INVESCO PRIVATE CAPITAL, INC.

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Invesco Private Capital is based out of New York. Invesco Private Capital is a large advisory firm with 34 clients and discretionary assets under management (AUM) of $1,495,072,426 (Form ADV from 2021-03-31). Whalewisdom has at least 47 13F filings, 7 13G filings, and 2 Form 4 filings

Download 13F Summary Create Alert

12/31/2020

Top Buys

  • Name% Change

12/31/2020

Top Sells

  • Name% Change

12/31/2020

13F Holdings Summary

No holdings for current quarter

09/30/2019

13F Activity

  • Market Value $365.334 Million
  • Prior Market Value $357.202 Million
  • New Purchases0 stocks
  • Additional Purchases0 stocks
  • Sold out of1 stock
  • Reduced holdings in1 stock
  • Top 10 Holdings % 100.00 %
  • Turnover % [1]:25.00%
  • Turnover Alt % [2]: 0.30 %
  • Time Held Top20:7.25 quarters
  • Time Held Top10:7.25 quarters
  • Time Held All:7.25 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

12/31/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 16.76%
Performance Last 4 Quarters: -2.62%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
WL ROSS CO LLC

View Last Form Adv Compilation Report on Record

INVESCO PRIVATE CAPITAL, INC.
225 LIBERTY STREET
NEW YORK NY    10281
Country: United States

Business Phone: 212-826-1100
Fax: 212-317-4892
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: DE
Number of employees: 29
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 34
Amount of client funds and securities by related persons: 1,480,840,000
Total Number of clients from related persons: 32
Disclosures: 11.C (1),11.C (2),11.C (4),11.C (5),11.G,11.H (1).(c)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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INVESCO PRIVATE CAPITAL, INC.

