMAN AND DIRECTOR direct 2003-12-01 2017-05-02
HRHLA, LLC MEMBER HLA INVESTMENTS, LLC 12/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HAMILTON LANE NEW YORK LLC 35% OWNER indirect 2003-12-01
HAMILTON LANE ADVISORS LLC 35% OWNER indirect 2003-12-01
HAMILTON LANE ADVISORS LLC MEMBER indirect 2003-12-01
HAMILTON LANE ADVISORS LLC 34.72% OWNER indirect 2003-12-01
HAMILTON LANE RICHCOURT ADVISORS LLC 35% OWNER indirect 2003-12-01
GIANNINI, MARIO, LUCIO SHAREHOLDER HAMILTON LANE ADVISORS, INC. 04/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HAMILTON LANE ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 1994-07-01
HAMILTON LANE ADVISORS LLC SHAREHOLDER indirect 2006-04-01
HAMILTON LANE ADVISORS LLC CHIEF OPERATING OFFICER AND DIRECTOR direct 1994-07-01 2002-03-14
HAMILTON LANE NEW YORK LLC CHIEF OPERATING OFFICER OF HAMILTON LANE ADVISORS, LLC direct 1994-07-01 2002-03-15
HAMILTON LANE NEW YORK LLC CHIEF EXECUTIVE OFFICER OF HAMILTON LANE ADVISORS, LLC direct 1994-07-01 2003-03-13
HAMILTON LANE ADVISORS LLC 74.9% OWNER indirect 2006-04-01 2007-03-20
HAMILTON LANE ADVISORS LLC 100% OWNER indirect 2006-04-01 2011-06-28
HAMILTON LANE ADVISORS LLC CHIEF EXECUTIVE OFFICER AND DIRECTOR direct 1994-07-01 2017-05-02
HARTLEY ROGERS 2008 GRAT MEMBER HRHLA, LLC 12/01/2008 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
TYREE, DAVID W. PRESIDENT direct 1991-04-01
INVESTEC PMG CAPITAL MANAGING DIRECTOR/TREASURER/CHIEF COMPLIANCE OFFICER direct 1995-10-01
JAYHAWK PRIVATE EQUITY GP, L.P. MANAGING MEMBER indirect 1995-10-01
WHITEGATE INVESTMENT COUNSELORS INC SHAREHOLDER direct 1998-07-01
JGE CAPITAL MANAGEMENT, LLC TRUST indirect 1995-10-01
TAYLOR, COTTRILL, ERICKSON AND ASSOCIATES, INC. SHAREHOLDER indirect 1998-07-01
PENSION PORTFOLIO ADVISORS INC. N/A direct 1995-11-01
CORRELL CO. INVESTMENT SERVICES CORP. SHAREHOLDER direct 1995-11-01
BONNIE WUSZ & ASSOCIATES, INC. OWNER direct 1991-06-01
CORNERSTONE ADVISORS, LLC OWNER indirect 1982-08-01
MOSBY LINCOLN LC MEMBER MANAGER direct 1995-12-01
CAROL GRANT DESMOND OWNER direct 1982-12-01
HHH INVESTMENT INC PRESIDENT direct 1995-12-01
VAN BERKOM AND ASSOCIATES INC. PRESIDENT AND CHIEF EXECUTIVE OFFICER indirect 1991-07-01
SIFE DIRECTOR/OWNER direct 1995-12-01
AMERVEST COMPANY, INC. CCO / MANAGING DIRECTOR direct 1983-01-01
KAUFMAN BROS., L.P. LP direct 1995-12-01
SIRIUS PARTNERS, L.P. SHAREHOLDER indirect 1983-01-01
OVERLOOK INVESTMENTS L.P. GENERAL PARTNER direct 1995-12-01
FINANCIAL ADVISORY SERVICE INC SHAREHOLDER direct 1983-02-01
RIGGS SECURITIES INC. SHAREHOLDER indirect 1991-09-01
P. R. HERZIG & CO. INC. BOARD OF DIRECTORS direct 1995-12-01
P. R. HERZIG & CO. INC. SHAREHOLDER direct 1995-12-01
GREENLEAF ASSET MANAGEMENT INC PRESIDENT direct 1991-10-01
P. R. HERZIG & CO. INC. TRUSTEE OF 2 TRUSTS indirect 1995-12-01
OWNERSHIP ADVISORS, INC. PRESIDENT direct 1998-09-01
HOLT VALUE ASSOCIATES LP PRESIDENT indirect 1991-11-01
RANSON CAPITAL CORPORATION VP SEC. direct 1996-01-01
THE HOLLISTER ASSET MANAGEMENT CO, G.P. GENERAL PARTNER direct 1998-09-01
HOLT VALUE ASSOCIATES LP PRESIDENT indirect 1991-11-01
THE BAKER GROUP, LP VICE PRES/MANAGING DIRECTOR direct 1998-09-01
SOMERS ASSET MANAGEMENT INCORPORATED PRESIDENT direct 1991-11-01
OLYMPUS ADVISORS, LLC MEMBER direct 1996-01-01
FINANCIAL ADVISORY SERVICE INC SHAREHOLDER direct 1996-02-01
ACCESS FINANCIAL GROUP, INC. OWNER direct 1996-02-01
MCELWAIN ROBERT JOHN PRESIDENT direct 1983-10-01
CAVALRY BANKING TRUST OFFICER/ SVP direct 1992-01-01
MIDWEST CAPITAL MANAGEMENT, INC. PRESIDENT direct 1996-03-01
CHAPLIN-MULLAUGH, INCORPORATED CORPORATE SECRETARY direct 1996-03-01
HAMMER ASSET MANAGEMENT LLC TRUSTEE indirect 1998-10-01
HAMMER ASSET MANAGEMENT LLC TRUSTEE direct 1998-10-01
JGE CAPITAL MANAGEMENT, LLC MEMBER direct 1996-04-01
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED TRUSTEE indirect 1984-05-01
RYDER STILWELL INVESTMENT ADVISORS INC MAJORITY OWNER indirect 1992-04-01
CITY SECURITIES CORPORATION DIRECTOR direct 1998-11-01
FINANCIAL ADVISORY SERVICE INC JAMES G. DUSSOLD, TRUSTEE direct 1996-05-01
LM ADVISORS INC PRESIDENT direct 1984-07-01
DAWSON RUSSELL INC. PRESIDENT direct 1992-05-01
THE JENTNER CORPORATION OWNER direct 1984-10-01
CAVALRY BANKING TRUST OFFICER direct 1992-05-01
SANDER CAPITAL ADVISORS DIRECTOR, VICE PRESIDENT AND SECRETARY direct 1985-01-01
THE BAKER GROUP, LP CHAIRMAN AND PRESIDENT direct 1992-05-01
THE BAKER GROUP, LP VICE PRES/MANAGING DIRECTOR direct 1992-05-01
NORTHWEST FINANCIAL PLANNING CORP SHAREHOLDER direct 1992-07-01
WEXFORD CLEARING SERVICES CORPORATION SENIOR VICE PRESIDENT- CROP direct 1996-07-01
AMERICAN SUPERIOR CO TRUST direct 1996-07-01
ROOSEVELT INVESTMENT GROUP INC CHAIRMAN direct 1992-07-01
PCJ INVESTMENT COUNSEL LTD. PARTNERSHIP direct 1996-07-01
EIDELMAN FINGER HARRIS & CO PRESIDENT direct 1985-06-01
ROOSEVELT INVESTMENT GROUP INC SEC-TREASURER MANAGING DIR direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC VP INVESTMENTS direct 1992-07-01
DRV GROUP INC PRESIDENT direct 1996-08-01
ROOSEVELT INVESTMENT GROUP INC CEO direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC PRESIDENT direct 1992-07-01
THE BAKER GROUP, LP VICE PRES/MANAGING DIRECTOR direct 1996-08-01
RONALD OLSON, INC. STOCK HOLDER direct 1992-07-01
PERFORMANCE ENHANCEMENT TECHNOLOGIES LTD PRESIDENT/CIO direct 1985-12-01
FINANCIAL MANAGEMENT ADVISORS INC SHAREHOLDER indirect 1985-12-01
PINKERTON RETIREMENT SPECIALISTS, LLC OWNER indirect 1996-09-01
PINKERTON RETIREMENT SPECIALISTS, LLC OWNER indirect 1996-09-01
CAPITAL BUILDERS ADVISORY SERVICES INC SHAREHOLDER direct 1986-01-01
STANFORD ADVISORY GROUP, LLC CEO/CIO direct 1992-10-01
UNIVERSAL FINANCIAL SERVICES INC. DIRECTOR direct 1986-02-01
UNIVERSAL FINANCIAL SERVICES INC. CEO indirect 1986-02-01
HOLBEIN ASSOCIATES, INC. SECRETARY direct 1986-03-01
HOOPER R B & CO INC PRESIDENT direct 1992-11-01
CHARLES FISH INVESTMENTS, INC. SHAREHOLDER direct 1996-10-01
HOOPER R B & CO INC VICE PRESIDENT direct 1992-11-01
ORION FINANCIAL SERVICES, LLC SHAREHOLDER indirect 1996-11-01
HERRMANN & COOKE, INC. DIRECT OWNER direct 1986-03-01
MACEY-HOLLAND & CO., LLC MANAGING MEMBER direct 1996-12-01
GREIG ASSOCIATES INC SENIOR VICE PRESIDENT direct 1986-04-01
GREIG ASSOCIATES INC SECRETARY direct 1986-04-01
ALEXANDER & MUCKERMANN PARTNER direct 1986-04-01
HONISS ROBIN OWNER direct 1993-01-01
BAY ISLE FINANCIAL CORP PRESIDENT direct 1986-06-01
KINGSTON INVESTMENT COUNSEL INC VICE PRESIDENT & SECRETARY direct 1993-01-01
BATCHELDER & PARTNERS, INC. OWNER direct 1997-01-01
BAY ISLE FINANCIAL CORP CHIEF INVESTMENT OFFICER direct 1986-06-01
PEKIN SINGER STRAUSS ASSET MANAGEMENT INC. SHAREHOLDER direct 1993-01-01
NEUMEIER INVESTMENT COUNSEL LLC MEMBER direct 1997-01-01
INTEGRATED FINANCIAL PLANNING SERVICES PRESIDENT direct 1986-06-01
MANAGED ACCOUNT SERVICES INC SHAREHOLDER direct 1993-01-01
FINANCIAL ADVISORY SERVICE INC MAX W. GREER, JR., TRUSTEE direct 1986-08-01
MCCORMICK CAPITAL MANAGEMENT PRESIDENT direct 1986-09-01
HAROLD W. DANCE INC. S-CORP SHAREHOLDER, 16% direct 1993-04-01
ROSEMOUNT CAPITAL LIMITED TRUSTEE indirect 1997-01-01
FREMONT REALTY CAPITAL, L.P. SHAREHOLDER indirect 1997-02-01
SAUNDERS RETIREMENT ADVISORS, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1993-04-01
JUNDT ASSOCIATES INC TRUSTEE direct 1997-03-01
PREMIERETRADE SECURITIES, INC. TRUSTEE OF DICKS FAMILY TRUST direct 1993-05-01
FIDELITY FINANCIAL GROUP, INC. DIRECTOR direct 1987-02-01
SENA WELLER ROHS WILLIAMS INC. SENIOR VP direct 1993-06-01
SENA WELLER ROHS WILLIAMS INC. EXECUTIVE VP direct 1993-06-01
SAGE, RUTTY & CO., INC. SHAREHOLDER direct 1987-02-01
CONTEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 1993-06-01
CONTEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 1993-06-01
OSTERWEIS CAPITAL MANAGEMENT LLC MEMBER direct 1997-03-01
CONTEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 1993-06-01
JOHN MOORE & ASSOCIATES INC SHAREHOLDER direct 1997-03-01
CHURCHILL MANAGEMENT CORP SHAREHOLDER direct 1987-07-01
THE PORTOLA GROUP INC SHAREHOLDER direct 1987-08-01
MAHLER & EMERSON INC. SHAREHOLDER direct 1993-07-01
FFR ADVISORY LLC TRUSTEE indirect 1997-03-01
ARGOS INVESTMENT ADVISORS, LLC MEMBER indirect 1993-07-01
S.A.I. CAPITAL MANAGEMENT, LLC TRUSTEE indirect 1997-03-01
SOCHET & COMPANY, INC. PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1987-08-01
ARNERICH MASSENA, INC. SHAREHOLDER direct 1993-07-01
THE PORTOLA GROUP INC SHAREHOLDER indirect 1987-08-01
BACK BAY ADVISORS GENERAL PARTNER direct 1993-09-01
SENTINEL ADVISORS LLC MEMBER direct 1997-04-01
CALTON & ASSOCIATES, INC. PRESIDENT - DIRECTOR direct 1987-09-01
VAN DEVENTER & HOCH VDH SHAREHOLDER direct 1993-10-01
LEE KRASNER GROUP LTD PRESIDENT/TREASURER direct 1993-10-01
REGISTER & AKERS INVESTMENTS, INC. PRINCIPAL direct 1997-04-01
UNITED AMERICAN SECURITIES, INC. SHAREHOLDER direct 1987-10-01
TAYLOR STEPHENS INC GENERAL PARTNER indirect 1993-12-01
WAYZATA CAPITAL MANAGEMENT, INC. SHAREHOLDER direct 1997-05-01
SOUND FINANCIAL STRATEGIES GROUP, INC. FOUNDING PARTNER/CFO/CCO direct 1993-12-01
UNITED AMERICAN SECURITIES, INC. SHAREHOLDER direct 1987-11-01
STEVEN A. NOROIAN & ASSOCIATES, INC. OWNER direct 1997-05-01
