HMI CAPITAL, LLC

HTTPS://HMICAPITAL.COM/ SAN FRANCISCO, CA Investment Advisor Hedge Fund How do I update this listing?

HMI Capital is based out of San Francisco. HMI Capital is a large advisory firm with 3 clients and discretionary assets under management (AUM) of $1,594,830,994 (Form ADV from 2018-10-31). Their last reported 13F filing for Q3 2018 included $782,552,000 in managed 13F securities and a top 10 holdings concentration of 100.0%. HMI Capital's largest holding is Apollo Global Management LLC with shares held of 4,402,975. HMI Capital has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 26 13F filings, and 7 13G filings The firm last filed a Form D notice of exempt offering of securities on 2010-08-04. The notice included securities offered of Other

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09/30/2018

Top Buys

  • Name% Change

09/30/2018

13F Sector Allocation Over Time

09/30/2018

13F Activity

  • Market Value $782.552 Million
  • Prior Market Value $802.701 Million
  • New Purchases0 stocks
  • Additional Purchases1 stock
  • Sold out of0 stocks
  • Reduced holdings in7 stocks
  • Top 10 Holdings % 100.00 %
  • Turnover % [1]:%
  • Turnover Alt % [2]: 10.00 %
  • Time Held Top20:14.56 quarters
  • Time Held Top10:14.56 quarters
  • Time Held All:14.56 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2018-11-14

Performance for Q3 2018: -12.9%
Performance Last 4 Quarters: 8.75%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR/A (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR/A (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

HMI CAPITAL, LLC
Classified as Hedge Fund
555 CALIFORNIA STREET SUITE 4900
SAN FRANCISCO CA    94104
Country: United States

Business Phone: 415-391-9500
Fax: 415-391-9505
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 10
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 1,594,830,000
Total Number of Clients: 3
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Non-derivative Insider Transactions Since 09/30/2018

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Form D Filings

Form D is a form to be used to file a notice of an exempt offering of securities with the Securities and Exchange Commission. Form D contains basic information about the offering and the company.

Form D Filings
Filing Date Form Type Industry Group Securities Offered Total Offering Amount Total Amount Sold Total Remaining
2010-08-04 D/A INVESTING Other INDEFINITE 1,434,000 INDEFINITE
2009-08-03 D INVESTING Other INDEFINITE 1,434,000 INDEFINITE
Other Issuers in Filings
Name Address
No Other Issuers
Related Parties included in filings
Name Address Relationship
EMILY BRAKEBILL subscription required
    EXECUTIVE OFFICER
JUSTIN NYWEIDE subscription required
    EXECUTIVE OFFICER
MARCO HELLMAN subscription required
    EXECUTIVE OFFICER PROMOTER
WARREN HELLMAN subscription required
    EXECUTIVE OFFICER
ownership team - last updated 2018-04-09
Name Title Start Date Direct/Indirect % Ownership
NYWEIDE, JUSTIN, CARR PARTNER 02/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
HMI CAPITAL, LLC MANAGING DIRECTOR direct 2008-02-01
HMI CAPITAL, LLC MANAGING DIRECTOR direct 2009-02-01
HMI CAPITAL, LLC PARTNER direct 2009-02-01
BRAKEBILL, EMILY, MACKENZIE PARTNER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER 02/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
HMI CAPITAL, LLC CCO direct 2008-02-01
HMI CAPITAL, LLC MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER direct 2009-02-01
HMI CAPITAL, LLC PARTNER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER direct 2009-02-01
HELLMAN, MARCO, WARREN MANAGING PARTNER 11/01/2008 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
H&F MANAGEMENT III LLC WITHDRAWN MEMBER direct 1999-12-01
HALL CAPITAL PARTNERS LLC MANAGING MEMBER indirect 2008-04-01
HMI CAPITAL, LLC MANAGING PARTNER direct 2008-11-01
ASIA ALTERNATIVES MANAGEMENT LLC TRUSTEE indirect 2011-12-01
OSTERWEIS CAPITAL MANAGEMENT INC DIRECTOR direct 2012-04-01
OSTERWEIS CAPITAL MANAGEMENT LLC DIRECTOR direct 2013-01-01
HALL CAPITAL PARTNERS LLC BOARD MEMBER direct 2015-01-01
H&F INVESTORS IV LLC MEMBER direct 1994-12-01 2002-03-28
H&F MANAGEMENT III LLC MEMBER direct 1994-12-01 2002-04-01
H & F INVESTORS IV BERMUDA, L.P. MEMBER direct 1994-12-01 2002-06-03
HMI CAPITAL, LLC MANAGING PARTNER direct 2008-10-01 2012-02-15
OSTERWEIS CAPITAL MANAGEMENT LLC CO-TRUSTEE, ADMINSTRATIVE TRUST UNDER THE HELLMAN FAMILY REVOCABLE TRUST direct 2011-12-01 2013-03-06
OSTERWEIS CAPITAL MANAGEMENT INC CO-TRUSTEE, ADMININSTRATIVE TRUST UNDER THE HELLMAN FAMILY REVOCABLE direct 2011-12-01 2013-03-07
HALL CAPITAL PARTNERS LLC TRUSTEE indirect 2011-12-01 2013-04-26
ASIA ALTERNATIVES MANAGEMENT LLC TRUSTEE indirect 2011-12-01 2013-08-01
OSTERWEIS CAPITAL MANAGEMENT INC CO-TRUSTEE, PATRICIA CHRISTINA HELLMAN SURVIVOR'S TRUST, DATED DECEMBER 18, 2011 direct 2011-12-01 2014-03-31
OSTERWEIS CAPITAL MANAGEMENT LLC CO-TRUSTEE, PATRICIA CHRISTINA HELLMAN SURVIVOR'S TRUST, DATED DECEMBER 18, 2011 direct 2011-12-01 2014-04-04
HMI CAPITAL, LLC MANAGING MEMBER direct 2008-11-01 2016-07-19
BARRETT, SEAN, MICHAEL PARTNER 01/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
HMI CAPITAL, LLC PARTNER direct 2016-01-01
WU, JONATHAN CHIEF FINANCIAL OFFICER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
HMI CAPITAL, LLC CHIEF FINANCIAL OFFICER direct 2018-01-01
MAHENDRAN, RADHAKRISHNAN, RAMAN PARTNER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
HMI CAPITAL, LLC PARTNER direct 2018-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
MERCKX CAPITAL PARTNERS, L.P. United States 805-4153857222 Hedge Fund 161,936,216 5,000,000
HMI CAPITAL PARTNERS, L.P. United States 805-7465633622 Hedge Fund 1,432,894,778 5,000,000 Master Fund

WhaleScore history for HMI CAPITAL, LLC

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**EXPERIMENTAL** Current UK Positions

Updated daily

Contains transactions from January 1st, 2015 on.

Holder Issuer Transaction Date Number of Voting Rights % of Voting Rights
HMI CAPITAL, LLC Aveva Group plc Ordinary 2015-12-23 2,481,929 3.88%

Position History

Holder Issuer Transaction Date Number of Voting Rights % of Voting Rights
HMI CAPITAL, LLC Aveva Group plc Ordinary 2015-11-11 2,610,738 4.08%

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