HIGHBRIDGE CAPITAL MANAGEMENT LLC

HTTP://WWW.HIGHBRIDGE.COM • NEW YORK, NY • Investment Advisor • Hedge Fund
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Highbridge Capital Management is based out of New York. Highbridge Capital Management is a hedge fund with 24 clients and discretionary assets under management (AUM) of $7,026,318,705 (Form ADV from 2023-05-12). Their last reported 13F filing for Q2 2023 included $2,269,903,181 in managed 13F securities and a top 10 holdings concentration of 39.74%. Highbridge Capital Management's largest holding is SPDR S&P 500 ETF TRUST with shares held of 600,000. Whalewisdom has at least 99 13F filings, 11 13D filings, 586 13G filings, and 48 Form 4 filings

06/30/2023

Top Buys (13F)

06/30/2023

Top Sells (13F)

06/30/2023

13F Activity

  • Market Value $2.27 Billion
  • Prior Market Value $2.72 Billion
  • New Purchases62 stocks
  • Additional Purchases117 stocks
  • Sold out of99 stocks
  • Reduced holdings in149 stocks
  • Top 10 Holdings % 39.74 %
  • Turnover % [1]:37.62%
  • Turnover Alt % [2]: 22.33 %
  • Time Held Top20:2.30 quarters
  • Time Held Top10:1.60 quarters
  • Time Held All:4.01 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2023

13F Sector Allocation Over Time

Fund Metrics

You are limited to the prior 8 quarters of 13F filings. Subscribe to WhaleWisdom to view all filing data for HIGHBRIDGE CAPITAL MANAGEMENT LLC

Portfolio Analysis

Classifications:

Q2 2023:

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Consistent Across Past 12 Quarters:

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Type of 13F Disclosure 13F Holdings Report
% of holdings ETF 0.0
% of top 20 holdings the same as top 20 most commonly held by all managers 0.0%
ALL HOLDINGS TOP-20 HOLDINGS
min max mean median min max mean median
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Sector Allocation 1.265% (ENERGY) 45.862% (FINANCE) 12.5% 4.153% 37.79% (HEALTH CARE) 62.21% (COMMUNICATIONS) 50.0% 50.0%

Risk/Reward Analysis

Portfolio Market Cap Analysis

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2023-08-14

Performance for Q2 2023: -3.84%
Performance Last 4 Quarters: 0.96%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required
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*Shares are split adjusted

Global (ex. US) Holdings

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Stale Holdings (no activity in past 21-months or sold out)

Source: Refinitiv. Stale holdings data removed after 21-months of inactivity.

View Last Form Adv Compilation Report on Record

HIGHBRIDGE CAPITAL MANAGEMENT, LLC
Classified as Hedge Fund
277 PARK AVENUE 23RD FLOOR
NEW YORK NY    10172
Country: United States
Business Phone: 212-287-2500
Fax: 212-616-8516
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 49
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees,Performance-based fees
Amount of client funds and securities: 7,026,320,000
Total Number of Clients: 24
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.A (1).,11.A (2),11.C (1),11.C (2),11.C (4),11.C (5),11.D (2),11.D (4)
Data above was derived from SEC filings.

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HIGHBRIDGE CAPITAL MANAGEMENT, LLC

