HILTON CAPITAL MANAGEMENT, LLC

HTTP://WWW.HILTONCAPITALMANAGEMENT.COM GARDEN CITY, NY Investment Advisor Hedge Fund How do I update this listing?

Hilton Capital Management is based out of Garden City. Hilton Capital Management is a hedge fund with 1997 clients and discretionary assets under management (AUM) of $1,844,999,625 (Form ADV from 2020-06-09). Their last reported 13F filing for Q2 2020 included $801,579,000 in managed 13F securities and a top 10 holdings concentration of 54.07%. Hilton Capital Management's largest holding is iShares MBS ETF with shares held of 900,512. Hilton Capital Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 35 13F filings

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06/30/2020

13F Activity

  • Market Value $801.579 Million
  • Prior Market Value $552.912 Million
  • New Purchases40 stocks
  • Additional Purchases14 stocks
  • Sold out of5 stocks
  • Reduced holdings in26 stocks
  • Top 10 Holdings % 54.07 %
  • Turnover % [1]:50.56%
  • Turnover Alt % [2]: 51.67 %
  • Time Held Top20:3.05 quarters
  • Time Held Top10:1.70 quarters
  • Time Held All:9.34 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 11.96%
Performance Last 4 Quarters: -6.42%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

HILTON CAPITAL MANAGEMENT, LLC
1010 FRANKLIN AVENUE
GARDEN CITY NY    11530
Country: United States

Business Phone: 516-693-5380
Fax: 516-396-8499
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: NY
Number of employees: 15
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 0
Total Number of Clients: 1997
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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HILTON CAPITAL MANAGEMENT, LLC

ownership team - last updated 2020-06-09
Name Title Start Date Direct/Indirect % Ownership
RAFFERTY HOLDINGS, LLC MEMBER 12/01/2001 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
RAFFERTY CAPITAL MARKETS, LLC DIRECT OWNER direct 2000-11-01
BENEFIT PARTNERS ADVISORS, LLC DIRECT OWNER direct 2000-11-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER direct 2001-12-01
HILTON CAPITAL MANAGEMENT, LLC SOLE MEMBER direct 2000-11-01 2004-03-29
MARTENS, BARBARA, LAUDISI CHIEF COMPLIANCE OFFICER 12/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
HILTON CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2001-12-01
GARVEY, WILLIAM, JAMES CHIEF INVESTMENT OFFICER 12/01/2001 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
HILTON CAPITAL MANAGEMENT, LLC CHIEF INVESTMENT OFFICER direct 2001-12-01
HILTON CAPITAL MANAGEMENT, LLC PRESIDENT / CHIEF INVESTMENT OFFICER direct 2001-12-01
O'NEILL, CHRISTOPHER, CRAIG PRESIDENT & CEO 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
HILTON CAPITAL MANAGEMENT, LLC PRESIDENT & CEO direct 2010-01-01
OXENHAM, ALEXANDER, DAVID CO-CIO 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
HILTON CAPITAL MANAGEMENT, LLC SENIOR PORTFOLIO MANAGER direct 2015-01-01
GST FBO KATHLEEN RAFFERTY HAY & HEIRS MEMBER 01/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
RAFFERTY ASSET MANAGEMENT, LLC MEMBER direct 2019-01-01
GST FBO MICHAEL RAFFERTY & HEIRS MEMBER 01/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
RAFFERTY ASSET MANAGEMENT, LLC MEMBER direct 2019-01-01
HAY, KATHLEEN, RAFFERTY MEMBER RAFFERTY HOLDINGS, LLC 12/01/2001 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
RAFFERTY ASSET MANAGEMENT, LLC MEMBER indirect 2000-11-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER indirect 2001-12-01
RAFFERTY SERVICING INC NON-MEMBER MANAGER RAFFERTY HOLDINGS, LLC 01/01/2019 Indirect Other
Fund Name Position direct/indirect start date end date
RAFFERTY ASSET MANAGEMENT, LLC NON-MEMBER MANAGER indirect 2019-01-01
CIPOLLA, JOSEPH, PAUL OFFICER RAFFERTY SERVICING INC 01/01/2019 Indirect Other
Fund Name Position direct/indirect start date end date
RAFFERTY ASSET MANAGEMENT, LLC OFFICER indirect 2019-01-01