WELTON INVESTMENT CORPORATION SOLE SHAREHOLDER direct 1997-05-01
WELTON INVESTMENT CORPORATION SOLE SHAREHOLDER indirect 1997-05-01
OSTERWEIS CAPITAL MANAGEMENT INC SHAREHOLDER direct 1994-01-01
WELTON FUND ADVISORS LLC SOLE SHAREHOLDER indirect 1997-05-01
WELTON INVESTMENT PARTNERS LLC SOLE SHAREHOLDER indirect 1997-05-01
TRENDSTAT CAPITAL MANAGEMENT INC. NO TITLE direct 1997-06-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC. VICE PRESIDENT direct 1987-12-01
MACSHANE CAPITAL MANAGEMENT CO INC PRESIDENT direct 1988-01-01
SAGE, RUTTY & CO., INC. SHAREHOLDER direct 1994-01-01
POPULAR SECURITIES, INC. DIRECTOR direct 1997-07-01
MARSDEN JOHN RICHARD JR OWNER direct 1994-01-01
KLOSTERMAN CAPITAL CORP TRUST direct 1997-07-01
MORGAN JESS S & CO INC TRUST direct 1997-07-01
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD PARTNERSHIP direct 1994-02-01
THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY SHAREHOLDER direct 1997-07-01
AUTUMN GLORY PARTNERS, LLC TRUSTEE indirect 1988-01-01
BAI BONDSBERATUNG GES.M.B.H. SHAREHOLDER direct 1994-03-01
BAI BONDSBERATUNG GES.M.B.H. SHAREHOLDER indirect 1994-03-01
JONES COMMODITIES, INC. SHAREHOLDER direct 1997-08-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC. PRESIDENT direct 1988-03-01
ADVISORS PENSION SERVICES AGENCY INC PRESIDENT direct 1988-04-01
CATHOLIC FINANCIAL SERVICES CORP VICE PRESIDENT, DIRECTOR direct 1994-06-01
GRAHAM CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 1994-06-01
KLAFF REALTY, LP OWNER indirect 1988-06-01
HELLMAN & FRIEDMAN ASSOCIATES III LP SHAREHOLDER indirect 1994-07-01
H&F INVESTORS III SHAREHOLDER indirect 1994-07-01
FIRST WESTERN ADVISORS PRESIDENT / DIRECTOR direct 1997-10-01
STEPHEN JONES CAPITAL MANAGEMENT, INC. 90% SHAREHOLDER direct 1997-11-01
HUTCHINSON/IFRAH FINANCIAL SERVICES, INC. CHAIRMAN & PRESIDENT direct 1988-08-01
SOUTH OCEAN MANAGEMENT LIMITED SHAREHOLDER direct 1994-09-01
JONES VILLALTA ASSET MANAGEMENT, LLC 90% SHAREHOLDER OF STEPHEN JONES CAPITAL MANAGEMENT, INC. indirect 1997-11-01
THE HOLLISTER ASSET MANAGEMENT CO, G.P. GENERAL PARTNER direct 1994-09-01
GLOBALVEST MANAGEMENT CO LP ESTABLISHED direct 1994-10-01
TRIGRAN INVESTMENTS, INC. TRUSTEE indirect 1988-11-01
J.J.B. HILLIARD, W.L. LYONS, LLC NAMED FIDUCIARY indirect 1988-11-01
IHP CAPITAL PARTNERS SHAREHOLDER direct 1997-12-01
MCCORMICK CAPITAL MANAGEMENT SECRETARY, TREASURER direct 1988-12-01
KAPLAN & CO. SECURITIES INC. CEO direct 1994-10-01
EAST PACIFIC INVESTMENT CO INC PRESIDENT direct 1989-01-01
LARIMER CAPITAL CORP SECRETARY direct 1989-01-01
TIFFANY CAPITAL ADVISORS INC BOARD MEMBER direct 1998-01-01
KIT COLE INVESTMENT ADVISORY SERVICES SHAREHOLDER direct 1989-03-01
LOVELL INCORPORATED CORPORATE SECRETARY direct 1989-03-01
SAGE, RUTTY & CO., INC. DIRECTOR direct 1998-01-01
KURIYAMA & CO LLC MEMBER direct 1998-01-01
NEWPORT INVESTMENT ADVISORS INC CEO direct 1989-04-01
JULIUS BAER SECURITIES INC. FIRST VICE PRESIDENT direct 1994-12-01
SUMMIT PARTNERS V, L.P. LIMITED PARTNER direct 1998-01-01
TIFFANY CAPITAL ADVISORS INC PRESIDENT direct 1989-05-01
CWS CAPITAL PARTNERS LLC SHAREHOLDER direct 1998-01-01
THE BAUPOST GROUP, L.L.C. MEMBER direct 1998-01-01
BOBERSKI & CO PRESIDENT direct 1966-01-01
H&F ADMINISTRATION III LLC SHAREHOLDER indirect 1994-12-01
IWAMOTO, KONG & CO., INC. SHAREHOLDER direct 1998-01-01
HOLDEN TOLBERT & CO INC PRESIDENT direct 1967-05-01
H & F ADMINISTRATION IV LLC SHAREHOLDER indirect 1994-12-01
CWS CAPITAL PARTNERS LLC SHAREHOLDER / MANAGING MEMBER direct 1998-01-01
HOLDEN TOLBERT & CO INC SECRETARY, TREASURER direct 1967-05-01
BUSINESS SERVICES, INC. OWNER direct 1989-05-01
LEGACY PARTNERS INVESTMENT MANAGEMENT SERVICES,LLC MEMBER indirect 1968-06-01
FINANCIAL ADVISORY SERVICE INC DANIELLE G. MEIER AND JOHN A. MEIER, TRUSTEES direct 1998-01-01
PINNACLE ASSET MANAGEMENT, L.P. MEMBER indirect 1994-12-01
OTTAWA AVENUE PRIVATE CAPITAL, LLC SHAREHOLDER indirect 1994-12-01
HELLMAN & FRIEDMAN CAPITAL MANAGEMENT SHAREHOLDER indirect 1989-06-01
SANDPOINTE, LLC MEMBER indirect 1994-12-01
CAMBRIDGE EQUITY ADVISORS INC CHIEF EXECUTIVE OFFICER direct 1989-06-01
BRENTON INVESTMENTS, INC. SHAREHOLDER indirect 1995-01-01
HANSSET GLOBAL ADVISORS CO., LTD. SHAREHOLDER direct 1989-08-01
TRIAD INVESTMENT ADVISORS CORP PRESIDENT direct 1972-10-01
JOHNSTON, LEMON & CO. INC. CHAIRMAN direct 1973-10-01
VALU TRAC INVESTMENT MANAGEMENT LTD PARENT COMPANY direct 1989-10-01
ATLANTIC CAPITAL MANAGEMENT LTD PRESIDENT direct 1989-12-01
BJURMAN, BARRY & ASSOCIATES SHAREHOLDER A CLASS direct 1998-03-01
JOHNSTON, LEMON & CO. INC. CHAIRMAN indirect 1989-12-01
MYERSON VAN DEN BERG & CO TRUST OWNS ALL THE STOCK direct 1975-01-01
DE PRINCE, RACE & ZOLLO, INC. SHAREHOLDER direct 1998-03-01
STANLEY D J & CO INC PRESIDENT & CEO, CFO, COO, CLO,CCO direct 1976-05-01
POPULAR SECURITIES, INC. DIRECTOR direct 1995-05-01
SPECTRUM ASSET MANAGEMENT INC SHAREHOLDER direct 1990-01-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC. TREASURER direct 1977-06-01
BOULDER INVESTMENT ADVISERS LLC MEMBER indirect 1998-05-01
NOVARE CAPITAL MANAGEMENT MEMBER indirect 1995-05-01
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. TREASURER, FINOP direct 1978-08-01
BNY ASSOCIATES INCORPORATED DIRECTOR direct 1998-05-01
SAVINGS GROWERS, INC. PRESIDENT direct 1990-08-01
MOORS & CABOT INVESTOR SERVICES INC PARENT indirect 1978-08-01
SOUND CAPITAL MANAGEMENT INC MANAGING DIRECTOR direct 1995-06-01
FULLER & THALER ASSET MANAGEMENT INC SHAREHOLDER direct 1998-05-01
SULLIVAN,MORRISSEY & MICKLE CAPITAL MANAGEMENT CORP. CHAIRMAN, DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1978-08-01
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. VICE CHAIRMAN, DIRECTOR direct 1978-11-01
STAMPS, WOODSUM & CO. IV LIMITED PARTNER direct 1995-06-01
PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION SHAREHOLDER direct 1995-06-01
VALUE PARTNERS LTD SHAREHOLDER direct 1998-06-01
VALU-TRAC INVESTMENT RESEARCH LIMITED OWNER direct 1998-06-01
CORRELL CO. INVESTMENT SERVICES CORP. SECRETARY direct 1995-07-01
PRIVATE PORTFOLIO OF SAN DIEGO, INC. VICE PRESIDENT direct 1998-06-01
BERKELEY CAPITAL ADVISERS, LLC TRUSTEE indirect 1991-01-01
GREIG ASSOCIATES INC VICE PRESIDENT direct 1998-07-01
PCJ INVESTMENT COUNSEL LTD. PARTNERSHIP direct 1995-07-01
RWT INVESTMENT ADVISERS, INC. 100% SHAREHOLDER direct 1998-07-01
NOBLE PARTNERS, L.P. SHAREHOLDER indirect 1991-03-01
POPULAR SECURITIES, INC. DIRECTOR direct 1995-08-01
KELLNER, DILEO & CO., L.P. LIMITED PARTNER direct 1998-07-01
W R MAHOOD ASSET MANAGEMENT, INC. PRESIDENT direct 1991-04-01
NBC SECURITIES, INC. VICE PRESIDENT direct 1995-08-01
BURNEY CO CHAIRMAN direct 1981-04-01
FARALDI & PORRO INC PRESIDENT direct 1981-06-01
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 1988-08-01 2000-11-09
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 1995-03-01 2000-11-09
FSC SECURITIES CORPORATION DIRECTOR/CHAIRMAN direct 1997-10-01 2000-12-15
J. BUSH & CO., INCORPORATED DIRECTOR direct 1970-09-01 2001-01-29
J. BUSH & CO., INCORPORATED EXECUTIVE VICE PRESIDENT direct 1998-03-01 2001-01-29
CHASE INVESTMENT SERVICES CORP. DIRECTOR direct 1998-09-01 2001-01-30
RASKOB KAMBOURIAN FINANCIAL ADVISORS LTD TREAURER direct 1992-02-01 2001-01-30
MACK INVESTMENT SECURITIES, INC. TRUSTEE IS PRESIDENT direct 1986-01-01 2001-01-30
FORUM SECURITIES, INC. SHAREHOLDER indirect 1990-07-01 2001-01-30
FORUM SECURITIES, INC. VICE PRESIDENT/CFO direct 1991-03-01 2001-01-30
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1998-08-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1992-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO PRESIDENT/DIRECTOR direct 1992-02-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1984-04-01 2001-01-31
COUNTRY CAPITAL MANAGEMENT COMPANY SENIOR VP MARKETING direct 1996-10-01 2001-01-31
MOODY ALDRICH & SULLIVAN LLC NON MEMBER indirect 1992-12-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1987-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1987-02-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1994-01-01 2001-01-31
MOODY ALDRICH & SULLIVAN LLC NON MEMBER indirect 1988-06-01 2001-01-31
MOODY ALDRICH & SULLIVAN LLC NON MEMBER indirect 1988-06-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1997-11-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR CHAIRMAN OF BOARD direct 1998-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO CH.BD./DIR/CEO direct 1998-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1990-01-01 2001-01-31
JULIUS BAER SECURITIES INC. CHAIRMAN direct 1998-04-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SHAREHOLDER indirect 1980-05-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1998-07-01 2001-01-31
CENTURION CAPITAL MANAGEMENT CORP BENEFICIAL OWNER OF CCGI, COMMON indirect 1997-12-01 2001-02-01
ESSEX LLC SECRETARY direct 1933-01-01 2001-02-23
HARTFORD INVESTMENT FINANCIAL SERVICES COMPANY SENIOR VICE PRESIDENT & DIRECTOR- INVESTMENTS & DIRECTOR direct 1996-12-01 2001-02-28
COMMONWEALTH ADVISORS INC VICE PRESIDENT direct 1997-02-01 2001-02-28
LINDNER ASSET MANAGEMENT INC SHAREHOLDER direct 1997-03-01 2001-02-28
