HILTON CAPITAL MANAGEMENT, LLC

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Hilton Capital Management is based out of Garden City. Hilton Capital Management is a large advisory firm with 1624 clients and discretionary assets under management (AUM) of $1,556,902,666 (Form ADV from 2019-10-22). Their last reported 13F filing for Q3 2019 included $772,246,000 in managed 13F securities and a top 10 holdings concentration of 52.22%. Hilton Capital Management's largest holding is Schwab Short-Term U.S. Treasury ETF with shares held of 2,402,052. Hilton Capital Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 32 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $772.246 Million
  • Prior Market Value $732.173 Million
  • New Purchases11 stocks
  • Additional Purchases87 stocks
  • Sold out of49 stocks
  • Reduced holdings in55 stocks
  • Top 10 Holdings % 52.22 %
  • Turnover % [1]:18.75%
  • Turnover Alt % [2]: 9.81 %
  • Time Held Top20:4.70 quarters
  • Time Held Top10:1.80 quarters
  • Time Held All:6.05 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 0.96%
Performance Last 4 Quarters: 12.79%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

HILTON CAPITAL MANAGEMENT, LLC
1010 FRANKLIN AVENUE
GARDEN CITY NY    11530
Country: United States

Business Phone: 516-693-5380
Fax: 516-396-8499
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: NY
Number of employees: 15
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 0
Total Number of Clients: 1624
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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HILTON CAPITAL MANAGEMENT, LLC

ownership team - last updated 2019-06-20
Name Title Start Date Direct/Indirect % Ownership
RAFFERTY HOLDINGS, LLC MEMBER 12/01/2001 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
RAFFERTY CAPITAL MARKETS, LLC DIRECT OWNER direct 2000-11-01
BENEFIT PARTNERS ADVISORS, LLC DIRECT OWNER direct 2000-11-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER direct 2001-12-01
HILTON CAPITAL MANAGEMENT, LLC SOLE MEMBER direct 2000-11-01 2004-03-29
MARTENS, BARBARA, LAUDISI CHIEF COMPLIANCE OFFICER 12/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
HILTON CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2001-12-01
GARVEY, WILLIAM, JAMES CHIEF INVESTMENT OFFICER 12/01/2001 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
HILTON CAPITAL MANAGEMENT, LLC CHIEF INVESTMENT OFFICER direct 2001-12-01
HILTON CAPITAL MANAGEMENT, LLC PRESIDENT / CHIEF INVESTMENT OFFICER direct 2001-12-01
O'NEILL, CHRISTOPHER, CRAIG PRESIDENT & CEO 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
HILTON CAPITAL MANAGEMENT, LLC PRESIDENT & CEO direct 2010-01-01
OXENHAM, ALEXANDER, DAVID SENIOR PORTFOLIO MANAGER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
HILTON CAPITAL MANAGEMENT, LLC SENIOR PORTFOLIO MANAGER direct 2015-01-01
RAFFERTY, LAWRENCE, COLIN MEMBER RAFFERTY HOLDINGS, LLC 12/01/2001 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
RAFFERTY ASSET MANAGEMENT, LLC MEMBER indirect 1995-01-01
RAFFERTY ASSET MANAGEMENT, LLC CHAIRMAN direct 1997-06-01
RAFFERTY CAPITAL MARKETS, LLC MEMBER indirect 2000-11-01
BENEFIT PARTNERS ADVISORS, LLC MEMBER indirect 2000-11-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER indirect 2001-12-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER indirect 2000-11-01 2004-03-29
RAFFERTY ASSET MANAGEMENT, LLC CEO, CHAIRMAN direct 1997-06-01 2013-03-27
RAFFERTY, MICHAEL, LAWRENCE MEMBER RAFFERTY HOLDINGS, LLC 12/01/2001 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
RAFFERTY ASSET MANAGEMENT, LLC MEMBER indirect 1999-01-01
RAFFERTY ASSET MANAGEMENT, LLC MEMBER direct 1999-01-01
RAFFERTY CAPITAL MARKETS, LLC MEMBER indirect 2000-11-01
BENEFIT PARTNERS ADVISORS, LLC MEMBER indirect 2000-11-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER indirect 2001-12-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER indirect 2000-11-01 2004-03-29
HAY, KATHLEEN, RAFFERTY MEMBER RAFFERTY HOLDINGS, LLC 12/01/2001 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
RAFFERTY ASSET MANAGEMENT, LLC MEMBER indirect 2000-11-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER indirect 2001-12-01