ownership team - last updated 2023-05-12
Name Title Start Date Direct/Indirect % Ownership
JPMORGAN ASSET MANAGEMENT HOLDINGS INC. MEMBER (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) 12/01/2004 Direct 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER direct 2006-01-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. DIRECT PARENT direct 2006-01-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SHAREHOLDER direct 2007-07-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECT OWNER direct 2007-07-01
JPMORGAN ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SHAREHOLDER direct 2003-10-01
DVCMM LLC 100% SHAREHOLDER OF J.P. MORGAN INVESTMENT MANAGEMENT INC. indirect 2003-10-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER direct 2004-12-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2004-12-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED PARENT indirect 2003-10-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2003-10-01
JPMORGAN FUNDS LIMITED PARENT indirect 2003-01-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2003-01-01
HIGHBRIDGE PRINCIPAL STRATEGIES, LLC MEMBER indirect 2004-12-01
RULE, KIRK, DAVID CHIEF COMPLIANCE OFFICER 07/01/2020 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-03-01
OSPRAIE MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2005-05-01
TPG-AXON MANAGEMENT LP CHIEF COMPLIANCE OFFICER & SENIOR COUNSEL direct 2011-01-01
KENSAI ASSET MANAGEMENT, L.P. GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER direct 2012-07-01
CREATORE, MARC, DAVID CHIEF OPERATING OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) 08/01/2014 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL OFFICER (FUNDS)/MANAGING DIRECTOR (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2014-08-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF OPERATING OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2014-08-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL OFFICER (FUNDS)/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2014-08-01
HEMPEL, JASON, KEITH CO-CHIEF INVESTMENT OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) 03/01/2020 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CO-PORTFOLIO MANAGER direct 2020-03-01
SEGAL, JONATHAN, MICHAEL CO-CHIEF INVESTMENT OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) 03/01/2020 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CO-PORTFOLIO MANAGER direct 2020-03-01
PARKER, JULIE, ELIZABETH CHIEF LEGAL OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) 07/01/2017 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF LEGAL OFFICER/SENIOR VICE PRESIDENT direct 2017-07-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF LEGAL OFFICER/SENIOR VICE PRESIDENT/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2017-07-01
Stroebel, Emily, Renee CHIEF RISK OFFICER/EXECUTIVE DIRECTOR 01/01/2021 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF RISK OFFICER/EXECUTIVE DIRECTOR direct 2021-01-01
JPMORGAN CHASE & CO. 100% SHAREHOLDER JPMORGAN CHASE HOLDINGS LLC 09/01/2016 Indirect 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. SHAREHOLDER indirect 1998-01-01
THE BEACON GROUP WEALTH MANAGEMENT LLC MEMBER indirect 2000-07-01
JPMORGAN ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
BANC ONE SECURITIES CORPORATION INDIRECT PARENT indirect 2004-07-01
ROBERT FLEMING INC. SHAREHOLDER direct 2000-08-01
JPMORGAN HIGH YIELD PARTNERS LLC 100% indirect 2004-11-01
DE SANTIS CAPITAL MANAGEMENT, L.P. INDIRECT PARTNER indirect 1999-12-01
JPMORGAN INVESTMENT ADVISORS INC. SHAREHOLDER indirect 2004-11-01
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. SOLE STOCKHOLDER indirect 2001-01-01
J. P. MORGAN SECURITIES INC. ULTIMATE PARENT COMPANY OWNS 100% OF JPMORGAN SECURITIES HOLDINGS LLC indirect 2001-05-01
CORSAIR II, L.L.C. OWNER indirect 2000-12-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN LATIN AMERICA MANAGEMENT COMPANY, LLC. OWNER indirect 2000-11-01
PACHOLDER & CO LLC DIRECT PARENT indirect 2004-11-01
PACHOLDER ASSOCIATES INC SHAREHOLDER direct 2004-07-01
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 2001-12-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. SHAREHOLDER indirect 1995-09-01
PMG SECURITIES CORPORATION INDIRECT PARENT indirect 2004-07-01
CHASE & MD SASS PARTNERS INDIRECT OWNER indirect 1995-08-01
MORGAN J P FSB HOLDING COMPANY indirect 1991-06-01
JPMORGAN CHASE HOLDINGS LLC 100% SHAREHOLDER JPMORGAN ASSET MANAGEMENT HOLDINGS INC. 09/01/2016 Indirect 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
J.P. MORGAN SECURITIES LLC STOCKHOLDER indirect 2016-11-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. 100% SHAREHOLDER indirect 2017-04-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
JF INTERNATIONAL MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER direct 2016-10-01
BEAR STEARNS ASSET MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC 100% SHAREHOLDER indirect 2017-04-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2017-04-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2017-04-01
J.P. MORGAN IN-DX LLC SHAREHOLDER direct 2016-10-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
HIGHBRIDGE STRATEGIC CREDIT FUND (CAYMAN), L.P. Cayman Islands 805-2004402615 Hedge Fund 33,037,195 10,000,000
1992 MASTER FUND CO-INVEST SPC Cayman Islands 805-2849650353 Hedge Fund 162,881,156 100,000 Master Fund
1992 CO-INVEST (OFFSHORE) L.P. Cayman Islands 805-3479234379 Hedge Fund 116,965,625 1,000,000 Feeder Fund
HIGHBRIDGE CONVERTIBLE DISLOCATION FUND (DELAWARE), L.P. United States 805-4905380703 Hedge Fund 72,127,754 5,000,000 Feeder Fund
HIGHBRIDGE SPAC OPPORTUNITY FUND, L.P. Cayman Islands 805-4685136870 Hedge Fund 1,203,953,993 5,000,000 Master Fund
HIGHBRIDGE MSF FEEDER FUND, LTD. Cayman Islands 805-6846930569 Hedge Fund 0 100,000 Feeder Fund
HIGHBRIDGE SCF SPECIAL SITUATIONS SPV, L.P. Cayman Islands 805-6799751045 Hedge Fund 158,130,073 0
HIGHBRIDGE MULTI-STRATEGY INSTITUTIONAL FUND, LTD. Cayman Islands 805-6158979493 Hedge Fund 85,000 10,000,000 Feeder Fund
HIGHBRIDGE MULTI-STRATEGY UNIT TRUST Cayman Islands 805-7895512372 Hedge Fund 75,000 10,000,000 Feeder Fund
HIGHBRIDGE SPAC OPPORTUNITY FUND (CAYMAN), L.P. Cayman Islands 805-8320803846 Hedge Fund 161,216,769 5,000,000 Feeder Fund
HIGHBRIDGE TACTICAL CREDIT MASTER FUND, L.P. Cayman Islands 805-2912293333 Hedge Fund 4,953,690,257 100,000 Master Fund
HIGHBRIDGE MULTI-STRATEGY MASTER FUND, L.P. Cayman Islands 805-2683826550 Hedge Fund 581,152 100,000 Master Fund
HIGHBRIDGE MULTI-STRATEGY FUND, L.P. United States 805-5627134313 Hedge Fund 105,000 10,000,000 Feeder Fund
1992 CO-INVEST L.P. United States 805-1681235540 Hedge Fund 35,244,929 1,000,000 Feeder Fund
HIGHBRIDGE STRATEGIC CREDIT FUND (DELAWARE), L.P. United States 805-6058897646 Hedge Fund 86,373,725 10,000,000
HIGHBRIDGE TACTICAL CREDIT INSTITUTIONAL FUND, LTD. Cayman Islands 805-9058681301 Hedge Fund 577,743,627 5,000,000 Feeder Fund
HIGHBRIDGE SPAC OPPORTUNITY FUND (DELAWARE), L.P. United States 805-8742151904 Hedge Fund 252,902,600 5,000,000 Feeder Fund
HIGHBRIDGE MULTI-STRATEGY FUND CORPORATION Cayman Islands 805-9359439868 Hedge Fund 316,662 10,000,000 Master Fund Feeder Fund
HIGHBRIDGE TACTICAL CREDIT FUND, L.P. United States 805-2088048044 Hedge Fund 1,029,641,733 5,000,000 Feeder Fund
HIGHBRIDGE CONVERTIBLE DISLOCATION FUND (CAYMAN), L.P. Cayman Islands 805-7160668095 Hedge Fund 21,290,430 5,000,000 Feeder Fund
HIGHBRIDGE CONVERTIBLE DISLOCATION FUND, L.P. Cayman Islands 805-6294767192 Hedge Fund 118,923,229 5,000,000 Master Fund
HIGHBRIDGE TACTICAL CREDIT FUND, LTD. Cayman Islands 805-4295057702 Hedge Fund 1,123,270,792 5,000,000 Feeder Fund
HIGHBRIDGE SCF LOAN SPV, L.P United States 805-8732591817 Hedge Fund 0 0