MBIA CAPITAL MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 1998-02-01 2001-02-28
COMMONWEALTH ADVISORS INC SECRETARY direct 1991-04-01 2001-02-28
ORLEANS CAPITAL MANAGEMENT CORP PRESIDENT, DIRECT OWNER-COMMON & DIRECTOR direct 1991-07-01 2001-03-01
MONTICELLO ASSOCIATES INC PRESIDENT direct 1992-07-01 2001-03-01
MONTICELLO ASSOCIATES INC TREASURER direct 1992-07-01 2001-03-01
WCM INVESTMENT MANAGEMENT VP direct 1995-06-01 2001-03-01
THE ROBINSON-HUMPHREY COMPANY, LLC SENIOR MANAGING DIRECTOR AND DIRECTOR direct 1998-05-01 2001-03-13
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1998-10-01 2001-03-15
PRINCOR FINANCIAL SERVICES CORPORATION SENIOR VICE PRESIDENT direct 1998-01-01 2001-03-15
DIVERSIFIED INVESTMENT ADVISORS INC DIRECTOR, TREASURER & CHIEF FINANCIAL OFFICER direct 1992-10-01 2001-03-16
BERGER & ASSOCIATES LLC MANAGER & 50% OWNER direct 1997-04-01 2001-03-16
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1991-06-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1996-07-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. CHAIRMAN direct 1986-04-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. SECRETARY direct 1986-04-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1986-04-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1994-10-01 2001-03-20
TREECE INVESTMENT ADVISORY CORP PRESIDENT, DIRECTOR, SECT, TREASURER direct 1979-08-01 2001-03-23
ASSET MANAGEMENT ADVISORS, LLC EXECUTIVE MANAGER direct 1996-06-01 2001-03-26
COMMERCE CAPITAL MARKETS, INC. EXECUTIVE VICE PRESIDENT direct 1977-03-01 2001-03-26
COMMERCE CAPITAL MARKETS, INC. MANAGING DIRECTOR direct 1977-09-01 2001-03-26
AMERVEST CO INC MANAGING DIRECTOR direct 1993-01-01 2001-03-27
VESTRUST SECURITIES L.P. SHAREHOLDER direct 1997-01-01 2001-03-29
PMG CAPITAL CORP. PRESIDENT direct 1986-12-01 2001-03-29
FIRST WESTERN ADVISORS VICE PRESIDENT/SECRETARY direct 1997-10-01 2001-03-29
FIRST WESTERN ADVISORS DIRECTOR direct 1997-10-01 2001-03-29
PMG CAPITAL CORP. VICE PRESIDENT ADMIN. direct 1995-04-01 2001-03-29
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1995-10-01 2001-03-29
PROEQUITIES INC DIRECTOR direct 1997-01-01 2001-03-30
KAHN BROTHERS & CO. INC. STOCKHOLDER, DIRECTOR direct 1978-07-01 2001-03-30
PROVIDENT NATIONAL ASSURANCE COMPANY DIRECTOR, EXECUTIVE VICE PRESIDENT - FINANCE direct 1997-11-01 2001-04-02
PROVIDENT NATIONAL ASSURANCE COMPANY VICE PRESIDENT AND SECRETARY direct 1997-11-01 2001-04-02
PROVIDENT NATIONAL ASSURANCE COMPANY DIRECTOR direct 1995-10-01 2001-04-02
RICHARD O. JONES PRESIDENT/CEO indirect 1993-07-01 2001-04-06
RICHARD O. JONES SHAREHOLDER direct 1993-12-01 2001-04-06
CENTURION TRUST COMPANY SHAREHOLDER indirect 1997-12-01 2001-04-12
TOWER SQUARE SECURITIES, INC. VICE PRESIDENT direct 1998-09-01 2001-04-19
ORION FINANCIAL SERVICES, LLC MEMB ER OF LLC direct 1997-08-01 2001-04-20
THE ADVISORS GROUP, INC. CHAIRMAN OF BOARD OF DIRECTORS direct 1988-08-01 2001-04-26
CONCOURSE CAPITAL CORPORATION DIRECTOR direct 1991-08-01 2001-04-27
TIMING STRATEGIES CORP PRESIDENT direct 1982-05-01 2001-04-30
CANTERBURY CAPITAL SERVICES, INC. SECRETARY direct 1995-11-01 2001-04-30
MILLAR ROBERT PETER WHARTON COMPLIANCE OFFICER direct 1995-12-01 2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD COMPLIANCE OFFICER direct 1995-12-01 2001-04-30
CMS INVESTMENT RESOURCES, INC. VICE PRESIDENT, GENERAL COUNSEL direct 1986-06-01 2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD NON-EXECUTIVE DIRECTOR direct 1994-10-01 2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD CHIEF EXECUTIVE direct 1989-10-01 2001-04-30
SUNTRUST EQUITABLE SECURITIES CORPORATION CROP direct 1990-07-01 2001-05-03
TITAN INVESTMENT ADVISORS LLC PARTNER direct 1996-05-01 2001-05-15
SOVEREIGN HOLDINGS LLC PRESIDENT direct 1997-01-01 2001-05-16
SOVEREIGN HOLDINGS LLC ADMINISTRATIVE PARTNER direct 1997-01-01 2001-05-16
ROBOTTI & COMPANY, INCORPORATED DIRECTOR & STOCKHOLDER direct 1983-08-01 2001-05-24
ROGGE GLOBAL PARTNERS PLC 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT UK HOLDINGS LIMITED direct 1996-09-01 2001-05-24
ROBOTTI & COMPANY, INCORPORATED STOCKHOLDER direct 1987-09-01 2001-05-24
ROBOTTI & COMPANY, INCORPORATED SROP, ROP direct 1997-09-01 2001-05-24
ROBOTTI & COMPANY, INCORPORATED SROP, ROP direct 1994-05-01 2001-05-24
CANYON CAPITAL REALTY ADVISORS LLC MEMBER direct 1998-05-01 2001-06-12
THE ROBINSON-HUMPHREY COMPANY, LLC EXECUTIVE VICE PRESIDENT AND DIRECTOR direct 1997-05-01 2001-06-20
SPELMAN & CO., INC. DIRECTOR direct 1998-04-01 2001-06-20
THE MILLER FINANCIAL GROUP, INC. SHAREHOLDER indirect 1992-04-01 2001-06-25
A. G. EDWARDS & SONS, INC. DIRECTOR OF HOLDING COMPANY direct 1997-06-01 2001-06-26
COORDINATED ASSET PLANNING CO INC CHEIF OPERATIONS OFFICER direct 1989-05-01 2001-07-30
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1995-06-01 2001-07-30
KEENE & ASSOCIATES, INC. PRESIDENT direct 1994-09-01 2001-08-09
WILLIAMS C R INC MANAGING DIRECTOR direct 1994-06-01 2001-08-15
WILLIAMS C R INC PRESIDENT direct 1994-08-01 2001-08-15
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER EXECUTIVE VICE PRESIDENT, DIRECTOR OF UPG direct 1987-08-01 2001-08-21
ST. BERNARD FINANCIAL SERVICES, INC. SHAREHOLDER direct 1994-03-01 2001-08-28
MEMORIAL INVESTMENT ADVISORS INC VP AND CIO direct 1998-09-01 2001-09-25
SYMMETRIC INVESTMENTS, INC. 5% + SHAREHOLDER direct 1992-12-01 2001-09-26
ALLIANCE ADVISORY & SECURITIES, INC. PRESIDENT indirect 1987-07-01 2001-09-27
PMG CAPITAL CORP. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 1986-12-01 2001-10-01
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1987-06-01 2001-10-01
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1993-12-01 2001-10-01
PMG CAPITAL CORP. MANAGING DIRECTOR AND TREASURER direct 1995-10-01 2001-10-01
SMITH SHELLNUT WILSON LLC PRINCIPAL direct 1998-08-01 2001-10-22
SMITH SHELLNUT WILSON LLC PRINCIPAL direct 1995-06-01 2001-10-22
SALOMON SMITH BARNEY INC. CHAIRMAN & CEO - SMITH BARNEY ASSET MANAGEMENT direct 1997-08-01 2001-10-24
SALOMON SMITH BARNEY INC. MANAGING DIRECTOR - SALOMON SMITH BARNEY, CHIEF INVESTMENT OFFICER - SMITH BARNEY ASSET MANAGEMENT direct 1997-08-01 2001-10-24
SALOMON SMITH BARNEY INC. GENERAL COUNSEL - SMITH BARNEY ASSET MANAGEMENT, MANAGING DIRECTOR - SALOMON SMITH BARNEY INC. direct 1995-07-01 2001-10-24
CSFBDIRECT, INC. DIRECTOR/CCO/CROP/SROP direct 1996-08-01 2001-10-26
STEPHENS INC. SHAREHOLDER PREFERRED B indirect 1990-12-01 2001-10-31
STEPHENS INC. SHAREHOLDER COMMON A indirect 1990-12-01 2001-10-31
CBNY INVESTMENT SERVICES CORP. SHAREHOLDER indirect 1988-03-01 2001-11-01
FINARC LLC SPOUSE direct 1996-10-01 2001-11-29
THE MILLER FINANCIAL GROUP, INC. SHAREHOLDER indirect 1992-04-01 2001-11-30
CJ CAPITAL MANAGEMENT LLC PRESIDENT direct 1998-08-01 2001-12-07
ARNHOLD AND S. BLEICHROEDER, INC. CO-CHAIRMAN OF THE BOARD direct 1994-01-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. CO-PRESIDENT, SECRETARY & DIRECTOR direct 1994-01-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. CO-PRESIDENT AND DIRECTOR direct 1994-01-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT , SROP/CROP direct 1994-04-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. STOCKHOLDER direct 1946-07-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 1978-06-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT, TREASURER & DIRECTOR direct 1990-11-01 2001-12-10
TRENDLINE RESEARCH & MANAGEMENT CORP DIRECTOR, VICE-PRESIDENT, SECRETARY/TREASURER direct 1988-03-01 2001-12-12
TRENDLINE RESEARCH & MANAGEMENT CORP DIRECTOR, PRESIDENT direct 1988-03-01 2001-12-12
TREVOR STEWART BURTON & JACOBSEN INC STOCKHOLDER direct 1995-04-01 2001-12-18
COUNTRY CAPITAL MANAGEMENT COMPANY VP INFO SYSTEMS direct 1996-10-01 2001-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY CORPORATE CONTROLLER direct 1997-03-01 2001-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY VP COMMUNICATIONS & HUMAN RESOURCES direct 1989-10-01 2001-12-20
THURLOW CAPITAL MANAGEMENT, INC. PRESIDENT direct 1997-04-01 2002-01-03
THURLOW CAPITAL MANAGEMENT, INC. VICE-PRESIDENT direct 1997-04-01 2002-01-03
CENTURION HINDS INVESTMENT MANAGEMENT CORP SHAREHOLDER OF CENTURION CAPITAL GROUP INC. indirect 1997-12-01 2002-01-17
NORTHERN TRUST SECURITIES, INC. DIRECTOR direct 1997-01-01 2002-01-23
CATHOLIC FINANCIAL SERVICES CORP CHAIRMAN, DIRECTOR direct 1994-06-01 2002-01-23
CATHOLIC FINANCIAL SERVICES CORP DIRECTOR direct 1994-06-01 2002-01-23
CSFBDIRECT, INC. DIRECTOR OF COMPLIANCE/CCO/CROP/SROP direct 1996-08-01 2002-01-25
PRINCOR FINANCIAL SERVICES CORPORATION DIRECTOR direct 1998-01-01 2002-01-25
SUCCESSFUL RESOURCES MANAGEMENT LTD VICE PRESIDENT direct 1996-06-01 2002-02-05
COORDINATED ASSET PLANNING CO INC PRESIDENT direct 1984-01-01 2002-02-13
FERGUSON INVESTMENT CONSULTANTS INC PRESIDENT direct 1988-06-01 2002-02-13
COORDINATED ASSET PLANNING CO INC CHIEF OPERATIONS OFFICER direct 1989-05-01 2002-02-13
MCCORMACK ADVISORS INTERNATIONAL LLC S indirect 1973-12-01 2002-03-11
AMERICAN INVESTMENT SERVICES INC TREASURER & SECRETARY direct 1988-12-01 2002-03-15
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER direct 1983-03-01 2002-03-19
