IFP ADVISORS, INC

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IFP Advisors is based out of Tampa. IFP Advisors is a large advisory firm with 17055 clients and discretionary assets under management (AUM) of $5,322,215,907 (Form ADV from 2019-04-09). Their last reported 13F filing for Q1 2019 included $731,302,000 in managed 13F securities and a top 10 holdings concentration of 20.91%. IFP Advisors's largest holding is SPDR S&P 500 ETF Trust with shares held of 112,986. Whalewisdom has at least 24 13F filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $732.45 Million
  • Prior Market Value $1.641 Billion
  • New Purchases398 stocks
  • Additional Purchases273 stocks
  • Sold out of1541 stocks
  • Reduced holdings in1689 stocks
  • Top 10 Holdings % 20.88 %
  • Turnover % [1]:75.51%
  • Turnover Alt % [2]: 142.56 %
  • Time Held Top20:4.70 quarters
  • Time Held Top10:5.90 quarters
  • Time Held All:10.09 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 5.12%
Performance Last 4 Quarters: 4.52%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR/A (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR/A (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR/A (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR/A (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR/A (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR/A (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR/A (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR/A (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR/A (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR/A (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

INDEPENDENT FINANCIAL PARTNERS
3030 NORTH ROCKY POINT DRIVE WEST SUITE 700
TAMPA FL    33607
Country: United States

Business Phone: 813-341-0960
Fax: 813-288-0701
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: FL
Number of employees: 432
Other Business Activities: insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees,PERCENTAGE OF ASSETS UNDER ADVISEMENT
Amount of client funds and securities: 439,476,000
Total Number of Clients: 17055
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.D (2),11.D (4)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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IFP ADVISORS, LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
HAMM, WILLIAM, EUGENE CHIEF EXECUTIVE OFFICER 08/01/1995 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
WILLIAM E. HAMM & ASSOCIATES,INC PRESIDENT direct 1995-08-01
IFP ADVISORS, INC. CHIEF EXECUTIVE OFFICER direct 1995-08-01
WILLIAM E. HAMM & ASSOCIATES,INC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1995-08-01
HAMM, WILLIAM, CHRISTOPHER CHIEF OPERATING OFFICER 01/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
IFP ADVISORS, INC. CHIEF OPERATING OFFICER direct 2013-01-01
HAMM, KAREN, L. SENIOR VICE PRESIDENT 09/01/2014 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
IFP ADVISORS, INC. SENIOR VICE PRESIDENT direct 2014-09-01
MOYER, TIMOTHY, GLENN CHIEF COMPLIANCE OFFICER 02/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
JESUP & LAMONT SECURITIES CORP. CHIEF COMPLIANCE OFFICER, SROP direct 2008-05-01
EMPIRE INVESTMENT ADVISORS INC CHIEF COMPLIANCE OFFICER direct 2008-10-01
PEVENSEY FINANCIAL, INC FINANCIAL CONSULTANT direct 2010-11-01
CHRISTINA, LINDA, M DIRECTOR OF ADVISORY COMPLIANCE 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
IFP ADVISORS, INC. DIRECTOR OF ADVISORY COMPLIANCE direct 2016-09-01
MCCAULEY, WILLIAM, HUGH CHIEF FINANCIAL OFFICER 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATOR INVESTORS, INC. FINANCIAL/OPERATIONS PRINCIPAL direct 2007-04-01
MML INVESTORS SERVICES, INC. CHIEF FINANCIAL OFFICER, TREASURER AND ASSISTANT VICE PRESIDENT direct 2009-09-01
TRANSAMERICA FINANCIAL ADVISORS, INC. VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER - FINOP direct 2012-04-01
TRANSAMERICA FINANCIAL ADVISORS, INC. CHIEF FINANCIAL OFFICER AND TREASURER - FINOP direct 2012-05-01
TRANSAMERICA FINANCIAL ADVISORS, INC. DIRECTOR, CHIEF FINANCIAL OFFICER, TREASURER AND VICE PRESIDENT direct 2016-06-01
MMLISI FINANCIAL ALLIANCES, LLC TREASURER AND FINANCIAL OPERATIONS PRINCIPAL direct 2009-09-01
IFP GROUP, LLC HOLDING COMPANY 06/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
IFP ADVISORS, LLC HOLDING COMPANY direct 2018-06-01
WKW ENTERPRISES S CORP HAMM, WILLIAM, EUGENE 09/01/2014 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
IFP ADVISORS, INC. S CORP indirect 2014-09-01
IFP ADVISORS, INC. S CORP indirect 2014-09-01

IFP ADVISORS, INC.

