HARVEST INVESTMENT SERVICES, LLC

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Harvest Investment Services is based out of Oakbrook Terrace. Harvest Investment Services is a large advisory firm with 911 clients and discretionary assets under management (AUM) of $240,895,741 (Form ADV from 2019-03-19). Their last reported 13F filing for Q1 2019 included $172,279,000 in managed 13F securities and a top 10 holdings concentration of 36.56%. Harvest Investment Services's largest holding is First Trust Enhanced Short Maturity ETF with shares held of 156,937. Whalewisdom has at least 2 13F filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $172.279 Million
  • Prior Market Value $108.517 Million
  • New Purchases51 stocks
  • Additional Purchases64 stocks
  • Sold out of21 stocks
  • Reduced holdings in33 stocks
  • Top 10 Holdings % 36.56 %
  • Turnover % [1]:46.75%
  • Turnover Alt % [2]: 40.50 %
  • Time Held Top20:0.70 quarters
  • Time Held Top10:0.70 quarters
  • Time Held All:0.67 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 4.12%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

HARVEST INVESTMENT SERVICES, LLC
1 TRANSAM PLAZA DRIVE SUITE 230
OAKBROOK TERRACE IL    60181-4285
Country: United States

Business Phone: (630) 613-9230
Fax: (630) 613-9126
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: IL
Number of employees: 28
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 911
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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Form 4 - Recent Insider Transactions

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HARVEST INVESTMENT SERVICES, LLC

ownership team - last updated 2019-03-19
Name Title Start Date Direct/Indirect % Ownership
NEWELL, TIMOTHY, JOHN PRESIDENT/CEO 10/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARVEST INVESTMENT SERVICES, LLC PRESIDENT/CEO direct 2011-10-01
HARVEST INVESTMENT SERVICES, LLC OWNER indirect 2011-10-01
ALYO, JOHN, K CIO 10/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARVEST INVESTMENT SERVICES, LLC CEO direct 2011-10-01
HARVEST INVESTMENT SERVICES, LLC CIO direct 2011-10-01
NEWELL, FREDERICK, ALFRED CHIEF COMPLIANCE OFFICER 10/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARVEST INVESTMENT SERVICES, LLC CHIEF COMPLIANCE OFFICER direct 2011-10-01
HARVEST FINANCIAL PLANNING, LLC OWNER 10/01/2011 Direct 75% or more
Fund Name Position direct/indirect start date end date
HARVEST INVESTMENT SERVICES, LLC OWNER direct 2011-10-01
NEWELL, TIMOTHY, JOHN OWNER HARVEST FINANCIAL PLANNING, LLC 10/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HARVEST INVESTMENT SERVICES, LLC PRESIDENT/CEO direct 2011-10-01
HARVEST INVESTMENT SERVICES, LLC OWNER indirect 2011-10-01
NEWELL, FREDERICK, ALFRED MEMBER HARVEST FINANCIAL PLANNING, LLC 10/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
HARVEST INVESTMENT SERVICES, LLC CHIEF COMPLIANCE OFFICER direct 2011-10-01
ALYO, JOHN, K MEMBER HARVEST FINANCIAL PLANNING, LLC 10/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
HARVEST INVESTMENT SERVICES, LLC CEO direct 2011-10-01
HARVEST INVESTMENT SERVICES, LLC CIO direct 2011-10-01

HARVEST INVESTMENT SERVICES, LLC

ownership team - last updated 2017-07-28
Name Title Start Date Direct/Indirect % Ownership
HARVEST FINANCIAL PLANNING, LLC OWNER 10/01/2011 Direct 75% or more
Fund Name Position direct/indirect start date end date
HARVEST INVESTMENT SERVICES, LLC OWNER direct 2011-10-01
NEWELL, FREDERICK, ALFRED CHIEF COMPLIANCE OFFICER 10/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARVEST INVESTMENT SERVICES, LLC CHIEF COMPLIANCE OFFICER direct 2011-10-01
ALYO, JOHN, K CIO 10/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARVEST INVESTMENT SERVICES, LLC CEO direct 2011-10-01
HARVEST INVESTMENT SERVICES, LLC CIO direct 2011-10-01
NEWELL, TIMOTHY, JOHN PRESIDENT/CEO 10/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
HARVEST INVESTMENT SERVICES, LLC PRESIDENT/CEO direct 2011-10-01
HARVEST INVESTMENT SERVICES, LLC OWNER indirect 2011-10-01
NEWELL, TIMOTHY, JOHN OWNER HARVEST FINANCIAL PLANNING, LLC 10/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HARVEST INVESTMENT SERVICES, LLC PRESIDENT/CEO direct 2011-10-01
HARVEST INVESTMENT SERVICES, LLC OWNER indirect 2011-10-01

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