ownership team - last updated 2021-03-31
Name Title Start Date Direct/Indirect % Ownership
INVESCO ADVISERS, INC. SOLE SHAREHOLDER 12/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER direct 2005-12-01
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER direct 2005-12-01
WL ROSS & CO. LLC SOLE SHAREHOLDER OF INVESCO PRIVATE CAPITAL, INC. indirect 2005-12-01
WL ROSS & CO. LLC SOLE SHAREHOLDER indirect 2005-12-01
MEADOWS, COLIN DIRECTOR 11/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESCO ADVISERS, INC. DIRECTOR direct 2014-10-01
INVESCO PRIVATE CAPITAL, INC. DIRECTOR direct 2014-11-01
JEMSTEP, INC. DIRECTOR direct 2016-01-01
LEGE, ANNETTE, JANECKA DIRECTOR 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
A I M DISTRIBUTORS, INC. FINOP direct 2005-09-01
VAN KAMPEN ASSET MANAGEMENT FINANCIAL AND OPERATIONS PRINCIPAL direct 2010-06-01
INVESCO INVESTMENT ADVISERS LLC TREASURER AND CHIEF FINANCIAL OFFICER direct 2017-03-01
INVESCO ADVISERS, INC. CONTROLLER direct 2010-01-01
INVESCO ADVISERS, INC. CONTOLLER direct 2010-01-01
INVESCO ADVISERS, INC. CHIEF ACCOUNTING OFFICER, CFO AND TREASURER direct 2017-03-01
INVESCO PRIVATE CAPITAL, INC. DIRECTOR direct 2017-03-01
INVESCO SENIOR SECURED MANAGEMENT INC CONTROLLER direct 2011-01-01
INVESCO SENIOR SECURED MANAGEMENT INC DIRECTOR direct 2011-01-01
INVESCO SENIOR SECURED MANAGEMENT, INC. DIRECTOR direct 2017-03-01
STEIN ROE INVESTMENT COUNSEL, INC. CHIEF FINANCIAL OFFICER, TREASURER direct 2009-03-01
INVESCO POWERSHARES CAPITAL MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2017-03-01
PHEGLEY, RICHARD, LEE CHIEF FINANCIAL OFFICER 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESCO PRIVATE CAPITAL, INC. CHIEF FINANCIAL OFFICER direct 2018-08-01
WL ROSS & CO. LLC CHIEF FINANCIAL OFFICER direct 2018-08-01
Levit, Joshua, Evan CHIEF COMPLIANCE OFFICER 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESCO PRIVATE CAPITAL, INC. CHIEF COMPLIANCE OFFICER direct 2018-09-01
WL ROSS & CO. LLC CHIEF COMPLIANCE OFFICER direct 2018-09-01
Dennis, Richard, Scott CHAIRMAN, PRESIDENT, SENIOR MANAGING DIRECTOR 02/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESCO ADVISERS, INC. SENIOR VICE PRESIDENT direct 2013-04-01
INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC. PRESIDENT direct 2013-04-01
ZAYICEK, BETH, ANNE SENIOR MANAGING DIRECTOR 03/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESCO REAL ESTATE MANAGEMENT S.À R.L. DIRECTOR direct 2018-03-01
ZERVOUDAKIS, CHRISTINE ASSISTANT SECRETARY 03/01/2021 Direct less than 5%
INVESCO HOLDING COMPANY LIMITED SOLE SHAREHOLDER INVESCO HOLDING COMPANY (US), INC. 06/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC. SHAREHOLDER indirect 1997-02-01
INVESCO GROUP SERVICES, INC. SOLE SHAREHOLDER INVESCO ADVISERS, INC. 06/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AMVESCAP NATIONAL TRUST COMPANY SOLE SHAREHOLDER INAH indirect 1997-06-01
INVESCO FUNDS GROUP INC SOLE SHAREHOLDER indirect 2000-12-01
INVESCO GLOBAL ASSET MANAGEMENT N A INC SOLE SHAREHOLDER indirect 2000-12-01
SOVEREIGN FINANCIAL SERVICES, INC. 100% OWNER OF INVESCO NORTH AMERICAN HOLDINGS indirect 2000-12-01
INVESCO ADVISERS, INC. SOLE SHAREHOLDER indirect 2010-06-01
INVESCO SENIOR SECURED MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2010-06-01
WL ROSS & CO. LLC SOLE SHAREHOLDER OF IVZ UK LIMITED indirect 2010-06-01
INVESCO POWERSHARES CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 2010-06-01
INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC. SHAREHOLDER indirect 2010-06-01
INVESCO INVESTMENT ADVISERS LLC SOLE SHAREHOLDER indirect 2010-06-01
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF IVZ UK LIMITED indirect 2010-06-01
JEMSTEP, INC. SOLE SHAREHOLDER indirect 2016-01-01
WL ROSS & CO. LLC SOLE SHAREHOLDER indirect 2000-12-01 2009-03-27
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER indirect 2000-12-01 2009-03-30
INVESCO PRIVATE CAPITAL INC SOLE SHAREHOLDER indirect 2000-12-01 2009-03-30
INVESCO INSTITUTIONAL (N.A.), INC. SOLE SHAREHOLDER indirect 2000-12-01 2010-08-23
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF INVESCO NORTH AMERICAN HOLDINGS, INC. indirect 2000-12-01 2012-03-30
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER OF INVESCO NORTH AMERICAN HOLDINGS, INC. indirect 2000-12-01 2012-10-09
WL ROSS & CO. LLC SOLE SHAREHOLDER OF INVESCO NORTH AMERICAN HOLDINGS, INC. indirect 2000-12-01 2013-02-07
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER OF IVZ UK LIMITED indirect 2010-06-01 2014-07-29
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF IVZ UK LIMITED indirect 1997-02-01 2015-10-29
INVESCO HOLDING COMPANY (US), INC. SOLE SHAREHOLDER OPPENHEIMER ACQUISITION CORP. (GATC) 02/01/1997 Indirect 75% or more
Fund Name Position direct/indirect start date end date
INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC. SHAREHOLDER indirect 1992-05-01
INVESCO ADVISERS, INC. SOLE SHAREHOLDER indirect 1997-02-01
INVESCO INVESTMENT ADVISERS LLC SOLE SHAREHOLDER indirect 1997-02-01
INVESCO POWERSHARES CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 1997-02-01
INSTITUTIONAL TRUST CO. SOLE SHAREHOLDER AGS indirect 1997-02-01
AIM ALTERNATIVE ASSET MANAGEMENT COMPANY, INC. SOLE SHAREHOLDER OF A I M MANAGEMENT GROUP INC. indirect 1997-02-01
INVESCO FUNDS GROUP INC SOLE SHAREHOLDER indirect 1997-02-01
WL ROSS & CO. LLC SOLE STOCKHOLDER OF INVESCO GROUP SERVICES, INC. indirect 1997-02-01
INVESCO GLOBAL ASSET MANAGEMENT N A INC SOLE SHAREHOLDER indirect 1997-02-01
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF INVESCO GROUP SERVICES, INC. indirect 1997-02-01
AIM PRIVATE ASSET MANAGEMENT, INC. SOLE SHAREHOLDER indirect 1997-02-01
INVESCO AIM CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 1997-02-01
SOVEREIGN FINANCIAL SERVICES, INC. 100% OF AMVESCAP GROUP SERVICES, INC. indirect 1997-02-01
INVESCO AIM ADVISORS, INC. SOLE SHAREHOLDER indirect 1997-02-01
INVESCO AIM DISTRIBUTORS, INC. (EFFECTIVE 03/31/08) DIRECT OWNER indirect 1997-02-01
JEMSTEP, INC. SOLE SHAREHOLDER indirect 2016-01-01
INVESCO INSTITUTIONAL (N.A.), INC. SOLE SHAREHOLDER indirect 1997-02-01 2007-06-01
INVESCO GLOBAL ASSET MANAGEMENT N A INC SOLE SHAREHOLDER indirect 1997-02-01 2007-06-01
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER indirect 1997-02-01 2007-06-04
WL ROSS & CO. LLC SOLE SHAREHOLDER indirect 1997-02-01 2007-06-19
STEIN ROE INVESTMENT COUNSEL, INC. SOLE SHAREHOLDER OF AMVESCAP GROUP SERVICES, INC. indirect 2004-03-01 2007-08-10
INVESCO PRIVATE CAPITAL INC SOLE SHAREHOLDER indirect 1997-02-01 2007-10-04
AIM PRIVATE ASSET MANAGEMENT, INC. SOLE SHAREHOLDER indirect 1997-02-01 2008-01-02
A I M CAPITAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 1997-02-01 2008-01-02
A I M ADVISORS, INC. SOLE SHAREHOLDER indirect 1997-02-01 2008-01-02
A I M DISTRIBUTORS, INC. DIRECT OWNER indirect 1997-02-01 2008-01-31
WL ROSS & CO. LLC SOLE SHAREHOLDER indirect 1997-02-01 2009-03-27
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER indirect 1997-02-01 2009-03-30
POWER SHARES CAPITAL MANAGEMENT LLC DIRECT OWNER indirect 1997-02-01 2010-01-04
VAN KAMPEN ASSET MANAGEMENT IVZ, INC. OWNS 100% OF VAN KAMPEN INVESTMENTS, INC indirect 2010-06-01 2011-05-19
VAN KAMPEN ASSET MANAGEMENT IVZ, INC. OWNS 100% INVESCO ADVISERS, INC. indirect 2010-06-01 2011-10-03
WL ROSS & CO. LLC SOLE SHAREHOLDER OF INVESCO GROUP SERVICES, INC. indirect 1997-02-01 2013-02-07
STEIN ROE INVESTMENT COUNSEL, INC. SOLE SHAREHOLDER OF INVESCO GROUP SERVICES, INC. indirect 2004-03-01 2013-07-22
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER OF INVESCO GROUP SERVICES, INC. indirect 1997-02-01 2014-07-29
INVESCO POWERSHARES CAPITAL MANAGEMENT LLC DIRECT OWNER indirect 1997-02-01 2016-01-19
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER indirect 1997-02-01 2016-08-26
INVESCO LTD. SOLE SHAREHOLDER INVESCO HOLDING COMPANY LIMITED 01/01/2002 Indirect 75% or more
Fund Name Position direct/indirect start date end date
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF INVESCO HOLDING COMPANY LIMITED indirect 2007-12-01
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER OF INVESCO HOLDING COMPANY LIMITED indirect 2007-12-01
INVESCO HONG KONG LIMITED SOLE SHAREHOLDER indirect 2007-12-01
WL ROSS & CO. LLC SOLE SHAREHOLDER OF INVESCO HOLDING COMPANY LIMITED indirect 2007-12-01
LEAF CLEAN ENERGY USA, LLC SILENT OWNER indirect 2011-07-01
INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC. SHAREHOLDER indirect 1935-12-01
INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD. SOLE SHAREHOLDER - ULTIMATE PARENT COMPANY indirect 2007-12-01
INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD. SOLE SHAREHOLDER - ULTIMATE PARENT COMPANY indirect 2016-04-01
OPPENHEIMERFUNDS, INC. (US) SOLE SHAREHOLDER INVESCO GROUP SERVICES, INC. 05/01/2019 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CENTENNIAL ASSET MANAGEMENT CORPORATION SHAREHOLDER direct 1978-05-01
OFI STEELPATH, INC. DIRECT OWNER direct 1989-11-01
OPPENHEIMER REAL ASSET MANAGEMENT INC DIRECT SHAREHOLDER direct 1996-08-01
OFI INSTITUTIONAL ASSET MANAGEMENT, INC. SHAREHOLDER direct 2001-02-01
VTL ASSOCIATES, LLC DIRECT OWNER direct 2015-12-01
INDEX MANAGEMENT SOLUTIONS, LLC DIRECT OWNER indirect 2015-12-01
OFI PRIVATE INVESTMENTS INC SHAREHOLDER indirect 2000-03-01 2005-11-21
OPPENHEIMER ACQUISITION CORP. (GATC) SOLE SHAREHOLDER OPPENHEIMERFUNDS, INC. (US) 05/01/2019 Indirect 75% or more
Fund Name Position direct/indirect start date end date
OC PRIVATE CAPITAL, LLC SHAREHOLDER indirect 1990-10-01
OFI PRIVATE INVESTMENTS INC SHAREHOLDER indirect 1990-10-01
HARBOURVIEW ASSET MANAGEMENT CORPORATION SHAREHOLDER indirect 1990-10-01
OPPENHEIMERFUNDS INC SHAREHOLDER direct 1990-10-01
INVESCO ADVISERS, INC. SOLE SHAREHOLDER indirect 2019-05-01
JEMSTEP, INC. SOLE SHAREHOLDER indirect 2019-05-01
INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC. SOLE SHAREHOLDER indirect 2019-05-01
INVESCO RR FUND L.P SOLE SHAREHOLDER indirect 2019-05-01
INVESCO CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 2019-05-01
INVESCO INVESTMENT ADVISERS LLC SOLE SHAREHOLDER indirect 2019-05-01
INVESCO EUROPEAN RR L.P SOLE SHAREHOLDER indirect 2019-05-01
INVESCO SENIOR SECURED MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2019-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
INVESCO VENTURE ALPHA FUND II, L.P. United States 805-1451513315 Private Equity Fund 76,398,816 10,000,000 Fund of Funds
INVESCO PARTNERSHIP FUND V, L.P. United States 805-4848980592 Private Equity Fund 67,360,509 5,000,000 Fund of Funds
INVESCO U.S. PRIVATE EQUITY PARTNERSHIP FUND VI, LP United States 805-4523129410 Private Equity Fund 39,936,709 5,000,000
INVESCO U.S. VENTURE PARTNERSHIP FUND VI, L.P. United States 805-2263375174 Private Equity Fund 57,036,298 5,000,000
CHANCELLOR V-A, LP Cayman Islands 805-4287177472 Venture Capital Fund 2,601,886 5,000,000
INVESCO INTERNATIONAL PARTNERSHIP FUND IV, L.P. United States 805-8600053778 Private Equity Fund 9,061,263 5,000,000
INVESCO U.S. VENTURE PARTNERSHIP FUND IV, L.P. United States 805-7420970134 Private Equity Fund 1,014,779 5,000,000
INVESCO U.S. VENTURE PARTNERSHIP FUND V. L.P. United States 805-4901594910 Private Equity Fund 37,650,644 5,000,000
CHANCELLOR V, L.P. United States 805-1327450561 Venture Capital Fund 15,997,741 5,000,000
VENTURE 2000, LP United States 805-4417532207 Venture Capital Fund 8,480,434 5,000,000
INVESCO PARTNERSHIP FUND IV, L.P. United States 805-4284930203 Private Equity Fund 27,669,347 5,000,000 Fund of Funds
INVESCO VENTURE ALPHA FUND, LP United States 805-7147703243 Private Equity Fund 175,361,716 5,000,000 Fund of Funds
INVESCO INTERNATIONAL PARTNERSHIP FUND VI, L.P. United States 805-5521340001 Private Equity Fund 31,699,441 5,000,000
INVESCO INTERNATIONAL PARTNERSHIP FUND V, L.P. United States 805-9759166419 Private Equity Fund 19,569,370 5,000,000
INVESCO VENTURE PARTNERSHIP FUND II-A, L.P. United States 805-7218204673 Private Equity Fund 5,310,719 5,000,000
INVESCO PARTNERSHIP FUND VI, LP United States 805-8606892323 Private Equity Fund 41,955,209 5,000,000 Fund of Funds
INVESCO U.S. LBO & CORPORATE FINANCE PARTNERSHIP FUND IV, L.P. United States 805-3371365452 Private Equity Fund 746,049 5,000,000
CHANCELLOR VI L.P. United States 805-8979677384 Venture Capital Fund 0 5,000,000
INVESCO U.S. BUYOUT PARTNERSHIP FUND V, L.P. United States 805-7212222810 Private Equity Fund 25,389,681 5,000,000

INVESCO PRIVATE CAPITAL, INC.

