HIGHWATER WEALTH MANAGEMENT, LLC

HTTP://WWW.HIGHWATERWEALTH.COM GLENDALE, CO Investment Advisor How do I update this listing?

Highwater Wealth Management is based out of Glendale. Highwater Wealth Management is a large advisory firm with 196 clients and discretionary assets under management (AUM) of $186,488,792 (Form ADV from 2018-02-01). Their last reported 13F filing for Q4 2018 included $21,415,000 in managed 13F securities and a top 10 holdings concentration of 67.65%. Highwater Wealth Management's largest holding is Nordson Corporation with shares held of 44,496. Whalewisdom has at least 12 13F filings

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12/31/2018

13F Sector Allocation Over Time

12/31/2018

13F Activity

  • Market Value $21.415 Million
  • Prior Market Value $43.884 Million
  • New Purchases20 stocks
  • Additional Purchases3 stocks
  • Sold out of0 stocks
  • Reduced holdings in3 stocks
  • Top 10 Holdings % 67.65 %
  • Turnover % [1]:66.67%
  • Turnover Alt % [2]: 138.53 %
  • Time Held Top20:3.05 quarters
  • Time Held Top10:4.40 quarters
  • Time Held All:2.63 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2018-11-14

Performance for Q3 2018: -1.61%
Performance Last 4 Quarters: 5.26%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2018-12-31 - 13F-HR/A (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

HIGHWATER WEALTH MANAGEMENT LLC
650 S CHERRY STREET SUITE 630
GLENDALE CO    80246
Country: United States

Business Phone: 7204767924
Fax: 720-593-4502
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: CO
Number of employees: 4
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges
Amount of client funds and securities:
Total Number of Clients: 196
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Non-derivative Insider Transactions Since 12/31/2018

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HIGHWATER WEALTH MANAGEMENT LLC

ownership team - last updated 2017-11-07
Name Title Start Date Direct/Indirect % Ownership
GRISWOLD, GEORGE, DICKSON MANAGING MEMBER 03/01/2011 Direct 75% or more
Fund Name Position direct/indirect start date end date
HIGHWATER WEALTH MANAGEMENT LLC MANAGING MEMBER direct 2011-03-01
WATERS, PARKERSON & CO INC. ASSISTANT VICE PRESIDENT direct 2000-04-01 2001-11-29
WATERS, PARKERSON & CO INC. VICE PRESIDENT direct 2001-04-01 2006-03-16
HIGHWATER WEALTH MANAGEMENT MANAGING MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2011-03-01 2012-05-24
HIGHWATER WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, PRESIDENT direct 2011-03-01 2016-03-14
HIGHWATER WEALTH MANAGEMENT LLC PRESIDENT direct 2011-03-01 2017-02-01
GAARE, SHARON, LEE CHIEF COMPLIANCE OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
HIGHWATER WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
CORINTHIAN CAPITAL COMPANY SECRETARY/TREASURER direct 1996-04-01 2002-01-28
CAPITAL INVESTMENT COUNSEL INC CCO direct 2004-09-01 2006-03-23
CAPITAL INVESTMENT COUNSEL INC CHIEF COMPLIANCE OFFICER direct 2004-09-01 2014-06-16
HIGHWATER WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER direct 2016-03-01 2017-02-01

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