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER direct 1985-03-01 2002-03-19
PARNASSUS INVESTMENTS DIRECTOR direct 1984-06-01 2002-03-22
AMR INVESTMENT SERVICES, INC SECRETARY direct 1988-01-01 2002-03-25
MCCORMICK CAPITAL MANAGEMENT V.P. OPERATIONS direct 1996-04-01 2002-03-26
MCCORMICK CAPITAL MANAGEMENT V.P. FIXED INCOME direct 1993-03-01 2002-03-26
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD SHAREHOLDER direct 1995-01-01 2002-03-26
CITISTREET ADVISORS LLC VICE PRESIDENT, TREASURER, FINOP direct 1991-05-01 2002-03-27
LORD ANDREW CHARLES SOLE PROPRIETOR direct 1984-01-01 2002-03-27
GLEN RAUCH SECURITIES, INC. SECRETARY/DIRECTOR direct 1986-02-01 2002-03-27
NATIONWIDE ADVISORY SERVICES, INC. DIRECTOR direct 1998-04-01 2002-03-27
GUARDIAN CAPITAL ADVISORS INC V.P., COMPLIANCE & SECRETARY direct 1998-11-01 2002-03-28
INSTITUTIONAL SECURITIES CORPORATION SECRETARY direct 1996-05-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1985-11-01 2002-03-28
FORUM SECURITIES, INC. DIRECTOR direct 1992-08-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1988-02-01 2002-03-28
FORUM SECURITIES, INC. EXECUTIVE VICE PRESIDENT direct 1989-01-01 2002-03-28
FORUM SECURITIES, INC. DIRECTOR direct 1989-02-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1994-11-01 2002-03-28
FORUM SECURITIES, INC. SECRETARY direct 1989-06-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1995-04-01 2002-03-28
VALUE PARTNERS LTD NON-EXECUTIVE DIRECTOR direct 1998-06-01 2002-03-28
FORUM SECURITIES, INC. PRESIDENT/TREASURER/DIRECTOR/SROP/CROP direct 1991-02-01 2002-03-28
FORUM SECURITIES, INC. SENIOR VICE PRESIDENT/CFO direct 1991-03-01 2002-03-28
EPG INC SENIOR VICE PRESIDENT direct 1998-01-01 2002-04-01
JMG CAPITAL MANAGEMENT, LLC N/A indirect 1998-04-01 2002-04-01
STIFEL, NICOLAUS & COMPANY, INCORPORATED SHAREHOLDER direct 1996-06-01 2002-04-02
WARNER GROUP, INC. VICE PRESIDENT, DIRECTOR, SHAREHOLDER direct 1996-05-01 2002-04-03
TACTICAL ALLOCATION SERVICES LLC TRUST direct 1996-04-01 2002-04-04
BRENTON INVESTMENTS, INC. SHAREHOLDER indirect 1995-01-01 2002-04-17
MUHLENKAMP & CO INC SHAREHOLDER direct 1983-02-01 2002-04-22
DIVERSIFIED INVESTMENT ADVISORS INC DIRECTOR & PRESIDENT direct 1992-10-01 2002-04-30
LINDNER CAPITAL MANAGEMENT, LLC 52% SHAREHOLDER indirect 1997-03-01 2002-04-30
DIVERSIFIED INVESTMENT ADVISORS INC SECRETARY direct 1994-01-01 2002-04-30
CHAPEL HILL CAPITAL MANAGEMENT INC PRESIDENT direct 1997-12-01 2002-05-03
ARISTA INVESTMENT ADVISORS, LTD. VICE-PRESIDENT direct 1996-04-01 2002-05-06
PINNACLE FUND MANAGEMENT LLC NONE direct 1997-03-01 2002-05-06
ARISTA INVESTMENT ADVISORS, LTD. PRESIDENT direct 1988-11-01 2002-05-06
ARISTA INVESTMENT ADVISORS, LTD. SECRETARY direct 1988-11-01 2002-05-06
SUCCESSFUL MONEY STRATEGIES INC CHIEF INVESTMENT OFFICER direct 1993-03-01 2002-05-07
WESTBOURNE INVESTMENTS, INC. BENEFICIAL OWNER direct 1997-09-01 2002-05-14
WESTBOURNE INVESTMENTS, INC. BENEFICIAL OWNER direct 1997-12-01 2002-05-14
PLANNERS FINANCIAL SERVICES, INC. BOARD MEMBER direct 1984-03-01 2002-05-24
PACIFIC CAPITAL PLANNING COMPANY OWNER direct 1997-09-01 2002-05-24
A. G. EDWARDS & SONS, INC. DIRECTOR, SENIOR VICE PRESIDENT, ASSISTANT SECRETARY direct 1998-03-01 2002-05-31
R.V. KUHNS & ASSOCIATES, INC. TREASURER indirect 1986-01-01 2002-06-25
FIRST ALLIED SECURITIES, INC. SHAREHOLDER indirect 1994-10-01 2002-07-22
TRUSTED SECURITIES ADVISORS CORP. CHAIRMAN AND DIRECTOR direct 1998-08-01 2002-07-24
AMERICAN GENERAL FINANCIAL ADVISORS, INC. ASSISTANT TREASURER direct 1998-08-01 2002-08-29
EQUITY ANALYSTS INC. SHAREHOLDER direct 1998-09-01 2002-09-20
THE MILLER FINANCIAL GROUP, INC. SHAREHOLDER indirect 1992-04-01 2002-09-23
1717 CAPITAL MANAGEMENT COMPANY DIRECTOR direct 1998-11-01 2002-09-26
KILLIAN ASSET MANAGEMENT CORP PRESIDENT direct 1987-04-01 2002-10-11
ABSOLUTE RETURN ADVISORS, LTD. CROP/SROP/VP direct 1996-12-01 2002-10-14
MCCORMACK ADVISORS INTERNATIONAL LLC S indirect 1973-12-01 2002-10-16
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1983-02-01 2002-10-21
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1980-03-01 2002-10-21
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1980-11-01 2002-10-21
ARTHURS, LESTRANGE & COMPANY INCORPORATED OUTSIDE SHAREHOLDER direct 1986-03-01 2002-10-31
SANDALWOOD SECURITIES, INC. SHAREHOLDER direct 1997-12-01 2002-10-31
SANDALWOOD SECURITIES, INC. SHAREHOLDERS direct 1997-12-01 2002-10-31
BERGER & ASSOCIATES LLC MANAGER & 100% OWNER direct 1997-04-01 2002-12-04
MUHLENKAMP & CO INC SHAREHOLDER indirect 1983-02-01 2002-12-18
THE DANFORTH ASSOCIATES, INC VICE PRESIDENT & DIRECTOR direct 1994-09-01 2002-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY VP FINANCE & TREASURER direct 1998-11-01 2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY GENERAL COUNSEL & SECRETARY direct 1996-08-01 2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY SENIOR VP & CHIEF FINANCIAL OFFICER direct 1996-10-01 2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY CHAIRMAN OF THE BOARD & DIRECTOR direct 1994-10-01 2003-01-02
L ROY PAPP & ASSOCIATES GENERAL PARTNER direct 1992-01-01 2003-01-10
MEMORIAL INVESTMENT ADVISORS INC PRESIDENT AND CEO direct 1998-10-01 2003-01-14
MEMORIAL INVESTMENT ADVISORS INC VP AND CFO direct 1998-10-01 2003-01-14
LAUREL MANAGEMENT CO LLC MEMBER direct 1995-07-01 2003-01-15
CLARK FINANCIAL SERVICES GROUP INC PRESIDENT direct 1987-01-01 2003-01-24
ROLF ADLER GROUP INC PRESIDENT direct 1987-12-01 2003-01-25
FINANCIAL ADVISORY SERVICE INC SHAREHOLDER direct 1984-01-01 2003-02-05
C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP) DIRECTOR OF COMPLIANCE direct 1997-03-01 2003-02-07
THE DANFORTH ASSOCIATES, INC DIRECTOR direct 1994-09-01 2003-02-14
GURUN, INC. PRESIDENT direct 1986-03-01 2003-02-27
WILLINGHAM ASSET MANAGEMENT INC PRESIDENT direct 1995-11-01 2003-03-03
TIFFANY CAPITAL ADVISORS INC BOARD MEMBER direct 1992-07-01 2003-03-03
JULIUS BAER SECURITIES INC. DIRECTOR direct 1996-05-01 2003-03-14
JULIUS BAER SECURITIES INC. SENIOR VICE PRESIDENT direct 1994-12-01 2003-03-14
THE DE BURLO GROUP,INC. SENIOR VICE PRESIDENT direct 1996-03-01 2003-03-18
THE DE BURLO GROUP,INC. PRESIDENT direct 1987-10-01 2003-03-18
THE DE BURLO GROUP,INC. SECRETARY direct 1987-10-01 2003-03-18
THE DE BURLO GROUP,INC. DIRECTOR direct 1987-10-01 2003-03-18
PERKINS, WOLF, MCDONNELL & CO. SHAREHOLDER direct 1983-03-01 2003-03-26
KEENE & ASSOCIATES, INC. PRESIDENT, DIRECTOR direct 1994-09-01 2003-03-26
CJ CAPITAL MANAGEMENT LLC MEMBER, PRESIDENT direct 1998-08-01 2003-03-27
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER CLASS A & B SHARES direct 1985-03-01 2003-03-27
NVEST FUNDS MANAGEMENT LP GENERAL PARTNER direct 1995-01-01 2003-03-27
BUCKINGHAM CAPITAL MANAGEMENT INC DIRECTOR direct 1985-05-01 2003-03-28
ATLANTIC CAPITAL MANAGEMENT LTD CORPORATE SECRETARY direct 1992-04-01 2003-03-31
COMMERCE CAPITAL MARKETS, INC. EXECUTIVE VICE PRESIDENT direct 1972-05-01 2003-03-31
ATLANTIC CAPITAL MANAGEMENT LTD VICE PRESIDENT direct 1990-08-01 2003-03-31
FIRST WESTERN ADVISORS PRESIDENT direct 1997-10-01 2003-04-02
J. BUSH & CO., INCORPORATED PRESIDENT / DIRECTOR direct 1998-03-01 2003-04-03
HORNOR, TOWNSEND & KENT, INC. DIRECTOR direct 1998-05-01 2003-04-08
BERGER & ASSOCIATES LLC MANAGING DIRECTOR direct 1997-04-01 2003-04-16
PENSION CONSULTING ALLIANCE INC PRINCIPAL direct 1995-10-01 2003-05-02
TWEEDY, BROWNE COMPANY LLC MANAGING DIRECTOR direct 1997-10-01 2003-05-07
JULIUS BAER SECURITIES INC. SHAREHOLDER direct 1962-11-01 2003-05-20
HARBOUR INVESTMENTS, INC. VICE PRESIDENT, SECRETARY direct 1992-04-01 2003-06-13
HARBOUR INVESTMENTS, INC. VICE PRESIDENT direct 1997-03-01 2003-06-13
HARBOUR INVESTMENTS, INC. CCO direct 1994-05-01 2003-06-13
BRILL SECURITIES, INC. VP., TRES., SEC., ,CHIEF OPERATING OFFICER direct 1987-06-01 2003-06-30
SIGNATOR INVESTORS, INC. VICE PRESIDENT direct 1998-09-01 2003-07-03
MECHTENBERG FINANCIAL GROUP INC SHAREHOLDER direct 1980-01-01 2003-07-14
DEVON ADVISORS INC PRESIDENT direct 1998-07-01 2003-07-30
L ROY PAPP & ASSOCIATES GENERAL PARTNER direct 1991-01-01 2003-08-06
L ROY PAPP & ASSOCIATES GENERAL PARTNER direct 1996-01-01 2003-08-28
L ROY PAPP & ASSOCIATES GENERAL PARTNER direct 1993-01-01 2003-08-28
L ROY PAPP & ASSOCIATES GENERAL PARTNER direct 1989-10-01 2003-08-28
CHARLES SCHWAB & CO., INC. SENIOR VICE PRESIDENT - GENERAL COUNSEL direct 1997-07-01 2003-09-11
METROPOLITAN LIFE INSURANCE COMPANY SENIOR VICE PRESIDENT direct 1998-03-01 2003-09-17
THE DANFORTH ASSOCIATES, INC PRESIDENT & DIRECTOR direct 1994-08-01 2003-09-25
THE DANFORTH ASSOCIATES, INC CHAIRMAN & DIRECTOR direct 1949-01-01 2003-09-25
MONEY CONCEPTS CAPITAL CORP CHAIRMAN direct 1982-06-01 2003-10-27
MONEY CONCEPTS CAPITAL CORP SHAREHOLDER indirect 1982-06-01 2003-10-27
UBOC INVESTMENT SERVICES, INC. DIRECTOR direct 1993-02-01 2003-10-27
ARTISAN PARTNERS LIMITED PARTNERSHIP GENERAL PARTNER OF SUTTER HILL PARTNERS L.P. indirect 1991-07-01 2003-11-18
ROGGE GLOBAL PARTNERS PLC 100% OWNER OF UNITED ASSET MANAGEMENT UK HOLDINGS LIMITED indirect 1996-09-01 2003-11-18
ARTISAN PARTNERS LIMITED PARTNERSHIP LIMITED PARTNER OF SUTTER HILL PARTNERS L.P. indirect 1998-01-01 2003-11-18