ownership team - last updated 2020-11-02
Name Title Start Date Direct/Indirect % Ownership
INVESCO ADVISERS, INC. SOLE SHAREHOLDER 12/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER direct 2005-12-01
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER direct 2005-12-01
WL ROSS & CO. LLC SOLE SHAREHOLDER OF INVESCO PRIVATE CAPITAL, INC. indirect 2005-12-01
WL ROSS & CO. LLC SOLE SHAREHOLDER indirect 2005-12-01
MEADOWS, COLIN DIRECTOR 11/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESCO ADVISERS, INC. DIRECTOR direct 2014-10-01
INVESCO PRIVATE CAPITAL, INC. DIRECTOR direct 2014-11-01
JEMSTEP, INC. DIRECTOR direct 2016-01-01
LEGE, ANNETTE, JANECKA DIRECTOR 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
A I M DISTRIBUTORS, INC. FINOP direct 2005-09-01
VAN KAMPEN ASSET MANAGEMENT FINANCIAL AND OPERATIONS PRINCIPAL direct 2010-06-01
INVESCO INVESTMENT ADVISERS LLC TREASURER AND CHIEF FINANCIAL OFFICER direct 2017-03-01
INVESCO ADVISERS, INC. CONTROLLER direct 2010-01-01
INVESCO ADVISERS, INC. CONTOLLER direct 2010-01-01
INVESCO ADVISERS, INC. CHIEF ACCOUNTING OFFICER, CFO AND TREASURER direct 2017-03-01
INVESCO PRIVATE CAPITAL, INC. DIRECTOR direct 2017-03-01
INVESCO SENIOR SECURED MANAGEMENT INC CONTROLLER direct 2011-01-01
INVESCO SENIOR SECURED MANAGEMENT INC DIRECTOR direct 2011-01-01
INVESCO SENIOR SECURED MANAGEMENT, INC. DIRECTOR direct 2017-03-01
STEIN ROE INVESTMENT COUNSEL, INC. CHIEF FINANCIAL OFFICER, TREASURER direct 2009-03-01
INVESCO POWERSHARES CAPITAL MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2017-03-01
TOY, STEPHEN, JAMES SENIOR MANAGING DIRECTOR 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WL ROSS & CO. LLC SENIOR MANAGING DIRECTOR, CO-LEADER direct 2014-05-01
WL ROSS & CO. LLC SENIOR MANAGING DIRECTOR, CO-HEAD direct 2014-05-01
SWANSON, STEPHEN, WILLIAM GENERAL COUNSEL, SECRETARY 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESCO SENIOR SECURED MANAGEMENT INC SECRETARY AND GENERAL COUNSEL direct 2016-10-01
PHEGLEY, RICHARD, LEE CHIEF FINANCIAL OFFICER 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESCO PRIVATE CAPITAL, INC. CHIEF FINANCIAL OFFICER direct 2018-08-01
WL ROSS & CO. LLC CHIEF FINANCIAL OFFICER direct 2018-08-01
Levit, Joshua, Evan CHIEF COMPLIANCE OFFICER 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESCO PRIVATE CAPITAL, INC. CHIEF COMPLIANCE OFFICER direct 2018-09-01
WL ROSS & CO. LLC CHIEF COMPLIANCE OFFICER direct 2018-09-01
COLEMAN, JOHN, WILLIAM SENIOR MANAGING DIRECTOR 03/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
OC PRIVATE CAPITAL, LLC DIRECTOR AND CHAIRMAN direct 2019-08-01
Dennis, Richard, Scott CHAIRMAN, PRESIDENT, SENIOR MANAGING DIRECTOR 02/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESCO ADVISERS, INC. SENIOR VICE PRESIDENT direct 2013-04-01
INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC. PRESIDENT direct 2013-04-01
VOHRA, ROHIT MANAGING DIRECTOR 03/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
GMB CAPITAL MANAGEMENT, L.L.C. CLASS B MEMBER & PRESIDENT direct 2010-11-01
CLEARSTREAM INVESTMENTS, LLC CLASS B MEMBER, PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2010-11-01
AI ADVISORS LLC SHAREHOLDER indirect 2011-02-01
AI ADVISORS LLC CHIEF COMPLIANCE OFFICER, PRESIDENT direct 2011-06-01
ZAYICEK, BETH, ANNE SENIOR MANAGING DIRECTOR 03/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESCO REAL ESTATE MANAGEMENT S.À R.L. DIRECTOR direct 2018-03-01
INVESCO GROUP SERVICES, INC. SOLE SHAREHOLDER INVESCO ADVISERS, INC. 06/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AMVESCAP NATIONAL TRUST COMPANY SOLE SHAREHOLDER INAH indirect 1997-06-01
INVESCO FUNDS GROUP INC SOLE SHAREHOLDER indirect 2000-12-01
INVESCO GLOBAL ASSET MANAGEMENT N A INC SOLE SHAREHOLDER indirect 2000-12-01
SOVEREIGN FINANCIAL SERVICES, INC. 100% OWNER OF INVESCO NORTH AMERICAN HOLDINGS indirect 2000-12-01
INVESCO ADVISERS, INC. SOLE SHAREHOLDER indirect 2010-06-01
INVESCO SENIOR SECURED MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2010-06-01
WL ROSS & CO. LLC SOLE SHAREHOLDER OF IVZ UK LIMITED indirect 2010-06-01
INVESCO POWERSHARES CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 2010-06-01
INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC. SHAREHOLDER indirect 2010-06-01
INVESCO INVESTMENT ADVISERS LLC SOLE SHAREHOLDER indirect 2010-06-01
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF IVZ UK LIMITED indirect 2010-06-01
JEMSTEP, INC. SOLE SHAREHOLDER indirect 2016-01-01
WL ROSS & CO. LLC SOLE SHAREHOLDER indirect 2000-12-01 2009-03-27
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER indirect 2000-12-01 2009-03-30
INVESCO PRIVATE CAPITAL INC SOLE SHAREHOLDER indirect 2000-12-01 2009-03-30
INVESCO INSTITUTIONAL (N.A.), INC. SOLE SHAREHOLDER indirect 2000-12-01 2010-08-23
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF INVESCO NORTH AMERICAN HOLDINGS, INC. indirect 2000-12-01 2012-03-30
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER OF INVESCO NORTH AMERICAN HOLDINGS, INC. indirect 2000-12-01 2012-10-09
WL ROSS & CO. LLC SOLE SHAREHOLDER OF INVESCO NORTH AMERICAN HOLDINGS, INC. indirect 2000-12-01 2013-02-07
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER OF IVZ UK LIMITED indirect 2010-06-01 2014-07-29
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF IVZ UK LIMITED indirect 1997-02-01 2015-10-29
INVESCO HOLDING COMPANY (US), INC. SOLE SHAREHOLDER OPPENHEIMER ACQUISITION CORP. (GATC) 02/01/1997 Indirect 75% or more
Fund Name Position direct/indirect start date end date
INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC. SHAREHOLDER indirect 1992-05-01
INVESCO ADVISERS, INC. SOLE SHAREHOLDER indirect 1997-02-01
INVESCO INVESTMENT ADVISERS LLC SOLE SHAREHOLDER indirect 1997-02-01
INVESCO POWERSHARES CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 1997-02-01
INSTITUTIONAL TRUST CO. SOLE SHAREHOLDER AGS indirect 1997-02-01
AIM ALTERNATIVE ASSET MANAGEMENT COMPANY, INC. SOLE SHAREHOLDER OF A I M MANAGEMENT GROUP INC. indirect 1997-02-01
INVESCO FUNDS GROUP INC SOLE SHAREHOLDER indirect 1997-02-01
WL ROSS & CO. LLC SOLE STOCKHOLDER OF INVESCO GROUP SERVICES, INC. indirect 1997-02-01
INVESCO GLOBAL ASSET MANAGEMENT N A INC SOLE SHAREHOLDER indirect 1997-02-01
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF INVESCO GROUP SERVICES, INC. indirect 1997-02-01
AIM PRIVATE ASSET MANAGEMENT, INC. SOLE SHAREHOLDER indirect 1997-02-01
INVESCO AIM CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 1997-02-01
SOVEREIGN FINANCIAL SERVICES, INC. 100% OF AMVESCAP GROUP SERVICES, INC. indirect 1997-02-01
INVESCO AIM ADVISORS, INC. SOLE SHAREHOLDER indirect 1997-02-01
INVESCO AIM DISTRIBUTORS, INC. (EFFECTIVE 03/31/08) DIRECT OWNER indirect 1997-02-01
JEMSTEP, INC. SOLE SHAREHOLDER indirect 2016-01-01
INVESCO INSTITUTIONAL (N.A.), INC. SOLE SHAREHOLDER indirect 1997-02-01 2007-06-01
INVESCO GLOBAL ASSET MANAGEMENT N A INC SOLE SHAREHOLDER indirect 1997-02-01 2007-06-01
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER indirect 1997-02-01 2007-06-04
WL ROSS & CO. LLC SOLE SHAREHOLDER indirect 1997-02-01 2007-06-19
STEIN ROE INVESTMENT COUNSEL, INC. SOLE SHAREHOLDER OF AMVESCAP GROUP SERVICES, INC. indirect 2004-03-01 2007-08-10
INVESCO PRIVATE CAPITAL INC SOLE SHAREHOLDER indirect 1997-02-01 2007-10-04
AIM PRIVATE ASSET MANAGEMENT, INC. SOLE SHAREHOLDER indirect 1997-02-01 2008-01-02
A I M CAPITAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 1997-02-01 2008-01-02
A I M ADVISORS, INC. SOLE SHAREHOLDER indirect 1997-02-01 2008-01-02
A I M DISTRIBUTORS, INC. DIRECT OWNER indirect 1997-02-01 2008-01-31
WL ROSS & CO. LLC SOLE SHAREHOLDER indirect 1997-02-01 2009-03-27
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER indirect 1997-02-01 2009-03-30
POWER SHARES CAPITAL MANAGEMENT LLC DIRECT OWNER indirect 1997-02-01 2010-01-04
VAN KAMPEN ASSET MANAGEMENT IVZ, INC. OWNS 100% OF VAN KAMPEN INVESTMENTS, INC indirect 2010-06-01 2011-05-19
VAN KAMPEN ASSET MANAGEMENT IVZ, INC. OWNS 100% INVESCO ADVISERS, INC. indirect 2010-06-01 2011-10-03
WL ROSS & CO. LLC SOLE SHAREHOLDER OF INVESCO GROUP SERVICES, INC. indirect 1997-02-01 2013-02-07
STEIN ROE INVESTMENT COUNSEL, INC. SOLE SHAREHOLDER OF INVESCO GROUP SERVICES, INC. indirect 2004-03-01 2013-07-22
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER OF INVESCO GROUP SERVICES, INC. indirect 1997-02-01 2014-07-29
INVESCO POWERSHARES CAPITAL MANAGEMENT LLC DIRECT OWNER indirect 1997-02-01 2016-01-19
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER indirect 1997-02-01 2016-08-26
INVESCO HOLDING COMPANY LIMITED SOLE SHAREHOLDER INVESCO HOLDING COMPANY (US), INC. 06/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC. SHAREHOLDER indirect 1997-02-01
INVESCO LTD. SOLE SHAREHOLDER INVESCO HOLDING COMPANY LIMITED 01/01/2002 Indirect 75% or more
Fund Name Position direct/indirect start date end date
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF INVESCO HOLDING COMPANY LIMITED indirect 2007-12-01
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER OF INVESCO HOLDING COMPANY LIMITED indirect 2007-12-01
INVESCO HONG KONG LIMITED SOLE SHAREHOLDER indirect 2007-12-01
WL ROSS & CO. LLC SOLE SHAREHOLDER OF INVESCO HOLDING COMPANY LIMITED indirect 2007-12-01
LEAF CLEAN ENERGY USA, LLC SILENT OWNER indirect 2011-07-01
INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC. SHAREHOLDER indirect 1935-12-01
INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD. SOLE SHAREHOLDER - ULTIMATE PARENT COMPANY indirect 2007-12-01
INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD. SOLE SHAREHOLDER - ULTIMATE PARENT COMPANY indirect 2016-04-01
OPPENHEIMERFUNDS, INC. (US) SOLE SHAREHOLDER INVESCO GROUP SERVICES, INC. 05/01/2019 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CENTENNIAL ASSET MANAGEMENT CORPORATION SHAREHOLDER direct 1978-05-01
OFI STEELPATH, INC. DIRECT OWNER direct 1989-11-01
OPPENHEIMER REAL ASSET MANAGEMENT INC DIRECT SHAREHOLDER direct 1996-08-01
OFI INSTITUTIONAL ASSET MANAGEMENT, INC. SHAREHOLDER direct 2001-02-01
VTL ASSOCIATES, LLC DIRECT OWNER direct 2015-12-01
INDEX MANAGEMENT SOLUTIONS, LLC DIRECT OWNER indirect 2015-12-01
OFI PRIVATE INVESTMENTS INC SHAREHOLDER indirect 2000-03-01 2005-11-21
OPPENHEIMER ACQUISITION CORP. (GATC) SOLE SHAREHOLDER OPPENHEIMERFUNDS, INC. (US) 05/01/2019 Indirect 75% or more
Fund Name Position direct/indirect start date end date
OC PRIVATE CAPITAL, LLC SHAREHOLDER indirect 1990-10-01
OFI PRIVATE INVESTMENTS INC SHAREHOLDER indirect 1990-10-01
HARBOURVIEW ASSET MANAGEMENT CORPORATION SHAREHOLDER indirect 1990-10-01
OPPENHEIMERFUNDS INC SHAREHOLDER direct 1990-10-01
INVESCO ADVISERS, INC. SOLE SHAREHOLDER indirect 2019-05-01
JEMSTEP, INC. SOLE SHAREHOLDER indirect 2019-05-01
INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC. SOLE SHAREHOLDER indirect 2019-05-01
INVESCO RR FUND L.P SOLE SHAREHOLDER indirect 2019-05-01
INVESCO CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 2019-05-01
INVESCO INVESTMENT ADVISERS LLC SOLE SHAREHOLDER indirect 2019-05-01
INVESCO EUROPEAN RR L.P SOLE SHAREHOLDER indirect 2019-05-01
INVESCO SENIOR SECURED MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2019-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
INVESCO PARTNERSHIP FUND V, L.P. United States 805-4848980592 Private Equity Fund 0 5,000,000 Fund of Funds
INVESCO U.S. PRIVATE EQUITY PARTNERSHIP FUND VI, LP United States 805-4523129410 Private Equity Fund 37,112,875 5,000,000
SOVEREIGN NEW MILLENNIUM FUND II, LP United States 805-5215096591 Private Equity Fund 0 5,000,000
INVESCO U.S. VENTURE PARTNERSHIP FUND VI, L.P. United States 805-2263375174 Private Equity Fund 45,875,218 5,000,000
CHANCELLOR V-A, LP Cayman Islands 805-4287177472 Venture Capital Fund 4,581,426 5,000,000
INVESCO U.S. VENTURE PARTNERSHIP FUND V. L.P. United States 805-4901594910 Private Equity Fund 47,968,546 5,000,000
CHANCELLOR V, L.P. United States 805-1327450561 Venture Capital Fund 19,903,481 5,000,000
VENTURE 2000, LP United States 805-4417532207 Venture Capital Fund 9,244,638 5,000,000
INVESCO PARTNERSHIP FUND IV, L.P. United States 805-4284930203 Private Equity Fund 30,751,079 5,000,000 Fund of Funds
INVESCO VENTURE ALPHA FUND, LP United States 805-7147703243 Private Equity Fund 150,928,984 5,000,000
INVESCO INTERNATIONAL PARTNERSHIP FUND VI, L.P. United States 805-5521340001 Private Equity Fund 33,315,165 5,000,000
INVESCO INTERNATIONAL PARTNERSHIP FUND V, L.P. United States 805-9759166419 Private Equity Fund 95,273,216 5,000,000
INVESCO VENTURE PARTNERSHIP FUND II-A, L.P. United States 805-7218204673 Private Equity Fund 5,388,321 5,000,000
INVESCO PARTNERSHIP FUND VI, LP United States 805-8606892323 Private Equity Fund 39,625,425 5,000,000 Fund of Funds
INVESCO U.S. LBO & CORPORATE FINANCE PARTNERSHIP FUND IV, L.P. United States 805-3371365452 Private Equity Fund 49,911,583 5,000,000
CHANCELLOR VI L.P. United States 805-8979677384 Venture Capital Fund 3,494,972 5,000,000
INVESCO U.S. BUYOUT PARTNERSHIP FUND V, L.P. United States 805-7212222810 Private Equity Fund 41,958,556 5,000,000
INVESCO INTERNATIONAL PARTNERSHIP FUND IV, L.P. United States 805-8600053778 Private Equity Fund 10,256,795 5,000,000
INVESCO U.S. VENTURE PARTNERSHIP FUND IV, L.P. United States 805-7420970134 Private Equity Fund 23,596,220 5,000,000
INVESCO GLOBAL PARTNERSHIP FUND III, L.P. United States 805-6322260176 Private Equity Fund 7,134 5,000,000