HIGHBRIDGE CAPITAL MANAGEMENT, LLC

ownership team - last updated 2023-03-30
Name Title Start Date Direct/Indirect % Ownership
JPMORGAN ASSET MANAGEMENT HOLDINGS INC. MEMBER (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) 12/01/2004 Direct 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER direct 2006-01-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. DIRECT PARENT direct 2006-01-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SHAREHOLDER direct 2007-07-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECT OWNER direct 2007-07-01
JPMORGAN ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SHAREHOLDER direct 2003-10-01
DVCMM LLC 100% SHAREHOLDER OF J.P. MORGAN INVESTMENT MANAGEMENT INC. indirect 2003-10-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER direct 2004-12-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2004-12-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED PARENT indirect 2003-10-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2003-10-01
JPMORGAN FUNDS LIMITED PARENT indirect 2003-01-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2003-01-01
HIGHBRIDGE PRINCIPAL STRATEGIES, LLC MEMBER indirect 2004-12-01
RULE, KIRK, DAVID CHIEF COMPLIANCE OFFICER 07/01/2020 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-03-01
OSPRAIE MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2005-05-01
TPG-AXON MANAGEMENT LP CHIEF COMPLIANCE OFFICER & SENIOR COUNSEL direct 2011-01-01
KENSAI ASSET MANAGEMENT, L.P. GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER direct 2012-07-01
CREATORE, MARC, DAVID CHIEF OPERATING OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) 08/01/2014 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL OFFICER (FUNDS)/MANAGING DIRECTOR (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2014-08-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF OPERATING OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2014-08-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL OFFICER (FUNDS)/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2014-08-01
HEMPEL, JASON, KEITH CO-CHIEF INVESTMENT OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) 03/01/2020 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CO-PORTFOLIO MANAGER direct 2020-03-01
SEGAL, JONATHAN, MICHAEL CO-CHIEF INVESTMENT OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) 03/01/2020 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CO-PORTFOLIO MANAGER direct 2020-03-01
PARKER, JULIE, ELIZABETH CHIEF LEGAL OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) 07/01/2017 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF LEGAL OFFICER/SENIOR VICE PRESIDENT direct 2017-07-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF LEGAL OFFICER/SENIOR VICE PRESIDENT/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2017-07-01
Stroebel, Emily, Renee CHIEF RISK OFFICER/EXECUTIVE DIRECTOR 01/01/2021 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF RISK OFFICER/EXECUTIVE DIRECTOR direct 2021-01-01
JPMORGAN CHASE & CO. 100% SHAREHOLDER JPMORGAN CHASE HOLDINGS LLC 09/01/2016 Indirect 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. SHAREHOLDER indirect 1998-01-01
THE BEACON GROUP WEALTH MANAGEMENT LLC MEMBER indirect 2000-07-01
JPMORGAN ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
BANC ONE SECURITIES CORPORATION INDIRECT PARENT indirect 2004-07-01
ROBERT FLEMING INC. SHAREHOLDER direct 2000-08-01
JPMORGAN HIGH YIELD PARTNERS LLC 100% indirect 2004-11-01
DE SANTIS CAPITAL MANAGEMENT, L.P. INDIRECT PARTNER indirect 1999-12-01
JPMORGAN INVESTMENT ADVISORS INC. SHAREHOLDER indirect 2004-11-01
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. SOLE STOCKHOLDER indirect 2001-01-01
J. P. MORGAN SECURITIES INC. ULTIMATE PARENT COMPANY OWNS 100% OF JPMORGAN SECURITIES HOLDINGS LLC indirect 2001-05-01
CORSAIR II, L.L.C. OWNER indirect 2000-12-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN LATIN AMERICA MANAGEMENT COMPANY, LLC. OWNER indirect 2000-11-01
PACHOLDER & CO LLC DIRECT PARENT indirect 2004-11-01
PACHOLDER ASSOCIATES INC SHAREHOLDER direct 2004-07-01
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 2001-12-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. SHAREHOLDER indirect 1995-09-01
PMG SECURITIES CORPORATION INDIRECT PARENT indirect 2004-07-01
CHASE & MD SASS PARTNERS INDIRECT OWNER indirect 1995-08-01
MORGAN J P FSB HOLDING COMPANY indirect 1991-06-01
JPMORGAN CHASE HOLDINGS LLC 100% SHAREHOLDER JPMORGAN ASSET MANAGEMENT HOLDINGS INC. 09/01/2016 Indirect 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
J.P. MORGAN SECURITIES LLC STOCKHOLDER indirect 2016-11-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. 100% SHAREHOLDER indirect 2017-04-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
JF INTERNATIONAL MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER direct 2016-10-01
BEAR STEARNS ASSET MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC 100% SHAREHOLDER indirect 2017-04-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2017-04-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2017-04-01
J.P. MORGAN IN-DX LLC SHAREHOLDER direct 2016-10-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
HIGHBRIDGE TACTICAL CREDIT INSTITUTIONAL FUND, LTD. Cayman Islands 805-9058681301 Hedge Fund 577,743,627 5,000,000 Feeder Fund
HIGHBRIDGE STRATEGIC CREDIT FUND (CAYMAN), L.P. Cayman Islands 805-2004402615 Hedge Fund 33,037,195 10,000,000
1992 MASTER FUND CO-INVEST SPC Cayman Islands 805-2849650353 Hedge Fund 162,881,156 100,000 Master Fund
1992 CO-INVEST (OFFSHORE) L.P. Cayman Islands 805-3479234379 Hedge Fund 116,965,625 1,000,000 Feeder Fund
HIGHBRIDGE CONVERTIBLE DISLOCATION FUND (DELAWARE), L.P. United States 805-4905380703 Hedge Fund 72,127,754 5,000,000 Feeder Fund
HIGHBRIDGE SPAC OPPORTUNITY FUND, L.P. Cayman Islands 805-4685136870 Hedge Fund 1,203,953,993 5,000,000 Master Fund
HIGHBRIDGE MSF FEEDER FUND, LTD. Cayman Islands 805-6846930569 Hedge Fund 0 100,000 Feeder Fund
HIGHBRIDGE SCF SPECIAL SITUATIONS SPV, L.P. Cayman Islands 805-6799751045 Hedge Fund 158,130,073 0
HIGHBRIDGE MULTI-STRATEGY INSTITUTIONAL FUND, LTD. Cayman Islands 805-6158979493 Hedge Fund 85,000 10,000,000 Feeder Fund
HIGHBRIDGE SPAC OPPORTUNITY FUND (DELAWARE), L.P. United States 805-8742151904 Hedge Fund 252,902,600 5,000,000 Feeder Fund
HIGHBRIDGE MULTI-STRATEGY FUND CORPORATION Cayman Islands 805-9359439868 Hedge Fund 316,662 10,000,000 Master Fund Feeder Fund
HIGHBRIDGE TACTICAL CREDIT FUND, L.P. United States 805-2088048044 Hedge Fund 1,029,641,733 5,000,000 Feeder Fund
HIGHBRIDGE CONVERTIBLE DISLOCATION FUND (CAYMAN), L.P. Cayman Islands 805-7160668095 Hedge Fund 21,290,430 5,000,000 Feeder Fund
HIGHBRIDGE CONVERTIBLE DISLOCATION FUND, L.P. Cayman Islands 805-6294767192 Hedge Fund 118,923,229 5,000,000 Master Fund
HIGHBRIDGE TACTICAL CREDIT FUND, LTD. Cayman Islands 805-4295057702 Hedge Fund 1,123,270,792 5,000,000 Feeder Fund
HIGHBRIDGE SCF LOAN SPV, L.P United States 805-8732591817 Hedge Fund 0 0
HIGHBRIDGE MULTI-STRATEGY UNIT TRUST Cayman Islands 805-7895512372 Hedge Fund 75,000 10,000,000 Feeder Fund
HIGHBRIDGE SPAC OPPORTUNITY FUND (CAYMAN), L.P. Cayman Islands 805-8320803846 Hedge Fund 161,216,769 5,000,000 Feeder Fund
HIGHBRIDGE TACTICAL CREDIT MASTER FUND, L.P. Cayman Islands 805-2912293333 Hedge Fund 4,953,690,257 100,000 Master Fund
HIGHBRIDGE MULTI-STRATEGY MASTER FUND, L.P. Cayman Islands 805-2683826550 Hedge Fund 581,152 100,000 Master Fund
HIGHBRIDGE MULTI-STRATEGY FUND, L.P. United States 805-5627134313 Hedge Fund 105,000 10,000,000 Feeder Fund
1992 CO-INVEST L.P. United States 805-1681235540 Hedge Fund 35,244,929 1,000,000 Feeder Fund
HIGHBRIDGE STRATEGIC CREDIT FUND (DELAWARE), L.P. United States 805-6058897646 Hedge Fund 86,373,725 10,000,000

