HORIZON INVESTMENTS, LLC

HTTP://WWW.HORIZONINVESTMENTS.COM CHARLOTTE, NC Investment Advisor How do I update this listing?

Also known as:

  • HORIZON INVESTMENTS LLC/SC

Horizon Investments is based out of Charlotte. Horizon Investments is a large advisory firm with 2156 clients and discretionary assets under management (AUM) of $3,334,296,770 (Form ADV from 2019-03-22). Their last reported 13F filing for Q1 2019 included $2,804,962,000 in managed 13F securities and a top 10 holdings concentration of 46.99%. Horizon Investments's largest holding is SPDR S&P 500 Growth ETF with shares held of 7,191,589. Whalewisdom has at least 27 13F filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $2.805 Billion
  • Prior Market Value $1.978 Billion
  • New Purchases253 stocks
  • Additional Purchases139 stocks
  • Sold out of19 stocks
  • Reduced holdings in42 stocks
  • Top 10 Holdings % 46.99 %
  • Turnover % [1]:62.24%
  • Turnover Alt % [2]: 59.15 %
  • Time Held Top20:1.15 quarters
  • Time Held Top10:1.20 quarters
  • Time Held All:2.96 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: 3.08%
Performance Last 4 Quarters: 0.95%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR/A (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
FOUNDERS FINANCIAL SECURITIES LLC

View Last Form Adv Compilation Report on Record

HORIZON INVESTMENTS LLC
6210 ARDREY KELL ROAD STE 300
CHARLOTTE NC    28277
Country: United States

Business Phone: 704-544-2399
Fax: 704-544-2883
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: SC
Number of employees: 60
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 2156
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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HORIZON INVESTMENTS LLC

ownership team - last updated 2019-03-22
Name Title Start Date Direct/Indirect % Ownership
CANNON, ROBERT, JOSEPH PRESIDENT AND CEO, MEMBER, ELECTED MANAGER 04/01/1999 Direct 75% or more
Fund Name Position direct/indirect start date end date
HORIZON INVESTMENTS LLC PRESIDENT AND CEO, MEMBER, ELECTED MANAGER direct 1999-04-01
BREEN FINANCIAL CORPORATION MANAGING MEMBER/ PRESIDENT & CEO indirect 1999-04-01
PRESIDIUM RETIREMENT ADVISERS, INC. MEMBER indirect 1999-04-01
BREEN FINANCIAL CORPORATION PRESIDENT AND CEO direct 2008-08-01
PRESIDIUM RETIREMENT ADVISERS, INC. CHIEF EXECUTIVE OFFICER direct 2015-02-01
HARIZON INVESTMENTS LLC MANAGING MEMBER direct 1999-04-01 2005-08-04
HORIZON INVESTMENTS LLC MANAGING MEMBER/CCO direct 1999-04-01 2006-03-27
HORIZON INVESTMENTS LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 1999-04-01 2006-07-24
HORIZON INVESTMENTS LLC MANAGING MEMBER/PRESIDENT AND CEO direct 1999-04-01 2015-12-08
HORIZON INVESTMENTS LLC PRESIDENT AND CEO direct 1999-04-01 2016-03-30
LADNER, SCOTT, EVAN CHIEF INVESTMENT OFFICER, MEMBER 02/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
HORIZON INVESTMENTS LLC MANAGING DIRECTOR OF ALTERNATIVE STRATEGIES direct 2013-10-01
HORIZON INVESTMENTS LLC HEAD OF RISK, MEMBER direct 2013-10-01
HORIZON INVESTMENTS LLC MANAGING DIRECTOR, HEAD OF QUANTITATIVE AND ALTERNATIVE STRATEGIES direct 2013-10-01
CHAMBERS, MATTHEW, SCOTT GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER 12/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
HORIZON INVESTMENTS LLC GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2014-12-01
PRESIDIUM RETIREMENT ADVISERS, INC. CHIEF COMPLIANCE OFFICER direct 2015-03-01
DRAHZAL, JOHN, NOEL HEAD OF DISTRIBUTION 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRUDENTIAL INVESTMENTS LLC DIRECTOR OF SALES AND DISTRIBUTION direct 2006-08-01

