HARBOR INVESTMENT ADVISORY, LLC

HTTP://WWW.HARBORINVESTMENTADVISORY.COM LUTHERVILLE, MD Broker-Dealer Investment Advisor How do I update this listing?

Harbor Investment Advisory is based out of Lutherville. Harbor Investment Advisory is a large advisory firm with 2309 clients and discretionary assets under management (AUM) of $1,052,024,443 (Form ADV from 2019-03-28). Their last reported 13F filing for Q4 2019 included $434,276,000 in managed 13F securities and a top 10 holdings concentration of 30.54%. Harbor Investment Advisory's largest holding is Apple Inc with shares held of 102,533. Whalewisdom has at least 1 13F filings

Download 13F Summary to Excel Create Email Alert

12/31/2019

Top Sells

  • Name% Change

12/31/2019

13F Sector Allocation Over Time


Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
Click here to report any possible errors with this listing.
13F Filings Available:
  • 2019-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

HARBOR INVESTMENT ADVISORY, LLC
2330 W. JOPPA ROAD SUITE 160
LUTHERVILLE MD    21093
Country: United States

Business Phone: 410-659-8900
Fax: 410-659-8899
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: MD
Number of employees: 29
Other Business Activities: broker-dealer
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 4,040,000
Total Number of Clients: 2309
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

HARBOR INVESTMENT ADVISORY, LLC

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
BRENNEN, ELIZABETH BOND CHIEF COMPLIANCE OFFICER 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC CHIEF COMPLIANCE OFFICER direct 2009-06-01
HARBOR INVESTMENT ADVISORY, LLC MEMBER indirect 2010-09-01
HARBOR INVESTMENT ADVISORY, LLC PRESIDENT/ CHIEF COMPLIANCE OFFICER direct 2012-03-01
HARBOR INVESTMENT ADVISORY, LLC PRESIDENT, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER direct 2012-03-01
HARBOR INVESTMENT ADVISORY, LLC CEO, CHIEF COMPLIANCE OFFICER direct 2014-07-01
HARBOR INVESTMENT ADVISORY, LLC COO/CCO direct 2016-06-01
HARBOR INVESTMENT MANAGEMENT, LLC SOLE MEMBER 06/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC SOLE MEMBER direct 2009-06-01
BLACK, ROBERT WILMER III VICE PRESIDENT/SECRETARY 06/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC MEMBER indirect 2009-06-01
HARBOR INVESTMENT ADVISORY, LLC VICE PRESIDENT/SECRETARY direct 2009-06-01
DEAN, RAYMOND PATRICK FINOP/CFO 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC FINOP/CFO direct 2010-12-01
HILL, FRED CREGAN JR PRESIDENT 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC PRESIDENT direct 2014-07-01
HARBOR INVESTMENT ADVISORY, LLC MEMBER indirect 2015-01-01
BLACK, ROBERT WILMER III MEMBER HARBOR INVESTMENT MANAGEMENT, LLC 06/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC MEMBER indirect 2009-06-01
HARBOR INVESTMENT ADVISORY, LLC VICE PRESIDENT/SECRETARY direct 2009-06-01
KELLY, STEPHEN JOHN MEMBER HARBOR INVESTMENT MANAGEMENT, LLC 06/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC MEMBER indirect 2009-06-01
HARBOR INVESTMENT ADVISORY, LLC PRESIDENT direct 2009-06-01
BRENNEN, ELIZABETH BOND MEMBER HARBOR INVESTMENT MANAGEMENT, LLC 09/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC CHIEF COMPLIANCE OFFICER direct 2009-06-01
HARBOR INVESTMENT ADVISORY, LLC MEMBER indirect 2010-09-01
HARBOR INVESTMENT ADVISORY, LLC PRESIDENT/ CHIEF COMPLIANCE OFFICER direct 2012-03-01
HARBOR INVESTMENT ADVISORY, LLC PRESIDENT, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER direct 2012-03-01
HARBOR INVESTMENT ADVISORY, LLC CEO, CHIEF COMPLIANCE OFFICER direct 2014-07-01
HARBOR INVESTMENT ADVISORY, LLC COO/CCO direct 2016-06-01
HILL, FRED CREGAN JR MEMBER HARBOR INVESTMENT MANAGEMENT,LLC 01/01/2015 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC PRESIDENT direct 2014-07-01
HARBOR INVESTMENT ADVISORY, LLC MEMBER indirect 2015-01-01

HARBOR INVESTMENT ADVISORY, LLC

ownership team - last updated 2017-08-25
Name Title Start Date Direct/Indirect % Ownership
HILL, FRED CREGAN JR PRESIDENT 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC PRESIDENT direct 2014-07-01
HARBOR INVESTMENT ADVISORY, LLC MEMBER indirect 2015-01-01
DEAN, RAYMOND PATRICK FINOP/CFO 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC FINOP/CFO direct 2010-12-01
BLACK, ROBERT WILMER III VICE PRESIDENT/SECRETARY 06/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC MEMBER indirect 2009-06-01
HARBOR INVESTMENT ADVISORY, LLC VICE PRESIDENT/SECRETARY direct 2009-06-01
HARBOR INVESTMENT MANAGEMENT, LLC SOLE MEMBER 06/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC SOLE MEMBER direct 2009-06-01
BRENNEN, ELIZABETH BOND COO/CCO 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC CHIEF COMPLIANCE OFFICER direct 2009-06-01
HARBOR INVESTMENT ADVISORY, LLC MEMBER indirect 2010-09-01
HARBOR INVESTMENT ADVISORY, LLC PRESIDENT/ CHIEF COMPLIANCE OFFICER direct 2012-03-01
HARBOR INVESTMENT ADVISORY, LLC PRESIDENT, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER direct 2012-03-01
HARBOR INVESTMENT ADVISORY, LLC CEO, CHIEF COMPLIANCE OFFICER direct 2014-07-01
HARBOR INVESTMENT ADVISORY, LLC COO/CCO direct 2016-06-01
HILL, FRED CREGAN JR MEMBER HARBOR INVESTMENT MANAGEMENT,LLC 01/01/2015 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC PRESIDENT direct 2014-07-01
HARBOR INVESTMENT ADVISORY, LLC MEMBER indirect 2015-01-01
BRENNEN, ELIZABETH BOND MEMBER HARBOR INVESTMENT MANAGEMENT, LLC 09/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC CHIEF COMPLIANCE OFFICER direct 2009-06-01
HARBOR INVESTMENT ADVISORY, LLC MEMBER indirect 2010-09-01
HARBOR INVESTMENT ADVISORY, LLC PRESIDENT/ CHIEF COMPLIANCE OFFICER direct 2012-03-01
HARBOR INVESTMENT ADVISORY, LLC PRESIDENT, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER direct 2012-03-01
HARBOR INVESTMENT ADVISORY, LLC CEO, CHIEF COMPLIANCE OFFICER direct 2014-07-01
HARBOR INVESTMENT ADVISORY, LLC COO/CCO direct 2016-06-01
KELLY, STEPHEN JOHN MEMBER HARBOR INVESTMENT MANAGEMENT, LLC 06/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC MEMBER indirect 2009-06-01
HARBOR INVESTMENT ADVISORY, LLC PRESIDENT direct 2009-06-01
BLACK, ROBERT WILMER III MEMBER HARBOR INVESTMENT MANAGEMENT, LLC 06/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HARBOR INVESTMENT ADVISORY, LLC MEMBER indirect 2009-06-01
HARBOR INVESTMENT ADVISORY, LLC VICE PRESIDENT/SECRETARY direct 2009-06-01

Elevate your investments