HARBINGER CAPITAL PARTNERS LLC

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Harbinger Capital Partners is based out of New York. Harbinger Capital Partners is a large advisory firm with 27 clients and discretionary assets under management (AUM) of $697,365,711 (Form ADV from 2019-03-20).

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View Last Form Adv Compilation Report on Record

HARBINGER CAPITAL
450 PARK AVENUE 30TH FLOOR
NEW YORK NY    10022
Country: United States

Business Phone: 212-339-5800
Fax: 212-898-5801
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 7
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees,Performance-based fees
Amount of client funds and securities: 679,980,000
Total Number of Clients: 27
Amount of client funds and securities by related persons: 679,980,000
Total Number of clients from related persons: 26
Disclosures: 11.C (2),11.C (4),11.C (5),11.H (1).(a),11.H (1).(b)
Data above was derived from SEC filings.

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HARBINGER CAPITAL PARTNERS LLC

ownership team - last updated 2019-03-20
Name Title Start Date Direct/Indirect % Ownership
HARBINGER HOLDINGS, LLC MANAGER 02/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
HARBINGER CAPITAL PARTNERS LLC MANAGER OF HARBINGER CAPITAL PARTNERS LLC direct 2009-02-01
FALCONE, PHILIP, ALAN SENIOR MANAGING DIRECTOR, CEO, CHIEF INVESTMENT OFFICER, PRESIDENT, TREASURER AND MEMBER 02/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARBERT FUND ADVISORS, INC. VICE-PRESIDENT & SR. MANAGING DIRECTOR-DISTRESSED SECURITIES direct 2005-05-01
HARBINGER CAPITAL PARTNERS LLC MANAGING MEMBER indirect 2008-12-01
HARBINGER CAPITAL PARTNERS LLC MANAGING MEMBER indirect 2009-01-01
HARBINGER CAPITAL PARTNERS LLC LIMITED PARTNER indirect 2009-01-01
HARBINGER CAPITAL PARTNERS LLC SENIOR MANAGING DIRECTOR, CEO, CIO, PRESIDENT, TREASURER AND LIMITED PARTNER OF HARBINGER CAPITAL PARTNERS II LP direct 2009-01-01
HARBINGER CAPITAL PARTNERS LLC SENIOR MANAGING DIRECTOR, CEO, CHIEF INVESTMENT OFFICER, PRESIDENT, TREASURER AND MEMBER OF HARBINGER CAPITAL PARTNERS LLC direct 2009-02-01
HLADEK, KEITH, MICHAEL CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER 09/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARBINGER CAPITAL PARTNERS LLC CO-CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER OF HARBINGER CAPITAL PARTNERS LLC direct 2009-09-01
HARBINGER CAPITAL PARTNERS LLC CHIEF FINANCIAL OFFICER OF HARBINGER CAPITAL PARTNERS II LP direct 2009-09-01
HARBINGER CAPITAL PARTNERS LLC CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER OF HARBINGER CAPITAL PARTNERS LLC direct 2009-09-01
FALCONE, PHILIP, ALAN MANAGING MEMBER HARBINGER HOLDINGS, LLC 12/01/2008 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HARBERT FUND ADVISORS, INC. VICE-PRESIDENT & SR. MANAGING DIRECTOR-DISTRESSED SECURITIES direct 2005-05-01
HARBINGER CAPITAL PARTNERS LLC MANAGING MEMBER indirect 2008-12-01
HARBINGER CAPITAL PARTNERS LLC MANAGING MEMBER indirect 2009-01-01
HARBINGER CAPITAL PARTNERS LLC LIMITED PARTNER indirect 2009-01-01
HARBINGER CAPITAL PARTNERS LLC SENIOR MANAGING DIRECTOR, CEO, CIO, PRESIDENT, TREASURER AND LIMITED PARTNER OF HARBINGER CAPITAL PARTNERS II LP direct 2009-01-01
HARBINGER CAPITAL PARTNERS LLC SENIOR MANAGING DIRECTOR, CEO, CHIEF INVESTMENT OFFICER, PRESIDENT, TREASURER AND MEMBER OF HARBINGER CAPITAL PARTNERS LLC direct 2009-02-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
GLOBAL OPPORTUNITIES BREAKAWAY FUND, L.P. Cayman Islands 805-3211840065 Hedge Fund 17,385,902 5,000,000
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. Cayman Islands 805-7096592637 Hedge Fund 470,586,003 5,000,000 Master Fund
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. United States 805-5125733072 Hedge Fund 183,500,343 5,000,000 Master Fund
HARBINGER DEDICATED INVESTOR INTERMEDIATE FUND L.P. Cayman Islands 805-4920278862 Hedge Fund 1,500,547 5,000,000 Master Fund Fund of Funds
CREDIT DISTRESSED BLUE LINE MASTER FUND, LTD. Cayman Islands 805-4088009383 Hedge Fund 24,392,916 5,000,000 Master Fund

