HOERTKORN RICHARD CHARLES

• KENTFIELD, CA • Investment Advisor How do I update this listing?

Hoertkorn Richard Charles is based out of Kentfield. Hoertkorn Richard Charles is a large advisory firm with 84 clients and discretionary assets under management (AUM) of $178,161,451 (Form ADV from 2018-03-02). Their last reported 13F filing for Q3 2018 included $168,619,000 in managed 13F securities and a top 10 holdings concentration of 50.98%. Hoertkorn Richard Charles's largest holding is Apple Inc with shares held of 50,066. Hoertkorn Richard Charles has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 20 13F filings

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09/30/2018

13F Sector Allocation Over Time

09/30/2018

13F Activity

  • Market Value $168.619 Million
  • Prior Market Value $163.214 Million
  • New Purchases1 stock
  • Additional Purchases11 stocks
  • Sold out of2 stocks
  • Reduced holdings in27 stocks
  • Top 10 Holdings % 50.98 %
  • Turnover % [1]:3.41%
  • Turnover Alt % [2]: 1.90 %
  • Time Held Top20:13.85 quarters
  • Time Held Top10:12.00 quarters
  • Time Held All:15.10 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2018-11-14

Performance for Q3 2018: -7.51%
Performance Last 4 Quarters: 1.83%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
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Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
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13F Filings Available:
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

HOERTKORN RICHARD CHARLES
1112 SIR FRANCIS DRAKE BLVD.
KENTFIELD CA    94904-1419
Country: United States
Business Phone: 415-482-8899
Fax: 415-482-8811
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Sole Proprietorship
Organized in: CA
Number of employees: 2
Other Business Activities: real estate broker, dealer, or agent
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges
Amount of client funds and securities: 4,744,870
Total Number of Clients: 84
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Non-derivative Insider Transactions Since 09/30/2018

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ownership team - last updated 2017-02-09
Name Title Start Date Direct/Indirect % Ownership
HOERTKORN, RICHARD, CHARLES SOLE PROP./CHIEF COMPLIANCE OFFICER 02/01/1972 Direct 75% or more
Fund Name Position direct/indirect start date end date
HOERTKORN RICHARD CHARLES SOLE PROP./CHIEF COMPLIANCE OFFICER direct 1972-02-01
HOERTKORN RICHARD CHARLES SOLE PROPRIETOR direct 1972-02-01 2005-03-07

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