INVESCO PRIVATE CAPITAL, INC.

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
INVESCO INTERNATIONAL PARTNERSHIP FUND V, L.P. United States 805-9759166419 Private Equity Fund 95,273,216 5,000,000
INVESCO VENTURE PARTNERSHIP FUND II-A, L.P. United States 805-7218204673 Private Equity Fund 5,388,321 5,000,000
INVESCO PARTNERSHIP FUND VI, LP United States 805-8606892323 Private Equity Fund 39,625,425 5,000,000 Fund of Funds
INVESCO U.S. LBO & CORPORATE FINANCE PARTNERSHIP FUND IV, L.P. United States 805-3371365452 Private Equity Fund 49,911,583 5,000,000
CHANCELLOR VI L.P. United States 805-8979677384 Venture Capital Fund 3,494,972 5,000,000
INVESCO U.S. VENTURE PARTNERSHIP FUND VI, L.P. United States 805-2263375174 Private Equity Fund 45,875,218 5,000,000
CHANCELLOR V-A, LP Cayman Islands 805-4287177472 Venture Capital Fund 4,581,426 5,000,000
INVESCO U.S. VENTURE PARTNERSHIP FUND V. L.P. United States 805-4901594910 Private Equity Fund 47,968,546 5,000,000
CHANCELLOR V, L.P. United States 805-1327450561 Venture Capital Fund 19,903,481 5,000,000
VENTURE 2000, LP United States 805-4417532207 Venture Capital Fund 9,244,638 5,000,000
INVESCO PARTNERSHIP FUND IV, L.P. United States 805-4284930203 Private Equity Fund 30,751,079 5,000,000 Fund of Funds
INVESCO VENTURE ALPHA FUND, LP United States 805-7147703243 Private Equity Fund 150,928,984 5,000,000
INVESCO INTERNATIONAL PARTNERSHIP FUND VI, L.P. United States 805-5521340001 Private Equity Fund 33,315,165 5,000,000
INVESCO U.S. BUYOUT PARTNERSHIP FUND V, L.P. United States 805-7212222810 Private Equity Fund 41,958,556 5,000,000
INVESCO INTERNATIONAL PARTNERSHIP FUND IV, L.P. United States 805-8600053778 Private Equity Fund 10,256,795 5,000,000
INVESCO U.S. VENTURE PARTNERSHIP FUND IV, L.P. United States 805-7420970134 Private Equity Fund 23,596,220 5,000,000
INVESCO GLOBAL PARTNERSHIP FUND III, L.P. United States 805-6322260176 Private Equity Fund 7,134 5,000,000
INVESCO PARTNERSHIP FUND V, L.P. United States 805-4848980592 Private Equity Fund 0 5,000,000 Fund of Funds
INVESCO U.S. PRIVATE EQUITY PARTNERSHIP FUND VI, LP United States 805-4523129410 Private Equity Fund 37,112,875 5,000,000
SOVEREIGN NEW MILLENNIUM FUND II, LP United States 805-5215096591 Private Equity Fund 0 5,000,000

INVESCO PRIVATE CAPITAL, INC.

