INTERCONTINENTAL WEALTH ADVISORS, LLC

HTTPS://WWW.INTERCONTL.COM SAN ANTONIO, TX Investment Advisor How do I update this listing?

Intercontinental Wealth Advisors is based out of San Antonio. Intercontinental Wealth Advisors is a large advisory firm with 823 clients and discretionary assets under management (AUM) of $852,797,811 (Form ADV from 2018-09-01). Their last reported 13F filing for Q3 2019 included $158,529,000 in managed 13F securities and a top 10 holdings concentration of 41.05%. Intercontinental Wealth Advisors's largest holding is SPDR S&P 500 ETF Trust with shares held of 82,192. Intercontinental Wealth Advisors has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 16 13F filings

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68

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $162.638 Million
  • Prior Market Value $193.638 Million
  • New Purchases53 stocks
  • Additional Purchases77 stocks
  • Sold out of30 stocks
  • Reduced holdings in92 stocks
  • Top 10 Holdings % 40.01 %
  • Turnover % [1]:19.04%
  • Turnover Alt % [2]: 26.87 %
  • Time Held Top20:5.58 quarters
  • Time Held Top10:5.00 quarters
  • Time Held All:3.96 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -4.41%
Performance Last 4 Quarters: -8.71%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

INTERCONTINENTAL WEALTH ADVISORS, LLC
112 EAST PECAN STREET, SUITE 525
SAN ANTONIO TX    78205-3729
Country: United States

Business Phone: 210-271-7947
Fax: 210-271-0309
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: TX
Number of employees: 20
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities: 447,000,000
Total Number of Clients: 823
Amount of client funds and securities by related persons: 447,000,000
Total Number of clients from related persons: 447
Disclosures: 11.E (2)
Data above was derived from SEC filings.

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INTERCONTINENTAL WEALTH ADVISORS, LLC

ownership team - last updated 2019-03-30
Name Title Start Date Direct/Indirect % Ownership
RENAISSANCE PARTNERSHIP, LTD. MEMBER 07/01/2001 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
INTERCONTINENTAL CONSULTANTS, L.L.C. MEMBER direct 2001-07-01
GRUMP HOLDINGS, LTD MEMBER 07/01/2001 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
INTERCONTINENTAL CONSULTANTS, L.L.C. MEMBER direct 2001-07-01
KAUTH, JOHN, LEO CEO 08/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
INTERCONTINENTAL WEALTH ADVISORS, LLC PARTNER indirect 1996-05-01
INTERCONTINENTAL WEALTH ADVISORS, LLC MEMBER, CHIEF COMPLIANCE OFFICER direct 1997-08-01
INTERCONTINENTAL CONSULTANTS, L.L.C. MEMBER direct 1997-08-01
INTERCONTINENTAL WEALTH ADVISORS, LLC CEO direct 1997-08-01
KORNGOLD, ISIDORO CHAIRMAN OF THE BOARD 08/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
INTERCONTINENTAL CONSULTANTS, L.L.C. PARTNER indirect 1996-05-01
INTERCONTINENTAL WEALTH ADVISORS, LLC MEMBER direct 1997-08-01
INTERCONTINENTAL WEALTH ADVISORS, LLC CHAIRMAN OF THE BOARD direct 1997-08-01
LUTZ, CHARLES, DAY PRESIDENT 03/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
INTERCONTINENTAL CONSULTANTS, L.L.C. DIRECTOR CHIEF OPERATING OFFICER direct 2006-03-01
INTERCONTINENTAL WEALTH ADVISORS, LLC PRESIDENT direct 2006-03-01
INTERCONTINENTAL WEALTH ADVISORS, LLC COO direct 2006-03-01
LAROSA, ALFREDO EXECUTIVE VICE PRESIDENT 08/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
INTERCONTINENTAL WEALTH ADVISORS, LLC EXECUTIVE VICE PRESIDENT direct 1997-08-01
INTERCONTINENTAL CONSULTANTS, L.L.C. EXECUTIVE VICE PRESIDENT direct 2003-03-01
HENNESSY, JOHN, MAURICE VICE PRESIDENT BUSINESS DEVELOPMENT 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
INTERCONTINENTAL CONSULTANTS, L.L.C. VICE PRESIDENT BUSINESS DEVELOPMENT direct 2007-02-01
KORNGOLD, KENNETH, MARCK VICE PRESIDENT 02/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
INTERCONTINENTAL CONSULTANTS, L.L.C. VICE PRESIDENT direct 2009-02-01
OYERVIDES, MARISSA VICE PRESIDENT, HEAD OF OPERATIONS 05/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
INTERCONTINENTAL WEALTH ADVISORS, LLC VICE PRESIDENT, CCO direct 2012-05-01
MANNIX, GAIL, CAROLYN CHIEF COMPLIANCE OFFICER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINNACLE ASSOCIATES, LTD. VICE PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2001-03-01
PINNACLE ASSOCIATES, LTD. COMPLIANCE OFFICER direct 2001-03-01
PINNACLE ASSOCIATES, LTD. VICE PRESIDENT/COMPLIANCE OFFICER direct 2001-03-01
KORNGOLD, ISIDORO LIMITED PARTNER RENAISSANCE PARTNERSHIP, LTD. 05/01/1996 Indirect 75% or more
Fund Name Position direct/indirect start date end date
INTERCONTINENTAL CONSULTANTS, L.L.C. PARTNER indirect 1996-05-01
INTERCONTINENTAL WEALTH ADVISORS, LLC MEMBER direct 1997-08-01
INTERCONTINENTAL WEALTH ADVISORS, LLC CHAIRMAN OF THE BOARD direct 1997-08-01
KAUTH, JOHN, LEO LIMITED PARTNER GRUMP HOLDINGS, LTD 05/01/1996 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
INTERCONTINENTAL WEALTH ADVISORS, LLC PARTNER indirect 1996-05-01
INTERCONTINENTAL WEALTH ADVISORS, LLC MEMBER, CHIEF COMPLIANCE OFFICER direct 1997-08-01
INTERCONTINENTAL CONSULTANTS, L.L.C. MEMBER direct 1997-08-01
INTERCONTINENTAL WEALTH ADVISORS, LLC CEO direct 1997-08-01