HIGHBRIDGE CAPITAL MANAGEMENT, LLC

ownership team - last updated 2022-11-04
Name Title Start Date Direct/Indirect % Ownership
JPMORGAN ASSET MANAGEMENT HOLDINGS INC. MEMBER (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) 12/01/2004 Direct 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER direct 2006-01-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. DIRECT PARENT direct 2006-01-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SHAREHOLDER direct 2007-07-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECT OWNER direct 2007-07-01
JPMORGAN ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SHAREHOLDER direct 2003-10-01
DVCMM LLC 100% SHAREHOLDER OF J.P. MORGAN INVESTMENT MANAGEMENT INC. indirect 2003-10-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER direct 2004-12-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2004-12-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED PARENT indirect 2003-10-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2003-10-01
JPMORGAN FUNDS LIMITED PARENT indirect 2003-01-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2003-01-01
HIGHBRIDGE PRINCIPAL STRATEGIES, LLC MEMBER indirect 2004-12-01
RULE, KIRK, DAVID CHIEF COMPLIANCE OFFICER 07/01/2020 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-03-01
OSPRAIE MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2005-05-01
TPG-AXON MANAGEMENT LP CHIEF COMPLIANCE OFFICER & SENIOR COUNSEL direct 2011-01-01
KENSAI ASSET MANAGEMENT, L.P. GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER direct 2012-07-01
CREATORE, MARC, DAVID CHIEF OPERATING OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) 08/01/2014 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL OFFICER (FUNDS)/MANAGING DIRECTOR (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2014-08-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF OPERATING OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2014-08-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL OFFICER (FUNDS)/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2014-08-01
HEMPEL, JASON, KEITH CO-CHIEF INVESTMENT OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) 03/01/2020 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CO-PORTFOLIO MANAGER direct 2020-03-01
SEGAL, JONATHAN, MICHAEL CO-CHIEF INVESTMENT OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) 03/01/2020 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CO-PORTFOLIO MANAGER direct 2020-03-01
PARKER, JULIE, ELIZABETH CHIEF LEGAL OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) 07/01/2017 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF LEGAL OFFICER/SENIOR VICE PRESIDENT direct 2017-07-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF LEGAL OFFICER/SENIOR VICE PRESIDENT/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2017-07-01
Stroebel, Emily, Renee CHIEF RISK OFFICER/EXECUTIVE DIRECTOR 01/01/2021 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF RISK OFFICER/EXECUTIVE DIRECTOR direct 2021-01-01
JPMORGAN CHASE & CO. 100% SHAREHOLDER JPMORGAN CHASE HOLDINGS LLC 09/01/2016 Indirect 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. SHAREHOLDER indirect 1998-01-01
THE BEACON GROUP WEALTH MANAGEMENT LLC MEMBER indirect 2000-07-01
JPMORGAN ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
BANC ONE SECURITIES CORPORATION INDIRECT PARENT indirect 2004-07-01
ROBERT FLEMING INC. SHAREHOLDER direct 2000-08-01
JPMORGAN HIGH YIELD PARTNERS LLC 100% indirect 2004-11-01
DE SANTIS CAPITAL MANAGEMENT, L.P. INDIRECT PARTNER indirect 1999-12-01
JPMORGAN INVESTMENT ADVISORS INC. SHAREHOLDER indirect 2004-11-01
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. SOLE STOCKHOLDER indirect 2001-01-01
J. P. MORGAN SECURITIES INC. ULTIMATE PARENT COMPANY OWNS 100% OF JPMORGAN SECURITIES HOLDINGS LLC indirect 2001-05-01
CORSAIR II, L.L.C. OWNER indirect 2000-12-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN LATIN AMERICA MANAGEMENT COMPANY, LLC. OWNER indirect 2000-11-01
PACHOLDER & CO LLC DIRECT PARENT indirect 2004-11-01
PACHOLDER ASSOCIATES INC SHAREHOLDER direct 2004-07-01
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 2001-12-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. SHAREHOLDER indirect 1995-09-01
PMG SECURITIES CORPORATION INDIRECT PARENT indirect 2004-07-01
CHASE & MD SASS PARTNERS INDIRECT OWNER indirect 1995-08-01
MORGAN J P FSB HOLDING COMPANY indirect 1991-06-01
JPMORGAN CHASE HOLDINGS LLC 100% SHAREHOLDER JPMORGAN ASSET MANAGEMENT HOLDINGS INC. 09/01/2016 Indirect 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
J.P. MORGAN SECURITIES LLC STOCKHOLDER indirect 2016-11-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. 100% SHAREHOLDER indirect 2017-04-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
JF INTERNATIONAL MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER direct 2016-10-01
BEAR STEARNS ASSET MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC 100% SHAREHOLDER indirect 2017-04-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2017-04-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2017-04-01
J.P. MORGAN IN-DX LLC SHAREHOLDER direct 2016-10-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
HIGHBRIDGE CONVERTIBLE DISLOCATION FUND, L.P. Cayman Islands 805-6294767192 Hedge Fund 437,112,530 5,000,000 Master Fund
HIGHBRIDGE TACTICAL CREDIT FUND, LTD. Cayman Islands 805-4295057702 Hedge Fund 1,067,378,872 5,000,000 Feeder Fund
HIGHBRIDGE SCF LOAN SPV, L.P United States 805-8732591817 Hedge Fund 42,375,442 0
HIGHBRIDGE MULTI-STRATEGY UNIT TRUST Cayman Islands 805-7895512372 Hedge Fund 529,212 10,000,000 Feeder Fund
HIGHBRIDGE MULTI-STRATEGY FUND, L.P. United States 805-5627134313 Hedge Fund 19,606,424 10,000,000 Feeder Fund
1992 CO-INVEST L.P. United States 805-1681235540 Hedge Fund 31,760,042 1,000,000 Feeder Fund
HIGHBRIDGE STRATEGIC CREDIT FUND (DELAWARE), L.P. United States 805-6058897646 Hedge Fund 119,849,650 10,000,000
HIGHBRIDGE SPAC OPPORTUNITY FUND (CAYMAN), L.P. Cayman Islands 805-8320803846 Hedge Fund 158,084,333 5,000,000 Feeder Fund
HIGHBRIDGE TACTICAL CREDIT MASTER FUND, L.P. Cayman Islands 805-2912293333 Hedge Fund 5,164,672,310 100,000 Master Fund
HIGHBRIDGE TACTICAL CREDIT INSTITUTIONAL FUND, LTD. Cayman Islands 805-9058681301 Hedge Fund 431,320,899 5,000,000 Feeder Fund
HIGHBRIDGE STRATEGIC CREDIT FUND (CAYMAN), L.P. Cayman Islands 805-2004402615 Hedge Fund 47,417,474 10,000,000
1992 MASTER FUND CO-INVEST SPC Cayman Islands 805-2849650353 Hedge Fund 146,187,110 100,000 Master Fund
1992 CO-INVEST (OFFSHORE) L.P. Cayman Islands 805-3479234379 Hedge Fund 77,391,742 1,000,000 Feeder Fund
HIGHBRIDGE MULTI-STRATEGY FUND CORPORATION Cayman Islands 805-9359439868 Hedge Fund 29,849,231 10,000,000 Master Fund Feeder Fund
HIGHBRIDGE MULTI-STRATEGY MASTER FUND, L.P. Cayman Islands 805-2683826550 Hedge Fund 68,072,860 100,000 Master Fund
HIGHBRIDGE SPAC OPPORTUNITY FUND, L.P. Cayman Islands 805-4685136870 Hedge Fund 1,436,021,301 5,000,000 Master Fund
HIGHBRIDGE CONVERTIBLE DISLOCATION FUND (CAYMAN), L.P. Cayman Islands 805-7160668095 Hedge Fund 41,512,170 5,000,000 Feeder Fund
HIGHBRIDGE CONVERTIBLE DISLOCATION FUND (DELAWARE), L.P. United States 805-4905380703 Hedge Fund 122,921,205 5,000,000 Feeder Fund
HIGHBRIDGE SPAC OPPORTUNITY FUND (DELAWARE), L.P. United States 805-8742151904 Hedge Fund 247,343,241 5,000,000 Feeder Fund
HIGHBRIDGE TACTICAL CREDIT FUND, L.P. United States 805-2088048044 Hedge Fund 960,334,744 5,000,000 Feeder Fund
HIGHBRIDGE MSF FEEDER FUND, LTD. Cayman Islands 805-6846930569 Hedge Fund 2,276,599 100,000 Feeder Fund
HIGHBRIDGE SCF SPECIAL SITUATIONS SPV, L.P. Cayman Islands 805-6799751045 Hedge Fund 171,118,592 0
HIGHBRIDGE MULTI-STRATEGY INSTITUTIONAL FUND, LTD. Cayman Islands 805-6158979493 Hedge Fund 8,664,142 10,000,000 Feeder Fund

