Imperial Capital Asset Management, LLC

LOS ANGELES, CA Investment Advisor Hedge Fund How do I update this listing?

Create Email Alert

Imperial Capital Asset Management is based out of Los Angeles. Imperial Capital Asset Management is a hedge fund with 126 clients and discretionary assets under management (AUM) of $242,375,721 (Form ADV from 2022-03-31). Whalewisdom has at least 3 13G filings, and 2 Form 4 filings

Contact Info

imperial capital asset management, llc
10100 SANTA MONICA BLVD.
LOS ANGELES CA    90067

Business Phone: 310.246.3644
SEC SIC CODE:
7372-SERVICES-PREPACKAGED SOFTWARE
Current 13D/G Holdings
Stock Sector Shares Held Market Value Rank Source Source Date
Great Elm Capital Corp (GECC) FINANCE 332,358 6,141,970.63 1 13G 2021-12-31

View Last Form Adv Compilation Report on Record

IMPERIAL CAPITAL ASSET MANAGEMENT LLC
3801 PGA BOULEVARD, SUITE 603
PALM BEACH GARDENS FL    33410
Country: United States

Business Phone: 310-246-3793
Fax: 561-214-7998
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 23
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Subscription fees,Performance-based fees,OPTIONAL PAYMENT FOR DEBT AND EQUITY RESEARCH REPORTS TO CLIENTS
Amount of client funds and securities: 249,658,000
Total Number of Clients: 126
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Insider Transactions in the past year

Loading...

IMPERIAL CAPITAL ASSET MANAGEMENT LLC

ownership team - last updated 2022-03-31
Name Title Start Date Direct/Indirect % Ownership
MARTIS, MARK, CHRISTOPHER COO AND CFO 09/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC COO direct 1997-09-01
IMPERIAL ASSET MANAGEMENT LLC CFO/COO/TREASURER direct 1997-09-01 2009-03-25
IMPERIAL CAPITAL ASSET MANAGEMENT LLC COO AND CHIEF COMPLIANCE OFFICER direct 1997-09-01 2011-07-06
REESE, JASON, WALTER CHAIRMAN AND CEO 09/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC CHAIRMAN AND CEO direct 1997-09-01
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER indirect 2001-06-01
IMPERIAL ASSET MANAGEMENT LLC CO-PRESIDENT direct 1997-09-01 2001-10-31
IMPERIAL ASSET MANAGEMENT LLC OWNER indirect 2001-06-01 2001-10-31
IMPERIAL CAPITAL ASSET MANAGEMENT LLC PRESIDENT direct 1997-09-01 2014-03-31
ICAM HOLDINGS, LLC. MEMBER 01/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER direct 2014-01-01
WIENCH, TODD, EDMUND CHIEF COMPLIANCE OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2014-06-01
REESE, JASON, WALTER MEMBER IMPERIAL CAPITAL GROUP HOLDINGS, LLC 06/01/2001 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC CHAIRMAN AND CEO direct 1997-09-01
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER indirect 2001-06-01
IMPERIAL ASSET MANAGEMENT LLC CO-PRESIDENT direct 1997-09-01 2001-10-31
IMPERIAL ASSET MANAGEMENT LLC OWNER indirect 2001-06-01 2001-10-31
IMPERIAL CAPITAL ASSET MANAGEMENT LLC PRESIDENT direct 1997-09-01 2014-03-31
WOOSTER, RANDALL, EVAN MEMBER IMPERIAL CAPITAL GROUP HOLDINGS, LLC 06/01/2001 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER indirect 2001-06-01
IMPERIAL ASSET MANAGEMENT LLC CO-PRESIDENT direct 1997-09-01 2001-10-31
IMPERIAL ASSET MANAGEMENT LLC OWNER indirect 2001-06-01 2001-10-31
IMPERIAL CAPITAL GROUP HOLDINGS, LLC MEMBER ICAM HOLDINGS, LLC 01/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER indirect 2002-01-01
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER indirect 2014-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
HUDSON CLEAN ENERGY PARTNERS (MASTER T-E), L.P. Cayman Islands 805-3218917197 Private Equity Fund 391,602 5,000,000 Master Fund
HUDSON CLEAN ENERGY PARTNERS CO-INVEST, L.P. Cayman Islands 805-7054794357 Private Equity Fund 2,910,950 500,000
HUDSON CLEAN ENERGY PARTNER AIV, L.P. Cayman Islands 805-1439207911 Private Equity Fund 19,019,969 5,000,000
HUDSON CLEAN ENERGY PARTNERS, L.P. United States 805-9880024135 Private Equity Fund 5,534,672 5,000,000
HCEP PARALLEL, L.P. United States 805-3953266677 Private Equity Fund 561,536 100,000
HUDSON CLEAN ENERGY PARTNERS (MASTER), L.P. United States 805-9152348993 Private Equity Fund 295,165 5,000,000 Master Fund
LONG BALL PARTNERS, LLC United States 805-8634527884 Hedge Fund 206,068,903 1,000,000
HUDSON CLEAN ENERGY PARTNERS (MASTER) AIV, L.P. Cayman Islands 805-4667853814 Private Equity Fund 7,592,923 5,000,000 Master Fund