HILTON CAPITAL MANAGEMENT, LLC

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
RAFFERTY HOLDINGS, LLC MEMBER 12/01/2001 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
RAFFERTY CAPITAL MARKETS, LLC DIRECT OWNER direct 2000-11-01
BENEFIT PARTNERS ADVISORS, LLC DIRECT OWNER direct 2000-11-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER direct 2001-12-01
HILTON CAPITAL MANAGEMENT, LLC SOLE MEMBER direct 2000-11-01 2004-03-29
MARTENS, BARBARA, LAUDISI CHIEF COMPLIANCE OFFICER 12/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
HILTON CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2001-12-01
GARVEY, WILLIAM, JAMES CHIEF INVESTMENT OFFICER 12/01/2001 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
HILTON CAPITAL MANAGEMENT, LLC CHIEF INVESTMENT OFFICER direct 2001-12-01
HILTON CAPITAL MANAGEMENT, LLC PRESIDENT / CHIEF INVESTMENT OFFICER direct 2001-12-01
O'NEILL, CHRISTOPHER, CRAIG PRESIDENT & CEO 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
HILTON CAPITAL MANAGEMENT, LLC PRESIDENT & CEO direct 2010-01-01
OXENHAM, ALEXANDER, DAVID SENIOR PORTFOLIO MANAGER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
HILTON CAPITAL MANAGEMENT, LLC SENIOR PORTFOLIO MANAGER direct 2015-01-01
RAFFERTY, LAWRENCE, COLIN MEMBER RAFFERTY HOLDINGS, LLC 12/01/2001 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
RAFFERTY ASSET MANAGEMENT, LLC MEMBER indirect 1995-01-01
RAFFERTY ASSET MANAGEMENT, LLC CHAIRMAN direct 1997-06-01
RAFFERTY CAPITAL MARKETS, LLC MEMBER indirect 2000-11-01
BENEFIT PARTNERS ADVISORS, LLC MEMBER indirect 2000-11-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER indirect 2001-12-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER indirect 2000-11-01 2004-03-29
RAFFERTY ASSET MANAGEMENT, LLC CEO, CHAIRMAN direct 1997-06-01 2013-03-27
RAFFERTY, MICHAEL, LAWRENCE MEMBER RAFFERTY HOLDINGS, LLC 12/01/2001 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
RAFFERTY ASSET MANAGEMENT, LLC MEMBER indirect 1999-01-01
RAFFERTY ASSET MANAGEMENT, LLC MEMBER direct 1999-01-01
RAFFERTY CAPITAL MARKETS, LLC MEMBER indirect 2000-11-01
BENEFIT PARTNERS ADVISORS, LLC MEMBER indirect 2000-11-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER indirect 2001-12-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER indirect 2000-11-01 2004-03-29
HAY, KATHLEEN, RAFFERTY MEMBER RAFFERTY HOLDINGS, LLC 12/01/2001 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
RAFFERTY ASSET MANAGEMENT, LLC MEMBER indirect 2000-11-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER indirect 2001-12-01

HILTON CAPITAL MANAGEMENT, LLC

ownership team - last updated 2018-04-18
Name Title Start Date Direct/Indirect % Ownership
RAFFERTY HOLDINGS, LLC MEMBER 12/01/2001 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
RAFFERTY CAPITAL MARKETS, LLC DIRECT OWNER direct 2000-11-01
BENEFIT PARTNERS ADVISORS, LLC DIRECT OWNER direct 2000-11-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER direct 2001-12-01
HILTON CAPITAL MANAGEMENT, LLC SOLE MEMBER direct 2000-11-01 2004-03-29
MARTENS, BARBARA, LAUDISI CHIEF COMPLIANCE OFFICER 12/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
HILTON CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2001-12-01
GARVEY, WILLIAM, JAMES CHIEF INVESTMENT OFFICER 12/01/2001 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
HILTON CAPITAL MANAGEMENT, LLC CHIEF INVESTMENT OFFICER direct 2001-12-01
HILTON CAPITAL MANAGEMENT, LLC PRESIDENT / CHIEF INVESTMENT OFFICER direct 2001-12-01
O'NEILL, CHRISTOPHER, CRAIG PRESIDENT & CEO 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
HILTON CAPITAL MANAGEMENT, LLC PRESIDENT & CEO direct 2010-01-01
OXENHAM, ALEXANDER, DAVID SENIOR PORTFOLIO MANAGER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
HILTON CAPITAL MANAGEMENT, LLC SENIOR PORTFOLIO MANAGER direct 2015-01-01
RAFFERTY, LAWRENCE, COLIN MEMBER RAFFERTY HOLDINGS, LLC 12/01/2001 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
RAFFERTY ASSET MANAGEMENT, LLC MEMBER indirect 1995-01-01
RAFFERTY ASSET MANAGEMENT, LLC CHAIRMAN direct 1997-06-01
RAFFERTY CAPITAL MARKETS, LLC MEMBER indirect 2000-11-01
BENEFIT PARTNERS ADVISORS, LLC MEMBER indirect 2000-11-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER indirect 2001-12-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER indirect 2000-11-01 2004-03-29
RAFFERTY ASSET MANAGEMENT, LLC CEO, CHAIRMAN direct 1997-06-01 2013-03-27
RAFFERTY, MICHAEL, LAWRENCE MEMBER RAFFERTY HOLDINGS, LLC 12/01/2001 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
RAFFERTY ASSET MANAGEMENT, LLC MEMBER indirect 1999-01-01
RAFFERTY ASSET MANAGEMENT, LLC MEMBER direct 1999-01-01
RAFFERTY CAPITAL MARKETS, LLC MEMBER indirect 2000-11-01
BENEFIT PARTNERS ADVISORS, LLC MEMBER indirect 2000-11-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER indirect 2001-12-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER indirect 2000-11-01 2004-03-29
HAY, KATHLEEN, RAFFERTY MEMBER RAFFERTY HOLDINGS, LLC 12/01/2001 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
RAFFERTY ASSET MANAGEMENT, LLC MEMBER indirect 2000-11-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER indirect 2001-12-01

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