ownership team - last updated 2019-12-13
Name Title Start Date Direct/Indirect % Ownership
INVESCO ADVISERS, INC. SOLE SHAREHOLDER 12/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER direct 2005-12-01
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER direct 2005-12-01
WL ROSS & CO. LLC SOLE SHAREHOLDER OF INVESCO PRIVATE CAPITAL, INC. indirect 2005-12-01
WL ROSS & CO. LLC SOLE SHAREHOLDER indirect 2005-12-01
STOECKLE, GREGORY CHAIRMAN & PRESIDENT 11/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESCO PRIVATE CAPITAL INC SENIOR VICE PRESENT direct 2006-08-01
INVESCO PRIVATE CAPITAL, INC. CHAIRMAN & PRESIDENT direct 2014-11-01
INVESCO SENIOR SECURED MANAGEMENT INC PRESIDENT AND MANAGING DIRECTOR direct 2005-11-01
INVESCO SENIOR SECURED MANAGEMENT INC MANAGING DIRECTOR direct 2005-11-01
WL ROSS & CO. LLC SENIOR MANAGING DIRECTOR, CO-LEADER direct 2014-05-01
WL ROSS & CO. LLC SENIOR MANAGING DIRECTOR, CO-HEAD direct 2014-05-01
MEADOWS, COLIN DIRECTOR 11/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESCO ADVISERS, INC. DIRECTOR direct 2014-10-01
INVESCO PRIVATE CAPITAL, INC. DIRECTOR direct 2014-11-01
JEMSTEP, INC. DIRECTOR direct 2016-01-01
LEGE, ANNETTE, JANECKA DIRECTOR 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
A I M DISTRIBUTORS, INC. FINOP direct 2005-09-01
VAN KAMPEN ASSET MANAGEMENT FINANCIAL AND OPERATIONS PRINCIPAL direct 2010-06-01
INVESCO INVESTMENT ADVISERS LLC TREASURER AND CHIEF FINANCIAL OFFICER direct 2017-03-01
INVESCO ADVISERS, INC. CONTROLLER direct 2010-01-01
INVESCO ADVISERS, INC. CONTOLLER direct 2010-01-01
INVESCO ADVISERS, INC. CHIEF ACCOUNTING OFFICER, CFO AND TREASURER direct 2017-03-01
INVESCO PRIVATE CAPITAL, INC. DIRECTOR direct 2017-03-01
INVESCO SENIOR SECURED MANAGEMENT INC CONTROLLER direct 2011-01-01
INVESCO SENIOR SECURED MANAGEMENT INC DIRECTOR direct 2011-01-01
INVESCO SENIOR SECURED MANAGEMENT, INC. DIRECTOR direct 2017-03-01
STEIN ROE INVESTMENT COUNSEL, INC. CHIEF FINANCIAL OFFICER, TREASURER direct 2009-03-01
INVESCO POWERSHARES CAPITAL MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2017-03-01
TOY, STEPHEN, JAMES SENIOR MANAGING DIRECTOR 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WL ROSS & CO. LLC SENIOR MANAGING DIRECTOR, CO-LEADER direct 2014-05-01
WL ROSS & CO. LLC SENIOR MANAGING DIRECTOR, CO-HEAD direct 2014-05-01
SWANSON, STEPHEN, WILLIAM GENERAL COUNSEL, SECRETARY 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESCO SENIOR SECURED MANAGEMENT INC SECRETARY AND GENERAL COUNSEL direct 2016-10-01
PHEGLEY, RICHARD, LEE CHIEF FINANCIAL OFFICER 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESCO PRIVATE CAPITAL, INC. CHIEF FINANCIAL OFFICER direct 2018-08-01
WL ROSS & CO. LLC CHIEF FINANCIAL OFFICER direct 2018-08-01
Levit, Joshua, Evan CHIEF COMPLIANCE OFFICER 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESCO PRIVATE CAPITAL, INC. CHIEF COMPLIANCE OFFICER direct 2018-09-01
WL ROSS & CO. LLC CHIEF COMPLIANCE OFFICER direct 2018-09-01
INVESCO GROUP SERVICES, INC. SOLE SHAREHOLDER INVESCO ADVISERS, INC. 06/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AMVESCAP NATIONAL TRUST COMPANY SOLE SHAREHOLDER INAH indirect 1997-06-01
INVESCO FUNDS GROUP INC SOLE SHAREHOLDER indirect 2000-12-01
INVESCO GLOBAL ASSET MANAGEMENT N A INC SOLE SHAREHOLDER indirect 2000-12-01
SOVEREIGN FINANCIAL SERVICES, INC. 100% OWNER OF INVESCO NORTH AMERICAN HOLDINGS indirect 2000-12-01
INVESCO ADVISERS, INC. SOLE SHAREHOLDER indirect 2010-06-01
INVESCO SENIOR SECURED MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2010-06-01
WL ROSS & CO. LLC SOLE SHAREHOLDER OF IVZ UK LIMITED indirect 2010-06-01
INVESCO POWERSHARES CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 2010-06-01
INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC. SHAREHOLDER indirect 2010-06-01
INVESCO INVESTMENT ADVISERS LLC SOLE SHAREHOLDER indirect 2010-06-01
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF IVZ UK LIMITED indirect 2010-06-01
JEMSTEP, INC. SOLE SHAREHOLDER indirect 2016-01-01
WL ROSS & CO. LLC SOLE SHAREHOLDER indirect 2000-12-01 2009-03-27
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER indirect 2000-12-01 2009-03-30
INVESCO PRIVATE CAPITAL INC SOLE SHAREHOLDER indirect 2000-12-01 2009-03-30
INVESCO INSTITUTIONAL (N.A.), INC. SOLE SHAREHOLDER indirect 2000-12-01 2010-08-23
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF INVESCO NORTH AMERICAN HOLDINGS, INC. indirect 2000-12-01 2012-03-30
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER OF INVESCO NORTH AMERICAN HOLDINGS, INC. indirect 2000-12-01 2012-10-09
WL ROSS & CO. LLC SOLE SHAREHOLDER OF INVESCO NORTH AMERICAN HOLDINGS, INC. indirect 2000-12-01 2013-02-07
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER OF IVZ UK LIMITED indirect 2010-06-01 2014-07-29
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF IVZ UK LIMITED indirect 1997-02-01 2015-10-29
INVESCO HOLDING COMPANY (US), INC. SOLE SHAREHOLDER OPPENHEIMER ACQUISITION CORP. (GATC) 02/01/1997 Indirect 75% or more
Fund Name Position direct/indirect start date end date
INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC. SHAREHOLDER indirect 1992-05-01
INVESCO ADVISERS, INC. SOLE SHAREHOLDER indirect 1997-02-01
INVESCO INVESTMENT ADVISERS LLC SOLE SHAREHOLDER indirect 1997-02-01
INVESCO POWERSHARES CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 1997-02-01
INSTITUTIONAL TRUST CO. SOLE SHAREHOLDER AGS indirect 1997-02-01
AIM ALTERNATIVE ASSET MANAGEMENT COMPANY, INC. SOLE SHAREHOLDER OF A I M MANAGEMENT GROUP INC. indirect 1997-02-01
INVESCO FUNDS GROUP INC SOLE SHAREHOLDER indirect 1997-02-01
WL ROSS & CO. LLC SOLE STOCKHOLDER OF INVESCO GROUP SERVICES, INC. indirect 1997-02-01
INVESCO GLOBAL ASSET MANAGEMENT N A INC SOLE SHAREHOLDER indirect 1997-02-01
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF INVESCO GROUP SERVICES, INC. indirect 1997-02-01
AIM PRIVATE ASSET MANAGEMENT, INC. SOLE SHAREHOLDER indirect 1997-02-01
INVESCO AIM CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 1997-02-01
SOVEREIGN FINANCIAL SERVICES, INC. 100% OF AMVESCAP GROUP SERVICES, INC. indirect 1997-02-01
INVESCO AIM ADVISORS, INC. SOLE SHAREHOLDER indirect 1997-02-01
INVESCO AIM DISTRIBUTORS, INC. (EFFECTIVE 03/31/08) DIRECT OWNER indirect 1997-02-01
JEMSTEP, INC. SOLE SHAREHOLDER indirect 2016-01-01
INVESCO INSTITUTIONAL (N.A.), INC. SOLE SHAREHOLDER indirect 1997-02-01 2007-06-01
INVESCO GLOBAL ASSET MANAGEMENT N A INC SOLE SHAREHOLDER indirect 1997-02-01 2007-06-01
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER indirect 1997-02-01 2007-06-04
WL ROSS & CO. LLC SOLE SHAREHOLDER indirect 1997-02-01 2007-06-19
STEIN ROE INVESTMENT COUNSEL, INC. SOLE SHAREHOLDER OF AMVESCAP GROUP SERVICES, INC. indirect 2004-03-01 2007-08-10
INVESCO PRIVATE CAPITAL INC SOLE SHAREHOLDER indirect 1997-02-01 2007-10-04
AIM PRIVATE ASSET MANAGEMENT, INC. SOLE SHAREHOLDER indirect 1997-02-01 2008-01-02
A I M CAPITAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 1997-02-01 2008-01-02
A I M ADVISORS, INC. SOLE SHAREHOLDER indirect 1997-02-01 2008-01-02
A I M DISTRIBUTORS, INC. DIRECT OWNER indirect 1997-02-01 2008-01-31
WL ROSS & CO. LLC SOLE SHAREHOLDER indirect 1997-02-01 2009-03-27
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER indirect 1997-02-01 2009-03-30
POWER SHARES CAPITAL MANAGEMENT LLC DIRECT OWNER indirect 1997-02-01 2010-01-04
VAN KAMPEN ASSET MANAGEMENT IVZ, INC. OWNS 100% OF VAN KAMPEN INVESTMENTS, INC indirect 2010-06-01 2011-05-19
VAN KAMPEN ASSET MANAGEMENT IVZ, INC. OWNS 100% INVESCO ADVISERS, INC. indirect 2010-06-01 2011-10-03
