ICM ASSET MANAGEMENT INC

HTTPS://WWW.ICMASSET.COM SPOKANE, WA Investment Advisor Hedge Fund How do I update this listing?

ICM Asset Management is based out of Spokane. ICM Asset Management is a large advisory firm with 136 clients and discretionary assets under management (AUM) of $138,545,558 (Form ADV from 2018-03-28). Their last reported 13F filing for Q3 2018 included $143,161,000 in managed 13F securities and a top 10 holdings concentration of 64.72%. ICM Asset Management's largest holding is Microsoft Corp. with shares held of 205,200. ICM Asset Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 75 13F filings, and 64 13G filings

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09/30/2018

13F Sector Allocation Over Time

09/30/2018

13F Activity

  • Market Value $143.161 Million
  • Prior Market Value $115.997 Million
  • New Purchases4 stocks
  • Additional Purchases20 stocks
  • Sold out of5 stocks
  • Reduced holdings in15 stocks
  • Top 10 Holdings % 64.72 %
  • Turnover % [1]:17.65%
  • Turnover Alt % [2]: 17.76 %
  • Time Held Top20:5.35 quarters
  • Time Held Top10:6.10 quarters
  • Time Held All:10.59 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2018-11-14

Performance for Q3 2018: -7.44%
Performance Last 4 Quarters: 15.4%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR/A (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2004-03-31 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR/A (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)
  • 2003-09-30 - 13F-HR (Subscription required)
  • 2003-06-30 - 13F-HR (Subscription required)
  • 2003-03-31 - 13F-HR (Subscription required)
  • 2002-12-31 - 13F-HR (Subscription required)
  • 2002-09-30 - 13F-HR (Subscription required)
  • 2002-06-30 - 13F-HR (Subscription required)
  • 2002-03-31 - 13F-HR/A (Subscription required)
  • 2002-03-31 - 13F-HR (Subscription required)
  • 2001-12-31 - 13F-HR (Subscription required)
  • 2001-09-30 - 13F-HR (Subscription required)
  • 2001-06-30 - 13F-HR (Subscription required)
  • 2001-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

ICM ASSET MANAGEMENT INC
Classified as Hedge Fund
601 WEST MAIN AVENUE, SUITE 900
SPOKANE WA    99201-0613
Country: United States

Business Phone: 509-455-3588
Fax: 509-623-0588
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: WA
Number of employees: 4
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 136
Amount of client funds and securities by related persons: 11,121
Total Number of clients from related persons: 1
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Non-derivative Insider Transactions Since 09/30/2018

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ownership team - last updated 2017-03-13
Name Title Start Date Direct/Indirect % Ownership
SIMMONS, JAMES, MARVIN CEO,CIO,DIRECTOR 11/01/1981 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
ICM INVESTMENT MANAGEMENT, LLC PRESIDENT, CIO, DIRECTOR indirect 1981-11-01
REDCHIP COMPANIES, LLC PRESIDENT/CIO/DIRECTOR indirect 1981-11-01
REDCHIP RESEARCH, LLC PRESIDENT indirect 1981-11-01
ICM ASSET MANAGEMENT INC CEO,CIO,DIRECTOR direct 1981-11-01
PLENARY ADVISORS, LLC CEO, CIO, DIRECTOR indirect 1981-11-01
ICM PARTNERS, LLC CEO, CIO, DIRECTOR indirect 1981-11-01
PROMANAGE, INC. SHAREHOLDER indirect 2001-04-01
REDCHIP COMPANIES, LLC CHAIRMAN direct 2001-10-01
ICM INVESTMENT MANAGEMENT, LLC PRESIDENT, CHIEF INVESTMENT OFFICER direct 2003-01-01
ICM PARTNERS, LLC PRESIDENT direct 2006-08-01
PLENARY ADVISORS, LLC PRESIDENT direct 2006-10-01
ICM ASSET MANAGEMENT INC PRESIDENT,DIRECTOR,CIO direct 1981-11-01 2001-04-04
PROMANAGE, INC. CHAIRMAN OF THE BOARD direct 2001-04-01 2001-12-03
REDCHIP COMPANIES, LLC CHAIRMAN AND PRESIDENT (PREVIOUSLY CHAIRMAN) direct 2002-01-01 2002-02-21
ICM INVESTMENT MANAGEMENT, LLC MANAGER, PRESIDENT, CIO direct 2002-06-01 2002-07-03
REDCHIP COMPANIES, LLC PRESIDENT indirect 1981-11-01 2003-04-30
PROMANAGE, LLC PRESIDENT,CIO,DIRECTOR indirect 1981-11-01 2005-03-04
ICM ASSET MANAGEMENT INC PRESIDENT,CIO,DIRECTOR direct 1981-11-01 2005-04-06
PROMANAGE, LLC CHAIRMAN, DIRECTOR STRATEGIC DEVELOPMENT, MARKETING & SALES direct 2009-04-01 2011-10-05
PROMANAGE, LLC CHAIRMAN direct 2009-04-01 2013-04-01
PROMANAGE, LLC CEO OF MANAGING MEMBER direct 2005-06-01 2015-03-27
PROMANAGE, LLC CEO,CIO,DIRECTOR indirect 1981-11-01 2015-07-24
PROMANAGE, LLC CEO OF MANAGING MEMBER ICM direct 2005-06-01 2015-07-24
EAGLE PEAK CAPITAL, INC. SHAREHOLDER direct 2015-10-01 2016-11-29
SIMMONS, VICKI, LYNN DIRECTOR 08/01/2003 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ICM ASSET MANAGEMENT INC DIRECTOR direct 2003-08-01
EAGLE PEAK CAPITAL, INC. SHAREHOLDER direct 2015-10-01
HOUSE, LISA, ANN CHIEF COMPLIANCE OFFICER 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
ICM ASSET MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2009-01-01
ICM PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2009-01-01
EAGLE PEAK CAPITAL, INC. CHIEF COMPLIANCE OFFICER direct 2016-11-01
MANITO ASSET MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
RAVEN VENTURES CAPITAL PARTNERS, L.P. United States 805-6268720624 Hedge Fund 908,258 250,000

WhaleScore history for ICM ASSET MANAGEMENT INC

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