HILTON CAPITAL MANAGEMENT, LLC

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

HILTON CAPITAL MANAGEMENT, LLC

ownership team - last updated 2019-10-22
Name Title Start Date Direct/Indirect % Ownership
RAFFERTY HOLDINGS, LLC MEMBER 12/01/2001 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
RAFFERTY CAPITAL MARKETS, LLC DIRECT OWNER direct 2000-11-01
BENEFIT PARTNERS ADVISORS, LLC DIRECT OWNER direct 2000-11-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER direct 2001-12-01
HILTON CAPITAL MANAGEMENT, LLC SOLE MEMBER direct 2000-11-01 2004-03-29
MARTENS, BARBARA, LAUDISI CHIEF COMPLIANCE OFFICER 12/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
HILTON CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2001-12-01
GARVEY, WILLIAM, JAMES CHIEF INVESTMENT OFFICER 12/01/2001 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
HILTON CAPITAL MANAGEMENT, LLC CHIEF INVESTMENT OFFICER direct 2001-12-01
HILTON CAPITAL MANAGEMENT, LLC PRESIDENT / CHIEF INVESTMENT OFFICER direct 2001-12-01
O'NEILL, CHRISTOPHER, CRAIG PRESIDENT & CEO 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
HILTON CAPITAL MANAGEMENT, LLC PRESIDENT & CEO direct 2010-01-01
OXENHAM, ALEXANDER, DAVID SENIOR PORTFOLIO MANAGER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
HILTON CAPITAL MANAGEMENT, LLC SENIOR PORTFOLIO MANAGER direct 2015-01-01
GST FBO KATHLEEN RAFFERTY HAY & HEIRS MEMBER 01/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
RAFFERTY ASSET MANAGEMENT, LLC MEMBER direct 2019-01-01
GST FBO MICHAEL RAFFERTY & HEIRS MEMBER 01/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
RAFFERTY ASSET MANAGEMENT, LLC MEMBER direct 2019-01-01
RAFFERTY, MICHAEL, LAWRENCE MEMBER RAFFERTY HOLDINGS, LLC 12/01/2001 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
RAFFERTY ASSET MANAGEMENT, LLC MEMBER indirect 1999-01-01
RAFFERTY ASSET MANAGEMENT, LLC MEMBER direct 1999-01-01
RAFFERTY CAPITAL MARKETS, LLC MEMBER indirect 2000-11-01
BENEFIT PARTNERS ADVISORS, LLC MEMBER indirect 2000-11-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER indirect 2001-12-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER indirect 2000-11-01 2004-03-29
HAY, KATHLEEN, RAFFERTY MEMBER RAFFERTY HOLDINGS, LLC 12/01/2001 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
RAFFERTY ASSET MANAGEMENT, LLC MEMBER indirect 2000-11-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER indirect 2001-12-01
RAFFERTY SERVICING INC NON-MEMBER MANAGER RAFFERTY HOLDINGS, LLC 01/01/2019 Indirect Other
Fund Name Position direct/indirect start date end date
RAFFERTY ASSET MANAGEMENT, LLC NON-MEMBER MANAGER indirect 2019-01-01
CIPOLLA, JOSEPH, PAUL OFFICER RAFFERTY SERVICING INC 01/01/2019 Indirect Other
Fund Name Position direct/indirect start date end date
RAFFERTY ASSET MANAGEMENT, LLC OFFICER indirect 2019-01-01