ARTISAN PARTNERS LIMITED PARTNERSHIP GENERAL PARTNER OF SUTTER HILL PARTNERS L.P. indirect 1998-01-01 2003-11-18
ARTISAN PARTNERS LIMITED PARTNERSHIP GENERAL PARTNER OF SUTTER HILL PARTNERS L.P. indirect 1995-01-01 2003-11-18
AMERICAN INSTITUTIONAL REALTY ADVISORS OWNER direct 1992-12-01 2003-12-17
CITIGROUP GLOBAL MARKETS INC. CHIEF INVESTMENT OFFICER, U.S. RETAIL & HIGH NET WORTH - CITIGROUP ASSET MGMT direct 1997-09-01 2003-12-18
CAPITAL MANAGEMENT CONSULTING, LLC CO-PRESIDENT direct 1996-07-01 2004-01-02
SUCCESSFUL MONEY STRATEGIES INC PRESIDENT direct 1993-03-01 2004-01-07
WARFIELD ASSOCIATES, INC. CORPORATE SECRETARY direct 1988-11-01 2004-01-13
BJURMAN, BARRY & ASSOCIATES SHAREHOLDER direct 1998-03-01 2004-01-15
TRF INVESTMENTS INC PRESIDENT direct 1992-03-01 2004-01-20
PPS & V ASSET MANAGEMENT CONSULTANTS INC PRESIDENT direct 1991-09-01 2004-01-22
AMERISTOCK CORP SHAREHOLDER direct 1995-06-01 2004-02-03
MADISON PORTFOLIO CONSULTANTS INC. PRESIDENT, DIRECTOR direct 1990-12-01 2004-02-26
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. CHAIRMAN, DIRECTOR direct 1978-08-01 2004-03-08
LORD ANDREW CHARLES MEMBER direct 1984-01-01 2004-03-09
TOWER EQUITIES, INC. TRUSTEE OF JUDITH D BON REVOCABLE LIVING TRUST direct 1992-12-01 2004-03-25
FRANK RUSSELL CAPITAL INC. GENERAL COUNSEL, SECRETARY, DIRECTOR direct 1994-11-01 2004-03-25
FISHMAN JAY A LTD PRESIDENT direct 1983-09-01 2004-03-26
SPRING CREEK INVESTMENT ADVISORS, INC. PRESIDENT direct 1994-10-01 2004-03-26
BAXTER FINANCIAL CORPORATION SECRETARY direct 1989-04-01 2004-03-26
ORION CAPITAL MANAGEMENT INC PRESIDENT direct 1991-05-01 2004-03-29
SYSTEMATIC FINANCIAL MANAGEMENT LP CHIEF INVESTMENT OFFICER AND SENIOR MANAGING DIRECTOR direct 1996-07-01 2004-03-29
SYSTEMATIC FINANCIAL MANAGEMENT LP MANAGING DIRECTOR AND SENIOR PORTFOLIO MANAGER direct 1996-07-01 2004-03-29
ORION CAPITAL MANAGEMENT INC SECRETARY/TREASURER direct 1997-01-01 2004-03-29
WALL STREET ASSOCIATES SHAREHOLDER direct 1991-12-01 2004-03-30
TAKAKI CLOSE & ASSOCIATES, LTD. PRESIDENT direct 1993-04-01 2004-03-30
TAKAKI CLOSE & ASSOCIATES, LTD. DIRECTOR direct 1993-04-01 2004-03-30
LAFAYETTE INVESTMENTS, INC. SECRETARY direct 1988-05-01 2004-03-30
LAFAYETTE INVESTMENTS, INC. DIRECTOR direct 1998-05-01 2004-03-30
COMMERCE CAPITAL MARKETS, INC. CFO/SECRETARY/FINOP direct 1998-09-01 2004-03-31
ORLEANS CAPITAL MANAGEMENT CORP VICE PRESIDENT, DIRECT OWNER-COMMON & DIRECTOR direct 1991-11-01 2004-03-31
AMERICAN INVESTMENT SERVICES INC BOARD CHAIRMAN & DIRECTOR direct 1998-10-01 2004-03-31
COMMERCE CAPITAL MARKETS, INC. COMPLIANCE OFFICER direct 1998-11-01 2004-03-31
ORLEANS CAPITAL MANAGEMENT CORP VICE PRESIDENT, DIRECT OWNER-PFD, & DIRECTOR direct 1994-02-01 2004-03-31
COMMERCE CAPITAL MARKETS, INC. PRESIDENT/CEO/DIRECTOR direct 1971-10-01 2004-03-31
COMMERCE CAPITAL MARKETS, INC. SENIOR VP/DIRECTOR direct 1998-03-01 2004-03-31
COOPER LARRY CLARK SOLE PROPRIETOR direct 1983-10-01 2004-04-02
C.E. UNTERBERG, TOWBIN LLC PRESIDENT indirect 1989-05-01 2004-04-22
MORSE WILLIAMS & CO. INC. MANAGING DIRECTOR direct 1992-05-01 2004-04-29
PENSION CONSULTING ALLIANCE INC PRINCIPAL direct 1992-08-01 2004-05-13
WILLIAM MANN CO INC PRESIDENT direct 1989-05-01 2004-06-22
CAPITAL BUILDERS ADVISORY SERVICES INC DIRECTOR/PRESIDENT direct 1977-01-01 2004-06-29
SUCCESSFUL MONEY STRATEGIES INC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1993-03-01 2004-07-06
POPULAR SECURITIES, INC. CFO direct 1997-09-01 2004-07-19
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1985-05-01 2004-07-26
LEGACY FINANCIAL GROUP, INC. PRESIDENT AND DIRECTOR direct 1998-11-01 2004-08-03
SAFECO INVESTMENT SERVICES, INC. ASSISTANT SECRETARY direct 1998-02-01 2004-08-05
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1998-06-01 2004-08-05
FINDELL & CO INC PRESIDENT direct 1987-01-01 2004-08-24
MOODY INVESTMENT ADVISORS, INC. PRESIDENT direct 1995-01-01 2004-08-27
COMMONWEALTH ADVISORS INC VICE PRESIDENT direct 1994-12-01 2004-09-02
THE WEIL COMPANY TRUSTEE OF THE WEIL FAMILY TRUST OF 1980 direct 1980-09-01 2004-09-09
DANDA FINANCIAL SERVICES, INC. PRESIDENT direct 1992-01-01 2004-09-15
CARDINAL CAPITAL MANAGEMENT INC CHEIF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER direct 1992-01-01 2004-10-06
MORSE WILLIAMS & CO. INC. MANAGING DIRECTOR/COMPLIANCE OFFICER direct 1992-05-01 2004-10-07
MORSE WILLIAMS & CO. INC. MANAGING DIRECTOR & PRINCIPAL direct 1996-12-01 2004-10-07
PRIMECAP MANAGEMENT CO CHAIRMAN direct 1983-09-01 2004-10-26
PRIMECAP MANAGEMENT CO VICE CHAIRMAN direct 1983-09-01 2004-10-26
PRIMECAP MANAGEMENT CO PRESIDENT direct 1983-09-01 2004-10-26
PRIMECAP MANAGEMENT CO EXECUTIVE VICE PRESIDENT direct 1986-07-01 2004-10-26
CAPITAL MANAGEMENT ASSOCIATES INC PRESIDENT direct 1996-04-01 2004-11-02
CAPITAL MANAGEMENT ASSOCIATES INC SECRETARY/TREASURER direct 1996-04-01 2004-11-02
HORNOR, TOWNSEND & KENT, INC. COUNSEL direct 1998-11-01 2004-11-23
THE PROGRAM WORKS, INC. CHAIRMAN direct 1990-11-01 2004-11-29
UNITED AMERICAN SECURITIES, INC. NONE direct 1987-11-01 2004-12-03
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PALADIN REALTY PARTNERS, LLC GENERAL PARTNER indirect 1998-02-01 2013-04-01
HALL CAPITAL PARTNERS LLC MEMBER CLASS B direct 1995-07-01 2013-04-26
CANYON CAPITAL REALTY ADVISORS LLC MEMBER direct 1998-08-01 2013-05-23
FTA PARTNERS, LLC MANAGER (COMMON UNITS) indirect 1997-09-01 2013-09-10
FTA PARTNERS, LLC TRUSTEE, PATRICIA'S TRUST UNDER THE KOCOUREK FAMILY TRUST DATED DECEMBER 31, 1994 (COMMON UNITS) indirect 1994-12-01 2013-09-10
WALL STREET ASSOCIATES SHAREHOLDER indirect 1991-05-01 2013-09-24
BOULDER INVESTMENT ADVISERS LLC TRUSTEE indirect 1994-11-01 2013-10-01
ROXBURY CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 1998-07-01 2013-12-18
LATEEF MANAGEMENT ASSOCIATES LIMITED PARTNER direct 1974-01-01 2014-03-12
BOULDER INVESTMENT ADVISERS LLC MEMBER indirect 1995-04-01 2014-03-27
HMS ADVISER LP SHAREHOLDER indirect 1989-12-01 2014-03-31
GENEVA CAPITAL MANAGEMENT LTD WILLIAM A. PRIEBE AND LINDA J. PRIEBE, TRUSTEES direct 1998-04-01 2014-04-16
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO COMMON STOCK SHAREHOLDER direct 1996-10-01 2014-05-13
INGENIOUS ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 1998-06-01 2014-06-27
HART REALTY ADVISERS, INC. SENIOR MANAGING PARTNER direct 1987-12-01 2014-09-05
ROXBURY CAPITAL MANAGEMENT LLC COMMON SHAREHOLDER direct 1998-07-01 2014-12-01
WHITEGATE INVESTMENT COUNSELORS INC MAJORITY SHAREHOLDER direct 1998-07-01 2015-02-20
TRIUMPH ALTERNATIVES LLC CO-TRUSTEE OF LORRAYNE ROSE ZEMAN TRUST indirect 1993-01-01 2015-03-26
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED LIMITED PARTNER indirect 1984-05-01 2015-03-31
HART REALTY ADVISERS, INC. CHAIRMAN direct 1987-12-01 2015-03-31
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED SHAREHOLDER direct 1975-06-01 2015-03-31
UNITED AMERICAN SECURITIES, INC. DIRECTOR direct 1987-10-01 2015-04-28
CALTON & ASSOCIATES, INC. SHAREHOLDER direct 1987-09-01 2016-02-29
CALTON & ASSOCIATES, INC. PRESIDENT - DIRECTOR-TRUSTEE OF DWAYNE CALTON TRUST direct 1987-09-01 2016-02-29
CALTON & ASSOCIATES, INC. SHAREHOLDER / JTWORS WITH GEORGE G HARRINGTON, JR direct 1987-11-01 2016-02-29
RAHN DAVID R & ASSOCIATES INC SHAREHOLDER direct 1993-02-01 2016-03-08
FRIEDMAN FLEISCHER & LOWE, LLC MEMBER indirect 1997-03-01 2016-03-30
FRIEDMAN FLEISCHER & LOWE, LLC MEMBER direct 1997-04-01 2016-03-30
FINANCIAL DESIGNS CORPORATION VICE PRESIDENT direct 1981-03-01 2016-05-24
PCCP, LLC MEMBER indirect 1998-05-01 2016-06-16
SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC. SHAREHOLDER indirect 1982-11-01 2016-12-01
SUMMIT GLOBAL MANAGEMENT INC. LIVING TRUST direct 1994-11-01 2017-01-18
J.J.B. HILLIARD, W.L. LYONS, LLC TRUSTEE indirect 1988-11-01 2017-02-21
PPS & V ASSET MANAGEMENT CONSULTANTS INC OFFICER direct 1992-01-01 2017-02-27
AUTUMN GLORY PARTNERS, LLC TRUSTEE indirect 1998-01-01 2017-05-17
WALLACE R. WEITZ & COMPANY DIRECTOR direct 1983-03-01 2017-07-31
FIRST FINANCIAL EQUITY CORPORATION DIRECTOR OF TELECOMMUNICATIONS direct 1996-02-01 2017-08-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SREH HL PE 1 (MASTER) LP United States 805-9261290016 Private Equity Fund 365,671 0 Master Fund Fund of Funds
SREH HL PE 1 LP Cayman Islands 805-1761021753 Private Equity Fund 308,902 0 Feeder Fund Fund of Funds
SRZ HL PE 1 LP Cayman Islands 805-2577206936 Private Equity Fund 308,902 0 Feeder Fund Fund of Funds
SRZ HL PE 1 (MASTER) LP United States 805-5789757714 Private Equity Fund 365,671 0 Master Fund Fund of Funds
HAMILTON LANE/BNP CO-INVESTMENT VEHICLE LP United States 805-1289202698 Private Equity Fund 148,586,165 0 Feeder Fund Fund of Funds
HAMILTON LANE/BNP CO-INVESTMENT FUND GP LP United States 805-6503048408 Private Equity Fund 16,530,161 0 Feeder Fund Fund of Funds
HAMILTON LANE/BNP CO-INVESTMENT VEHICLE UK LP United Kingdom 805-1619505867 Private Equity Fund 148,586,165 0 Feeder Fund Fund of Funds
HAMILTON LANE-CARPENTERS PARTNERSHIP FUND II L.P. United States 805-5606551869 Private Equity Fund 56,086,325 5,000,000 Fund of Funds