HIGHBRIDGE CAPITAL MANAGEMENT, LLC

ownership team - last updated 2022-04-18
Name Title Start Date Direct/Indirect % Ownership
JPMORGAN ASSET MANAGEMENT HOLDINGS INC. MEMBER (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) 12/01/2004 Direct 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER direct 2006-01-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. DIRECT PARENT direct 2006-01-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SHAREHOLDER direct 2007-07-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECT OWNER direct 2007-07-01
JPMORGAN ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SHAREHOLDER direct 2003-10-01
DVCMM LLC 100% SHAREHOLDER OF J.P. MORGAN INVESTMENT MANAGEMENT INC. indirect 2003-10-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER direct 2004-12-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2004-12-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED PARENT indirect 2003-10-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2003-10-01
JPMORGAN FUNDS LIMITED PARENT indirect 2003-01-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2003-01-01
HIGHBRIDGE PRINCIPAL STRATEGIES, LLC MEMBER indirect 2004-12-01
RULE, KIRK, DAVID CHIEF COMPLIANCE OFFICER 07/01/2020 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-03-01
OSPRAIE MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2005-05-01
TPG-AXON MANAGEMENT LP CHIEF COMPLIANCE OFFICER & SENIOR COUNSEL direct 2011-01-01
KENSAI ASSET MANAGEMENT, L.P. GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER direct 2012-07-01
CREATORE, MARC, DAVID CHIEF OPERATING OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) 08/01/2014 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL OFFICER (FUNDS)/MANAGING DIRECTOR (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2014-08-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF OPERATING OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2014-08-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL OFFICER (FUNDS)/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2014-08-01
HEMPEL, JASON, KEITH CO-CHIEF INVESTMENT OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) 03/01/2020 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CO-PORTFOLIO MANAGER direct 2020-03-01
SEGAL, JONATHAN, MICHAEL CO-CHIEF INVESTMENT OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) 03/01/2020 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CO-PORTFOLIO MANAGER direct 2020-03-01
PARKER, JULIE, ELIZABETH CHIEF LEGAL OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) 07/01/2017 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF LEGAL OFFICER/SENIOR VICE PRESIDENT direct 2017-07-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF LEGAL OFFICER/SENIOR VICE PRESIDENT/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2017-07-01
Stroebel, Emily, Renee CHIEF RISK OFFICER/EXECUTIVE DIRECTOR 01/01/2021 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF RISK OFFICER/EXECUTIVE DIRECTOR direct 2021-01-01
JPMORGAN CHASE & CO. 100% SHAREHOLDER JPMORGAN CHASE HOLDINGS LLC 09/01/2016 Indirect 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. SHAREHOLDER indirect 1998-01-01
THE BEACON GROUP WEALTH MANAGEMENT LLC MEMBER indirect 2000-07-01
JPMORGAN ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
BANC ONE SECURITIES CORPORATION INDIRECT PARENT indirect 2004-07-01
ROBERT FLEMING INC. SHAREHOLDER direct 2000-08-01
JPMORGAN HIGH YIELD PARTNERS LLC 100% indirect 2004-11-01
DE SANTIS CAPITAL MANAGEMENT, L.P. INDIRECT PARTNER indirect 1999-12-01
JPMORGAN INVESTMENT ADVISORS INC. SHAREHOLDER indirect 2004-11-01
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. SOLE STOCKHOLDER indirect 2001-01-01
J. P. MORGAN SECURITIES INC. ULTIMATE PARENT COMPANY OWNS 100% OF JPMORGAN SECURITIES HOLDINGS LLC indirect 2001-05-01
CORSAIR II, L.L.C. OWNER indirect 2000-12-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN LATIN AMERICA MANAGEMENT COMPANY, LLC. OWNER indirect 2000-11-01
PACHOLDER & CO LLC DIRECT PARENT indirect 2004-11-01
PACHOLDER ASSOCIATES INC SHAREHOLDER direct 2004-07-01
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 2001-12-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. SHAREHOLDER indirect 1995-09-01
PMG SECURITIES CORPORATION INDIRECT PARENT indirect 2004-07-01
CHASE & MD SASS PARTNERS INDIRECT OWNER indirect 1995-08-01
MORGAN J P FSB HOLDING COMPANY indirect 1991-06-01
JPMORGAN CHASE HOLDINGS LLC 100% SHAREHOLDER JPMORGAN ASSET MANAGEMENT HOLDINGS INC. 09/01/2016 Indirect 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
J.P. MORGAN SECURITIES LLC STOCKHOLDER indirect 2016-11-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. 100% SHAREHOLDER indirect 2017-04-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
JF INTERNATIONAL MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER direct 2016-10-01
BEAR STEARNS ASSET MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC 100% SHAREHOLDER indirect 2017-04-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2017-04-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2017-04-01
J.P. MORGAN IN-DX LLC SHAREHOLDER direct 2016-10-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
HIGHBRIDGE TACTICAL CREDIT FUND, L.P. United States 805-2088048044 Hedge Fund 960,334,744 5,000,000 Feeder Fund
HIGHBRIDGE MSF FEEDER FUND, LTD. Cayman Islands 805-6846930569 Hedge Fund 2,276,599 100,000 Feeder Fund
HIGHBRIDGE SCF SPECIAL SITUATIONS SPV, L.P. Cayman Islands 805-6799751045 Hedge Fund 171,118,592 0
HIGHBRIDGE MULTI-STRATEGY INSTITUTIONAL FUND, LTD. Cayman Islands 805-6158979493 Hedge Fund 8,664,142 10,000,000 Feeder Fund
HIGHBRIDGE SPAC OPPORTUNITY FUND, L.P. Cayman Islands 805-4685136870 Hedge Fund 1,436,021,301 5,000,000 Master Fund
HIGHBRIDGE CONVERTIBLE DISLOCATION FUND (CAYMAN), L.P. Cayman Islands 805-7160668095 Hedge Fund 41,512,170 5,000,000 Feeder Fund
HIGHBRIDGE CONVERTIBLE DISLOCATION FUND (DELAWARE), L.P. United States 805-4905380703 Hedge Fund 122,921,205 5,000,000 Feeder Fund
HIGHBRIDGE SPAC OPPORTUNITY FUND (DELAWARE), L.P. United States 805-8742151904 Hedge Fund 247,343,241 5,000,000 Feeder Fund
HIGHBRIDGE SPAC OPPORTUNITY FUND (CAYMAN), L.P. Cayman Islands 805-8320803846 Hedge Fund 158,084,333 5,000,000 Feeder Fund
HIGHBRIDGE TACTICAL CREDIT MASTER FUND, L.P. Cayman Islands 805-2912293333 Hedge Fund 5,164,672,310 100,000 Master Fund
HIGHBRIDGE TACTICAL CREDIT INSTITUTIONAL FUND, LTD. Cayman Islands 805-9058681301 Hedge Fund 431,320,899 5,000,000 Feeder Fund
HIGHBRIDGE STRATEGIC CREDIT FUND (CAYMAN), L.P. Cayman Islands 805-2004402615 Hedge Fund 47,417,474 10,000,000
1992 MASTER FUND CO-INVEST SPC Cayman Islands 805-2849650353 Hedge Fund 146,187,110 100,000 Master Fund
1992 CO-INVEST L.P. United States 805-1681235540 Hedge Fund 31,760,042 1,000,000 Feeder Fund
HIGHBRIDGE STRATEGIC CREDIT FUND (DELAWARE), L.P. United States 805-6058897646 Hedge Fund 119,849,650 10,000,000
1992 CO-INVEST (OFFSHORE) L.P. Cayman Islands 805-3479234379 Hedge Fund 77,391,742 1,000,000 Feeder Fund
HIGHBRIDGE MULTI-STRATEGY FUND CORPORATION Cayman Islands 805-9359439868 Hedge Fund 29,849,231 10,000,000 Master Fund Feeder Fund
HIGHBRIDGE MULTI-STRATEGY MASTER FUND, L.P. Cayman Islands 805-2683826550 Hedge Fund 68,072,860 100,000 Master Fund
HIGHBRIDGE CONVERTIBLE DISLOCATION FUND, L.P. Cayman Islands 805-6294767192 Hedge Fund 437,112,530 5,000,000 Master Fund
HIGHBRIDGE TACTICAL CREDIT FUND, LTD. Cayman Islands 805-4295057702 Hedge Fund 1,067,378,872 5,000,000 Feeder Fund
HIGHBRIDGE SCF LOAN SPV, L.P United States 805-8732591817 Hedge Fund 42,375,442 0
HIGHBRIDGE MULTI-STRATEGY UNIT TRUST Cayman Islands 805-7895512372 Hedge Fund 529,212 10,000,000 Feeder Fund
HIGHBRIDGE MULTI-STRATEGY FUND, L.P. United States 805-5627134313 Hedge Fund 19,606,424 10,000,000 Feeder Fund