HARBINGER CAPITAL PARTNERS LLC

ownership team - last updated 2017-03-24
Name Title Start Date Direct/Indirect % Ownership
HARBINGER HOLDINGS, LLC MANAGER OF HARBINGER CAPITAL PARTNERS LLC 02/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
HARBINGER CAPITAL PARTNERS LLC MANAGER OF HARBINGER CAPITAL PARTNERS LLC direct 2009-02-01
FALCONE, PHILIP, ALAN SENIOR MANAGING DIRECTOR, CEO, CHIEF INVESTMENT OFFICER, PRESIDENT, TREASURER AND MEMBER OF HARBINGER CAPITAL PARTNERS LLC 02/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARBERT FUND ADVISORS, INC. VICE-PRESIDENT & SR. MANAGING DIRECTOR-DISTRESSED SECURITIES direct 2005-05-01
HARBINGER CAPITAL PARTNERS LLC MANAGING MEMBER indirect 2008-12-01
HARBINGER CAPITAL PARTNERS LLC MANAGING MEMBER indirect 2009-01-01
HARBINGER CAPITAL PARTNERS LLC LIMITED PARTNER indirect 2009-01-01
HARBINGER CAPITAL PARTNERS LLC SENIOR MANAGING DIRECTOR, CEO, CIO, PRESIDENT, TREASURER AND LIMITED PARTNER OF HARBINGER CAPITAL PARTNERS II LP direct 2009-01-01
HARBINGER CAPITAL PARTNERS LLC SENIOR MANAGING DIRECTOR, CEO, CHIEF INVESTMENT OFFICER, PRESIDENT, TREASURER AND MEMBER OF HARBINGER CAPITAL PARTNERS LLC direct 2009-02-01
HLADEK, KEITH, MICHAEL CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER OF HARBINGER CAPITAL PARTNERS LLC 09/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARBINGER CAPITAL PARTNERS LLC CO-CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER OF HARBINGER CAPITAL PARTNERS LLC direct 2009-09-01
HARBINGER CAPITAL PARTNERS LLC CHIEF FINANCIAL OFFICER OF HARBINGER CAPITAL PARTNERS II LP direct 2009-09-01
HARBINGER CAPITAL PARTNERS LLC CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER OF HARBINGER CAPITAL PARTNERS LLC direct 2009-09-01
HARBINGER CAPITAL PARTNERS II GP LLC GENERAL PARTNER OF HARBINGER CAPITAL PARTNERS II LP 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARBINGER CAPITAL PARTNERS LLC GENERAL PARTNER OF HARBINGER CAPITAL PARTNERS II LP direct 2009-01-01
HARBINGER CAPITAL PARTNERS LLC GENERAL PARTNER indirect 2009-01-01
FALCONE, PHILIP, ALAN SENIOR MANAGING DIRECTOR, CEO, CIO, PRESIDENT, TREASURER AND LIMITED PARTNER OF HARBINGER CAPITAL PARTNERS II LP 01/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
HARBERT FUND ADVISORS, INC. VICE-PRESIDENT & SR. MANAGING DIRECTOR-DISTRESSED SECURITIES direct 2005-05-01
HARBINGER CAPITAL PARTNERS LLC MANAGING MEMBER indirect 2008-12-01
HARBINGER CAPITAL PARTNERS LLC MANAGING MEMBER indirect 2009-01-01
HARBINGER CAPITAL PARTNERS LLC LIMITED PARTNER indirect 2009-01-01
HARBINGER CAPITAL PARTNERS LLC SENIOR MANAGING DIRECTOR, CEO, CIO, PRESIDENT, TREASURER AND LIMITED PARTNER OF HARBINGER CAPITAL PARTNERS II LP direct 2009-01-01
HARBINGER CAPITAL PARTNERS LLC SENIOR MANAGING DIRECTOR, CEO, CHIEF INVESTMENT OFFICER, PRESIDENT, TREASURER AND MEMBER OF HARBINGER CAPITAL PARTNERS LLC direct 2009-02-01
HLADEK, KEITH, MICHAEL CHIEF FINANCIAL OFFICER OF HARBINGER CAPITAL PARTNERS II LP 09/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARBINGER CAPITAL PARTNERS LLC CO-CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER OF HARBINGER CAPITAL PARTNERS LLC direct 2009-09-01
HARBINGER CAPITAL PARTNERS LLC CHIEF FINANCIAL OFFICER OF HARBINGER CAPITAL PARTNERS II LP direct 2009-09-01
HARBINGER CAPITAL PARTNERS LLC CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER OF HARBINGER CAPITAL PARTNERS LLC direct 2009-09-01
