HARTFORD FUNDS MANAGEMENT COMPANY LLC

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Hartford Funds Management Company is based out of Wayne. Hartford Funds Management Company is a large advisory firm with 77 clients and discretionary assets under management (AUM) of $101,976,466,702 (Form ADV from 2019-03-28). Their last reported 13F filing for Q3 2019 included $790,846,000 in managed 13F securities and a top 10 holdings concentration of 100.0%. Hartford Funds Management Company's largest holding is Hartford Total Return Bond ETF with shares held of 14,085,856. Whalewisdom has at least 7 13F filings, and 1 Form 4 filings

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09/30/2019

Top Buys

  • Name% Change

09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $790.846 Million
  • Prior Market Value $783.552 Million
  • New Purchases0 stocks
  • Additional Purchases1 stock
  • Sold out of0 stocks
  • Reduced holdings in1 stock
  • Top 10 Holdings % 100.00 %
  • Turnover % [1]:%
  • Turnover Alt % [2]: 0.53 %
  • Time Held Top20:4.75 quarters
  • Time Held Top10:4.75 quarters
  • Time Held All:4.75 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 3.85%
Performance Last 4 Quarters: 8.36%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted
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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
SCHRODER INVESTMENT MANAGEMENT GROUP
WELLINGTON MANAGEMENT GROUP LLP

View Last Form Adv Compilation Report on Record

HARTFORD FUNDS
Classified as Hedge Fund
690 LEE ROAD
WAYNE PA    19087
Country: United States

Business Phone: 610-386-4000
Fax: 855-470-5700
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 354
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,FEES IN CONNECTION WITH SERVICES PROVIDED TO CERTAIN 529 PLANS
Amount of client funds and securities:
Total Number of Clients: 77
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.H (1).(c)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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HARTFORD FUNDS MANAGEMENT COMPANY, LLC

