INSTITUTIONAL CAPITAL CORP

HTTP://WWW.INSTITUTIONALCAP.COM • CHICAGO, IL • Investment Advisor
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Institutional Capital Corp is based out of Chicago. Institutional Capital Corp is a large advisory firm Whalewisdom has at least 66 13F filings, and 4 13G filings

06/30/2023

13F Holdings Summary

06/30/2023

13F Sector Allocation Over Time

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INSTITUTIONAL CAPITAL LLC
353 NORTH CLARK STREET, SUITE 3500
CHICAGO IL    60654
Country: United States
Business Phone: 312-424-9100
Fax: 312-424-9185
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 51
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 0
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.D (2),11.D (4),11.H (1).(a)
Data above was derived from SEC filings.

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INSTITUTIONAL CAPITAL LLC

ownership team - last updated 2017-03-31
Name Title Start Date Direct/Indirect % Ownership
BLUNT, CHRISTOPHER, OWSLEY ELECTED MANAGER 06/01/2015 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
EAGLE STRATEGIES LLC MANAGER direct 2012-06-01
CANDRIAM FRANCE S.A.S. DIRECTOR AND MEMBER OF THE AUDIT COMMITTEE direct 2015-12-01
CANDRIAM LUXEMBOURG S.C.A. DIRECTOR direct 2015-12-01
CANDRIAM BELGIUM S.A. DIRECTOR AND MEMBER OF THE AUDIT COMMITTEE direct 2015-12-01
NYL INVESTORS LLC ELECTED MANAGER, CHAIRMAN OF THE BOARD direct 2015-05-01
CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC ELECTED MANAGER direct 2015-06-01
GOLDPOINT PARTNERS LLC ELECTED MANAGER direct 2015-06-01
NEW YORK LIFE TRUST COMPANY, FSB CHAIRMAN direct 2004-07-01
EAGLE STRATEGIES LLC ELECTED MANAGER direct 2012-06-01
INSTITUTIONAL CAPITAL LLC ELECTED MANAGER direct 2015-06-01
EAGLE STRATEGIES CORP DIRECTOR direct 2007-06-01
EAGLE STRATEGIES LLC MANAGER direct 2007-06-01
NEW YORK LIFE INVESTMENT MANAGEMENT LLC ELECTED MANAGER direct 2015-06-01
NEW YORK LIFE INVESTMENT MANAGEMENT LLC EXECUTIVE VICE PRESIDENT direct 2004-07-01
PRIVATE ADVISORS LLC ELECTED MANAGER direct 2015-06-01
NEW YORK LIFE INSURANCE CO. SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER OF LIFE AND ANNUITY direct 2007-09-01
MACKAY SHIELDS LLC ELECTED TO BOARD OF MANAGERS direct 2015-06-01
CORNERSTONE CAPITAL MANAGEMENT LLC ELECTED MANAGER direct 2015-06-01
HUNG, YIE-HSIN, NMN ELECTED MANAGER 01/01/2012 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
MSDW CAPITAL PARTNERS IV INC DIRECTOR, MANAGING DIRECTOR direct 2004-10-01
MADISON CAPITAL FUNDING LLC CHAIRMAN OF THE BOARD AND ELECTED MANAGER, AND MEMBER OF THE AUDIT COMMITTEE direct 2017-02-01
NEW YORK LIFE INVESTMENT MANAGEMENT LLC EXECUTIVE VICE PRESIDENT direct 2011-01-01
NEW YORK LIFE INVESTMENT MANAGEMENT LLC HEAD OF ALTERNATIVE SCALE BUSINESSES, EXECUTIVE VICE PRESIDENT direct 2011-01-01
NEW YORK LIFE INVESTMENT MANAGEMENT LLC HEAD OF ALTERNATIVE SCALE BUSINESSES, EXECUTIVE VICE PRESIDENT direct 2010-11-01
NEW YORK LIFE INVESTMENT MANAGEMENT LLC HEAD OF ALTERNATIVE SCALE BUSINESSES, SENIOR MANAGING DIRECTOR direct 2010-11-01
PRIVATE ADVISORS LLC CHAIRMAN OF THE BOARD OF MANAGERS direct 2010-12-01
PRIVATE ADVISORS LLC ELECTED MANAGER, CHAIRMAN OF THE BOARD OF MANAGERS direct 2010-12-01
PRIVATE ADVISORS LLC BOARD OF MANAGERS direct 2010-12-01
MORGAN STANLEY GLOBAL EMERGING MARKETS INC DIRECTOR, CHAIRMAN AND CEO direct 2004-10-01
MORGAN STANLEY GLOBAL EMERGING MARKETS INC MANAGING DIRECTOR, CHAIRMAN AND CEO direct 2004-10-01
INSTITUTIONAL CAPITAL LLC ELECTED MANAGER direct 2012-01-01
MSDW VENTURE PARTNERS IV INC CHAIRMAN AND DIRECTOR direct 2004-10-01
MORGAN STANLEY VENTURE CAPITAL III INC CHAIRMAN, DIRECTOR AND MANAGING DIRECTOR direct 2004-10-01