HAMILTON LANE-CARPENTERS PARTNERSHIP FUND III L.P. United States 805-4559164596 Private Equity Fund 213,266,116 5,000,000 Fund of Funds
HAMILTON LANE-CARPENTERS PARTNERSHIP FUND IV L.P. United States 805-5039601954 Private Equity Fund 54,602,614 5,000,000 Fund of Funds
HAMILTON LANE/NYSCRF ISRAEL INVESTMENT FUND L.P. United States 805-3003955750 Private Equity Fund 993,845 0 Fund of Funds
HL AALTO SPLITTER LP Luxembourg 805-3912282800 Private Equity Fund 1,070,256 0 Feeder Fund Fund of Funds
CHESTNUT STREET FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P. United States 805-8548019532 Private Equity Fund 121,073,994 100,000,000 Fund of Funds
COPTL L.P. United States 805-9705987286 Private Equity Fund 151,562,817 0 Fund of Funds
CT OFFSHORE PRIVATE INVESTMENTS LP Cayman Islands 805-8696225004 Private Equity Fund 0 0 Master Fund
CT PRIVATE INVESTMENTS, LP United States 805-6651737016 Private Equity Fund 65,142,203 0 Feeder Fund Fund of Funds
EDGEWOOD PARTNERS LP United States 805-8212708214 Private Equity Fund 24,909,720 0
EPSILON PENSION INVESTMENT CANADA LP United States 805-3356335336 Private Equity Fund 5,596,462 0 Fund of Funds
FINANCE STREET AIV SPLITTER L.P. United States 805-5915881304 Private Equity Fund 32,104,122 0 Fund of Funds
FINANCE STREET L.P. Cayman Islands 805-5958852333 Private Equity Fund 784,114,731 0 Fund of Funds
FLORIDA GROWTH FUND LLC United States 805-5363510994 Private Equity Fund 341,551,433 0 Fund of Funds
FOURTH STOCKHOLM CO-INVESTMENT SPV L.P. United States 805-5726498047 Private Equity Fund 77,162,472 0 Fund of Funds
HL LARGE BUYOUT CLUB FUND SCS Luxembourg 805-5775790135 Private Equity Fund 5,301,098 5,000,000 Fund of Funds
HL MAGELLAN SPV-11 L.P. United States 805-7978689944 Private Equity Fund 100,187,508 0 Fund of Funds
HL INTERNATIONAL INVESTORS (SERIES I FEEDER) L.P. Cayman Islands 805-9061114099 Private Equity Fund 82,127,971 0 Feeder Fund Fund of Funds
HL SECONDARY INVESTMENT SPV-6A L.P. United States 805-7560266278 Private Equity Fund 29,657,562 0 Fund of Funds
HL SECONDARY INVESTMENT SPV-7 LP United States 805-3211086093 Private Equity Fund 90,686,225 0 Fund of Funds
HAMILTON LANE PRIVATE EQUITY FUND IX LP United States 805-3344969797 Private Equity Fund 265,611,688 2,500,000 Master Fund Feeder Fund Fund of Funds
HAMILTON LANE PRIVATE EQUITY FUND VI L.P. United States 805-5588533194 Private Equity Fund 193,247,531 5,000,000 Master Fund Fund of Funds
HAMILTON LANE PRIVATE EQUITY FUND VII L.P. United States 805-6569165899 Private Equity Fund 173,881,818 5,000,000 Master Fund Fund of Funds
HAMILTON LANE PRIVATE EQUITY FUND VIII L.P. United States 805-9530032198 Private Equity Fund 300,879,858 2,500,000 Master Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES P United States 805-5240455527 Private Equity Fund 60,004,366 0 Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES Q United States 805-3864936556 Private Equity Fund 289,990 0 Master Fund Fund of Funds
HL INTERNATIONAL INVESTORS (SERIES H1 FEEDER) L.P. Cayman Islands 805-7860964998 Private Equity Fund 250,735,475 0 Feeder Fund Fund of Funds
HL INTERNATIONAL INVESTORS (SERIES H2 FEEDER) L.P. Cayman Islands 805-7999212543 Private Equity Fund 25,931,832 0 Feeder Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES B United States 805-3846142997 Private Equity Fund 12,737,845 0 Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES C United States 805-4152907325 Private Equity Fund 157,699 0 Fund of Funds
HUDSON RIVER CO-INVESTMENT FUND III, L.P. United States 805-7429782141 Private Equity Fund 22,560,304 0 Fund of Funds
HUDSON RIVER CO-INVESTMENT FUND L.P. United States 805-8522032755 Private Equity Fund 24,959,879 0 Fund of Funds
HAMILTON LANE SF2 AIV-A INC. United States 805-2279733237 Private Equity Fund 0 0 Feeder Fund Fund of Funds
HAMILTON LANE SECONDARY OFFSHORE FUND II LP United States 805-7518406591 Private Equity Fund 35,042,895 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL FUND LP SERIES 2014 United States 805-9574489282 Private Equity Fund 69,547,472 5,000,000 Master Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL FUND LP SERIES 2015 United States 805-3396362108 Private Equity Fund 19,665,974 5,000,000 Master Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL FUND LP SERIES 2016 United States 805-7260469868 Private Equity Fund 19,235,045 5,000,000 Master Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL FUND LP SERIES 2017 United States 805-1539229598 Private Equity Fund 11,823,702 5,000,000 Master Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL FUND LP SERIES CL United States 805-1225774750 Private Equity Fund 9,141,371 5,000,000 Master Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL OFFSHORE FUND L.P. SERIES 2009 Cayman Islands 805-5308768274 Private Equity Fund 21,004,914 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL OFFSHORE FUND L.P. SERIES 2010 Cayman Islands 805-6337676303 Private Equity Fund 25,629,989 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE SECONDARY FUND L.P., SERIES C United States 805-9647830546 Private Equity Fund 7,000,182 10,000,000 Fund of Funds
HAMILTON LANE SF2 AIV-A LP United States 805-7510032304 Private Equity Fund 605,813 0 Master Fund Fund of Funds
HAMILTON LANE SF2 OFFSHORE AIV-A LP United States 805-5696003220 Private Equity Fund 0 0 Feeder Fund Fund of Funds
HAMILTON LANE SOMPO INVESTMENTS LTD. Cayman Islands 805-1077228927 Private Equity Fund 25,294,056 0 Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES 2016 FUND LP United States 805-1457403171 Private Equity Fund 128,517,624 2,500,000 Master Fund Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES 2016 OFFSHORE FUND LP Cayman Islands 805-2359920234 Private Equity Fund 122,709,415 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES 2017 FUND LP United States 805-7698382518 Private Equity Fund 388,538,916 2,500,000 Master Fund Feeder Fund Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES 2017 FUND SCS Luxembourg 805-5042159652 Private Equity Fund 15,628,903 2,500,000 Feeder Fund Fund of Funds
HAMILTON LANE/BNP CI AIV-B UK LP United Kingdom 805-3981084194 Private Equity Fund 0 0 Feeder Fund Fund of Funds
HAMILTON LANE/BNP CI AIV-C UK LP United Kingdom 805-2871870494 Private Equity Fund 0 0 Feeder Fund Fund of Funds
HAMILTON LANE SECONDARY FUND III LP United States 805-8498147393 Private Equity Fund 429,017,312 5,000,000 Master Fund Fund of Funds
SECONDARY INVESTMENT SPV-2 L.P. United States 805-8081672853 Private Equity Fund 11,738,060 0 Fund of Funds
SECONDARY INVESTMENT SPV-3 L.P. United States 805-9001453004 Private Equity Fund 21,465,214 0 Fund of Funds
SECONDARY INVESTMENT SPV-4 L.P. United States 805-1733113415 Private Equity Fund 54,780,551 0 Fund of Funds
SILVER STATE OPPORTUNITIES FUND LLC United States 805-1250674997 Private Equity Fund 40,073,644 0 Fund of Funds
SRE HL PE 1 LP Cayman Islands 805-6513248271 Private Equity Fund 308,902 0 Feeder Fund Fund of Funds
SRE HL PE 1 (MASTER) LP United States 805-5575327136 Private Equity Fund 365,671 0 Master Fund Fund of Funds
HL ENPAM FUND SPLITTER LP Luxembourg 805-1854146026 Private Equity Fund 4,799,725 0 Master Fund Fund of Funds
HL INTERNATIONAL CLAL FEEDER LP, SERIES J Cayman Islands 805-9254430848 Private Equity Fund 22,350,668 0 Feeder Fund Fund of Funds
HL INTERNATIONAL CLAL SMID FEEDER LP Cayman Islands 805-4945767767 Private Equity Fund 37,618,358 0 Feeder Fund Fund of Funds
HAMILTON LANE AALTO FUND Luxembourg 805-9329805399 Private Equity Fund 5,383,944 0 Master Fund Fund of Funds
GREEN CORE FUND, L.P. Cayman Islands 805-6924908816 Private Equity Fund 2,141,366,851 0 Fund of Funds
HAMILTON LANE BRASIL FUNDO DE INVESTIMENTO EM QUOTAS DE FUNDOS DE INVESTIMENTO MULTIMERCADO Brazil 805-7355731681 Private Equity Fund 1,302,520 0 Feeder Fund Fund of Funds
HAMILTON LANE CAPITAL OPPORTUNITIES FUND LP United States 805-3890553526 Private Equity Fund 218,444,333 5,000,000 Fund of Funds
JATI PRIVATE EQUITY FUND II L.P. Cayman Islands 805-9391987193 Real Estate Fund 394,550,928 0 Fund of Funds
JATI PRIVATE EQUITY FUND III, LP Cayman Islands 805-3690364425 Private Equity Fund 7,605,840 0
JATI PRIVATE EQUITY FUND L.P. Cayman Islands 805-7037931661 Private Equity Fund 118,693,019 0 Fund of Funds
HAMILTON LANE CI2 AIV-A L.P. United States 805-8656733829 Private Equity Fund 6,520,835 0 Feeder Fund Fund of Funds
HAMILTON LANE CI2 AIV-B L.P. United States 805-4327021629 Private Equity Fund 35,806,143 0 Feeder Fund Fund of Funds
HAMILTON LANE PRIVATE EQUITY FOR THE BENEFIT OF MARCO CONSULTING GROUP CLIENTS LP United States 805-2999397312 Private Equity Fund 158,318,880 1,000,000 Fund of Funds
HAMILTON LANE PRIVATE EQUITY FUND IV L.P. Guernsey 805-9181668828 Private Equity Fund 280,229 0 Fund of Funds
HAMILTON LANE PRIVATE EQUITY FUND IX HOLDINGS LP United States 805-1586131580 Private Equity Fund 296,875,256 0 Master Fund Fund of Funds
HAMILTON LANE PRIVATE MARKETS OPPORTUNITY FEEDER FUND (CREDIT SERIES) LP Cayman Islands 805-3425206217 Private Equity Fund 0 500,000 Feeder Fund Fund of Funds
MORAN REAL ESTATE ASSET FUND LP United States 805-8244713537 Private Equity Fund 193,698,121 0
MVPE16 PAYSAFE LP United States 805-9413992164 Private Equity Fund 8,552,048 0
