HOCHMAN COLE INVESTMENT ADVISORS, INC.

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Hochman Cole Investment Advisors is based out of Deerfield. Hochman Cole Investment Advisors is a large advisory firm with 206 clients and discretionary assets under management (AUM) of $387,845,929 (Form ADV from 2020-06-30). Their last reported 13F filing for Q2 2020 included $181,364,000 in managed 13F securities and a top 10 holdings concentration of 45.56%. Hochman Cole Investment Advisors's largest holding is SPDR S&P Technology ETF with shares held of 136,552. Hochman Cole Investment Advisors has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 19 13F filings

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06/30/2020

13F Activity

  • Market Value $181.364 Million
  • Prior Market Value $145.713 Million
  • New Purchases11 stocks
  • Additional Purchases34 stocks
  • Sold out of9 stocks
  • Reduced holdings in46 stocks
  • Top 10 Holdings % 45.56 %
  • Turnover % [1]:18.87%
  • Turnover Alt % [2]: 7.68 %
  • Time Held Top20:12.70 quarters
  • Time Held Top10:10.00 quarters
  • Time Held All:12.23 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 27.16%
Performance Last 4 Quarters: 1.53%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

HOCHMAN COLE INVESTMENT ADVISORS, INC.
770 LAKE COOK ROAD #100
DEERFIELD IL    60015-4920
Country: United States

Business Phone: 847-559-0180
Fax: 847-559-7470
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: IL
Number of employees: 5
Other Business Activities: registered representative of a broker-dealer,insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 206
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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HOCHMAN COLE INVESTMENT ADVISORS, INC.

ownership team - last updated 2020-06-30
Name Title Start Date Direct/Indirect % Ownership
HOCHMAN, JOEL, LEONARD PRESIDENT 09/01/2006 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
HOCHMAN COLE INVESTMENT ADVISORS, INC. PRESIDENT direct 2006-09-01
HOCHMAN & BAKER INVESTMENT ADVISORY SERVICES, INC VICE PRESIDENT & DIRECTOR direct 1986-09-01 2003-08-04
HOCHMAN COLE INVESTMENT ADVISORS, INC. PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2006-09-01 2015-11-17
COLE, PHILIP, JEFFREY VICE PRESIDENT, CCO 08/01/2012 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
HOCHMAN & BAKER INVESTMENT ADVISORS, INC. PARTNER direct 2012-08-01
HOCHMAN COLE INVESTMENT ADVISORS, INC. VICE PRESIDENT, CCO direct 2012-08-01
HOCHMAN COLE INVESTMENT ADVISORS, INC. SHAREHOLDER direct 2012-08-01
HOCHMAN COLE INVESTMENT ADVISORS, INC. VICE PRESIDENT direct 2012-08-01
WILLIAMS, MICHAEL, JAMES SENIOR ADVISOR 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
HOCHMAN COLE INVESTMENT ADVISORS, INC. SENIOR ADVISOR direct 2015-09-01

HOCHMAN COLE INVESTMENT ADVISORS, INC.

ownership team - last updated 2020-02-10
Name Title Start Date Direct/Indirect % Ownership

HOCHMAN COLE INVESTMENT ADVISORS, INC.

ownership team - last updated 2019-03-04
Name Title Start Date Direct/Indirect % Ownership
HOCHMAN, JOEL, LEONARD PRESIDENT 09/01/2006 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
HOCHMAN COLE INVESTMENT ADVISORS, INC. PRESIDENT direct 2006-09-01
HOCHMAN & BAKER INVESTMENT ADVISORY SERVICES, INC VICE PRESIDENT & DIRECTOR direct 1986-09-01 2003-08-04
HOCHMAN COLE INVESTMENT ADVISORS, INC. PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2006-09-01 2015-11-17
COLE, PHILIP, JEFFREY VICE PRESIDENT, CCO 08/01/2012 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
HOCHMAN & BAKER INVESTMENT ADVISORS, INC. PARTNER direct 2012-08-01
HOCHMAN COLE INVESTMENT ADVISORS, INC. VICE PRESIDENT, CCO direct 2012-08-01
HOCHMAN COLE INVESTMENT ADVISORS, INC. SHAREHOLDER direct 2012-08-01
HOCHMAN COLE INVESTMENT ADVISORS, INC. VICE PRESIDENT direct 2012-08-01
WILLIAMS, MICHAEL, JAMES SENIOR ADVISOR 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
HOCHMAN COLE INVESTMENT ADVISORS, INC. SENIOR ADVISOR direct 2015-09-01

HOCHMAN COLE INVESTMENT ADVISORS, INC.

ownership team - last updated 2017-02-06
Name Title Start Date Direct/Indirect % Ownership
HOCHMAN, JOEL, LEONARD PRESIDENT 09/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
HOCHMAN COLE INVESTMENT ADVISORS, INC. PRESIDENT direct 2006-09-01
HOCHMAN & BAKER INVESTMENT ADVISORY SERVICES, INC VICE PRESIDENT & DIRECTOR direct 1986-09-01 2003-08-04
HOCHMAN COLE INVESTMENT ADVISORS, INC. PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2006-09-01 2015-11-17
COLE, PHILIP, JEFFREY VICE PRESIDENT, CCO 08/01/2012 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
HOCHMAN & BAKER INVESTMENT ADVISORS, INC. PARTNER direct 2012-08-01
HOCHMAN COLE INVESTMENT ADVISORS, INC. VICE PRESIDENT, CCO direct 2012-08-01
HOCHMAN COLE INVESTMENT ADVISORS, INC. SHAREHOLDER direct 2012-08-01
HOCHMAN COLE INVESTMENT ADVISORS, INC. VICE PRESIDENT direct 2012-08-01
WILLIAMS, MICHAEL, JAMES SENIOR ADVISOR 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
HOCHMAN COLE INVESTMENT ADVISORS, INC. SENIOR ADVISOR direct 2015-09-01

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