IMPERIAL CAPITAL ASSET MANAGEMENT LLC

ownership team - last updated 2021-11-11
Name Title Start Date Direct/Indirect % Ownership
MARTIS, MARK, CHRISTOPHER COO AND CFO 09/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC COO direct 1997-09-01
IMPERIAL ASSET MANAGEMENT LLC CFO/COO/TREASURER direct 1997-09-01 2009-03-25
IMPERIAL CAPITAL ASSET MANAGEMENT LLC COO AND CHIEF COMPLIANCE OFFICER direct 1997-09-01 2011-07-06
REESE, JASON, WALTER CHAIRMAN AND CEO 09/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC CHAIRMAN AND CEO direct 1997-09-01
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER indirect 2001-06-01
IMPERIAL ASSET MANAGEMENT LLC CO-PRESIDENT direct 1997-09-01 2001-10-31
IMPERIAL ASSET MANAGEMENT LLC OWNER indirect 2001-06-01 2001-10-31
IMPERIAL CAPITAL ASSET MANAGEMENT LLC PRESIDENT direct 1997-09-01 2014-03-31
ICAM HOLDINGS, LLC. MEMBER 01/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER direct 2014-01-01
WIENCH, TODD, EDMUND CHIEF COMPLIANCE OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2014-06-01
REESE, JASON, WALTER MEMBER IMPERIAL CAPITAL GROUP HOLDINGS, LLC 06/01/2001 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC CHAIRMAN AND CEO direct 1997-09-01
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER indirect 2001-06-01
IMPERIAL ASSET MANAGEMENT LLC CO-PRESIDENT direct 1997-09-01 2001-10-31
IMPERIAL ASSET MANAGEMENT LLC OWNER indirect 2001-06-01 2001-10-31
IMPERIAL CAPITAL ASSET MANAGEMENT LLC PRESIDENT direct 1997-09-01 2014-03-31
WOOSTER, RANDALL, EVAN MEMBER IMPERIAL CAPITAL GROUP HOLDINGS, LLC 06/01/2001 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER indirect 2001-06-01
IMPERIAL ASSET MANAGEMENT LLC CO-PRESIDENT direct 1997-09-01 2001-10-31
IMPERIAL ASSET MANAGEMENT LLC OWNER indirect 2001-06-01 2001-10-31
IMPERIAL CAPITAL GROUP HOLDINGS, LLC MEMBER ICAM HOLDINGS, LLC 01/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER indirect 2002-01-01
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER indirect 2014-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
HUDSON CLEAN ENERGY PARTNERS (MASTER T-E), L.P. Cayman Islands 805-3218917197 Private Equity Fund 671,338 5,000,000 Master Fund
HUDSON CLEAN ENERGY PARTNERS CO-INVEST, L.P. Cayman Islands 805-7054794357 Private Equity Fund 4,462,143 500,000
HUDSON CLEAN ENERGY PARTNER AIV, L.P. Cayman Islands 805-1439207911 Private Equity Fund 28,009,387 5,000,000
HUDSON CLEAN ENERGY PARTNERS, L.P. United States 805-9880024135 Private Equity Fund 5,531,569 5,000,000
HCEP PARALLEL, L.P. United States 805-3953266677 Private Equity Fund 1,355,680 100,000
HUDSON CLEAN ENERGY PARTNERS (MASTER), L.P. United States 805-9152348993 Private Equity Fund 1,107,137 5,000,000 Master Fund
LONG BALL PARTNERS, LLC United States 805-8634527884 Hedge Fund 124,370,831 1,000,000
HUDSON CLEAN ENERGY PARTNERS (MASTER) AIV, L.P. Cayman Islands 805-4667853814 Private Equity Fund 7,528,756 5,000,000 Master Fund