NEW YORK CREDIT CO-INVESTMENT FUND II LP United States 805-5823487514 Private Equity Fund 87,031,160 0
HAMILTON LANE VENTURE CAPITAL FUND LP SERIES 2010 United States 805-2740158361 Private Equity Fund 30,086,681 5,000,000 Master Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL FUND LP SERIES 2011 United States 805-9575246474 Private Equity Fund 46,461,213 5,000,000 Master Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL FUND LP SERIES 2012 United States 805-6165038166 Private Equity Fund 16,358,207 5,000,000 Master Fund Fund of Funds
HAMILTON LANE PARALLEL INVESTORS (AS) LP United States 805-2840616602 Private Equity Fund 761,114,739 0 Fund of Funds
HAMILTON LANE PARALLEL INVESTORS LP SERIES HA United States 805-6393382774 Private Equity Fund 17,759,938 0 Feeder Fund Fund of Funds
HAMILTON LANE PARALLEL INVESTORS LP SERIES RD United States 805-5158068282 Private Equity Fund 43,287,880 0 Fund of Funds
HAMILTON LANE PARALLEL INVESTORS LP SERIES VR United States 805-7509095582 Private Equity Fund 112,834,612 0 Feeder Fund Fund of Funds
HAMILTON LANE PRIVATE EQUITY FEEDER FUND S.C.A. SICAV-SIF - HL PE FUND VII SERIES A SUB-FUND Luxembourg 805-1093638778 Private Equity Fund 13,731,634 133,188 Feeder Fund Fund of Funds
HAMILTON LANE PRIVATE EQUITY FEEDER FUND S.C.A. SICAV-SIF - HL PE FUND VII SERIES B SUB-FUND Luxembourg 805-8578391551 Private Equity Fund 8,018,795 133,188 Feeder Fund Fund of Funds
KPI - HAMILTON LANE MULTI-STRATEGY FUND I LP Cayman Islands 805-9187750050 Private Equity Fund 0 0 Feeder Fund Fund of Funds
KPI - HAMILTON LANE MULTI-STRATEGY FUND I MASTER LP United States 805-1199384656 Private Equity Fund 0 0 Master Fund Fund of Funds
HAMILTON LANE PRIVATE EQUITY FUND X HOLDINGS LP United States 805-1796214691 Private Equity Fund 1,931,957 2,500,000 Master Fund Fund of Funds
HAMILTON LANE PRIVATE EQUITY FUND X LP United States 805-1411278136 Private Equity Fund 0 2,500,000 Master Fund Feeder Fund Fund of Funds
HAMILTON LANE PRIVATE EQUITY OFFSHORE FUND IX LP Cayman Islands 805-8516039592 Private Equity Fund 101,243,606 2,500,000 Feeder Fund Fund of Funds
HAMILTON LANE PRIVATE EQUITY OFFSHORE FUND VI L.P. Cayman Islands 805-3589046659 Private Equity Fund 112,321,694 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE PRIVATE EQUITY OFFSHORE FUND VII (SERIES A) L.P. Cayman Islands 805-1236354700 Private Equity Fund 56,199,295 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE PRIVATE EQUITY OFFSHORE FUND VII (SERIES B) L.P. Cayman Islands 805-3701565656 Private Equity Fund 22,314,118 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE PRIVATE EQUITY OFFSHORE FUND VIII L.P. Cayman Islands 805-1930366675 Private Equity Fund 212,450,383 2,500,000 Feeder Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES F United States 805-5451265532 Private Equity Fund 5,635,344 0 Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES G United States 805-6042371693 Private Equity Fund 39,148,891 0 Master Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES E United States 805-3441445284 Private Equity Fund 669,907 0 Fund of Funds
HL INTERNATIONAL INVESTORS LP (SERIES G FEEDER) LP United States 805-1447888941 Private Equity Fund 47,059 0 Feeder Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES H United States 805-2407953598 Private Equity Fund 5,652,710 0 Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES H1 United States 805-5464081743 Private Equity Fund 291,258,728 0 Master Fund Fund of Funds
HLSF IV HOLDINGS LP United States 805-4188232905 Private Equity Fund 874,535,245 0 Master Fund Fund of Funds
HLSF SILVER CUP, L.P. Cayman Islands 805-4398941557 Private Equity Fund 34,234 0 Fund of Funds
HOSPITAL SISTERS HEALTH SYSTEM STRATEGIC FUND LP Cayman Islands 805-4170885578 Private Equity Fund 0 0 Fund of Funds
HUDSON RIVER CO-INVESTMENT FUND II L.P. United States 805-1607751375 Private Equity Fund 93,559,254 0 Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES K United States 805-2738851564 Private Equity Fund 7,815,301 0 Master Fund Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES 2017 HOLDINGS FUND LP United States 805-2094413993 Private Equity Fund 405,042,971 2,500,000 Master Fund Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES 2017 OFFSHORE FUND LP United States 805-6809680244 Private Equity Fund 359,835,087 2,500,000 Feeder Fund Fund of Funds
THIRD STOCKHOLM GLOBAL PRIVATE EQUITY L.P. United States 805-6131716203 Private Equity Fund 121,738,536 0 Fund of Funds
UTAH REAL ASSETS PORTFOLIO LP United States 805-2780569369 Private Equity Fund 0 0
WYOMING NOWOOD FUND LP United States 805-3386284378 Private Equity Fund 138,491,840 0 Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES FUND IV (2018 SERIES) FUND LP United States 805-2973053177 Private Equity Fund 874,181 2,500,000 Master Fund Feeder Fund Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES FUND IV (SERIES 2018) HOLDINGS LP United States 805-3930923043 Private Equity Fund 25,486,008 2,500,000 Master Fund Fund of Funds
HAMILTON LANE STRATEGIC OPPORTUNITIES OFFSHORE FUND IV (SERIES 2018) LP United States 805-1650127474 Private Equity Fund 0 2,500,000 Feeder Fund Fund of Funds
HAMILTON LANE CO-INVESTMENT FUND III HOLDINGS-2 LP United States 805-6395661279 Private Equity Fund 1,446,692,268 0 Master Fund Fund of Funds
HAMILTON LANE EUROPEAN INVESTORS SCA SICAV-RAIF -CI IV PARALLEL SUB-FUND Luxembourg 805-5479791734 Private Equity Fund 1,309,204 5,000,000 Feeder Fund
HAMILTON LANE EUROPEAN PARTNERS SICAV-SIF-PEF IX PARALLEL SUB-FUND Luxembourg 805-8274778806 Private Equity Fund 30,885,032 133,188 Feeder Fund Fund of Funds
HAMILTON LANE FUNDO DE INVESTIMENTO EM PARTICIPAÇÕES - CO-INVESTMENTO Brazil 805-4789180445 Private Equity Fund 11,467,085 0 Master Fund
HAMILTON LANE FUNDO DE INVESTIMENTO EM QUOTAS DE FUNDOS DE INVESTIMENTO EM PARTICIPAÇÕES Brazil 805-2732826769 Private Equity Fund 30,241,329 320,260 Master Fund Feeder Fund Fund of Funds
HAMILTON LANE GLOBAL SMID, L.P. Cayman Islands 805-1830421133 Private Equity Fund 54,881,834 0 Fund of Funds
HAMILTON LANE INVESTORS LP SERIES HA-P United States 805-5108876596 Private Equity Fund 18,146,983 0 Fund of Funds
HL SECONDARY AGGREGATOR I LP United States 805-3000798647 Private Equity Fund 17,910,005 0 Fund of Funds
ALPHA Z PRIVATE EQUITY FUND II L.P. Cayman Islands 805-5363229186 Private Equity Fund 142,155,857 0 Fund of Funds
HAMILTON LANE SECONDARY FUND L.P., SERIES D & E United States 805-1340836254 Private Equity Fund 3,531,372 10,000,000 Fund of Funds
HAMILTON LANE SMID FUND, L.P. United States 805-7316971287 Private Equity Fund 263,079,960 0 Fund of Funds
HAMILTON LANE SOMPO PE FUND Cayman Islands 805-1921599030 Private Equity Fund 28,050,360 0 Fund of Funds
THE HAMILTON LANE PRIVATE EQUITY FUND V L.P. Guernsey 805-6625946767 Private Equity Fund 16,373,029 0 Fund of Funds
THE HUDSON RIVER FUND II L.P. United States 805-9305983361 Private Equity Fund 260,469,637 0 Fund of Funds
THE HUDSON RIVER FUND L.P. United States 805-3531675073 Private Equity Fund 12,637,840 0 Fund of Funds
THE MARKAZ/HAMILTON LANE TECHNOLOGY FUND L.P. Guernsey 805-5260501508 Private Equity Fund 250,825 0 Fund of Funds
HAMILTON LANE VENTURE CAPITAL FUND LP SERIES 2013 United States 805-3887282421 Private Equity Fund 34,696,359 5,000,000 Master Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL FUND LP SERIES 2018 United States 805-2762079254 Private Equity Fund 0 5,000,000 Master Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL OFFSHORE FUND L.P. SERIES 2011 Cayman Islands 805-7318504352 Private Equity Fund 31,941,868 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL OFFSHORE FUND L.P. SERIES 2012 Cayman Islands 805-3972800971 Private Equity Fund 16,334,138 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL OFFSHORE FUND L.P. SERIES 2013 Cayman Islands 805-6986501241 Private Equity Fund 34,696,373 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL OFFSHORE FUND L.P. SERIES 2016 Cayman Islands 805-3863751182 Private Equity Fund 11,540,952 5,000,000 Feeder Fund Fund of Funds
HL CITY LINE PARTNERS L.P. United States 805-6323040864 Private Equity Fund 0 0
HAMILTON LANE VENTURE CAPITAL FUND LP SERIES 2009 United States 805-1407271505 Private Equity Fund 21,003,129 5,000,000 Master Fund Fund of Funds
HAMILTON LANE CI2 AIV-C L.P. United States 805-3284973708 Private Equity Fund 3,196,623 0 Feeder Fund Fund of Funds
HAMILTON LANE CO-INVESTMENT FUND II HOLDINGS LP United States 805-5852650344 Private Equity Fund 700,697,744 0 Master Fund Fund of Funds
HAMILTON LANE CO-INVESTMENT FUND II L.P. United States 805-9677059927 Private Equity Fund 552,750,806 10,000,000 Master Fund Feeder Fund Fund of Funds
HAMILTON LANE CO-INVESTMENT FUND III HOLDINGS LP United States 805-1099760279 Private Equity Fund 1,247,017,191 0 Master Fund Feeder Fund Fund of Funds
HAMILTON LANE CO-INVESTMENT FUND III LP United States 805-1329509467 Private Equity Fund 1,229,892,177 5,000,000 Master Fund Feeder Fund Fund of Funds
HAMILTON LANE CO-INVESTMENT FUND IV HOLDINGS LP United States 805-3390845151 Private Equity Fund 15,833,123 5,000,000 Master Fund Feeder Fund