HIGHBRIDGE CAPITAL MANAGEMENT, LLC

ownership team - last updated 2022-03-31
Name Title Start Date Direct/Indirect % Ownership
Oliva, John, L MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) 02/01/2008 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
CORSAIR II, L.L.C. CHIEF COMPLIANCE OFFICER direct 2005-11-01
DVCMM LLC CHIEF COMPLIANCE OFFICER direct 2006-09-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2008-02-01
SIXTY WALL STREET SBIC CORP CHIEF COMPLIANCE OFFICER direct 2001-02-01 2006-03-27
J.P. MORGAN LATIN AMERICA MANAGEMENT COMPANY, LLC. CHIEF COMPLIANCE OFFICER direct 2001-03-01 2006-03-27
J.P. MORGAN INVESTMENT MANAGEMENT INC. CHIEF COMPLIANCE OFFICER direct 2006-09-01 2008-01-07
JPMORGAN INVESTMENT ADVISORS INC. CHIEF COMPLIANCE OFFICER direct 2006-09-01 2008-01-07
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR direct 2008-02-01 2011-09-14
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2008-02-01 2014-02-26
HIGHBRIDGE PRINCIPAL STRATEGIES, LLC CHIEF COMPLIANCE OFFICER (HIGHBRIDGE PRINCIPAL STRATEGIES, LLC)/MANAGING DIRECTOR direct 2008-02-01 2016-01-27
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER (HIGHBRIDGE CAPITAL MANAGEMENT, LLC)/MANAGING DIRECTOR direct 2008-02-01 2016-02-26
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2008-02-01 2017-02-17
JPMORGAN ASSET MANAGEMENT HOLDINGS INC. MEMBER (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) 12/01/2004 Direct 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER direct 2006-01-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. DIRECT PARENT direct 2006-01-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SHAREHOLDER direct 2007-07-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECT OWNER direct 2007-07-01
JPMORGAN ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SHAREHOLDER direct 2003-10-01
DVCMM LLC 100% SHAREHOLDER OF J.P. MORGAN INVESTMENT MANAGEMENT INC. indirect 2003-10-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER direct 2004-12-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2004-12-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED PARENT indirect 2003-10-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2003-10-01
JPMORGAN FUNDS LIMITED PARENT indirect 2003-01-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2003-01-01
HIGHBRIDGE PRINCIPAL STRATEGIES, LLC MEMBER indirect 2004-12-01
RULE, KIRK, DAVID CHIEF COMPLIANCE OFFICER 07/01/2020 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-03-01
OSPRAIE MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2005-05-01
TPG-AXON MANAGEMENT LP CHIEF COMPLIANCE OFFICER & SENIOR COUNSEL direct 2011-01-01
KENSAI ASSET MANAGEMENT, L.P. GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER direct 2012-07-01
CREATORE, MARC, DAVID CHIEF OPERATING OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) 08/01/2014 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL OFFICER (FUNDS)/MANAGING DIRECTOR (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2014-08-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF OPERATING OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2014-08-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL OFFICER (FUNDS)/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2014-08-01
HEMPEL, JASON, KEITH CO-CHIEF INVESTMENT OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) 03/01/2020 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CO-PORTFOLIO MANAGER direct 2020-03-01
SEGAL, JONATHAN, MICHAEL CO-CHIEF INVESTMENT OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) 03/01/2020 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CO-PORTFOLIO MANAGER direct 2020-03-01
PARKER, JULIE, ELIZABETH CHIEF LEGAL OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) 07/01/2017 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF LEGAL OFFICER/SENIOR VICE PRESIDENT direct 2017-07-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF LEGAL OFFICER/SENIOR VICE PRESIDENT/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2017-07-01
Stroebel, Emily, Renee CHIEF RISK OFFICER/EXECUTIVE DIRECTOR 01/01/2021 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
HIGHBRIDGE CAPITAL MANAGEMENT, LLC CHIEF RISK OFFICER/EXECUTIVE DIRECTOR direct 2021-01-01
JPMORGAN CHASE & CO. 100% SHAREHOLDER JPMORGAN CHASE HOLDINGS LLC 09/01/2016 Indirect 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. SHAREHOLDER indirect 1998-01-01
THE BEACON GROUP WEALTH MANAGEMENT LLC MEMBER indirect 2000-07-01
JPMORGAN ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