MACKAY SHIELDS LLC ELECTED TO THE BOARD OF MANAGERS direct 2012-03-01
MACKAY SHIELDS LLC MEMBER OF THE BOARD OF MANAGERS direct 2012-03-01
CORNERSTONE CAPITAL MANAGEMENT LLC CHAIRMAN OF THE BOARD OF MANAGERS, ELECTED MANAGER direct 2015-06-01
CORNERSTONE CAPITAL MANAGEMENT LLC CHAIRMAN OF THE BOARD OF MANAGERS direct 2013-01-01
CORNERSTONE CAPITAL MANAGEMENT LLC MANAGER direct 2013-01-01
CORNERSTONE CAPITAL MANAGEMENT LLC ELECTED MANAGER direct 2013-01-01
HARTE, FRANCIS, MICHAEL ELECTED MANAGER 06/01/2014 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
JULIUS BAER SECURITIES INC. SENIOR VICE PRESIDENT direct 2002-10-01
ARTIO GLOBAL MANAGEMENT LLC MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER direct 2002-10-01
ARTIO GLOBAL MANAGEMENT LLC SENIOR VICE PRESIDENT/CFO direct 2002-10-01
INSTITUTIONAL CAPITAL LLC ELECTED MANAGER direct 2014-06-01
INSTITUTIONAL CAPITAL LLC DIRECTOR direct 2014-06-01
MACKAY SHIELDS LLC ELECTED TO THE BOARD OF MANAGERS direct 2017-03-01
MACKAY SHIELDS LLC KIRK LEHNEIS, ELECTED TO THE BOARD OF MANAGERS direct 2017-03-01
GAM USA INC. TREASURER direct 2005-12-01
GOLDPOINT PARTNERS LLC ELECTED MANAGER direct 2017-02-01
CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC ELECTED MANAGER direct 2017-02-01
MCF CAPITAL MANAGEMENT LLC MANAGER AND MEMBER OF THE AUDIT COMMITTEE direct 2014-07-01
MCF CAPITAL MANAGEMENT LLC ELECTED MANAGER AND MEMBER OF THE AUDIT COMMITTEE direct 2014-07-01
MADISON CAPITAL FUNDING LLC ELECTED MANAGER AND MEMBER OF THE AUDIT COMMITTEE direct 2014-07-01
FRANC, BRIAN, EDWARD EXECUTIVE VICE PRESIDENT, CCO AND DIRECTOR OF RISK MANAGEMENT AND PORTFOLIO OPERATIONS 09/01/2009 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
MESIROW FINANCIAL, INC. CHIEF COMPLIANCE OFFICER, SROP, CROP direct 2004-01-01
INSTITUTIONAL CAPITAL LLC SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2008-11-01
INSTITUTIONAL CAPITAL LLC EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2008-11-01
INSTITUTIONAL CAPITAL LLC EXECUTIVE VICE PRESIDENT, CCO AND DIRECTOR OF RISK MANAGEMENT AND PORTFOLIO OPERATIONS direct 2009-09-01
INSTITUTIONAL CAPITAL LLC EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2009-09-01
INSTITUTIONAL CAPITAL LLC EXECUTIVE VICE PRESIDENT, CCO AND DIRECTOR OF RISK MANAGEMENT AND OPERATIONS direct 2009-09-01
MESIROW ADVANCED STRATEGIES INC CHIEF COMPLIANCE OFFICER direct 2004-09-01
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2004-09-01
MESIROW FINANCIAL PRIVATE EQUITY ADVISORS, INC. CHIEF COMPLIANCE OFFICER direct 2004-09-01
INTRINSIC EDGE CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2017-09-01
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC MEMBER 06/01/2006 Direct 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC SOLE MEMBER direct 2008-09-01
CREDIT VALUE PARTNERS, LLC MANAGING MEMBER indirect 2016-12-01
INDEXIQ ADVISORS LLC MEMBER indirect 2015-04-01
CANDRIAM LUXEMBOURG S.C.A. INDIRECT INTEREST HOLDER indirect 2013-12-01
PRIVATE ADVISORS LLC MEMBER direct 2010-12-01
NEW YORK LIFE ASSET MANAGEMENT OPERATING CO LLC SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER direct 1999-12-01
CORNERSTONE CAPITAL MANAGEMENT LLC SOLE MEMBER indirect 2008-09-01
INSTITUTIONAL CAPITAL LLC MEMBER direct 2006-06-01
MACKAY SHIELDS LLC SOLE MEMBER direct 2000-01-01
CANDRIAM FRANCE S.A.S INDIRECT INTEREST HOLDER indirect 1999-12-01
CANDRIAM BELGIUM S.A. INDIRECT INTEREST HOLDER indirect 1999-12-01
NYLCAP MANAGER LLC SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER direct 1999-12-01
CORNERSTONE CAPITAL MANAGEMENT LLC SOLE MEMBER/DIRECT & SOLE INTEREST SHAREHOLDER indirect 2008-09-01 2013-01-28
CORNERSTONE CAPITAL MANAGEMENT LLC SOLE MEMBER/DIRECT & SOLE INTEREST SHAREHOLDER indirect 2008-09-01 2013-03-27