FALCONE, PHILIP, ALAN MANAGING MEMBER HARBINGER HOLDINGS, LLC 12/01/2008 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HARBERT FUND ADVISORS, INC. VICE-PRESIDENT & SR. MANAGING DIRECTOR-DISTRESSED SECURITIES direct 2005-05-01
HARBINGER CAPITAL PARTNERS LLC MANAGING MEMBER indirect 2008-12-01
HARBINGER CAPITAL PARTNERS LLC MANAGING MEMBER indirect 2009-01-01
HARBINGER CAPITAL PARTNERS LLC LIMITED PARTNER indirect 2009-01-01
HARBINGER CAPITAL PARTNERS LLC SENIOR MANAGING DIRECTOR, CEO, CIO, PRESIDENT, TREASURER AND LIMITED PARTNER OF HARBINGER CAPITAL PARTNERS II LP direct 2009-01-01
HARBINGER CAPITAL PARTNERS LLC SENIOR MANAGING DIRECTOR, CEO, CHIEF INVESTMENT OFFICER, PRESIDENT, TREASURER AND MEMBER OF HARBINGER CAPITAL PARTNERS LLC direct 2009-02-01
FALCONE, PHILIP, ALAN MANAGING MEMBER HARBINGER CAPITAL PARTNERS II GP LLC 01/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HARBERT FUND ADVISORS, INC. VICE-PRESIDENT & SR. MANAGING DIRECTOR-DISTRESSED SECURITIES direct 2005-05-01
HARBINGER CAPITAL PARTNERS LLC MANAGING MEMBER indirect 2008-12-01
HARBINGER CAPITAL PARTNERS LLC MANAGING MEMBER indirect 2009-01-01
HARBINGER CAPITAL PARTNERS LLC LIMITED PARTNER indirect 2009-01-01
HARBINGER CAPITAL PARTNERS LLC SENIOR MANAGING DIRECTOR, CEO, CIO, PRESIDENT, TREASURER AND LIMITED PARTNER OF HARBINGER CAPITAL PARTNERS II LP direct 2009-01-01
HARBINGER CAPITAL PARTNERS LLC SENIOR MANAGING DIRECTOR, CEO, CHIEF INVESTMENT OFFICER, PRESIDENT, TREASURER AND MEMBER OF HARBINGER CAPITAL PARTNERS LLC direct 2009-02-01
HARBINGER CAPITAL PARTNERS II GP LLC GENERAL PARTNER HARBINGER CAPITAL PARTNERS II LP 01/01/2009 Indirect Other
Fund Name Position direct/indirect start date end date
HARBINGER CAPITAL PARTNERS LLC GENERAL PARTNER OF HARBINGER CAPITAL PARTNERS II LP direct 2009-01-01
HARBINGER CAPITAL PARTNERS LLC GENERAL PARTNER indirect 2009-01-01
FALCONE, PHILIP, ALAN LIMITED PARTNER HARBINGER CAPITAL PARTNER II LP 01/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HARBERT FUND ADVISORS, INC. VICE-PRESIDENT & SR. MANAGING DIRECTOR-DISTRESSED SECURITIES direct 2005-05-01
HARBINGER CAPITAL PARTNERS LLC MANAGING MEMBER indirect 2008-12-01
HARBINGER CAPITAL PARTNERS LLC MANAGING MEMBER indirect 2009-01-01
HARBINGER CAPITAL PARTNERS LLC LIMITED PARTNER indirect 2009-01-01
HARBINGER CAPITAL PARTNERS LLC SENIOR MANAGING DIRECTOR, CEO, CIO, PRESIDENT, TREASURER AND LIMITED PARTNER OF HARBINGER CAPITAL PARTNERS II LP direct 2009-01-01
HARBINGER CAPITAL PARTNERS LLC SENIOR MANAGING DIRECTOR, CEO, CHIEF INVESTMENT OFFICER, PRESIDENT, TREASURER AND MEMBER OF HARBINGER CAPITAL PARTNERS LLC direct 2009-02-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
HARBINGER DEDICATED INVESTOR INTERMEDIATE FUND L.P. Cayman Islands 805-4920278862 Hedge Fund 17,181,101 5,000,000 Master Fund Fund of Funds
HARBINGER CHINA DRAGON INTERMEDIATE FUND L.P. Cayman Islands 805-7910583537 Hedge Fund 33,098 5,000,000 Master Fund
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. Cayman Islands 805-7096592637 Hedge Fund 1,114,335,059 5,000,000 Master Fund
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. United States 805-5125733072 Hedge Fund 428,738,474 5,000,000 Master Fund
GLOBAL OPPORTUNITIES BREAKAWAY LTD. Cayman Islands 805-9169958308 Hedge Fund 42,368,814 5,000,000 Master Fund
CREDIT DISTRESSED BLUE LINE MASTER FUND, LTD. Cayman Islands 805-4088009383 Hedge Fund 95,475,395 5,000,000 Master Fund

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