HEADINVEST, LLC

HTTP://WWW.HEADINVEST.COM PORTLAND, ME Investment Advisor How do I update this listing?

Also known as:

  • HEAD & ASSOCIATES LLC

Headinvest is based out of Portland. Headinvest is a large advisory firm with 321 clients and discretionary assets under management (AUM) of $558,172,534 (Form ADV from 2019-03-28). Their last reported 13F filing for Q1 2019 included $355,910,000 in managed 13F securities and a top 10 holdings concentration of 31.26%. Headinvest's largest holding is iShares Trust Core S&P Small Cap Index Fund with shares held of 310,262. Headinvest has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 53 13F filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $356.908 Million
  • Prior Market Value $631.323 Million
  • New Purchases13 stocks
  • Additional Purchases0 stocks
  • Sold out of2 stocks
  • Reduced holdings in177 stocks
  • Top 10 Holdings % 31.17 %
  • Turnover % [1]:7.85%
  • Turnover Alt % [2]: 89.05 %
  • Time Held Top20:20.65 quarters
  • Time Held Top10:13.90 quarters
  • Time Held All:19.71 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 4.52%
Performance Last 4 Quarters: 11.46%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR/A (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

HEADINVEST
7 CUSTOM HOUSE ST 4TH FLOOR
PORTLAND ME    04101-4194
Country: United States

Business Phone: 207-773-5333
Fax: 207-773-1735
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 12
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 0
Total Number of Clients: 321
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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HEADINVEST, LLC

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
GERCKE, CARL, GIVENS MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER 03/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
HEAD AND ASSOCIATES, LLC DIRECTOR direct 2006-04-01
HEAD AND ASSOCIATES, LLC DIRECTOR AND MEMBER LLC direct 2006-04-01
HEAD AND ASSOCIATES, LLC VICE PRESIDENT AND DIRECTOR AND MEMBER LLC direct 2006-04-01
HEADINVEST, LLC EXECUTIVE VICE PRESIDENT AND DIRECTOR direct 2008-09-01
HEAD AND ASSOCIATES, LLC EXECUTIVE VICE PRESIDENT, DIRECTOR AND MEMBER LLC direct 2008-09-01
HEADINVEST, LLC MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER direct 2012-03-01
HEADINVEST, LLC MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND DIRECTOR direct 2012-03-01
HEADINVEST, LLC MANAGING DIRECTOR AND DIRECTOR direct 2012-03-01
HEADINVEST, LLC MANAGING DIRECTOR indirect 2013-08-01
HEADINVEST, LLC MEMBER AND MANAGING DIRECTOR indirect 2013-08-01
C-DSK LLC OWNER AND MEMBER LLC 08/01/2013 Direct 75% or more
Fund Name Position direct/indirect start date end date
HEADINVEST, LLC OWNER AND MEMBER LLC direct 2013-08-01
GERCKE, CARL, GIVENS MEMBER AND MANAGING DIRECTOR C-DSK LLC 08/01/2013 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HEAD AND ASSOCIATES, LLC DIRECTOR direct 2006-04-01
HEAD AND ASSOCIATES, LLC DIRECTOR AND MEMBER LLC direct 2006-04-01
HEAD AND ASSOCIATES, LLC VICE PRESIDENT AND DIRECTOR AND MEMBER LLC direct 2006-04-01
HEADINVEST, LLC EXECUTIVE VICE PRESIDENT AND DIRECTOR direct 2008-09-01
HEAD AND ASSOCIATES, LLC EXECUTIVE VICE PRESIDENT, DIRECTOR AND MEMBER LLC direct 2008-09-01
HEADINVEST, LLC MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER direct 2012-03-01
HEADINVEST, LLC MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND DIRECTOR direct 2012-03-01
HEADINVEST, LLC MANAGING DIRECTOR AND DIRECTOR direct 2012-03-01
HEADINVEST, LLC MANAGING DIRECTOR indirect 2013-08-01
HEADINVEST, LLC MEMBER AND MANAGING DIRECTOR indirect 2013-08-01
POULOS, STEPHEN, DANIEL MEMBER C-DSK LLC 08/01/2013 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HEADINVEST, LLC MEMBER indirect 2013-08-01
BLASCHKE, KENNETH, ANDREW MEMBER C-DSK LLC 08/01/2013 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HEADINVEST, LLC MEMBER indirect 2013-08-01
MCCONNELL, DONNA, DUBOIS MEMBER C-DSK LLC 08/01/2013 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HEADINVEST, LLC MEMBER indirect 2013-08-01
WHITEHEAD, ROBERT, SCHOFIELD MEMBER C-DSK LLC 08/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
HEADINVEST, LLC MEMBER indirect 2013-08-01