WL ROSS & CO. LLC SOLE SHAREHOLDER OF INVESCO GROUP SERVICES, INC. indirect 1997-02-01 2013-02-07
STEIN ROE INVESTMENT COUNSEL, INC. SOLE SHAREHOLDER OF INVESCO GROUP SERVICES, INC. indirect 2004-03-01 2013-07-22
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER OF INVESCO GROUP SERVICES, INC. indirect 1997-02-01 2014-07-29
INVESCO POWERSHARES CAPITAL MANAGEMENT LLC DIRECT OWNER indirect 1997-02-01 2016-01-19
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER indirect 1997-02-01 2016-08-26
INVESCO HOLDING COMPANY LIMITED SOLE SHAREHOLDER INVESCO HOLDING COMPANY (US), INC. 06/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC. SHAREHOLDER indirect 1997-02-01
INVESCO LTD. SOLE SHAREHOLDER INVESCO HOLDING COMPANY LIMITED 01/01/2002 Indirect 75% or more
Fund Name Position direct/indirect start date end date
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF INVESCO HOLDING COMPANY LIMITED indirect 2007-12-01
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER OF INVESCO HOLDING COMPANY LIMITED indirect 2007-12-01
INVESCO HONG KONG LIMITED SOLE SHAREHOLDER indirect 2007-12-01
WL ROSS & CO. LLC SOLE SHAREHOLDER OF INVESCO HOLDING COMPANY LIMITED indirect 2007-12-01
LEAF CLEAN ENERGY USA, LLC SILENT OWNER indirect 2011-07-01
INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC. SHAREHOLDER indirect 1935-12-01
INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD. SOLE SHAREHOLDER - ULTIMATE PARENT COMPANY indirect 2007-12-01
INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD. SOLE SHAREHOLDER - ULTIMATE PARENT COMPANY indirect 2016-04-01
OFI GLOBAL ASSET MANAGEMENT, INC. (US) SOLE SHAREHOLDER INVESCO GROUP SERVICES, INC. 05/01/2019 Indirect 75% or more
Fund Name Position direct/indirect start date end date
INVESCO ADVISERS, INC. SOLE SHAREHOLDER indirect 2019-05-01
INVESCO RR FUND L.P SOLE SHAREHOLDER indirect 2019-05-01
INVESCO CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 2019-05-01
INVESCO INVESTMENT ADVISERS LLC SOLE SHAREHOLDER indirect 2019-05-01
INVESCO EUROPEAN RR L.P SOLE SHAREHOLDER indirect 2019-05-01
INVESCO SENIOR SECURED MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2019-05-01
JEMSTEP, INC. SOLE SHAREHOLDER indirect 2019-05-01
INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC. SOLE SHAREHOLDER indirect 2019-05-01
OPPENHEIMERFUNDS, INC. SOLE SHAREHOLDER OFI GLOBAL ASSET MANAGEMENT, INC. (US) 05/01/2019 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CENTENNIAL ASSET MANAGEMENT CORPORATION SHAREHOLDER direct 1978-05-01
OFI STEELPATH, INC. DIRECT OWNER direct 1989-11-01
OPPENHEIMER REAL ASSET MANAGEMENT INC DIRECT SHAREHOLDER direct 1996-08-01
OFI INSTITUTIONAL ASSET MANAGEMENT, INC. SHAREHOLDER direct 2001-02-01
VTL ASSOCIATES, LLC DIRECT OWNER direct 2015-12-01
INDEX MANAGEMENT SOLUTIONS, LLC DIRECT OWNER indirect 2015-12-01
OFI PRIVATE INVESTMENTS INC SHAREHOLDER indirect 2000-03-01 2005-11-21
OPPENHEIMER ACQUISITION CORP. (GATC) SOLE SHAREHOLDER OPPENHEIMERFUNDS, INC. 05/01/2019 Indirect 75% or more
Fund Name Position direct/indirect start date end date
OC PRIVATE CAPITAL, LLC SHAREHOLDER indirect 1990-10-01
OFI PRIVATE INVESTMENTS INC SHAREHOLDER indirect 1990-10-01
HARBOURVIEW ASSET MANAGEMENT CORPORATION SHAREHOLDER indirect 1990-10-01
OPPENHEIMERFUNDS INC SHAREHOLDER direct 1990-10-01
INVESCO ADVISERS, INC. SOLE SHAREHOLDER indirect 2019-05-01
JEMSTEP, INC. SOLE SHAREHOLDER indirect 2019-05-01
INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC. SOLE SHAREHOLDER indirect 2019-05-01
INVESCO RR FUND L.P SOLE SHAREHOLDER indirect 2019-05-01
INVESCO CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 2019-05-01
INVESCO INVESTMENT ADVISERS LLC SOLE SHAREHOLDER indirect 2019-05-01
INVESCO EUROPEAN RR L.P SOLE SHAREHOLDER indirect 2019-05-01
INVESCO SENIOR SECURED MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2019-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SOVEREIGN NEW MILLENIUM FUND, LP United States 805-7989107409 Private Equity Fund 15,216 5,000,000 Fund of Funds
INVESCO U.S. VENTURE PARTNERSHIP FUND VI, L.P. United States 805-2263375174 Private Equity Fund 45,398,839 5,000,000 Fund of Funds
CHANCELLOR V-A, LP Cayman Islands 805-4287177472 Venture Capital Fund 6,371,320 5,000,000
INVESCO U.S. VENTURE PARTNERSHIP FUND V. L.P. United States 805-4901594910 Private Equity Fund 48,033,218 5,000,000 Fund of Funds
INVESCO CREDIT PARTNERS FUND, L.P. United States 805-5333989756 Other Private Fund CREDIT FUND 139,752,290 5,000,000 Master Fund
CHANCELLOR V, L.P. United States 805-1327450561 Venture Capital Fund 23,394,371 5,000,000
VENTURE 2000, LP United States 805-4417532207 Venture Capital Fund 9,827,152 5,000,000
INVESCO PARTNERSHIP FUND IV, L.P. United States 805-4284930203 Private Equity Fund 0 5,000,000 Fund of Funds
CALSTRS NEW & NEXT GENERATION MANAGER FUND II, L.P. United States 805-4378190777 Private Equity Fund 227,874,815 5,000,000 Fund of Funds
INVESCO INTERNATIONAL PARTNERSHIP FUND V, L.P. United States 805-9759166419 Private Equity Fund 26,521,791 5,000,000 Fund of Funds
INVESCO VENTURE PARTNERSHIP FUND II-A, L.P. United States 805-7218204673 Private Equity Fund 5,528,683 5,000,000 Fund of Funds
INVESCO PARTNERSHIP FUND VI, LP United States 805-8606892323 Private Equity Fund 0 5,000,000 Fund of Funds
INVESCO U.S. LBO & CORPORATE FINANCE PARTNERSHIP FUND IV, L.P. United States 805-3371365452 Private Equity Fund 89,455,425 5,000,000 Fund of Funds
CALSTRS NEW & NEXT GENERATION MANAGER FUND, L.P. United States 805-1099271834 Private Equity Fund 72,518,413 5,000,000 Fund of Funds
INVESCO CREDIT PARTNERS FUND - A, L.P. Cayman Islands 805-4019300842 Other Private Fund CREDIT FUND 113,239,809 5,000,000 Master Fund
CHANCELLOR VI L.P. United States 805-8979677384 Venture Capital Fund 37,733,677 5,000,000
CALSTRS NEW & NEXT GENERATION MANAGER FUND III, L.P. United States 805-2411308368 Private Equity Fund 303,219,418 5,000,000 Fund of Funds
CALSTRS NEW & NEXT GENERATION MANAGER FUND IV, L.P. United States 805-6898800434 Private Equity Fund 252,923,660 5,000,000 Fund of Funds
CHANCELLOR OFFSHORE PARTNERSHIP FUND, L.P. Cayman Islands 805-2339919019 Private Equity Fund 9,376,847 5,000,000 Fund of Funds
INVESCO VENTURE ALPHA FUND, LP United States 805-7147703243 Private Equity Fund 141,392,333 5,000,000 Fund of Funds
INVESCO U.S. BUYOUT PARTNERSHIP FUND V, L.P. United States 805-7212222810 Private Equity Fund 45,440,629 5,000,000 Fund of Funds
INVESCO INTERNATIONAL PARTNERSHIP FUND IV, L.P. United States 805-8600053778 Private Equity Fund 27,373,994 5,000,000 Fund of Funds
INVESCO US BUYOUT PARTNERSHIP FUND II, L.P. United States 805-7739596803 Private Equity Fund 34,444 5,000,000 Fund of Funds
INVESCO INTERNATIONAL PARTNERSHIP FUND VI, L.P. United States 805-5521340001 Private Equity Fund 34,061,922 5,000,000 Fund of Funds
INVESCO U.S. VENTURE PARTNERSHIP FUND IV, L.P. United States 805-7420970134 Private Equity Fund 44,975,139 5,000,000 Fund of Funds
INVESCO GLOBAL PARTNERSHIP FUND III, L.P. United States 805-6322260176 Private Equity Fund 22,312 5,000,000 Fund of Funds
INVESCO PARTNERSHIP FUND V, L.P. United States 805-4848980592 Private Equity Fund 0 5,000,000 Fund of Funds
INVESCO U.S. PRIVATE EQUITY PARTNERSHIP FUND VI, LP United States 805-4523129410 Private Equity Fund 35,476,122 5,000,000 Fund of Funds
INVESCO NON-U.S. PARTNERSHIP FUND II, L.P. United States 805-8978524620 Private Equity Fund 3,360,890 5,000,000 Fund of Funds
INVESCO NON-U.S. PARTNERSHIP FUND III, L.P. United States 805-2560310933 Private Equity Fund 18,676 5,000,000 Fund of Funds
SOVEREIGN NEW MILLENNIUM FUND II, LP United States 805-5215096591 Private Equity Fund 37,591 5,000,000 Fund of Funds

