HORIKO CAPITAL MANAGEMENT LLC

HTTP://WWW.HORIKOCAPITAL.COM/ NEW YORK, NY Investment Advisor Hedge Fund How do I update this listing?

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Horiko Capital Management is based out of New York. Horiko Capital Management is a hedge fund with 6 clients and discretionary assets under management (AUM) of $480,387,950 (Form ADV from 2022-03-24). Their last reported 13F filing for Q3 2022 included $123,775,000 in managed 13F securities and a top 10 holdings concentration of 72.65%. Horiko Capital Management's largest holding is iShares Short-Term National Muni Bond ETF- with shares held of 146,700. Horiko Capital Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 17 13F filings

09/30/2022

13F Activity

  • Market Value $123.775 Million
  • Prior Market Value $136.578 Million
  • New Purchases0 stocks
  • Additional Purchases6 stocks
  • Sold out of2 stocks
  • Reduced holdings in17 stocks
  • Top 10 Holdings % 72.65 %
  • Turnover % [1]:7.41%
  • Turnover Alt % [2]: 10.03 %
  • Time Held Top20:7.95 quarters
  • Time Held Top10:9.60 quarters
  • Time Held All:8.78 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

09/30/2022

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2022-11-14

Performance for Q3 2022: -7.52%
Performance Last 4 Quarters: -23.31%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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View Last Form Adv Compilation Report on Record

HORIKO CAPITAL MANAGEMENT LLC
Classified as Hedge Fund
1600 BROADWAY #21F
NEW YORK NY    10019
Country: United States

Business Phone: 3472846751
Fax: 212-315-3805
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: NY
Number of employees: 5
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Performance-based fees
Amount of client funds and securities: 480,388,000
Total Number of Clients: 6
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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HORIKO CAPITAL MANAGEMENT LLC

ownership team - last updated 2022-03-24
Name Title Start Date Direct/Indirect % Ownership
DOLAN, ERIK, JOSEPH CHIEF COMPLIANCE OFFICER 03/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
VOLTRADE CAPITAL LIMITED PARTNERSHIP CHIEF COMPLIANCE OFFICER direct 2019-06-01
HORIKO, HIDEJI MANAGING MEMBER 04/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
HORIKO CAPITAL MANAGEMENT LLC PRESIDENT & CEO direct 2000-04-01
HORIKO CAPITAL MANAGEMENT LLC MANAGING MEMBER direct 2000-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
HC FOCUS FUND Cayman Islands 805-5096997718 Hedge Fund 141,832,290 100,000
HC FOCUS FUND, LP United States 805-9565063626 Hedge Fund 44,776,352 100,000

HORIKO CAPITAL MANAGEMENT LLC

ownership team - last updated 2021-02-17
Name Title Start Date Direct/Indirect % Ownership
DOLAN, ERIK, JOSEPH CHIEF COMPLIANCE OFFICER 03/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
VOLTRADE CAPITAL LIMITED PARTNERSHIP CHIEF COMPLIANCE OFFICER direct 2019-06-01
HORIKO, HIDEJI MANAGING MEMBER 04/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
HORIKO CAPITAL MANAGEMENT LLC PRESIDENT & CEO direct 2000-04-01
HORIKO CAPITAL MANAGEMENT LLC MANAGING MEMBER direct 2000-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
HC FOCUS FUND Cayman Islands 805-5096997718 Hedge Fund 106,918,162 100,000
HC FOCUS FUND, LP United States 805-9565063626 Hedge Fund 36,648,747 100,000

HORIKO CAPITAL MANAGEMENT LLC

ownership team - last updated 2020-07-09
Name Title Start Date Direct/Indirect % Ownership
DOLAN, ERIK, JOSEPH CHIEF COMPLIANCE OFFICER 03/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
VOLTRADE CAPITAL LIMITED PARTNERSHIP CHIEF COMPLIANCE OFFICER direct 2019-06-01
HORIKO, HIDEJI MANAGING MEMBER 04/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
HORIKO CAPITAL MANAGEMENT LLC PRESIDENT & CEO direct 2000-04-01
HORIKO CAPITAL MANAGEMENT LLC MANAGING MEMBER direct 2000-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
HC FOCUS FUND Cayman Islands 805-5096997718 Hedge Fund 83,858,477 100,000
HC FOCUS FUND, LP United States 805-9565063626 Hedge Fund 29,651,024 100,000

HORIKO CAPITAL MANAGEMENT LLC

ownership team - last updated 2020-06-12
Name Title Start Date Direct/Indirect % Ownership
DOLAN, ERIK, JOSEPH CHIEF COMPLIANCE OFFICER 03/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
VOLTRADE CAPITAL LIMITED PARTNERSHIP CHIEF COMPLIANCE OFFICER direct 2019-06-01
HORIKO, HIDEJI MANAGING MEMBER 04/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
HORIKO CAPITAL MANAGEMENT LLC PRESIDENT & CEO direct 2000-04-01
HORIKO CAPITAL MANAGEMENT LLC MANAGING MEMBER direct 2000-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
HC FOCUS FUND, LP United States 805-9565063626 Hedge Fund 29,651,024 100,000
HC FOCUS FUND Cayman Islands 805-5096997718 Hedge Fund 83,858,477 100,000

HORIKO CAPITAL MANAGEMENT LLC

ownership team - last updated 2020-03-27
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
HC FOCUS FUND, LP United States 805-9565063626 Hedge Fund 29,651,024 100,000
HC FOCUS FUND Cayman Islands 805-5096997718 Hedge Fund 83,858,477 100,000

HORIKO CAPITAL MANAGEMENT LLC

ownership team - last updated 2019-02-26
Name Title Start Date Direct/Indirect % Ownership
HORIKO, HIDEJI MANAGING MEMBER 04/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
HORIKO CAPITAL MANAGEMENT LLC PRESIDENT & CEO direct 2000-04-01
HORIKO CAPITAL MANAGEMENT LLC MANAGING MEMBER direct 2000-04-01
FURUSHITA, YOSHIHISA CHIEF COMPLIANCE OFFICER 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
HORIKO CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2017-08-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
HC FOCUS FUND, LP United States 805-9565063626 Hedge Fund 21,327,151 100,000
HC FOCUS FUND Cayman Islands 805-5096997718 Hedge Fund 60,214,089 100,000

HORIKO CAPITAL MANAGEMENT LLC

ownership team - last updated 2018-04-16
Name Title Start Date Direct/Indirect % Ownership
HORIKO, HIDEJI MANAGING MEMBER 04/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
HORIKO CAPITAL MANAGEMENT LLC PRESIDENT & CEO direct 2000-04-01
HORIKO CAPITAL MANAGEMENT LLC MANAGING MEMBER direct 2000-04-01
FURUSHITA, YOSHIHISA CHIEF COMPLIANCE OFFICER 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
HORIKO CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2017-08-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
HC FOCUS FUND Cayman Islands 805-5096997718 Hedge Fund 55,544,317 100,000
HC FOCUS FUND, LP United States 805-9565063626 Hedge Fund 22,919,510 100,000

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