IMPERIAL CAPITAL ASSET MANAGEMENT LLC

ownership team - last updated 2021-03-31
Name Title Start Date Direct/Indirect % Ownership
MARTIS, MARK, CHRISTOPHER COO AND CFO 09/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC COO direct 1997-09-01
IMPERIAL ASSET MANAGEMENT LLC CFO/COO/TREASURER direct 1997-09-01 2009-03-25
IMPERIAL CAPITAL ASSET MANAGEMENT LLC COO AND CHIEF COMPLIANCE OFFICER direct 1997-09-01 2011-07-06
REESE, JASON, WALTER CHAIRMAN AND CEO 09/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC CHAIRMAN AND CEO direct 1997-09-01
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER indirect 2001-06-01
IMPERIAL ASSET MANAGEMENT LLC CO-PRESIDENT direct 1997-09-01 2001-10-31
IMPERIAL ASSET MANAGEMENT LLC OWNER indirect 2001-06-01 2001-10-31
IMPERIAL CAPITAL ASSET MANAGEMENT LLC PRESIDENT direct 1997-09-01 2014-03-31
ICAM HOLDINGS, LLC. MEMBER 01/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER direct 2014-01-01
WIENCH, TODD, EDMUND CHIEF COMPLIANCE OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2014-06-01
REESE, JASON, WALTER MEMBER IMPERIAL CAPITAL GROUP HOLDINGS, LLC 06/01/2001 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC CHAIRMAN AND CEO direct 1997-09-01
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER indirect 2001-06-01
IMPERIAL ASSET MANAGEMENT LLC CO-PRESIDENT direct 1997-09-01 2001-10-31
IMPERIAL ASSET MANAGEMENT LLC OWNER indirect 2001-06-01 2001-10-31
IMPERIAL CAPITAL ASSET MANAGEMENT LLC PRESIDENT direct 1997-09-01 2014-03-31
WOOSTER, RANDALL, EVAN MEMBER IMPERIAL CAPITAL GROUP HOLDINGS, LLC 06/01/2001 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER indirect 2001-06-01
IMPERIAL ASSET MANAGEMENT LLC CO-PRESIDENT direct 1997-09-01 2001-10-31
IMPERIAL ASSET MANAGEMENT LLC OWNER indirect 2001-06-01 2001-10-31
IMPERIAL CAPITAL GROUP HOLDINGS, LLC MEMBER ICAM HOLDINGS, LLC 01/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER indirect 2002-01-01
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER indirect 2014-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
HUDSON CLEAN ENERGY PARTNERS (MASTER T-E), L.P. Cayman Islands 805-3218917197 Private Equity Fund 671,338 5,000,000 Master Fund
HUDSON CLEAN ENERGY PARTNERS CO-INVEST, L.P. Cayman Islands 805-7054794357 Private Equity Fund 4,462,143 500,000
HUDSON CLEAN ENERGY PARTNER AIV, L.P. Cayman Islands 805-1439207911 Private Equity Fund 28,009,387 5,000,000
HUDSON CLEAN ENERGY PARTNERS, L.P. United States 805-9880024135 Private Equity Fund 5,531,569 5,000,000
HCEP PARALLEL, L.P. United States 805-3953266677 Private Equity Fund 1,355,680 100,000
HUDSON CLEAN ENERGY PARTNERS (MASTER), L.P. United States 805-9152348993 Private Equity Fund 1,107,137 5,000,000 Master Fund
LONG BALL PARTNERS, LLC United States 805-8634527884 Hedge Fund 124,370,831 1,000,000
HUDSON CLEAN ENERGY PARTNERS (MASTER) AIV, L.P. Cayman Islands 805-4667853814 Private Equity Fund 7,528,756 5,000,000 Master Fund