CORNERSTONE CAPITAL MANAGEMENT LLC SOLE MEMBER/DIRECT & SOLE INTEREST SHAREHOLDER indirect 2013-01-01 2014-12-01
MCF CAPITAL MANAGEMENT LLC INDIRECT INTEREST HOLDER indirect 2001-03-01 2014-12-03
MADISON SQUARE INVESTORS LLC SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER direct 2008-09-01 2014-12-04
PRIVATE ADVISORS LLC OWNER direct 2010-12-01 2014-12-08
MCF CAPITAL MANAGEMENT LLC SOLE MEMBER indirect 2001-03-01 2015-07-31
FLANAGAN, MARK, EDWARD CHIEF EXECUTIVE OFFICER 04/01/2017 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
INSTITUTIONAL CAPITAL LLC EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR OF BUSINESS OPERATIONS direct 2010-10-01
INSTITUTIONAL CAPITAL LLC EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2010-10-01
INSTITUTIONAL CAPITAL LLC CHIEF EXECUTIVE OFFICER direct 2017-04-01
MCMORGAN & COMPANY LLC CHIEF FINANCIAL OFFICER direct 2007-10-01
COLE, THOMAS, M SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER 10/01/2016 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
INSTITUTIONAL CAPITAL LLC SENIOR EXECUTIVE VICE PRESIDENT AND CO-DIRECTOR OF RESEARCH direct 2012-04-01
INSTITUTIONAL CAPITAL LLC SENIOR EXECUTIVE VICE PRESIDENT AND DEPUTY CHIEF INVESTMENT OFFICER direct 2014-07-01
INSTITUTIONAL CAPITAL LLC SENIOR EXECUTIVE VICE PRESIDENT AND CO-CHIEF INVESTMENT OFFICER direct 2015-09-01
INSTITUTIONAL CAPITAL LLC SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER direct 2016-10-01
GARDNER, ROBERT, MICHAEL ELECTED MANAGER 02/01/2014 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
INSTITUTIONAL CAPITAL LLC DIRECTOR direct 2014-02-01
INSTITUTIONAL CAPITAL LLC ELECTED MANAGER direct 2014-02-01
EAGLE STRATEGIES LLC ELECTED MANAGER direct 2013-01-01
EAGLE STRATEGIES LLC MANAGER direct 2013-01-01
NENNINGER, BRIAN, W. CHIEF FINANCIAL OFFICER 04/01/2017 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
INSTITUTIONAL CAPITAL LLC CHIEF FINANCIAL OFFICER direct 2017-04-01
NEW YORK LIFE INSURANCE COMPANY INDIRECT INTEREST HOLDER NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC 12/01/1999 Indirect 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
CANDRIAM BELGIUM S.A. INDIRECT INTEREST HOLDER indirect 1999-12-01
NYL INVESTORS LLC SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER direct 2013-10-01
MADISON CAPITAL FUNDING LLC MEMBER direct 2015-12-01
MCF CAPITAL MANAGEMENT LLC MEMBER indirect 2015-12-01
CREDIT VALUE PARTNERS, LLC MANAGING MEMBER indirect 1999-12-01
CORNERSTONE CAPITAL MANAGEMENT LLC INDIRECT INTEREST HOLDER indirect 2008-09-01
CANDRIAM LUXEMBOURG S.C.A. INDIRECT INTEREST HOLDER indirect 1999-12-01
PRIVATE ADVISORS LLC INDIRECT INTEREST HOLDER indirect 2010-12-01
CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC INDIRECT INTEREST HOLDER indirect 2008-09-01
GOLDPOINT PARTNERS LLC SOLE MEMBER indirect 1999-12-01
CANDRIAM FRANCE S.A.S. INDIRECT INTEREST HOLDER indirect 1999-12-01
INDEXIQ ADVISORS LLC INDIRECT INTEREST HOLDER indirect 2015-04-01
A&M CAPITAL ADVISORS, LLC LIMITED PARTNER OF A&M CAPITAL-GP, LP AND A&M CAPITAL OPPORTUNITIES-GP, LP (RELYING ADVISERS) direct 2012-03-01
INSTITUTIONAL CAPITAL LLC INDIRECT INTEREST HOLDER indirect 1999-12-01
NEW YORK LIFE INVESTMENT MANAGEMENT LLC INDIRECT INTEREST HOLDER indirect 1999-12-01
MACKAY SHIELDS LLC INDIRECT INTEREST HOLDER indirect 1999-10-01
EAGLE STRATEGIES CORP INDIRECT STOCKHOLDER direct 1988-07-01 2006-03-01
MCMORGAN & COMPANY LLC INDIRECT INTEREST HOLDER indirect 1999-12-01 2008-10-10
INSTITUTIONAL CAPITAL CORP INDIRECT INTEREST HOLDER indirect 1999-10-01 2009-01-16
MADISON SQUARE INVESTORS LLC INDIRECT INTEREST HOLDER indirect 1999-12-01 2009-06-04

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