HILTON CAPITAL MANAGEMENT, LLC

ownership team - last updated 2019-06-20
Name Title Start Date Direct/Indirect % Ownership
RAFFERTY HOLDINGS, LLC MEMBER 12/01/2001 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
RAFFERTY CAPITAL MARKETS, LLC DIRECT OWNER direct 2000-11-01
BENEFIT PARTNERS ADVISORS, LLC DIRECT OWNER direct 2000-11-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER direct 2001-12-01
HILTON CAPITAL MANAGEMENT, LLC SOLE MEMBER direct 2000-11-01 2004-03-29
MARTENS, BARBARA, LAUDISI CHIEF COMPLIANCE OFFICER 12/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
HILTON CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2001-12-01
GARVEY, WILLIAM, JAMES CHIEF INVESTMENT OFFICER 12/01/2001 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
HILTON CAPITAL MANAGEMENT, LLC CHIEF INVESTMENT OFFICER direct 2001-12-01
HILTON CAPITAL MANAGEMENT, LLC PRESIDENT / CHIEF INVESTMENT OFFICER direct 2001-12-01
O'NEILL, CHRISTOPHER, CRAIG PRESIDENT & CEO 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
HILTON CAPITAL MANAGEMENT, LLC PRESIDENT & CEO direct 2010-01-01
OXENHAM, ALEXANDER, DAVID SENIOR PORTFOLIO MANAGER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
HILTON CAPITAL MANAGEMENT, LLC SENIOR PORTFOLIO MANAGER direct 2015-01-01
RAFFERTY, LAWRENCE, COLIN MEMBER RAFFERTY HOLDINGS, LLC 12/01/2001 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
RAFFERTY ASSET MANAGEMENT, LLC MEMBER indirect 1995-01-01
RAFFERTY ASSET MANAGEMENT, LLC CHAIRMAN direct 1997-06-01
RAFFERTY CAPITAL MARKETS, LLC MEMBER indirect 2000-11-01
BENEFIT PARTNERS ADVISORS, LLC MEMBER indirect 2000-11-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER indirect 2001-12-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER indirect 2000-11-01 2004-03-29
RAFFERTY ASSET MANAGEMENT, LLC CEO, CHAIRMAN direct 1997-06-01 2013-03-27
RAFFERTY, MICHAEL, LAWRENCE MEMBER RAFFERTY HOLDINGS, LLC 12/01/2001 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
RAFFERTY ASSET MANAGEMENT, LLC MEMBER indirect 1999-01-01
RAFFERTY ASSET MANAGEMENT, LLC MEMBER direct 1999-01-01
RAFFERTY CAPITAL MARKETS, LLC MEMBER indirect 2000-11-01
BENEFIT PARTNERS ADVISORS, LLC MEMBER indirect 2000-11-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER indirect 2001-12-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER indirect 2000-11-01 2004-03-29
HAY, KATHLEEN, RAFFERTY MEMBER RAFFERTY HOLDINGS, LLC 12/01/2001 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
RAFFERTY ASSET MANAGEMENT, LLC MEMBER indirect 2000-11-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER indirect 2001-12-01

HILTON CAPITAL MANAGEMENT, LLC

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
RAFFERTY HOLDINGS, LLC MEMBER 12/01/2001 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
RAFFERTY CAPITAL MARKETS, LLC DIRECT OWNER direct 2000-11-01
BENEFIT PARTNERS ADVISORS, LLC DIRECT OWNER direct 2000-11-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER direct 2001-12-01
HILTON CAPITAL MANAGEMENT, LLC SOLE MEMBER direct 2000-11-01 2004-03-29
MARTENS, BARBARA, LAUDISI CHIEF COMPLIANCE OFFICER 12/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
HILTON CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2001-12-01
GARVEY, WILLIAM, JAMES CHIEF INVESTMENT OFFICER 12/01/2001 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
HILTON CAPITAL MANAGEMENT, LLC CHIEF INVESTMENT OFFICER direct 2001-12-01
HILTON CAPITAL MANAGEMENT, LLC PRESIDENT / CHIEF INVESTMENT OFFICER direct 2001-12-01
O'NEILL, CHRISTOPHER, CRAIG PRESIDENT & CEO 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
HILTON CAPITAL MANAGEMENT, LLC PRESIDENT & CEO direct 2010-01-01
OXENHAM, ALEXANDER, DAVID SENIOR PORTFOLIO MANAGER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
HILTON CAPITAL MANAGEMENT, LLC SENIOR PORTFOLIO MANAGER direct 2015-01-01
RAFFERTY, LAWRENCE, COLIN MEMBER RAFFERTY HOLDINGS, LLC 12/01/2001 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
RAFFERTY ASSET MANAGEMENT, LLC MEMBER indirect 1995-01-01
RAFFERTY ASSET MANAGEMENT, LLC CHAIRMAN direct 1997-06-01
RAFFERTY CAPITAL MARKETS, LLC MEMBER indirect 2000-11-01
BENEFIT PARTNERS ADVISORS, LLC MEMBER indirect 2000-11-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER indirect 2001-12-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER indirect 2000-11-01 2004-03-29
RAFFERTY ASSET MANAGEMENT, LLC CEO, CHAIRMAN direct 1997-06-01 2013-03-27
RAFFERTY, MICHAEL, LAWRENCE MEMBER RAFFERTY HOLDINGS, LLC 12/01/2001 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
RAFFERTY ASSET MANAGEMENT, LLC MEMBER indirect 1999-01-01
RAFFERTY ASSET MANAGEMENT, LLC MEMBER direct 1999-01-01
RAFFERTY CAPITAL MARKETS, LLC MEMBER indirect 2000-11-01
BENEFIT PARTNERS ADVISORS, LLC MEMBER indirect 2000-11-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER indirect 2001-12-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER indirect 2000-11-01 2004-03-29
HAY, KATHLEEN, RAFFERTY MEMBER RAFFERTY HOLDINGS, LLC 12/01/2001 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
RAFFERTY ASSET MANAGEMENT, LLC MEMBER indirect 2000-11-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER indirect 2001-12-01