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
DAVEY, JAMES, EDWARD SENIOR MANAGING DIRECTOR, PRESIDENT AND CHAIRMAN OF THE BOARD 12/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC MANAGER direct 2008-07-01
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC CHAIRMAN OF THE BOARD AND MANAGER direct 2009-10-01
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC PRESIDENT, CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER direct 2010-11-01
H L INVESTMENT ADVISORS LLC MANAGER direct 2010-09-01
H L INVESTMENT ADVISORS LLC CHIEF EXECUTIVE OFFICER, PRESIDENT AND MANAGER direct 2010-12-01
LATTICE STRATEGIES LLC SENIOR MANAGING DIRECTOR, PRESIDENT AND CHAIRMAN OF THE BOARD direct 2016-07-01
HARTFORD INVESTMENT ADVISORY COMPANY, LLC CHIEF EXECUTIVE OFFICER AND PRESIDENT direct 2012-09-01
HARTFORD FUNDS MANAGEMENT COMPANY, LLC SENIOR MANAGING DIRECTOR, PRESIDENT AND CHAIRMAN OF THE BOARD direct 2012-12-01
HARTFORD FUNDS MANAGEMENT COMPANY, LLC MANAGER, PRESIDENT AND CHAIRMAN OF THE BOARD direct 2012-12-01
MEYER, VERNON, JOSEPH MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER 12/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC VICE PRESIDENT direct 2007-02-01
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC SENIOR VICE PRESIDENT direct 2007-02-01
H L INVESTMENT ADVISORS LLC VICE PRESIDENT direct 2006-06-01
H L INVESTMENT ADVISORS LLC SENIOR VICE PRESIDENT direct 2007-08-01
HARTFORD INVESTMENT ADVISORY COMPANY, LLC VICE PRESIDENT AND CHIEF INVESTMENT OFFICER direct 2012-09-01
HARTFORD FUNDS MANAGEMENT COMPANY, LLC MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER direct 2012-12-01
HARTFORD INVESTMENT ADVISORY COMPANY, LLC SENIOR VICE PRESIDENT direct 2012-12-01
MELCHER, JOSEPH, GARY EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER 09/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER- INVESTMENT ADVISER AND CHIEF COMPLIANCE OFFICER direct 2012-09-01
HL INVESTMENT ADVISORS, LLC VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2012-09-01
TOUCHSTONE ADVISORS INC CHIEF COMPLIANCE OFFICER direct 2010-02-01
LATTICE STRATEGIES LLC EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2016-07-01
HARTFORD FUNDS MANAGEMENT COMPANY, LLC EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2012-09-01
HARTFORD INVESTMENT ADVISORY COMPANY, LLC VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2012-09-01
HARTFORD FUNDS MANAGEMENT GROUP, INC. SOLE MEMBER 11/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
LATTICE STRATEGIES LLC SOLE MEMBER indirect 2012-11-01
HARTFORD FUNDS MANAGEMENT COMPANY, LLC SOLE MEMBER indirect 2012-11-01
HARTFORD INVESTMENT ADVISORY COMPANY, LLC SOLE MEMBER direct 2012-11-01
FROST, GREGORY, A. MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER 12/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
JANUS CAPITAL MANAGEMENT LLC SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2007-03-01
JANUS CAPITAL MANAGEMENT LLC SENIOR V.P. AND CHIEF FINANCIAL OFFICER direct 2007-03-01
JANUS CAPITAL MANAGEMENT LLC EXECUTIVE V.P. AND CHIEF FINANCIAL OFFICER direct 2008-01-01
JANUS CAPITAL MANAGEMENT LLC EXECUTIVE V.P., TREASURER AND CHIEF FINANCIAL OFFICER direct 2008-01-01