IMPERIAL CAPITAL ASSET MANAGEMENT LLC

ownership team - last updated 2020-08-05
Name Title Start Date Direct/Indirect % Ownership
MARTIS, MARK, CHRISTOPHER COO AND CFO 09/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC COO direct 1997-09-01
IMPERIAL ASSET MANAGEMENT LLC CFO/COO/TREASURER direct 1997-09-01 2009-03-25
IMPERIAL CAPITAL ASSET MANAGEMENT LLC COO AND CHIEF COMPLIANCE OFFICER direct 1997-09-01 2011-07-06
REESE, JASON, WALTER CHAIRMAN AND CEO 09/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC CHAIRMAN AND CEO direct 1997-09-01
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER indirect 2001-06-01
IMPERIAL ASSET MANAGEMENT LLC CO-PRESIDENT direct 1997-09-01 2001-10-31
IMPERIAL ASSET MANAGEMENT LLC OWNER indirect 2001-06-01 2001-10-31
IMPERIAL CAPITAL ASSET MANAGEMENT LLC PRESIDENT direct 1997-09-01 2014-03-31
ICAM HOLDINGS, LLC. MEMBER 01/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER direct 2014-01-01
WIENCH, TODD, EDMUND CHIEF COMPLIANCE OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2014-06-01
REESE, JASON, WALTER MEMBER IMPERIAL CAPITAL GROUP HOLDINGS, LLC 06/01/2001 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC CHAIRMAN AND CEO direct 1997-09-01
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER indirect 2001-06-01
IMPERIAL ASSET MANAGEMENT LLC CO-PRESIDENT direct 1997-09-01 2001-10-31
IMPERIAL ASSET MANAGEMENT LLC OWNER indirect 2001-06-01 2001-10-31
IMPERIAL CAPITAL ASSET MANAGEMENT LLC PRESIDENT direct 1997-09-01 2014-03-31
WOOSTER, RANDALL, EVAN MEMBER IMPERIAL CAPITAL GROUP HOLDINGS, LLC 06/01/2001 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER indirect 2001-06-01
IMPERIAL ASSET MANAGEMENT LLC CO-PRESIDENT direct 1997-09-01 2001-10-31
IMPERIAL ASSET MANAGEMENT LLC OWNER indirect 2001-06-01 2001-10-31
IMPERIAL CAPITAL GROUP HOLDINGS, LLC MEMBER ICAM HOLDINGS, LLC 01/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER indirect 2002-01-01
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER indirect 2014-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
LONG BALL PARTNERS, LLC United States 805-8634527884 Hedge Fund 118,771,883 1,000,000
IC LEVERAGE INCOME FUND, LLC United States 805-9827354516 Hedge Fund 39,824,497 1,000,000

IMPERIAL CAPITAL ASSET MANAGEMENT LLC

ownership team - last updated 2020-03-31
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
IC LEVERAGE INCOME FUND, LLC United States 805-9827354516 Hedge Fund 39,824,497 1,000,000
LONG BALL PARTNERS, LLC United States 805-8634527884 Hedge Fund 118,771,883 1,000,000

IMPERIAL CAPITAL ASSET MANAGEMENT LLC

ownership team - last updated 2019-03-30
Name Title Start Date Direct/Indirect % Ownership
MARTIS, MARK, CHRISTOPHER COO AND CFO 09/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC COO direct 1997-09-01
IMPERIAL ASSET MANAGEMENT LLC CFO/COO/TREASURER direct 1997-09-01 2009-03-25
IMPERIAL CAPITAL ASSET MANAGEMENT LLC COO AND CHIEF COMPLIANCE OFFICER direct 1997-09-01 2011-07-06
REESE, JASON, WALTER CHAIRMAN AND CEO 09/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC CHAIRMAN AND CEO direct 1997-09-01
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER indirect 2001-06-01
IMPERIAL ASSET MANAGEMENT LLC CO-PRESIDENT direct 1997-09-01 2001-10-31
IMPERIAL ASSET MANAGEMENT LLC OWNER indirect 2001-06-01 2001-10-31
IMPERIAL CAPITAL ASSET MANAGEMENT LLC PRESIDENT direct 1997-09-01 2014-03-31
ICAM HOLDINGS, LLC. MEMBER 01/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER direct 2014-01-01
WIENCH, TODD, EDMUND CHIEF COMPLIANCE OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2014-06-01
REESE, JASON, WALTER MEMBER IMPERIAL CAPITAL GROUP HOLDINGS, LLC 06/01/2001 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC CHAIRMAN AND CEO direct 1997-09-01
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER indirect 2001-06-01
IMPERIAL ASSET MANAGEMENT LLC CO-PRESIDENT direct 1997-09-01 2001-10-31
IMPERIAL ASSET MANAGEMENT LLC OWNER indirect 2001-06-01 2001-10-31
IMPERIAL CAPITAL ASSET MANAGEMENT LLC PRESIDENT direct 1997-09-01 2014-03-31
WOOSTER, RANDALL, EVAN MEMBER IMPERIAL CAPITAL GROUP HOLDINGS, LLC 06/01/2001 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER indirect 2001-06-01
IMPERIAL ASSET MANAGEMENT LLC CO-PRESIDENT direct 1997-09-01 2001-10-31
IMPERIAL ASSET MANAGEMENT LLC OWNER indirect 2001-06-01 2001-10-31
IMPERIAL CAPITAL GROUP HOLDINGS, LLC MEMBER ICAM HOLDINGS, LLC 01/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER indirect 2002-01-01
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER indirect 2014-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
LONG BALL PARTNERS, LLC United States 805-8634527884 Hedge Fund 120,574,054 1,000,000