ownership team - last updated 2018-10-15
Name Title Start Date Direct/Indirect % Ownership
HAMM, WILLIAM, EUGENE CHIEF EXECUTIVE OFFICER 08/01/1995 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
WILLIAM E. HAMM & ASSOCIATES,INC PRESIDENT direct 1995-08-01
IFP ADVISORS, INC. CHIEF EXECUTIVE OFFICER direct 1995-08-01
WILLIAM E. HAMM & ASSOCIATES,INC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1995-08-01
HAMM, KAREN, L. SENIOR VICE PRESIDENT 09/01/2014 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
IFP ADVISORS, INC. SENIOR VICE PRESIDENT direct 2014-09-01
MOYER, TIMOTHY, GLENN CHIEF COMPLIANCE OFFICER 02/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
JESUP & LAMONT SECURITIES CORP. CHIEF COMPLIANCE OFFICER, SROP direct 2008-05-01
EMPIRE INVESTMENT ADVISORS INC CHIEF COMPLIANCE OFFICER direct 2008-10-01
PEVENSEY FINANCIAL, INC FINANCIAL CONSULTANT direct 2010-11-01
CHRISTINA, LINDA, M DIRECTOR OF ADVISORY COMPLIANCE 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
IFP ADVISORS, INC. DIRECTOR OF ADVISORY COMPLIANCE direct 2016-09-01
HAMM, WILLIAM, CHRISTOPHER CHIEF OPERATING OFFICER 01/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
IFP ADVISORS, INC. CHIEF OPERATING OFFICER direct 2013-01-01
MCCAULEY, WILLIAM, HUGH CHIEF FINANCIAL OFFICER 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATOR INVESTORS, INC. FINANCIAL/OPERATIONS PRINCIPAL direct 2007-04-01
MML INVESTORS SERVICES, INC. CHIEF FINANCIAL OFFICER, TREASURER AND ASSISTANT VICE PRESIDENT direct 2009-09-01
TRANSAMERICA FINANCIAL ADVISORS, INC. VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER - FINOP direct 2012-04-01
TRANSAMERICA FINANCIAL ADVISORS, INC. CHIEF FINANCIAL OFFICER AND TREASURER - FINOP direct 2012-05-01
TRANSAMERICA FINANCIAL ADVISORS, INC. DIRECTOR, CHIEF FINANCIAL OFFICER, TREASURER AND VICE PRESIDENT direct 2016-06-01
MMLISI FINANCIAL ALLIANCES, LLC TREASURER AND FINANCIAL OPERATIONS PRINCIPAL direct 2009-09-01
WKW ENTERPRISES S CORP HAMM, WILLIAM, EUGENE 09/01/2014 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
IFP ADVISORS, INC. S CORP indirect 2014-09-01
IFP ADVISORS, INC. S CORP indirect 2014-09-01
WKW ENTERPRISES S CORP HAMM, KAREN, L. 09/01/2014 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
IFP ADVISORS, INC. S CORP indirect 2014-09-01
IFP ADVISORS, INC. S CORP indirect 2014-09-01

IFP ADVISORS, INC.

ownership team - last updated 2017-11-10
Name Title Start Date Direct/Indirect % Ownership
HAMM, WILLIAM, EUGENE CHIEF EXECUTIVE OFFICER 08/01/1995 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
WILLIAM E. HAMM & ASSOCIATES,INC PRESIDENT direct 1995-08-01
IFP ADVISORS, INC. CHIEF EXECUTIVE OFFICER direct 1995-08-01
WILLIAM E. HAMM & ASSOCIATES,INC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1995-08-01
HAMM, KAREN, L. SENIOR VICE PRESIDENT 09/01/2014 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
IFP ADVISORS, INC. SENIOR VICE PRESIDENT direct 2014-09-01
COKINIS, CHRISTOPHER, ALEX CHIEF COMPLIANCE OFFICER 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
LOCUST STREET SECURITIES, INC. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND SECRETARY direct 2003-01-01
IFP ADVISORS, INC. CHIEF COMPLIANCE OFFICER direct 2016-09-01
TERRA FINANCIAL PLANNING GROUP LTD CHIEF COMPLIANCE OFFICER direct 2001-06-01 2002-06-26
LOCUST STREET SECURITIES, INC. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2003-01-01 2003-04-25
ING FINANCIAL PARTNERS, INC VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, SECRETARY AND CROP direct 2004-01-01 2008-06-03
ING FINANCIAL PARTNERS, INC VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & SECRETARY direct 2004-01-01 2012-01-06
SUMMITALLIANCE CAPITAL MANAGEMENT, L.L.C. CHIEF COMPLIANCE OFFICER direct 2012-02-01 2012-03-28
SUMMITALLIANCE ADVISORS, L.L.C. CHIEF COMPLIANCE OFFICER direct 2012-02-01 2012-03-28
SUMMITALLIANCE CAPITAL MANAGEMENT, L.L.C. CHIEF COMPLIANCE OFFICER direct 2012-04-01 2013-04-01
ARGENTUS ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2012-04-01 2013-04-01
VSR FINANCIAL SERVICES, INC. CHIEF COMPLIANCE OFFICER direct 2013-12-01 2015-12-23

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