JANUS CAPITAL MANAGEMENT LLC EXECUTIVE V.P., TREASURER AND CHIEF FINANCIAL OFFICER direct 2009-09-01
BAY ISLE FINANCIAL LLC VICE PRESIDENT, CONTROLLER direct 2003-01-01
BAY ISLE FINANCIAL LLC SENIOR VICE PRESIDENT, CONTROLLER direct 2005-02-01
BAY ISLE FINANCIAL LLC SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER direct 2005-02-01
ENHANCED INVESTMENT TECHNOLOGIES LLC VICE PRESIDENT, CONTROLLER direct 2003-01-01
ENHANCED INVESTMENT TECHNOLOGIES LLC SENIOR VICE PRESIDENT, CONTROLLER direct 2005-02-01
PERKINS INVESTMENT MANAGEMENT, LLC MANAGER direct 2008-12-01
PERKINS INVESTMENT MANAGEMENT, LLC EXECUTIVE VICE PRESIDENT & DIRECTOR direct 2009-01-01
LATTICE STRATEGIES LLC MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER direct 2016-07-01
HARTFORD FUNDS MANAGEMENT COMPANY, LLC MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER direct 2012-12-01
HARTFORD FUNDS MANAGEMENT COMPANY, LLC VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2012-12-01
JANUS CAPITAL SINGAPORE PTE. LIMITED CHIEF FINANCIAL OFFICER direct 2006-11-01
JANUS CAPITAL INSTITUTIONAL ADVISERS LLC EXECUTIVE V.P., TREASURER & CHIEF FINANCIAL OFFICER direct 2011-05-01
GARGER, WALTER, FRANCIS MANAGING DIRECTOR AND GENERAL COUNSEL 05/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARTFORD INVESTMENT MANAGEMENT COMPANY ASST SECRETARY & CHIEF LEGAL OFFICER direct 2003-05-01
HARTFORD INVESTMENT MANAGEMENT COMPANY SECRETARY AND CHIEF LEGAL OFFICER direct 2004-03-01
LATTICE STRATEGIES LLC MANAGING DIRECTOR AND GENERAL COUNSEL direct 2016-07-01
HARTFORD FUNDS MANAGEMENT COMPANY, LLC MANAGING DIRECTOR AND GENERAL COUNSEL direct 2013-05-01
HARTFORD HOLDINGS, INC. OWNER HARTFORD FUNDS MANAGEMENT GROUP, INC. 05/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC OWNER indirect 2002-08-01
H L INVESTMENT ADVISORS LLC OWNER indirect 2002-08-01
LATTICE STRATEGIES LLC OWNER indirect 2002-08-01
HARTFORD INVESTMENT ADVISORY COMPANY, LLC OWNER indirect 2002-08-01
THE HARTFORD FINANCIAL SERVICES GROUP, INC. OWNER HARTFORD HOLDINGS, INC. 08/01/2002 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HARTFORD INVESTMENT MANAGEMENT COMPANY PARENT OF APPLICANT direct 1996-12-01
THE HARTFORD BANK PARENT OF APPLICANT direct 1999-12-01
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC OWNER indirect 2002-08-01
HARTFORD FUNDS MANAGEMENT COMPANY, LLC OWNER indirect 2002-08-01
H L INVESTMENT ADVISORS LLC OWNER indirect 2002-08-01
LATTICE STRATEGIES LLC OWNER indirect 2002-08-01
H L INVESTMENT ADVISORS LLC OWNER OF NUTMEG INSURANCE COMPANY direct 1998-12-01 2001-01-30
HARTFORD INVESTMENT FINANCIAL SERVICES COMPANY OWNER indirect 1996-12-01 2001-02-28
HARTFORD INVESTMENT FINANCIAL SERVICES COMPANY OWNER indirect 2000-05-01 2001-10-18
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC OWNER indirect 2002-03-01 2002-03-19
H L INVESTMENT ADVISORS LLC OWNER OF HARTFORD FIRE INSURANCE COMPANY indirect 1998-12-01 2002-03-27
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC OWNER indirect 2002-08-01 2003-08-25
WOODBURY FINANCIAL SERVICES, INC. INDIRECT PARENT indirect 2000-05-01 2004-09-14
WOODBURY FINANCIAL SERVICES, INC. OWNER indirect 2000-05-01 2012-04-04