HEADINVEST, LLC

ownership team - last updated 2017-09-07
Name Title Start Date Direct/Indirect % Ownership
C-DSK LLC OWNER AND MEMBER LLC 08/01/2013 Direct 75% or more
Fund Name Position direct/indirect start date end date
HEADINVEST, LLC OWNER AND MEMBER LLC direct 2013-08-01
GERCKE, CARL, GIVENS MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER 03/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
HEAD AND ASSOCIATES, LLC DIRECTOR direct 2006-04-01
HEAD AND ASSOCIATES, LLC DIRECTOR AND MEMBER LLC direct 2006-04-01
HEAD AND ASSOCIATES, LLC VICE PRESIDENT AND DIRECTOR AND MEMBER LLC direct 2006-04-01
HEADINVEST, LLC EXECUTIVE VICE PRESIDENT AND DIRECTOR direct 2008-09-01
HEAD AND ASSOCIATES, LLC EXECUTIVE VICE PRESIDENT, DIRECTOR AND MEMBER LLC direct 2008-09-01
HEADINVEST, LLC MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER direct 2012-03-01
HEADINVEST, LLC MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND DIRECTOR direct 2012-03-01
HEADINVEST, LLC MANAGING DIRECTOR AND DIRECTOR direct 2012-03-01
HEADINVEST, LLC MANAGING DIRECTOR indirect 2013-08-01
HEADINVEST, LLC MEMBER AND MANAGING DIRECTOR indirect 2013-08-01
WHITEHEAD, ROBERT, SCHOFIELD MEMBER C-DSK LLC 08/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
HEADINVEST, LLC MEMBER indirect 2013-08-01
MCCONNELL, DONNA, DUBOIS MEMBER C-DSK LLC 08/01/2013 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HEADINVEST, LLC MEMBER indirect 2013-08-01
BLASCHKE, KENNETH, ANDREW MEMBER C-DSK LLC 08/01/2013 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HEADINVEST, LLC MEMBER indirect 2013-08-01
POULOS, STEPHEN, DANIEL MEMBER C-DSK LLC 08/01/2013 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HEADINVEST, LLC MEMBER indirect 2013-08-01
GERCKE, CARL, GIVENS MEMBER AND MANAGING DIRECTOR C-DSK LLC 08/01/2013 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
HEAD AND ASSOCIATES, LLC DIRECTOR direct 2006-04-01
HEAD AND ASSOCIATES, LLC DIRECTOR AND MEMBER LLC direct 2006-04-01
HEAD AND ASSOCIATES, LLC VICE PRESIDENT AND DIRECTOR AND MEMBER LLC direct 2006-04-01
HEADINVEST, LLC EXECUTIVE VICE PRESIDENT AND DIRECTOR direct 2008-09-01
HEAD AND ASSOCIATES, LLC EXECUTIVE VICE PRESIDENT, DIRECTOR AND MEMBER LLC direct 2008-09-01
HEADINVEST, LLC MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER direct 2012-03-01
HEADINVEST, LLC MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND DIRECTOR direct 2012-03-01
HEADINVEST, LLC MANAGING DIRECTOR AND DIRECTOR direct 2012-03-01
HEADINVEST, LLC MANAGING DIRECTOR indirect 2013-08-01
HEADINVEST, LLC MEMBER AND MANAGING DIRECTOR indirect 2013-08-01

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