HLADEK, KEITH, MICHAEL
CHIEF FINANCIAL OFFICER OF HARBINGER CAPITAL PARTNERS II LP
09/01/2009
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
HARBINGER CAPITAL PARTNERS LLC
CO-CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER OF HARBINGER CAPITAL PARTNERS LLC
direct
2009-09-01
HARBINGER CAPITAL PARTNERS LLC
CHIEF FINANCIAL OFFICER OF HARBINGER CAPITAL PARTNERS II LP
direct
2009-09-01
HARBINGER CAPITAL PARTNERS LLC
CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER OF HARBINGER CAPITAL PARTNERS LLC
direct
2009-09-01
HARBINGER CAPITAL PARTNERS II GP LLC
GENERAL PARTNER OF HARBINGER CAPITAL PARTNERS II LP
01/01/2009
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
HARBINGER CAPITAL PARTNERS LLC
GENERAL PARTNER OF HARBINGER CAPITAL PARTNERS II LP
direct
2009-01-01
HARBINGER CAPITAL PARTNERS LLC
GENERAL PARTNER
indirect
2009-01-01
FALCONE, PHILIP, ALAN
SENIOR MANAGING DIRECTOR, CEO, CIO, PRESIDENT, TREASURER AND LIMITED PARTNER OF HARBINGER CAPITAL PARTNERS II LP
01/01/2009
Direct
75% or more
Fund Name
Position
direct/indirect
start date
end date
HARBERT FUND ADVISORS, INC.
VICE-PRESIDENT & SR. MANAGING DIRECTOR-DISTRESSED SECURITIES
direct
2005-05-01
HARBINGER CAPITAL PARTNERS LLC
MANAGING MEMBER
indirect
2008-12-01
HARBINGER CAPITAL PARTNERS LLC
MANAGING MEMBER
indirect
2009-01-01
HARBINGER CAPITAL PARTNERS LLC
LIMITED PARTNER
indirect
2009-01-01
HARBINGER CAPITAL PARTNERS LLC
SENIOR MANAGING DIRECTOR, CEO, CIO, PRESIDENT, TREASURER AND LIMITED PARTNER OF HARBINGER CAPITAL PARTNERS II LP
direct
2009-01-01
HARBINGER CAPITAL PARTNERS LLC
SENIOR MANAGING DIRECTOR, CEO, CHIEF INVESTMENT OFFICER, PRESIDENT, TREASURER AND MEMBER OF HARBINGER CAPITAL PARTNERS LLC
direct
2009-02-01
FALCONE, PHILIP, ALAN
SENIOR MANAGING DIRECTOR, CEO, CHIEF INVESTMENT OFFICER, PRESIDENT, TREASURER AND MEMBER OF HARBINGER CAPITAL PARTNERS LLC
02/01/2009
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
HARBERT FUND ADVISORS, INC.
VICE-PRESIDENT & SR. MANAGING DIRECTOR-DISTRESSED SECURITIES
direct
2005-05-01
HARBINGER CAPITAL PARTNERS LLC
MANAGING MEMBER
indirect
2008-12-01
HARBINGER CAPITAL PARTNERS LLC
MANAGING MEMBER
indirect
2009-01-01
HARBINGER CAPITAL PARTNERS LLC
LIMITED PARTNER
indirect
2009-01-01
HARBINGER CAPITAL PARTNERS LLC
SENIOR MANAGING DIRECTOR, CEO, CIO, PRESIDENT, TREASURER AND LIMITED PARTNER OF HARBINGER CAPITAL PARTNERS II LP
direct
2009-01-01
HARBINGER CAPITAL PARTNERS LLC
SENIOR MANAGING DIRECTOR, CEO, CHIEF INVESTMENT OFFICER, PRESIDENT, TREASURER AND MEMBER OF HARBINGER CAPITAL PARTNERS LLC
direct
2009-02-01
HARBINGER HOLDINGS, LLC
MANAGER OF HARBINGER CAPITAL PARTNERS LLC
02/01/2009
Direct
75% or more
Fund Name
Position
direct/indirect
start date
end date
HARBINGER CAPITAL PARTNERS LLC
MANAGER OF HARBINGER CAPITAL PARTNERS LLC
direct
2009-02-01
HLADEK, KEITH, MICHAEL
CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER OF HARBINGER CAPITAL PARTNERS LLC
09/01/2009
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
HARBINGER CAPITAL PARTNERS LLC
CO-CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER OF HARBINGER CAPITAL PARTNERS LLC
direct
2009-09-01
HARBINGER CAPITAL PARTNERS LLC
CHIEF FINANCIAL OFFICER OF HARBINGER CAPITAL PARTNERS II LP
direct
2009-09-01
HARBINGER CAPITAL PARTNERS LLC
CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER OF HARBINGER CAPITAL PARTNERS LLC
direct
2009-09-01
FALCONE, PHILIP, ALAN
MANAGING MEMBER HARBINGER HOLDINGS, LLC
12/01/2008
Indirect
75% or more
Fund Name
Position
direct/indirect
start date
end date
HARBERT FUND ADVISORS, INC.