INVESCO PRIVATE CAPITAL, INC.

ownership team - last updated 2019-07-19
Name Title Start Date Direct/Indirect % Ownership
INVESCO ADVISERS, INC. SOLE SHAREHOLDER 12/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER direct 2005-12-01
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER direct 2005-12-01
WL ROSS & CO. LLC SOLE SHAREHOLDER OF INVESCO PRIVATE CAPITAL, INC. indirect 2005-12-01
WL ROSS & CO. LLC SOLE SHAREHOLDER indirect 2005-12-01
STOECKLE, GREGORY CHAIRMAN & PRESIDENT 11/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESCO PRIVATE CAPITAL INC SENIOR VICE PRESENT direct 2006-08-01
INVESCO PRIVATE CAPITAL, INC. CHAIRMAN & PRESIDENT direct 2014-11-01
INVESCO SENIOR SECURED MANAGEMENT INC PRESIDENT AND MANAGING DIRECTOR direct 2005-11-01
INVESCO SENIOR SECURED MANAGEMENT INC MANAGING DIRECTOR direct 2005-11-01
WL ROSS & CO. LLC SENIOR MANAGING DIRECTOR, CO-LEADER direct 2014-05-01
WL ROSS & CO. LLC SENIOR MANAGING DIRECTOR, CO-HEAD direct 2014-05-01
MEADOWS, COLIN DIRECTOR 11/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESCO ADVISERS, INC. DIRECTOR direct 2014-10-01
INVESCO PRIVATE CAPITAL, INC. DIRECTOR direct 2014-11-01
JEMSTEP, INC. DIRECTOR direct 2016-01-01
LEGE, ANNETTE, JANECKA DIRECTOR 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
A I M DISTRIBUTORS, INC. FINOP direct 2005-09-01
VAN KAMPEN ASSET MANAGEMENT FINANCIAL AND OPERATIONS PRINCIPAL direct 2010-06-01
INVESCO INVESTMENT ADVISERS LLC TREASURER AND CHIEF FINANCIAL OFFICER direct 2017-03-01
INVESCO ADVISERS, INC. CONTROLLER direct 2010-01-01
INVESCO ADVISERS, INC. CONTOLLER direct 2010-01-01
INVESCO ADVISERS, INC. CHIEF ACCOUNTING OFFICER, CFO AND TREASURER direct 2017-03-01
INVESCO PRIVATE CAPITAL, INC. DIRECTOR direct 2017-03-01
INVESCO SENIOR SECURED MANAGEMENT INC CONTROLLER direct 2011-01-01
INVESCO SENIOR SECURED MANAGEMENT INC DIRECTOR direct 2011-01-01
INVESCO SENIOR SECURED MANAGEMENT, INC. DIRECTOR direct 2017-03-01
STEIN ROE INVESTMENT COUNSEL, INC. CHIEF FINANCIAL OFFICER, TREASURER direct 2009-03-01
INVESCO POWERSHARES CAPITAL MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2017-03-01
TOY, STEPHEN, JAMES SENIOR MANAGING DIRECTOR 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WL ROSS & CO. LLC SENIOR MANAGING DIRECTOR, CO-LEADER direct 2014-05-01
WL ROSS & CO. LLC SENIOR MANAGING DIRECTOR, CO-HEAD direct 2014-05-01
SWANSON, STEPHEN, WILLIAM GENERAL COUNSEL, SECRETARY 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESCO SENIOR SECURED MANAGEMENT INC SECRETARY AND GENERAL COUNSEL direct 2016-10-01
PHEGLEY, RICHARD, LEE CHIEF FINANCIAL OFFICER 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESCO PRIVATE CAPITAL, INC. CHIEF FINANCIAL OFFICER direct 2018-08-01
WL ROSS & CO. LLC CHIEF FINANCIAL OFFICER direct 2018-08-01
Levit, Joshua, Evan CHIEF COMPLIANCE OFFICER 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESCO PRIVATE CAPITAL, INC. CHIEF COMPLIANCE OFFICER direct 2018-09-01
WL ROSS & CO. LLC CHIEF COMPLIANCE OFFICER direct 2018-09-01
INVESCO HOLDING COMPANY LIMITED SOLE SHAREHOLDER INVESCO HOLDING COMPANY (US), INC. 06/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC. SHAREHOLDER indirect 1997-02-01
INVESCO GROUP SERVICES, INC. SOLE SHAREHOLDER INVESCO ADVISERS, INC. 06/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AMVESCAP NATIONAL TRUST COMPANY SOLE SHAREHOLDER INAH indirect 1997-06-01
INVESCO FUNDS GROUP INC SOLE SHAREHOLDER indirect 2000-12-01
INVESCO GLOBAL ASSET MANAGEMENT N A INC SOLE SHAREHOLDER indirect 2000-12-01
SOVEREIGN FINANCIAL SERVICES, INC. 100% OWNER OF INVESCO NORTH AMERICAN HOLDINGS indirect 2000-12-01
INVESCO ADVISERS, INC. SOLE SHAREHOLDER indirect 2010-06-01
INVESCO SENIOR SECURED MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2010-06-01
WL ROSS & CO. LLC SOLE SHAREHOLDER OF IVZ UK LIMITED indirect 2010-06-01
INVESCO POWERSHARES CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 2010-06-01
INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC. SHAREHOLDER indirect 2010-06-01
INVESCO INVESTMENT ADVISERS LLC SOLE SHAREHOLDER indirect 2010-06-01
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF IVZ UK LIMITED indirect 2010-06-01
JEMSTEP, INC. SOLE SHAREHOLDER indirect 2016-01-01
WL ROSS & CO. LLC SOLE SHAREHOLDER indirect 2000-12-01 2009-03-27
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER indirect 2000-12-01 2009-03-30
INVESCO PRIVATE CAPITAL INC SOLE SHAREHOLDER indirect 2000-12-01 2009-03-30
INVESCO INSTITUTIONAL (N.A.), INC. SOLE SHAREHOLDER indirect 2000-12-01 2010-08-23
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF INVESCO NORTH AMERICAN HOLDINGS, INC. indirect 2000-12-01 2012-03-30
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER OF INVESCO NORTH AMERICAN HOLDINGS, INC. indirect 2000-12-01 2012-10-09
WL ROSS & CO. LLC SOLE SHAREHOLDER OF INVESCO NORTH AMERICAN HOLDINGS, INC. indirect 2000-12-01 2013-02-07
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER OF IVZ UK LIMITED indirect 2010-06-01 2014-07-29
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF IVZ UK LIMITED indirect 1997-02-01 2015-10-29
INVESCO HOLDING COMPANY (US), INC. SOLE SHAREHOLDER OPPENHEIMER ACQUISITION CORP. (GATC) 02/01/1997 Indirect 75% or more
Fund Name Position direct/indirect start date end date
INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC. SHAREHOLDER indirect 1992-05-01
INVESCO ADVISERS, INC. SOLE SHAREHOLDER indirect 1997-02-01
INVESCO INVESTMENT ADVISERS LLC SOLE SHAREHOLDER indirect 1997-02-01
INVESCO POWERSHARES CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 1997-02-01
INSTITUTIONAL TRUST CO. SOLE SHAREHOLDER AGS indirect 1997-02-01
AIM ALTERNATIVE ASSET MANAGEMENT COMPANY, INC. SOLE SHAREHOLDER OF A I M MANAGEMENT GROUP INC. indirect 1997-02-01
INVESCO FUNDS GROUP INC SOLE SHAREHOLDER indirect 1997-02-01
WL ROSS & CO. LLC SOLE STOCKHOLDER OF INVESCO GROUP SERVICES, INC. indirect 1997-02-01
INVESCO GLOBAL ASSET MANAGEMENT N A INC SOLE SHAREHOLDER indirect 1997-02-01
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF INVESCO GROUP SERVICES, INC. indirect 1997-02-01
AIM PRIVATE ASSET MANAGEMENT, INC. SOLE SHAREHOLDER indirect 1997-02-01
INVESCO AIM CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 1997-02-01
SOVEREIGN FINANCIAL SERVICES, INC. 100% OF AMVESCAP GROUP SERVICES, INC. indirect 1997-02-01
INVESCO AIM ADVISORS, INC. SOLE SHAREHOLDER indirect 1997-02-01
INVESCO AIM DISTRIBUTORS, INC. (EFFECTIVE 03/31/08) DIRECT OWNER indirect 1997-02-01
JEMSTEP, INC. SOLE SHAREHOLDER indirect 2016-01-01
INVESCO INSTITUTIONAL (N.A.), INC. SOLE SHAREHOLDER indirect 1997-02-01 2007-06-01
INVESCO GLOBAL ASSET MANAGEMENT N A INC SOLE SHAREHOLDER indirect 1997-02-01 2007-06-01
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER indirect 1997-02-01 2007-06-04
WL ROSS & CO. LLC SOLE SHAREHOLDER indirect 1997-02-01 2007-06-19
STEIN ROE INVESTMENT COUNSEL, INC. SOLE SHAREHOLDER OF AMVESCAP GROUP SERVICES, INC. indirect 2004-03-01 2007-08-10
INVESCO PRIVATE CAPITAL INC SOLE SHAREHOLDER indirect 1997-02-01 2007-10-04
AIM PRIVATE ASSET MANAGEMENT, INC. SOLE SHAREHOLDER indirect 1997-02-01 2008-01-02
A I M CAPITAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 1997-02-01 2008-01-02
A I M ADVISORS, INC. SOLE SHAREHOLDER indirect 1997-02-01 2008-01-02
A I M DISTRIBUTORS, INC. DIRECT OWNER indirect 1997-02-01 2008-01-31
WL ROSS & CO. LLC SOLE SHAREHOLDER indirect 1997-02-01 2009-03-27
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER indirect 1997-02-01 2009-03-30