HILTON CAPITAL MANAGEMENT, LLC

ownership team - last updated 2018-04-18
Name Title Start Date Direct/Indirect % Ownership
RAFFERTY HOLDINGS, LLC MEMBER 12/01/2001 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
RAFFERTY CAPITAL MARKETS, LLC DIRECT OWNER direct 2000-11-01
BENEFIT PARTNERS ADVISORS, LLC DIRECT OWNER direct 2000-11-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER direct 2001-12-01
HILTON CAPITAL MANAGEMENT, LLC SOLE MEMBER direct 2000-11-01 2004-03-29
MARTENS, BARBARA, LAUDISI CHIEF COMPLIANCE OFFICER 12/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
HILTON CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2001-12-01
GARVEY, WILLIAM, JAMES CHIEF INVESTMENT OFFICER 12/01/2001 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
HILTON CAPITAL MANAGEMENT, LLC CHIEF INVESTMENT OFFICER direct 2001-12-01
HILTON CAPITAL MANAGEMENT, LLC PRESIDENT / CHIEF INVESTMENT OFFICER direct 2001-12-01
O'NEILL, CHRISTOPHER, CRAIG PRESIDENT & CEO 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
HILTON CAPITAL MANAGEMENT, LLC PRESIDENT & CEO direct 2010-01-01
OXENHAM, ALEXANDER, DAVID SENIOR PORTFOLIO MANAGER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
HILTON CAPITAL MANAGEMENT, LLC SENIOR PORTFOLIO MANAGER direct 2015-01-01
RAFFERTY, LAWRENCE, COLIN MEMBER RAFFERTY HOLDINGS, LLC 12/01/2001 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
RAFFERTY ASSET MANAGEMENT, LLC MEMBER indirect 1995-01-01
RAFFERTY ASSET MANAGEMENT, LLC CHAIRMAN direct 1997-06-01
RAFFERTY CAPITAL MARKETS, LLC MEMBER indirect 2000-11-01
BENEFIT PARTNERS ADVISORS, LLC MEMBER indirect 2000-11-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER indirect 2001-12-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER indirect 2000-11-01 2004-03-29
RAFFERTY ASSET MANAGEMENT, LLC CEO, CHAIRMAN direct 1997-06-01 2013-03-27
RAFFERTY, MICHAEL, LAWRENCE MEMBER RAFFERTY HOLDINGS, LLC 12/01/2001 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
RAFFERTY ASSET MANAGEMENT, LLC MEMBER indirect 1999-01-01
RAFFERTY ASSET MANAGEMENT, LLC MEMBER direct 1999-01-01
RAFFERTY CAPITAL MARKETS, LLC MEMBER indirect 2000-11-01
BENEFIT PARTNERS ADVISORS, LLC MEMBER indirect 2000-11-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER indirect 2001-12-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER indirect 2000-11-01 2004-03-29
HAY, KATHLEEN, RAFFERTY MEMBER RAFFERTY HOLDINGS, LLC 12/01/2001 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
RAFFERTY ASSET MANAGEMENT, LLC MEMBER indirect 2000-11-01
HILTON CAPITAL MANAGEMENT, LLC MEMBER indirect 2001-12-01

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