VICE-PRESIDENT & SR. MANAGING DIRECTOR-DISTRESSED SECURITIES
direct
2005-05-01
HARBINGER CAPITAL PARTNERS LLC
MANAGING MEMBER
indirect
2008-12-01
HARBINGER CAPITAL PARTNERS LLC
MANAGING MEMBER
indirect
2009-01-01
HARBINGER CAPITAL PARTNERS LLC
LIMITED PARTNER
indirect
2009-01-01
HARBINGER CAPITAL PARTNERS LLC
SENIOR MANAGING DIRECTOR, CEO, CIO, PRESIDENT, TREASURER AND LIMITED PARTNER OF HARBINGER CAPITAL PARTNERS II LP
direct
2009-01-01
HARBINGER CAPITAL PARTNERS LLC
SENIOR MANAGING DIRECTOR, CEO, CHIEF INVESTMENT OFFICER, PRESIDENT, TREASURER AND MEMBER OF HARBINGER CAPITAL PARTNERS LLC
direct
2009-02-01
HARBINGER CAPITAL PARTNERS II GP LLC
GENERAL PARTNER HARBINGER CAPITAL PARTNERS II LP
01/01/2009
Indirect
Other
Fund Name
Position
direct/indirect
start date
end date
HARBINGER CAPITAL PARTNERS LLC
GENERAL PARTNER OF HARBINGER CAPITAL PARTNERS II LP
direct
2009-01-01
HARBINGER CAPITAL PARTNERS LLC
GENERAL PARTNER
indirect
2009-01-01
FALCONE, PHILIP, ALAN
MANAGING MEMBER HARBINGER CAPITAL PARTNERS II GP LLC
01/01/2009
Indirect
75% or more
Fund Name
Position
direct/indirect
start date
end date
HARBERT FUND ADVISORS, INC.
VICE-PRESIDENT & SR. MANAGING DIRECTOR-DISTRESSED SECURITIES
direct
2005-05-01
HARBINGER CAPITAL PARTNERS LLC
MANAGING MEMBER
indirect
2008-12-01
HARBINGER CAPITAL PARTNERS LLC
MANAGING MEMBER
indirect
2009-01-01
HARBINGER CAPITAL PARTNERS LLC
LIMITED PARTNER
indirect
2009-01-01
HARBINGER CAPITAL PARTNERS LLC
SENIOR MANAGING DIRECTOR, CEO, CIO, PRESIDENT, TREASURER AND LIMITED PARTNER OF HARBINGER CAPITAL PARTNERS II LP
direct
2009-01-01
HARBINGER CAPITAL PARTNERS LLC
SENIOR MANAGING DIRECTOR, CEO, CHIEF INVESTMENT OFFICER, PRESIDENT, TREASURER AND MEMBER OF HARBINGER CAPITAL PARTNERS LLC
direct
2009-02-01
FALCONE, PHILIP, ALAN
LIMITED PARTNER HARBINGER CAPITAL PARTNER II LP
01/01/2009
Indirect
75% or more
Fund Name
Position
direct/indirect
start date
end date
HARBERT FUND ADVISORS, INC.
VICE-PRESIDENT & SR. MANAGING DIRECTOR-DISTRESSED SECURITIES
direct
2005-05-01
HARBINGER CAPITAL PARTNERS LLC
MANAGING MEMBER
indirect
2008-12-01
HARBINGER CAPITAL PARTNERS LLC
MANAGING MEMBER
indirect
2009-01-01
HARBINGER CAPITAL PARTNERS LLC
LIMITED PARTNER
indirect
2009-01-01
HARBINGER CAPITAL PARTNERS LLC
SENIOR MANAGING DIRECTOR, CEO, CIO, PRESIDENT, TREASURER AND LIMITED PARTNER OF HARBINGER CAPITAL PARTNERS II LP
direct
2009-01-01
HARBINGER CAPITAL PARTNERS LLC
SENIOR MANAGING DIRECTOR, CEO, CHIEF INVESTMENT OFFICER, PRESIDENT, TREASURER AND MEMBER OF HARBINGER CAPITAL PARTNERS LLC
direct
2009-02-01