BANC ONE SECURITIES CORPORATION INDIRECT PARENT indirect 2004-07-01
ROBERT FLEMING INC. SHAREHOLDER direct 2000-08-01
JPMORGAN HIGH YIELD PARTNERS LLC 100% indirect 2004-11-01
DE SANTIS CAPITAL MANAGEMENT, L.P. INDIRECT PARTNER indirect 1999-12-01
JPMORGAN INVESTMENT ADVISORS INC. SHAREHOLDER indirect 2004-11-01
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. SOLE STOCKHOLDER indirect 2001-01-01
J. P. MORGAN SECURITIES INC. ULTIMATE PARENT COMPANY OWNS 100% OF JPMORGAN SECURITIES HOLDINGS LLC indirect 2001-05-01
CORSAIR II, L.L.C. OWNER indirect 2000-12-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN LATIN AMERICA MANAGEMENT COMPANY, LLC. OWNER indirect 2000-11-01
PACHOLDER & CO LLC DIRECT PARENT indirect 2004-11-01
PACHOLDER ASSOCIATES INC SHAREHOLDER direct 2004-07-01
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 2001-12-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. SHAREHOLDER indirect 1995-09-01
PMG SECURITIES CORPORATION INDIRECT PARENT indirect 2004-07-01
CHASE & MD SASS PARTNERS INDIRECT OWNER indirect 1995-08-01
MORGAN J P FSB HOLDING COMPANY indirect 1991-06-01
JPMORGAN CHASE HOLDINGS LLC 100% SHAREHOLDER JPMORGAN ASSET MANAGEMENT HOLDINGS INC. 09/01/2016 Indirect 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
J.P. MORGAN SECURITIES LLC STOCKHOLDER indirect 2016-11-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. 100% SHAREHOLDER indirect 2017-04-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
JF INTERNATIONAL MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER direct 2016-10-01
BEAR STEARNS ASSET MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC 100% SHAREHOLDER indirect 2017-04-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2017-04-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2017-04-01
J.P. MORGAN IN-DX LLC SHAREHOLDER direct 2016-10-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
HIGHBRIDGE SPAC OPPORTUNITY FUND (DELAWARE), L.P. United States 805-8742151904 Hedge Fund 247,343,241 5,000,000 Feeder Fund
HIGHBRIDGE SPAC OPPORTUNITY FUND (CAYMAN), L.P. Cayman Islands 805-8320803846 Hedge Fund 158,084,333 5,000,000 Feeder Fund
HIGHBRIDGE TACTICAL CREDIT MASTER FUND, L.P. Cayman Islands 805-2912293333 Hedge Fund 5,164,672,310 100,000 Master Fund
HIGHBRIDGE TACTICAL CREDIT INSTITUTIONAL FUND, LTD. Cayman Islands 805-9058681301 Hedge Fund 431,320,899 5,000,000 Feeder Fund
HIGHBRIDGE STRATEGIC CREDIT FUND (CAYMAN), L.P. Cayman Islands 805-2004402615 Hedge Fund 47,417,474 10,000,000
1992 MASTER FUND CO-INVEST SPC Cayman Islands 805-2849650353 Hedge Fund 146,187,110 100,000 Master Fund
1992 CO-INVEST L.P. United States 805-1681235540 Hedge Fund 31,760,042 1,000,000 Feeder Fund
HIGHBRIDGE STRATEGIC CREDIT FUND (DELAWARE), L.P. United States 805-6058897646 Hedge Fund 119,849,650 10,000,000
1992 CO-INVEST (OFFSHORE) L.P. Cayman Islands 805-3479234379 Hedge Fund 77,391,742 1,000,000 Feeder Fund
HIGHBRIDGE MULTI-STRATEGY FUND CORPORATION Cayman Islands 805-9359439868 Hedge Fund 29,849,231 10,000,000 Master Fund Feeder Fund
HIGHBRIDGE MULTI-STRATEGY MASTER FUND, L.P. Cayman Islands 805-2683826550 Hedge Fund 68,072,860 100,000 Master Fund
HIGHBRIDGE CONVERTIBLE DISLOCATION FUND, L.P. Cayman Islands 805-6294767192 Hedge Fund 437,112,530 5,000,000 Master Fund
HIGHBRIDGE TACTICAL CREDIT FUND, LTD. Cayman Islands 805-4295057702 Hedge Fund 1,067,378,872 5,000,000 Feeder Fund
HIGHBRIDGE SCF LOAN SPV, L.P United States 805-8732591817 Hedge Fund 42,375,442 0
HIGHBRIDGE MULTI-STRATEGY UNIT TRUST Cayman Islands 805-7895512372 Hedge Fund 529,212 10,000,000 Feeder Fund
HIGHBRIDGE MULTI-STRATEGY FUND, L.P. United States 805-5627134313 Hedge Fund 19,606,424 10,000,000 Feeder Fund
HIGHBRIDGE TACTICAL CREDIT FUND, L.P. United States 805-2088048044 Hedge Fund 960,334,744 5,000,000 Feeder Fund
HIGHBRIDGE MSF FEEDER FUND, LTD. Cayman Islands 805-6846930569 Hedge Fund 2,276,599 100,000 Feeder Fund
HIGHBRIDGE SCF SPECIAL SITUATIONS SPV, L.P. Cayman Islands 805-6799751045 Hedge Fund 171,118,592 0
HIGHBRIDGE MULTI-STRATEGY INSTITUTIONAL FUND, LTD. Cayman Islands 805-6158979493 Hedge Fund 8,664,142 10,000,000 Feeder Fund
HIGHBRIDGE SPAC OPPORTUNITY FUND, L.P. Cayman Islands 805-4685136870 Hedge Fund 1,436,021,301 5,000,000 Master Fund
HIGHBRIDGE CONVERTIBLE DISLOCATION FUND (CAYMAN), L.P. Cayman Islands 805-7160668095 Hedge Fund 41,512,170 5,000,000 Feeder Fund
HIGHBRIDGE CONVERTIBLE DISLOCATION FUND (DELAWARE), L.P. United States 805-4905380703 Hedge Fund 122,921,205 5,000,000 Feeder Fund

