HNP CAPITAL LLC

HTTP://WWW.HNPCAPITAL.COM ROCHESTER, NY Investment Advisor How do I update this listing?

HNP Capital is based out of Rochester. HNP Capital is a large advisory firm with 370 clients and discretionary assets under management (AUM) of $297,129,946 (Form ADV from 2019-03-28). Their last reported 13F filing for Q1 2019 included $160,867,000 in managed 13F securities and a top 10 holdings concentration of 43.33%. HNP Capital's largest holding is Vanguard S&P 500 ETF with shares held of 55,354. Whalewisdom has at least 2 13F filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $160.867 Million
  • Prior Market Value $149.437 Million
  • New Purchases8 stocks
  • Additional Purchases22 stocks
  • Sold out of7 stocks
  • Reduced holdings in59 stocks
  • Top 10 Holdings % 43.33 %
  • Turnover % [1]:14.29%
  • Turnover Alt % [2]: 8.10 %
  • Time Held Top20:0.95 quarters
  • Time Held Top10:0.80 quarters
  • Time Held All:0.92 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 4.5%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

HNP CAPITAL LLC
100 CHESTNUT ST., 15TH FLOOR
ROCHESTER NY    14607
Country: United States

Business Phone: 585-461-6085
Fax: 877-845-5155
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: NY
Number of employees: 9
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 81,372,100
Total Number of Clients: 370
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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HNP CAPITAL LLC

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
PICCIRILLI, JOHN, RAYMOND PRESIDENT 02/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
HNP CAPITAL, LLC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2009-04-01
HNP CAPITAL LLC MEMBER direct 2009-04-01
HNP CAPITAL LLC MANAGING MEMBER direct 2009-04-01
HNP CAPITAL FUND MANAGEMENT GROUP, LLC MEMBER direct 2011-02-01
NORVELL, NICHOLAS, TIMOTHY EXECUTIVE VICE PRESIDENT 07/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
HNP CAPITAL LLC CHIEF COMPLIANCE OFFICER direct 2009-05-01
HNP CAPITAL LLC MEMBER / CHIEF COMPLIANCE OFFICER direct 2011-07-01
HNP CAPITAL LLC CHIEF COMPLIANCE OFFICER direct 2011-07-01
HNP CAPITAL FUND MANAGEMENT GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2011-02-01
HNP CAPITAL FUND MANAGEMENT GROUP, LLC MEMBER / CHIEF COMPLIANCE OFFICER direct 2012-07-01
HOBAICA, ROBERT, CHRISTOPHER EXECUTIVE VICE PRESIDENT 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
HNP CAPITAL LLC MEMBER direct 2011-01-01
HNP CAPITAL FUND MANAGEMENT GROUP, LLC MEMBER indirect 2011-02-01
WESTERVELT, REBECCA, LEVENGOOD CHIEF OPERATIONS OFFICER 10/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
GENERATION CAPITAL MANAGEMENT LLC VICE PRESIDENT direct 2003-09-01
FINANCIAL INSTITUTIONS, INC. OWNER 06/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
MUSTARD ACQUISITION SUB, LLC OWNER (100%) direct 2016-01-01
MOHN, KAREN, ANN CHIEF COMPLIANCE OFFICER 02/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
NOTTINGHAM ADVISORS INC. CHIEF COMPLIANCE OFFICER direct 2011-10-01

HNP CAPITAL LLC

ownership team - last updated 2017-03-29
Name Title Start Date Direct/Indirect % Ownership
PICCIRILLI, JOHN, RAYMOND MEMBER 04/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
HNP CAPITAL, LLC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2009-04-01
HNP CAPITAL LLC MEMBER direct 2009-04-01
HNP CAPITAL LLC MANAGING MEMBER direct 2009-04-01
HNP CAPITAL FUND MANAGEMENT GROUP, LLC MEMBER direct 2011-02-01
NORVELL, NICHOLAS, TIMOTHY MEMBER / CHIEF COMPLIANCE OFFICER 07/01/2011 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
HNP CAPITAL LLC CHIEF COMPLIANCE OFFICER direct 2009-05-01
HNP CAPITAL LLC MEMBER / CHIEF COMPLIANCE OFFICER direct 2011-07-01
HNP CAPITAL LLC CHIEF COMPLIANCE OFFICER direct 2011-07-01
HNP CAPITAL FUND MANAGEMENT GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2011-02-01
HNP CAPITAL FUND MANAGEMENT GROUP, LLC MEMBER / CHIEF COMPLIANCE OFFICER direct 2012-07-01
HOBAICA, ROBERT, CHRISTOPHER MEMBER 01/01/2011 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
HNP CAPITAL LLC MEMBER direct 2011-01-01
HNP CAPITAL FUND MANAGEMENT GROUP, LLC MEMBER indirect 2011-02-01
POWERS, NEIL, JEFFERY CHIEF INVESTMENT OFFICER 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
VECTORS RESEARCH MANAGEMENT LLC PRINCIPAL direct 2005-01-01
VECTORS RESEARCH MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING MEMBER direct 2005-01-01
VECTORS RESEARCH MANAGEMENT LLC PORTFOLIO MANAGER, MANAGING MEMBER, CHIEF COMPLIANCE OFFICER - 6/30/15 direct 2005-01-01
HNP CAPITAL LLC CHIEF INVESTMENT OFFICER direct 2017-03-01

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