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
THE HARTFORD CAYMAN GLOBAL ALL-ASSET FUND, LTD. Cayman Islands 805-2733745928 Other Private Fund TRADING SUBSIDIARY 10,244,069 0
THE HARTFORD CAYMAN GLOBAL REAL ASSET FUND, LTD. Cayman Islands 805-9239573793 Other Private Fund TRADING SUBSIDIARY 55,100,598 0

HARTFORD FUNDS MANAGEMENT COMPANY, LLC

ownership team - last updated 2018-06-22
Name Title Start Date Direct/Indirect % Ownership
DAVEY, JAMES, EDWARD SENIOR MANAGING DIRECTOR, PRESIDENT AND CHAIRMAN OF THE BOARD 12/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC MANAGER direct 2008-07-01
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC CHAIRMAN OF THE BOARD AND MANAGER direct 2009-10-01
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC PRESIDENT, CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER direct 2010-11-01
H L INVESTMENT ADVISORS LLC MANAGER direct 2010-09-01
H L INVESTMENT ADVISORS LLC CHIEF EXECUTIVE OFFICER, PRESIDENT AND MANAGER direct 2010-12-01
LATTICE STRATEGIES LLC SENIOR MANAGING DIRECTOR, PRESIDENT AND CHAIRMAN OF THE BOARD direct 2016-07-01
HARTFORD INVESTMENT ADVISORY COMPANY, LLC CHIEF EXECUTIVE OFFICER AND PRESIDENT direct 2012-09-01
HARTFORD FUNDS MANAGEMENT COMPANY, LLC SENIOR MANAGING DIRECTOR, PRESIDENT AND CHAIRMAN OF THE BOARD direct 2012-12-01
HARTFORD FUNDS MANAGEMENT COMPANY, LLC MANAGER, PRESIDENT AND CHAIRMAN OF THE BOARD direct 2012-12-01
MEYER, VERNON, JOSEPH MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER 12/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC VICE PRESIDENT direct 2007-02-01
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC SENIOR VICE PRESIDENT direct 2007-02-01
H L INVESTMENT ADVISORS LLC VICE PRESIDENT direct 2006-06-01
H L INVESTMENT ADVISORS LLC SENIOR VICE PRESIDENT direct 2007-08-01
HARTFORD INVESTMENT ADVISORY COMPANY, LLC VICE PRESIDENT AND CHIEF INVESTMENT OFFICER direct 2012-09-01
HARTFORD FUNDS MANAGEMENT COMPANY, LLC MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER direct 2012-12-01
HARTFORD INVESTMENT ADVISORY COMPANY, LLC SENIOR VICE PRESIDENT direct 2012-12-01
MELCHER, JOSEPH, GARY EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER 09/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER- INVESTMENT ADVISER AND CHIEF COMPLIANCE OFFICER direct 2012-09-01
HL INVESTMENT ADVISORS, LLC VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2012-09-01
TOUCHSTONE ADVISORS INC CHIEF COMPLIANCE OFFICER direct 2010-02-01
LATTICE STRATEGIES LLC EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2016-07-01
HARTFORD FUNDS MANAGEMENT COMPANY, LLC EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2012-09-01
HARTFORD INVESTMENT ADVISORY COMPANY, LLC VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2012-09-01
HARTFORD FUNDS MANAGEMENT GROUP, INC. SOLE MEMBER 11/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
LATTICE STRATEGIES LLC SOLE MEMBER indirect 2012-11-01
HARTFORD FUNDS MANAGEMENT COMPANY, LLC SOLE MEMBER indirect 2012-11-01
HARTFORD INVESTMENT ADVISORY COMPANY, LLC SOLE MEMBER direct 2012-11-01
FROST, GREGORY, A. MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER 12/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
JANUS CAPITAL MANAGEMENT LLC SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2007-03-01
JANUS CAPITAL MANAGEMENT LLC SENIOR V.P. AND CHIEF FINANCIAL OFFICER direct 2007-03-01
JANUS CAPITAL MANAGEMENT LLC EXECUTIVE V.P. AND CHIEF FINANCIAL OFFICER direct 2008-01-01
JANUS CAPITAL MANAGEMENT LLC EXECUTIVE V.P., TREASURER AND CHIEF FINANCIAL OFFICER direct 2008-01-01
JANUS CAPITAL MANAGEMENT LLC EXECUTIVE V.P., TREASURER AND CHIEF FINANCIAL OFFICER direct 2009-09-01
BAY ISLE FINANCIAL LLC VICE PRESIDENT, CONTROLLER direct 2003-01-01