IMPERIAL CAPITAL ASSET MANAGEMENT LLC

ownership team - last updated 2017-03-31
Name Title Start Date Direct/Indirect % Ownership
MARTIS, MARK, CHRISTOPHER COO 09/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC COO direct 1997-09-01
IMPERIAL ASSET MANAGEMENT LLC CFO/COO/TREASURER direct 1997-09-01 2009-03-25
IMPERIAL CAPITAL ASSET MANAGEMENT LLC COO AND CHIEF COMPLIANCE OFFICER direct 1997-09-01 2011-07-06
REESE, JASON, WALTER CHAIRMAN AND CEO 09/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC CHAIRMAN AND CEO direct 1997-09-01
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER indirect 2001-06-01
IMPERIAL ASSET MANAGEMENT LLC CO-PRESIDENT direct 1997-09-01 2001-10-31
IMPERIAL ASSET MANAGEMENT LLC OWNER indirect 2001-06-01 2001-10-31
IMPERIAL CAPITAL ASSET MANAGEMENT LLC PRESIDENT direct 1997-09-01 2014-03-31
ICAM HOLDINGS, LLC. MEMBER 01/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER direct 2014-01-01
HARRINGTON, PHILIP, RONALD CFO 03/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BEL AIR INVESTMENT ADVISORS LLC CHIEF FINANCIAL OFFICER direct 2006-05-01
IMPERIAL CAPITAL ASSET MANAGEMENT LLC CFO direct 2014-03-01
BEL AIR MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2006-05-01
WIENCH, TODD, EDMUND CHIEF COMPLIANCE OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2014-06-01
IMPERIAL CAPITAL GROUP HOLDINGS, LLC MEMBER ICAM HOLDINGS, LLC 01/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER indirect 2002-01-01
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER indirect 2014-01-01
REESE, JASON, WALTER MEMBER IMPERIAL CAPITAL GROUP HOLDINGS, LLC 06/01/2001 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC CHAIRMAN AND CEO direct 1997-09-01
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER indirect 2001-06-01
IMPERIAL ASSET MANAGEMENT LLC CO-PRESIDENT direct 1997-09-01 2001-10-31
IMPERIAL ASSET MANAGEMENT LLC OWNER indirect 2001-06-01 2001-10-31
IMPERIAL CAPITAL ASSET MANAGEMENT LLC PRESIDENT direct 1997-09-01 2014-03-31
WOOSTER, RANDALL, EVAN MEMBER IMPERIAL CAPITAL GROUP HOLDINGS, LLC 06/01/2001 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
IMPERIAL CAPITAL ASSET MANAGEMENT LLC MEMBER indirect 2001-06-01
IMPERIAL ASSET MANAGEMENT LLC CO-PRESIDENT direct 1997-09-01 2001-10-31
IMPERIAL ASSET MANAGEMENT LLC OWNER indirect 2001-06-01 2001-10-31

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
LONG BALL PARTNERS, LLC United States 805-8634527884 Hedge Fund 128,726,725 1,000,000

Elevate your investments