HAMILTON LANE CO-INVESTMENT OFFSHORE FUND II L.P. Cayman Islands 805-1466189153 Private Equity Fund 156,704,826 10,000,000 Feeder Fund Fund of Funds
HAMILTON LANE CO-INVESTMENT OFFSHORE FUND L.P. United States 805-8539716586 Private Equity Fund 24,238,995 10,000,000 Feeder Fund Fund of Funds
HAMILTON LANE ENPAM FUND Luxembourg 805-3452326108 Private Equity Fund 0 0 Master Fund Fund of Funds
HAMILTON LANE EUROPEAN INVESTORS SCA SICAV-RAIF - PEF X PARALLEL SUB-FUND Luxembourg 805-2193535378 Private Equity Fund 41,131 2,500,000 Feeder Fund Fund of Funds
HAMILTON LANE EUROPEAN PARTNERS SICAV SIF - CI-III PARALLEL SUB-FUND Luxembourg 805-7535706559 Private Equity Fund 16,377,781 133,188 Feeder Fund Fund of Funds
HAMILTON LANE CO-INVESTMENT FUND IV HOLDINGS-2 LP United States 805-9623435525 Private Equity Fund 15,014,719 5,000,000 Master Fund
HAMILTON LANE CO-INVESTMENT FUND IV LP United States 805-7042347917 Private Equity Fund 14,594,595 5,000,000 Feeder Fund
HAMILTON LANE CO-INVESTMENT FUND L.P. United States 805-2486910514 Private Equity Fund 62,417,582 10,000,000 Master Fund Fund of Funds
HAMILTON LANE INVESTORS LP SERIES PT United States 805-1025061547 Private Equity Fund 22,645,387 0 Fund of Funds
HAMILTON LANE INVESTORS LP SERIES VR-P United States 805-3117245035 Private Equity Fund 116,424,747 0 Master Fund Fund of Funds
HAMILTON LANE MARKET STREET OPPORTUNITIES FUND LP United States 805-8495064393 Private Equity Fund 10,410,107 250,000 Master Fund Fund of Funds
HAMILTON LANE MARKET STREET OPPORTUNITIES OFFSHORE FUND LP Cayman Islands 805-2430268204 Private Equity Fund 6,256,244 250,000 Feeder Fund Fund of Funds
HAMILTON LANE NM FUND I LP United States 805-6954337937 Private Equity Fund 83,608,009 0 Fund of Funds
HAMILTON LANE AP7 PRIVATE EQUITY INVESTMENTS LP United States 805-3716069227 Private Equity Fund 1,571,307 0 Fund of Funds
HAMILTON LANE BRASIL FUNDO DE FUNDOS II - FUNDO DE INVESTIMENTO EM PARTICIPAÇÕES MULTIESTRATÉGIA. Brazil 805-8902384081 Private Equity Fund 0 302,582 Fund of Funds
FIRST STOCKHOLM GLOBAL PRIVATE EQUITY L.P. United States 805-9957191780 Private Equity Fund 10,094,363 0 Fund of Funds
FLORIDA GROWTH FUND II LLC United States 805-9652343906 Private Equity Fund 109,490,338 0 Fund of Funds
FOURTH STOCKHOLM GLOBAL PRIVATE EQUITY L.P. United States 805-4568451104 Private Equity Fund 1,320,055,686 0 Fund of Funds
FOURTH STOCKHOLM PYRAMID BLOCKER CORP United States 805-8759374629 Private Equity Fund 8,477,088 0
GOLDEN STATE INVESTMENT FUND LLC United States 805-9063818360 Private Equity Fund 169,795,473 0 Fund of Funds
HL MIRAS SECONDARY FUND LP United States 805-6741542385 Private Equity Fund 15,316,021 0 Fund of Funds
HL MULTI CO-INVEST S.A.R.L. Luxembourg 805-7018758304 Private Equity Fund 154,699 0
HL NPS CO-INVESTMENT FUND LP United States 805-5768594362 Private Equity Fund 417,891,739 0 Feeder Fund Fund of Funds
HL NPS CO-INVESTMENT MASTER FUND LP United States 805-7390504879 Private Equity Fund 218,549,905 0 Master Fund Feeder Fund Fund of Funds
HL PENNSYLVANIA CO-INVESTMENT FUND, L.P. United States 805-6684490997 Private Equity Fund 60,285,526 0 Fund of Funds
HL SECONDARY INVESTMENT SPV-5 L.P. United States 805-1190230726 Private Equity Fund 77,291,615 0 Fund of Funds
HL SECONDARY INVESTMENT SPV-6 L.P. United States 805-2270947231 Private Equity Fund 74,963,156 0 Fund of Funds
HL SECONDARY INVESTMENT SPV-8 LP United States 805-2113436921 Private Equity Fund 54,411,743 0 Fund of Funds
HL SECONDARY INVESTMENT SPV-9 LP United States 805-3828644516 Private Equity Fund 45,483,549 0 Fund of Funds
HAMILTON LANE VENTURE CAPITAL OFFSHORE FUND L.P. SERIES 2014 Cayman Islands 805-9587630071 Private Equity Fund 37,399,185 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL OFFSHORE FUND L.P. SERIES 2015 Cayman Islands 805-4139273903 Private Equity Fund 13,614,908 5,000,000 Feeder Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES I United States 805-7378948432 Private Equity Fund 82,081,494 0 Master Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES J United States 805-4573807440 Private Equity Fund 22,568,130 0 Master Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES H2 United States 805-8505664193 Private Equity Fund 25,862,671 0 Master Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES L United States 805-3583545996 Private Equity Fund 25,354,473 0 Master Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES M United States 805-7759241410 Private Equity Fund 7,877,524 0 Master Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES N United States 805-9217920062 Private Equity Fund 19,539,272 0 Master Fund Fund of Funds
HL INTERNATIONAL INVESTORS LP, SERIES O United States 805-8884164091 Private Equity Fund 21,513,777 0 Master Fund Fund of Funds
MVPE16 PH DE BLOCKER LP United States 805-9394088024 Private Equity Fund 2,442,102 0
NEW YORK CREDIT CO-INVESTMENT FUND L.P. United States 805-7812576467 Private Equity Fund 48,884,611 0 Fund of Funds
NEW YORK CREDIT SBIC FUND L.P. United States 805-3377403985 Private Equity Fund 98,737,152 0
NJHL EUROPEAN BUYOUT INVESTMENT FUND L.P. United States 805-6405492097 Private Equity Fund 168,714,533 0 Fund of Funds
NS PRIVATE EQUITY FUND, L.P. Cayman Islands 805-8504081204 Private Equity Fund 17,426,958 0 Fund of Funds
RAPM NM SECONDARY OPPORTUNITY FUND, L.P. United States 805-7749966634 Private Equity Fund 21,364,833 0
RAPM-NMERB CO-INVESTMENT FUND, L.P. United States 805-1192492197 Private Equity Fund 81,895,690 0
REFORMATION PRIVATE FUND LP Cayman Islands 805-8364183972 Private Equity Fund 4,107,340 0 Fund of Funds
SECOND STOCKHOLM GLOBAL PRIVATE EQUITY L.P. United States 805-5781053874 Private Equity Fund 91,864,810 0 Fund of Funds
SECONDARY INVESTMENT SPV-1 L.P. United States 805-3892099039 Private Equity Fund 9,274,042 0 Fund of Funds
HAMILTON LANE SECONDARY FUND III-A LP United States 805-1966989821 Private Equity Fund 187,612,679 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE SECONDARY FUND III-B LP United States 805-2530464768 Private Equity Fund 153,672,533 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE SECONDARY FUND IV-EU LP United Kingdom 805-2188898878 Private Equity Fund 7,069,022 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE SECONDARY FUND L.P., SERIES A United States 805-7786265076 Private Equity Fund 17,375,704 10,000,000 Fund of Funds
HAMILTON LANE CI2 OFFSHORE SIV-A L.P. Cayman Islands 805-1868760394 Private Equity Fund 429,895 0 Feeder Fund Fund of Funds
HAMILTON LANE CO-INVESTMENT FEEDER FUND III LP United States 805-9575452822 Private Equity Fund 757,268,041 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE CO-INVESTMENT FEEDER FUND IV LP Cayman Islands 805-6285514273 Private Equity Fund 10,250,921 5,000,000 Feeder Fund
TARRAGON MASTER FUND LP United States 805-1065640433 Private Equity Fund 205,322,399 0 Master Fund Fund of Funds
TARRAGON LP Cayman Islands 805-3672589360 Private Equity Fund 201,815,447 0 Feeder Fund Fund of Funds
HAMILTON LANE PRIVATE MARKETS OPPORTUNITY FEEDER FUND (FUND OF FUNDS SERIES) LP Cayman Islands 805-8725322612 Private Equity Fund 40,173,589 500,000 Feeder Fund Fund of Funds
HAMILTON LANE PRIVATE MARKETS OPPORTUNITY FUND LP, CREDIT SERIES Cayman Islands 805-2194129101 Private Equity Fund 0 500,000 Master Fund Fund of Funds
HAMILTON LANE SECONDARY FEEDER FUND IV-A LP United States 805-3752678580 Private Equity Fund 220,871,946 0 Feeder Fund Fund of Funds
HAMILTON LANE SECONDARY FEEDER FUND IV-B LP Cayman Islands 805-2131025419 Private Equity Fund 171,511,001 0 Feeder Fund Fund of Funds
HAMILTON LANE SECONDARY FUND II LP United States 805-5276962467 Private Equity Fund 64,794,799 5,000,000 Master Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL OFFSHORE FUND L.P. SERIES 2017 Cayman Islands 805-3749228714 Private Equity Fund 8,044,343 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL OFFSHORE FUND L.P. SERIES 2018 Cayman Islands 805-4253699782 Private Equity Fund 0 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE VENTURE CAPITAL OFFSHORE FUND L.P. SERIES CL Cayman Islands 805-8358045474 Private Equity Fund 8,628,551 5,000,000 Feeder Fund Fund of Funds
HAMILTON LANE/BNP CI AIV-A UK LP United Kingdom 805-6434101029 Private Equity Fund 0 0 Feeder Fund Fund of Funds
HL AP7 PRIVATE EQUITY INVESTMENTS LLC United States 805-6943727603 Private Equity Fund 318,790,180 0 Fund of Funds
HL SECONDARY INVESTMENT SPV-10 WOLF LP United States 805-9251968072 Private Equity Fund 131,829,561 0 Fund of Funds
HL SECONDARY INVESTMENT SPV-12 (ROARK) L.P United States 805-1270390679 Private Equity Fund 29,458,656 0 Fund of Funds
HL SECONDARY INVESTMENT SPV-13 (ACCRETIVE) L.P United States 805-8834330691 Private Equity Fund 34,561,702 0 Fund of Funds
ALPHA Z PRIVATE EQUITY FUND L.P. Cayman Islands 805-2615601487 Private Equity Fund 185,221,618 0 Fund of Funds
ALPHA Z PRIVATE EQUITY FUND III L.P. United States 805-7004785040 Private Equity Fund 5,031,405 0
AUSPE FUND L.P. Cayman Islands 805-7037521250 Private Equity Fund 66,180,654 0 Fund of Funds
HL INTERNATIONAL CLAL FEEDER LP, SERIES L Cayman Islands 805-1468907728 Private Equity Fund 25,111,837 0 Feeder Fund Fund of Funds
HL INTERN