INTEGRATED WEALTH CONCEPTS LLC

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Integrated Wealth Concepts is based out of Waltham. Integrated Wealth Concepts is a large advisory firm with 8746 clients and discretionary assets under management (AUM) of $1,353,200,000 (Form ADV from 2019-06-06). Their last reported 13F filing for Q2 2019 included $763,418,000 in managed 13F securities and a top 10 holdings concentration of 27.07%. Integrated Wealth Concepts's largest holding is iShares Edge MSCI USA Quality Factor ETF with shares held of 416,522. Whalewisdom has at least 7 13F filings

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $763.418 Million
  • Prior Market Value $590.69 Million
  • New Purchases78 stocks
  • Additional Purchases240 stocks
  • Sold out of19 stocks
  • Reduced holdings in64 stocks
  • Top 10 Holdings % 27.07 %
  • Turnover % [1]:24.94%
  • Turnover Alt % [2]: 29.13 %
  • Time Held Top20:2.35 quarters
  • Time Held Top10:2.10 quarters
  • Time Held All:3.44 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: 0.53%
Performance Last 4 Quarters: -2.93%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

INTEGRATED WEALTH CONCEPTS LLC
300 5TH AVENUE 3RD FLOOR
WALTHAM MA    02451
Country: United States

Business Phone: (781) 890-3045
Fax: 781-890-5624
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: MA
Number of employees: 197
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 8746
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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INTEGRATED WEALTH CONCEPTS LLC

ownership team - last updated 2019-06-06
Name Title Start Date Direct/Indirect % Ownership
CATALDO, JOHN, GENNARO MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER 07/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
INVESTORS CAPITAL CORP. ICC CHIEF COMPLIANCE OFFICER direct 2009-11-01
INVESTORS CAPITAL CORP. CHIEF COMPLIANCE OFFICER direct 2009-11-01
INVESTORS CAPITAL CORP. CHIEF COMPLIANCE OFFICER, BROKERAGE ICC direct 2009-11-01
INTEGRATED WEALTH CONCEPTS LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2016-07-01
SAGANEY, PAUL, ANTON MEMBER AND FOUNDER 09/01/2016 Direct 75% or more
Fund Name Position direct/indirect start date end date
INTEGRATED WEALTH CONCEPTS LLC PRESIDENT AND FOUNDER direct 2016-09-01

INTEGRATED WEALTH CONCEPTS LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
CATALDO, JOHN, GENNARO MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER 07/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
INVESTORS CAPITAL CORP. ICC CHIEF COMPLIANCE OFFICER direct 2009-11-01
INVESTORS CAPITAL CORP. CHIEF COMPLIANCE OFFICER direct 2009-11-01
INVESTORS CAPITAL CORP. CHIEF COMPLIANCE OFFICER, BROKERAGE ICC direct 2009-11-01
INTEGRATED WEALTH CONCEPTS LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2016-07-01
SAGANEY, PAUL, ANTON MEMBER AND FOUNDER 09/01/2016 Direct 75% or more
Fund Name Position direct/indirect start date end date
INTEGRATED WEALTH CONCEPTS LLC PRESIDENT AND FOUNDER direct 2016-09-01

INTEGRATED WEALTH CONCEPTS LLC

ownership team - last updated 2018-12-06
Name Title Start Date Direct/Indirect % Ownership
CATALDO, JOHN, GENNARO MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER 07/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
INVESTORS CAPITAL CORP. ICC CHIEF COMPLIANCE OFFICER direct 2009-11-01
INVESTORS CAPITAL CORP. CHIEF COMPLIANCE OFFICER direct 2009-11-01
INVESTORS CAPITAL CORP. CHIEF COMPLIANCE OFFICER, BROKERAGE ICC direct 2009-11-01
INTEGRATED WEALTH CONCEPTS LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2016-07-01
SAGANEY, PAUL, ANTON PRESIDENT AND FOUNDER 09/01/2016 Direct 75% or more
Fund Name Position direct/indirect start date end date
INTEGRATED WEALTH CONCEPTS LLC PRESIDENT AND FOUNDER direct 2016-09-01

INTEGRATED WEALTH CONCEPTS LLC

ownership team - last updated 2018-05-04
Name Title Start Date Direct/Indirect % Ownership
CATALDO, JOHN, GENNARO MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER 07/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
INVESTORS CAPITAL CORP. ICC CHIEF COMPLIANCE OFFICER direct 2009-11-01
INVESTORS CAPITAL CORP. CHIEF COMPLIANCE OFFICER direct 2009-11-01
INVESTORS CAPITAL CORP. CHIEF COMPLIANCE OFFICER, BROKERAGE ICC direct 2009-11-01
INTEGRATED WEALTH CONCEPTS LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2016-07-01
SAGANEY, PAUL, ANTON PRESIDENT AND FOUNDER 09/01/2016 Direct 75% or more
Fund Name Position direct/indirect start date end date
INTEGRATED WEALTH CONCEPTS LLC PRESIDENT AND FOUNDER direct 2016-09-01

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