WhaleScore history for HIGHBRIDGE CAPITAL MANAGEMENT LLC

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**EXPERIMENTAL** Current International Short Positions

Only includes UK, France, Germany, Japan, and HKEX are presently being processed.

Holder Issuer Net Short Position Position Date Origin
HIGHBRIDGE CAPITAL MANAGEMENT LLC BORR DRILLING 1.35% 2020-09-08 NORWAY
Highbridge Capital Management LLC CM.com N.V. 0.59% 2022-08-16 NETHERLANDS
Highbridge Capital Management, LLC Drägerwerk AG & Co. KGaA 0.5% 2013-08-07 GERMANY
HIGHBRIDGE CAPITAL MANAGEMENT, LLC NACON 0.99% 2022-10-11 FRANCE
Highbridge Capital Management, LLC Nordex SE 0.69% 2023-08-24 GERMANY
Highbridge Capital Management, LLC SGL Carbon SE 1.66% 2023-09-11 GERMANY

Short Position History (last 100)

Holder Net Short Position Position Date Origin
Highbridge Capital Management, LLC ADVA Optical Networking SE 0.54% 2017-03-07 GERMANY
HIGHBRIDGE CAPITAL MANAGEMENT, LLC AIR FRANCE-KLM 0.37% 2016-10-19 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC AIR FRANCE-KLM 0.57% 2016-10-14 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC AIR FRANCE-KLM 0.67% 2016-10-12 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC AIR FRANCE-KLM 0.73% 2016-10-07 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC AIR FRANCE-KLM 0.62% 2016-09-29 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC AIR FRANCE-KLM 0.58% 2016-09-26 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC AIR FRANCE-KLM 0.09% 2013-09-10 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC AIR FRANCE-KLM 0.51% 2013-09-06 FRANCE
Highbridge Capital Management, LLC AIXTRON SE 0.55% 2016-05-19 GERMANY
Highbridge Capital Management, LLC AIXTRON SE 0.5% 2016-05-13 GERMANY
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALCATEL LUCENT 0.46% 2013-09-11 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALCATEL LUCENT 0.54% 2013-09-10 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALCATEL LUCENT 0.78% 2013-09-05 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALCATEL LUCENT 0.83% 2013-09-03 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALCATEL LUCENT 0.77% 2013-08-29 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALCATEL LUCENT 0.69% 2013-08-27 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALCATEL LUCENT 0.75% 2013-08-13 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALCATEL LUCENT 0.69% 2013-08-02 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALCATEL LUCENT 0.76% 2013-08-01 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALCATEL LUCENT 0.87% 2013-07-31 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALCATEL LUCENT 0.96% 2013-07-30 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALCATEL LUCENT 1.06% 2013-07-26 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALCATEL LUCENT 1.13% 2013-07-24 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALCATEL LUCENT 1.26% 2013-07-15 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALCATEL LUCENT 1.38% 2013-07-03 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALCATEL LUCENT 1.45% 2013-07-02 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALCATEL LUCENT 1.57% 2013-06-27 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALCATEL LUCENT 1.4% 2013-06-26 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALCATEL LUCENT 1.37% 2013-06-21 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALCATEL LUCENT 1.46% 2013-06-19 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALCATEL LUCENT 1.39% 2013-06-18 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALCATEL LUCENT 1.43% 2013-06-13 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALCATEL LUCENT 1.39% 2013-06-10 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALCATEL LUCENT 1.4% 2013-06-07 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALCATEL LUCENT 1.34% 2013-06-04 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALCATEL LUCENT 1.23% 2013-05-31 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALCATEL LUCENT 1.15% 2013-05-30 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALCATEL LUCENT 1.07% 2013-05-29 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALCATEL LUCENT 0.9% 2013-05-16 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALCATEL LUCENT 0.81% 2013-05-13 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALCATEL LUCENT 0.74% 2013-05-10 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALCATEL LUCENT 0.68% 2013-05-09 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALCATEL LUCENT 0.5% 2013-05-07 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALTRAN TECHNOLOGIES 0.49% 2012-12-19 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC ALTRAN TECHNOLOGIES 0.55% 2012-12-13 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC AROUNDTOWN SA 0.0% 2017-04-13 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC AROUNDTOWN SA 1.56% 2017-04-12 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC AROUNDTOWN SA 1.32% 2017-04-05 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC AROUNDTOWN SA 1.22% 2017-04-03 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC AROUNDTOWN SA 0.74% 2017-03-28 FRANCE
HIGHBRIDGE CAPITAL MANAGEMENT, LLC AROUNDTOWN SA 0.59% 2017-03-27 FRANCE
Highbridge Capital Management LLC ASOS PLC 0.48% 2013-01-17 UK
Highbridge Capital Management LLC ASOS PLC 0.5% 2013-01-10 UK
Highbridge Capital Management LLC ASOS PLC 0.49% 2013-01-09 UK
Highbridge Capital Management LLC ASOS PLC 0.5% 2013-01-03 UK
Highbridge Capital Management LLC ASTALDI SPA 0.0% 2018-09-28 Italy
Highbridge Capital Management LLC ASTALDI SPA 0.0% 2018-09-28 Italy
Highbridge Capital Management LLC ASTALDI SPA 0.53% 2018-05-02 Italy
Highbridge Capital Management LLC ASTALDI SPA 0.53% 2018-05-02 Italy
Highbridge Capital Management LLC ASTARIS SPA 0.0% 2018-09-28 Italy
Highbridge Capital Management LLC ASTARIS SPA 0.53% 2018-05-02 Italy
Highbridge Capital Management, LLC AURELIUS Equity Opportunities SE & Co. KGaA 1.29% 2018-05-31 GERMANY
Highbridge Capital Management, LLC AURELIUS Equity Opportunities SE & Co. KGaA 1.65% 2018-05-24 GERMANY
Highbridge Capital Management, LLC AURELIUS Equity Opportunities SE & Co. KGaA 1.54% 2018-05-23 GERMANY
Highbridge Capital Management, LLC AURELIUS Equity Opportunities SE & Co. KGaA 1.44% 2018-05-22 GERMANY
Highbridge Capital Management, LLC AURELIUS Equity Opportunities SE & Co. KGaA 1.32% 2018-04-19 GERMANY
Highbridge Capital Management, LLC AURELIUS Equity Opportunities SE & Co. KGaA 1.29% 2018-04-18 GERMANY
Highbridge Capital Management, LLC AURELIUS Equity Opportunities SE & Co. KGaA 1.19% 2018-03-02 GERMANY
Highbridge Capital Management, LLC AURELIUS Equity Opportunities SE & Co. KGaA 1.22% 2018-02-23 GERMANY
Highbridge Capital Management, LLC AURELIUS Equity Opportunities SE & Co. KGaA 1.13% 2018-02-06 GERMANY
Highbridge Capital Management, LLC AURELIUS Equity Opportunities SE & Co. KGaA 1.21% 2018-01-19 GERMANY
Highbridge Capital Management, LLC AURELIUS Equity Opportunities SE & Co. KGaA 1.14% 2018-01-05 GERMANY
Highbridge Capital Management, LLC AURELIUS Equity Opportunities SE & Co. KGaA 1.04% 2017-12-13 GERMANY
Highbridge Capital Management, LLC AURELIUS Equity Opportunities SE & Co. KGaA 0.9% 2017-10-05 GERMANY
Highbridge Capital Management, LLC AURELIUS Equity Opportunities SE & Co. KGaA 0.8% 2017-08-04 GERMANY
Highbridge Capital Management, LLC AURELIUS Equity Opportunities SE & Co. KGaA 0.71% 2017-06-22 GERMANY
Highbridge Capital Management, LLC AURELIUS Equity Opportunities SE & Co. KGaA 0.66% 2017-06-01 GERMANY
Highbridge Capital Management, LLC AURELIUS Equity Opportunities SE & Co. KGaA 0.5% 2017-04-10 GERMANY
Highbridge Capital Management LLC BALFOUR BEATTY PLC 0.47% 2013-08-19 UK
Highbridge Capital Management LLC BALFOUR BEATTY PLC 0.5% 2013-08-15 UK
Highbridge Capital Management LLC BALFOUR BEATTY PLC 0.49% 2013-08-09 UK
Highbridge Capital Management LLC BALFOUR BEATTY PLC 0.56% 2013-08-07 UK
Highbridge Capital Management LLC BALFOUR BEATTY PLC 0.69% 2013-07-30 UK
Highbridge Capital Management LLC BALFOUR BEATTY PLC 0.7% 2013-07-29 UK
Highbridge Capital Management LLC BALFOUR BEATTY PLC 0.61% 2013-07-16 UK
Highbridge Capital Management LLC BALFOUR BEATTY PLC 0.56% 2013-07-05 UK
Highbridge Capital Management LLC BALFOUR BEATTY PLC 0.6% 2013-06-19 UK
Highbridge Capital Management LLC BALFOUR BEATTY PLC 0.59% 2013-06-18 UK
Highbridge Capital Management LLC BALFOUR BEATTY PLC 0.62% 2013-06-13 UK
Highbridge Capital Management LLC BALFOUR BEATTY PLC 0.58% 2013-06-12 UK
Highbridge Capital Management LLC BALFOUR BEATTY PLC 0.6% 2013-06-10 UK
Highbridge Capital Management LLC BALFOUR BEATTY PLC 0.59% 2013-05-31 UK
Highbridge Capital Management LLC BALFOUR BEATTY PLC 0.6% 2013-05-28 UK
Highbridge Capital Management LLC BALFOUR BEATTY PLC 0.5% 2013-05-22 UK
Highbridge Capital Management, LLC BICO Group AB 0.5% 2021-10-14 Sweden
Highbridge Capital Management, LLC BICO Group AB 0.53% 2021-10-11 Sweden
Highbridge Capital Management, LLC BICO Group AB 0.6% 2021-07-22 Sweden
Highbridge Capital Management LLC Biocartis 0.5700000000000001% 2020-03-17 Belgium
Highbridge Capital Management LLC Biocartis 0.5700000000000001% 2020-03-16 Belgium
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