INTERCONTINENTAL WEALTH ADVISORS, LLC

ownership team - last updated 2018-05-14
Name Title Start Date Direct/Indirect % Ownership
RENAISSANCE PARTNERSHIP, LTD. MEMBER 07/01/2001 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
INTERCONTINENTAL CONSULTANTS, L.L.C. MEMBER direct 2001-07-01
GRUMP HOLDINGS, LTD MEMBER 07/01/2001 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
INTERCONTINENTAL CONSULTANTS, L.L.C. MEMBER direct 2001-07-01
KAUTH, JOHN, LEO CEO 08/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
INTERCONTINENTAL WEALTH ADVISORS, LLC PARTNER indirect 1996-05-01
INTERCONTINENTAL WEALTH ADVISORS, LLC MEMBER, CHIEF COMPLIANCE OFFICER direct 1997-08-01
INTERCONTINENTAL CONSULTANTS, L.L.C. MEMBER direct 1997-08-01
INTERCONTINENTAL WEALTH ADVISORS, LLC CEO direct 1997-08-01
KORNGOLD, ISIDORO CHAIRMAN OF THE BOARD 08/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
INTERCONTINENTAL CONSULTANTS, L.L.C. PARTNER indirect 1996-05-01
INTERCONTINENTAL WEALTH ADVISORS, LLC MEMBER direct 1997-08-01
INTERCONTINENTAL WEALTH ADVISORS, LLC CHAIRMAN OF THE BOARD direct 1997-08-01
LUTZ, CHARLES, DAY PRESIDENT 03/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
INTERCONTINENTAL CONSULTANTS, L.L.C. DIRECTOR CHIEF OPERATING OFFICER direct 2006-03-01
INTERCONTINENTAL WEALTH ADVISORS, LLC PRESIDENT direct 2006-03-01
INTERCONTINENTAL WEALTH ADVISORS, LLC COO direct 2006-03-01
LAROSA, ALFREDO EXECUTIVE VICE PRESIDENT 08/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
INTERCONTINENTAL WEALTH ADVISORS, LLC EXECUTIVE VICE PRESIDENT direct 1997-08-01
INTERCONTINENTAL CONSULTANTS, L.L.C. EXECUTIVE VICE PRESIDENT direct 2003-03-01
HENNESSY, JOHN, MAURICE VICE PRESIDENT BUSINESS DEVELOPMENT 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
INTERCONTINENTAL CONSULTANTS, L.L.C. VICE PRESIDENT BUSINESS DEVELOPMENT direct 2007-02-01
KORNGOLD, KENNETH, MARCK VICE PRESIDENT 02/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
INTERCONTINENTAL CONSULTANTS, L.L.C. VICE PRESIDENT direct 2009-02-01
OYERVIDES, MARISSA VICE PRESIDENT, HEAD OF OPERATIONS 05/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
INTERCONTINENTAL WEALTH ADVISORS, LLC VICE PRESIDENT, CCO direct 2012-05-01
MANNIX, GAIL, CAROLYN CHIEF COMPLIANCE OFFICER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINNACLE ASSOCIATES, LTD. VICE PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2001-03-01
PINNACLE ASSOCIATES, LTD. COMPLIANCE OFFICER direct 2001-03-01
PINNACLE ASSOCIATES, LTD. VICE PRESIDENT/COMPLIANCE OFFICER direct 2001-03-01
KORNGOLD, ISIDORO PARTNER RENAISSANCE PARTNERSHIP LTD 05/01/1996 Indirect 75% or more
Fund Name Position direct/indirect start date end date
INTERCONTINENTAL CONSULTANTS, L.L.C. PARTNER indirect 1996-05-01
INTERCONTINENTAL WEALTH ADVISORS, LLC MEMBER direct 1997-08-01
INTERCONTINENTAL WEALTH ADVISORS, LLC CHAIRMAN OF THE BOARD direct 1997-08-01
KAUTH, JOHN, LEO PARTNER GRUMP HOLDINGS, LTD. 05/01/1996 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
INTERCONTINENTAL WEALTH ADVISORS, LLC PARTNER indirect 1996-05-01
INTERCONTINENTAL WEALTH ADVISORS, LLC MEMBER, CHIEF COMPLIANCE OFFICER direct 1997-08-01
INTERCONTINENTAL CONSULTANTS, L.L.C. MEMBER direct 1997-08-01
INTERCONTINENTAL WEALTH ADVISORS, LLC CEO direct 1997-08-01

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