HORIZON INVESTMENTS LLC

ownership team - last updated 2018-04-16
Name Title Start Date Direct/Indirect % Ownership
CANNON, ROBERT, JOSEPH PRESIDENT AND CEO, MEMBER, ELECTED MANAGER 04/01/1999 Direct 75% or more
Fund Name Position direct/indirect start date end date
HORIZON INVESTMENTS LLC PRESIDENT AND CEO, MEMBER, ELECTED MANAGER direct 1999-04-01
BREEN FINANCIAL CORPORATION MANAGING MEMBER/ PRESIDENT & CEO indirect 1999-04-01
PRESIDIUM RETIREMENT ADVISERS, INC. MEMBER indirect 1999-04-01
BREEN FINANCIAL CORPORATION PRESIDENT AND CEO direct 2008-08-01
PRESIDIUM RETIREMENT ADVISERS, INC. CHIEF EXECUTIVE OFFICER direct 2015-02-01
HARIZON INVESTMENTS LLC MANAGING MEMBER direct 1999-04-01 2005-08-04
HORIZON INVESTMENTS LLC MANAGING MEMBER/CCO direct 1999-04-01 2006-03-27
HORIZON INVESTMENTS LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 1999-04-01 2006-07-24
HORIZON INVESTMENTS LLC MANAGING MEMBER/PRESIDENT AND CEO direct 1999-04-01 2015-12-08
HORIZON INVESTMENTS LLC PRESIDENT AND CEO direct 1999-04-01 2016-03-30
BLOCKER, KEVIN, WAYNE PORTFOLIO MANAGER, MEMBER 10/01/2004 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
HORIZON INVESTMENTS LLC MEMBER direct 2004-10-01
HORIZON INVESTMENTS LLC PORTFOLIO MANAGER, MEMBER direct 2004-10-01
HORIZON INVESTMENTS LLC SENIOR QUANTITATIVE STRATEGIST direct 2004-10-01
BARTHOLOMEW, JOSHUA, SAMUEL MANAGING DIRECTOR, MEMBER 08/01/2005 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
HORIZON INVESTMENTS LLC NATIONAL SALES DIRECTOR direct 2005-08-01
HORIZON INVESTMENTS LLC MANAGING DIRECTOR, MEMBER direct 2005-08-01
HORIZON INVESTMENTS LLC MANAGING DIRECTOR, RIA SALES direct 2005-08-01
ROLLINS, EDDIE, THOMAS SENIOR MANAGING DIRECTOR, MEMBER 09/01/2010 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
STANFORD GROUP COMPANY EXECUTIVE DIRECTOR direct 2005-03-01
STANFORD GROUP COMPANY EXECUTIVE DIRECTOR, RETAIL direct 2005-03-01
HORIZON INVESTMENTS LLC SENIOR MANAGING DIRECTOR, SALES AND MARKETING, MEMBER direct 2010-09-01
HORIZON INVESTMENTS LLC SENIOR MANAGING DIRECTOR, SALES AND MARKETING direct 2010-09-01
HORIZON INVESTMENTS LLC MANAGING DIRECTOR direct 2010-09-01
SABA, RONALD, BYRON SENIOR MANAGING DIRECTOR OF INVESTMENT MANAGEMENT 03/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
CHARLOTTE CAPITAL, LLC MANAGEMENT COMMITTEE MEMBER - DESIGNEE OF CAP TECH, LLC direct 2000-10-01
CHARLOTTE CAPITAL, LLC SHAREHOLDER, MEMBER indirect 2000-10-01
HORIZON INVESTMENTS LLC SENIOR MANAGING DIRECTOR OF INVESTMENT MANAGEMENT direct 2013-03-01
HORIZON INVESTMENTS LLC HEAD OF INVESTMENT COMMITTEE direct 2013-03-01 2014-04-29
LADNER, SCOTT, EVAN HEAD OF INVESTMENTS, MEMBER 10/01/2013 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
HORIZON INVESTMENTS LLC MANAGING DIRECTOR OF ALTERNATIVE STRATEGIES direct 2013-10-01
HORIZON INVESTMENTS LLC HEAD OF RISK, MEMBER direct 2013-10-01
HORIZON INVESTMENTS LLC MANAGING DIRECTOR, HEAD OF QUANTITATIVE AND ALTERNATIVE STRATEGIES direct 2013-10-01
CHAMBERS, MATTHEW, SCOTT GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER 12/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
HORIZON INVESTMENTS LLC GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2014-12-01
PRESIDIUM RETIREMENT ADVISERS, INC. CHIEF COMPLIANCE OFFICER direct 2015-03-01
DRAHZAL, JOHN, NOEL HEAD OF DISTRIBUTION 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRUDENTIAL INVESTMENTS LLC DIRECTOR OF SALES AND DISTRIBUTION direct 2006-08-01

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