BAY ISLE FINANCIAL LLC SENIOR VICE PRESIDENT, CONTROLLER direct 2005-02-01
BAY ISLE FINANCIAL LLC SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER direct 2005-02-01
ENHANCED INVESTMENT TECHNOLOGIES LLC VICE PRESIDENT, CONTROLLER direct 2003-01-01
ENHANCED INVESTMENT TECHNOLOGIES LLC SENIOR VICE PRESIDENT, CONTROLLER direct 2005-02-01
PERKINS INVESTMENT MANAGEMENT, LLC MANAGER direct 2008-12-01
PERKINS INVESTMENT MANAGEMENT, LLC EXECUTIVE VICE PRESIDENT & DIRECTOR direct 2009-01-01
LATTICE STRATEGIES LLC MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER direct 2016-07-01
HARTFORD FUNDS MANAGEMENT COMPANY, LLC MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER direct 2012-12-01
HARTFORD FUNDS MANAGEMENT COMPANY, LLC VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2012-12-01
JANUS CAPITAL SINGAPORE PTE. LIMITED CHIEF FINANCIAL OFFICER direct 2006-11-01
JANUS CAPITAL INSTITUTIONAL ADVISERS LLC EXECUTIVE V.P., TREASURER & CHIEF FINANCIAL OFFICER direct 2011-05-01
GARGER, WALTER, FRANCIS MANAGING DIRECTOR AND GENERAL COUNSEL 05/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARTFORD INVESTMENT MANAGEMENT COMPANY ASST SECRETARY & CHIEF LEGAL OFFICER direct 2003-05-01
HARTFORD INVESTMENT MANAGEMENT COMPANY SECRETARY AND CHIEF LEGAL OFFICER direct 2004-03-01
LATTICE STRATEGIES LLC MANAGING DIRECTOR AND GENERAL COUNSEL direct 2016-07-01
HARTFORD FUNDS MANAGEMENT COMPANY, LLC MANAGING DIRECTOR AND GENERAL COUNSEL direct 2013-05-01
HARTFORD FUNDS MANAGEMENT GROUP, INC. SOLE MEMBER HARTFORD FUNDS MANAGEMENT COMPANY, LLC 11/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LATTICE STRATEGIES LLC SOLE MEMBER indirect 2012-11-01
HARTFORD FUNDS MANAGEMENT COMPANY, LLC SOLE MEMBER indirect 2012-11-01
HARTFORD INVESTMENT ADVISORY COMPANY, LLC SOLE MEMBER direct 2012-11-01
HARTFORD HOLDINGS, INC. OWNER HARTFORD FUNDS MANAGEMENT GROUP, INC. 05/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC OWNER indirect 2002-08-01
H L INVESTMENT ADVISORS LLC OWNER indirect 2002-08-01
LATTICE STRATEGIES LLC OWNER indirect 2002-08-01
HARTFORD INVESTMENT ADVISORY COMPANY, LLC OWNER indirect 2002-08-01
THE HARTFORD FINANCIAL SERVICES GROUP, INC. OWNER HARTFORD HOLDINGS, INC. 08/01/2002 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HARTFORD INVESTMENT MANAGEMENT COMPANY PARENT OF APPLICANT direct 1996-12-01
THE HARTFORD BANK PARENT OF APPLICANT direct 1999-12-01
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC OWNER indirect 2002-08-01
HARTFORD FUNDS MANAGEMENT COMPANY, LLC OWNER indirect 2002-08-01
H L INVESTMENT ADVISORS LLC OWNER indirect 2002-08-01
LATTICE STRATEGIES LLC OWNER indirect 2002-08-01
H L INVESTMENT ADVISORS LLC OWNER OF NUTMEG INSURANCE COMPANY direct 1998-12-01 2001-01-30
HARTFORD INVESTMENT FINANCIAL SERVICES COMPANY OWNER indirect 1996-12-01 2001-02-28
HARTFORD INVESTMENT FINANCIAL SERVICES COMPANY OWNER indirect 2000-05-01 2001-10-18
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC OWNER indirect 2002-03-01 2002-03-19
H L INVESTMENT ADVISORS LLC OWNER OF HARTFORD FIRE INSURANCE COMPANY indirect 1998-12-01 2002-03-27
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC OWNER indirect 2002-08-01 2003-08-25
WOODBURY FINANCIAL SERVICES, INC. INDIRECT PARENT indirect 2000-05-01 2004-09-14
WOODBURY FINANCIAL SERVICES, INC. OWNER indirect 2000-05-01 2012-04-04

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
THE HARTFORD CAYMAN GLOBAL ALL-ASSET FUND, LTD. Cayman Islands 805-2733745928 Other Private Fund TRADING SUBSIDIARY 5,084,704 0
THE HARTFORD CAYMAN GLOBAL REAL ASSET FUND, LTD. Cayman Islands 805-9239573793 Other Private Fund TRADING SUBSIDIARY 79,477,237 0

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