POWER SHARES CAPITAL MANAGEMENT LLC DIRECT OWNER indirect 1997-02-01 2010-01-04
VAN KAMPEN ASSET MANAGEMENT IVZ, INC. OWNS 100% OF VAN KAMPEN INVESTMENTS, INC indirect 2010-06-01 2011-05-19
VAN KAMPEN ASSET MANAGEMENT IVZ, INC. OWNS 100% INVESCO ADVISERS, INC. indirect 2010-06-01 2011-10-03
WL ROSS & CO. LLC SOLE SHAREHOLDER OF INVESCO GROUP SERVICES, INC. indirect 1997-02-01 2013-02-07
STEIN ROE INVESTMENT COUNSEL, INC. SOLE SHAREHOLDER OF INVESCO GROUP SERVICES, INC. indirect 2004-03-01 2013-07-22
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER OF INVESCO GROUP SERVICES, INC. indirect 1997-02-01 2014-07-29
INVESCO POWERSHARES CAPITAL MANAGEMENT LLC DIRECT OWNER indirect 1997-02-01 2016-01-19
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER indirect 1997-02-01 2016-08-26
INVESCO LTD. SOLE SHAREHOLDER INVESCO HOLDING COMPANY LIMITED 01/01/2002 Indirect 75% or more
Fund Name Position direct/indirect start date end date
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF INVESCO HOLDING COMPANY LIMITED indirect 2007-12-01
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER OF INVESCO HOLDING COMPANY LIMITED indirect 2007-12-01
INVESCO HONG KONG LIMITED SOLE SHAREHOLDER indirect 2007-12-01
WL ROSS & CO. LLC SOLE SHAREHOLDER OF INVESCO HOLDING COMPANY LIMITED indirect 2007-12-01
LEAF CLEAN ENERGY USA, LLC SILENT OWNER indirect 2011-07-01
INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC. SHAREHOLDER indirect 1935-12-01
INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD. SOLE SHAREHOLDER - ULTIMATE PARENT COMPANY indirect 2007-12-01
INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD. SOLE SHAREHOLDER - ULTIMATE PARENT COMPANY indirect 2016-04-01
OFI GLOBAL ASSET MANAGEMENT, INC. (US) SOLE SHAREHOLDER INVESCO GROUP SERVICES, INC. 05/01/2019 Indirect 75% or more
Fund Name Position direct/indirect start date end date
INVESCO ADVISERS, INC. SOLE SHAREHOLDER indirect 2019-05-01
INVESCO RR FUND L.P SOLE SHAREHOLDER indirect 2019-05-01
INVESCO CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 2019-05-01
INVESCO INVESTMENT ADVISERS LLC SOLE SHAREHOLDER indirect 2019-05-01
INVESCO EUROPEAN RR L.P SOLE SHAREHOLDER indirect 2019-05-01
INVESCO SENIOR SECURED MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2019-05-01
JEMSTEP, INC. SOLE SHAREHOLDER indirect 2019-05-01
INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC. SOLE SHAREHOLDER indirect 2019-05-01
OPPENHEIMERFUNDS, INC. SOLE SHAREHOLDER OFI GLOBAL ASSET MANAGEMENT, INC. (US) 05/01/2019 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CENTENNIAL ASSET MANAGEMENT CORPORATION SHAREHOLDER direct 1978-05-01
OFI STEELPATH, INC. DIRECT OWNER direct 1989-11-01
OPPENHEIMER REAL ASSET MANAGEMENT INC DIRECT SHAREHOLDER direct 1996-08-01
OFI INSTITUTIONAL ASSET MANAGEMENT, INC. SHAREHOLDER direct 2001-02-01
VTL ASSOCIATES, LLC DIRECT OWNER direct 2015-12-01
INDEX MANAGEMENT SOLUTIONS, LLC DIRECT OWNER indirect 2015-12-01
OFI PRIVATE INVESTMENTS INC SHAREHOLDER indirect 2000-03-01 2005-11-21
OPPENHEIMER ACQUISITION CORP. (GATC) SOLE SHAREHOLDER OPPENHEIMERFUNDS, INC. 05/01/2019 Indirect 75% or more
Fund Name Position direct/indirect start date end date
OC PRIVATE CAPITAL, LLC SHAREHOLDER indirect 1990-10-01
OFI PRIVATE INVESTMENTS INC SHAREHOLDER indirect 1990-10-01
HARBOURVIEW ASSET MANAGEMENT CORPORATION SHAREHOLDER indirect 1990-10-01
OPPENHEIMERFUNDS INC SHAREHOLDER direct 1990-10-01
INVESCO ADVISERS, INC. SOLE SHAREHOLDER indirect 2019-05-01
JEMSTEP, INC. SOLE SHAREHOLDER indirect 2019-05-01
INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC. SOLE SHAREHOLDER indirect 2019-05-01
INVESCO RR FUND L.P SOLE SHAREHOLDER indirect 2019-05-01
INVESCO CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 2019-05-01
INVESCO INVESTMENT ADVISERS LLC SOLE SHAREHOLDER indirect 2019-05-01
INVESCO EUROPEAN RR L.P SOLE SHAREHOLDER indirect 2019-05-01
INVESCO SENIOR SECURED MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2019-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
INVESCO U.S. VENTURE PARTNERSHIP FUND VI, L.P. United States 805-2263375174 Private Equity Fund 45,398,839 5,000,000 Fund of Funds
CHANCELLOR V-A, LP Cayman Islands 805-4287177472 Venture Capital Fund 6,371,320 5,000,000
INVESCO U.S. VENTURE PARTNERSHIP FUND V. L.P. United States 805-4901594910 Private Equity Fund 48,033,218 5,000,000 Fund of Funds
INVESCO CREDIT PARTNERS FUND, L.P. United States 805-5333989756 Other Private Fund CREDIT FUND 139,752,290 5,000,000 Master Fund
CHANCELLOR V, L.P. United States 805-1327450561 Venture Capital Fund 23,394,371 5,000,000
VENTURE 2000, LP United States 805-4417532207 Venture Capital Fund 9,827,152 5,000,000
INVESCO PARTNERSHIP FUND IV, L.P. United States 805-4284930203 Private Equity Fund 0 5,000,000 Fund of Funds
CALSTRS NEW & NEXT GENERATION MANAGER FUND II, L.P. United States 805-4378190777 Private Equity Fund 227,874,815 5,000,000 Fund of Funds
INVESCO INTERNATIONAL PARTNERSHIP FUND V, L.P. United States 805-9759166419 Private Equity Fund 26,521,791 5,000,000 Fund of Funds
INVESCO VENTURE PARTNERSHIP FUND II-A, L.P. United States 805-7218204673 Private Equity Fund 5,528,683 5,000,000 Fund of Funds
INVESCO PARTNERSHIP FUND VI, LP United States 805-8606892323 Private Equity Fund 0 5,000,000 Fund of Funds
INVESCO U.S. LBO & CORPORATE FINANCE PARTNERSHIP FUND IV, L.P. United States 805-3371365452 Private Equity Fund 89,455,425 5,000,000 Fund of Funds
CALSTRS NEW & NEXT GENERATION MANAGER FUND, L.P. United States 805-1099271834 Private Equity Fund 72,518,413 5,000,000 Fund of Funds
INVESCO CREDIT PARTNERS FUND - A, L.P. Cayman Islands 805-4019300842 Other Private Fund CREDIT FUND 113,239,809 5,000,000 Master Fund
CHANCELLOR VI L.P. United States 805-8979677384 Venture Capital Fund 37,733,677 5,000,000
CALSTRS NEW & NEXT GENERATION MANAGER FUND III, L.P. United States 805-2411308368 Private Equity Fund 303,219,418 5,000,000 Fund of Funds
CALSTRS NEW & NEXT GENERATION MANAGER FUND IV, L.P. United States 805-6898800434 Private Equity Fund 252,923,660 5,000,000 Fund of Funds
CHANCELLOR OFFSHORE PARTNERSHIP FUND, L.P. Cayman Islands 805-2339919019 Private Equity Fund 9,376,847 5,000,000 Fund of Funds
INVESCO VENTURE ALPHA FUND, LP United States 805-7147703243 Private Equity Fund 141,392,333 5,000,000 Fund of Funds
INVESCO U.S. BUYOUT PARTNERSHIP FUND V, L.P. United States 805-7212222810 Private Equity Fund 45,440,629 5,000,000 Fund of Funds
INVESCO INTERNATIONAL PARTNERSHIP FUND IV, L.P. United States 805-8600053778 Private Equity Fund 27,373,994 5,000,000 Fund of Funds
INVESCO US BUYOUT PARTNERSHIP FUND II, L.P. United States 805-7739596803 Private Equity Fund 34,444 5,000,000 Fund of Funds
INVESCO INTERNATIONAL PARTNERSHIP FUND VI, L.P. United States 805-5521340001 Private Equity Fund 34,061,922 5,000,000 Fund of Funds
INVESCO U.S. VENTURE PARTNERSHIP FUND IV, L.P. United States 805-7420970134 Private Equity Fund 44,975,139 5,000,000 Fund of Funds
INVESCO GLOBAL PARTNERSHIP FUND III, L.P. United States 805-6322260176 Private Equity Fund 22,312 5,000,000 Fund of Funds
INVESCO PARTNERSHIP FUND V, L.P. United States 805-4848980592 Private Equity Fund 0 5,000,000 Fund of Funds
INVESCO U.S. PRIVATE EQUITY PARTNERSHIP FUND VI, LP United States 805-4523129410 Private Equity Fund 35,476,122 5,000,000 Fund of Funds
INVESCO NON-U.S. PARTNERSHIP FUND II, L.P. United States 805-8978524620 Private Equity Fund 3,360,890 5,000,000 Fund of Funds
INVESCO NON-U.S. PARTNERSHIP FUND III, L.P. United States 805-2560310933 Private Equity Fund 18,676 5,000,000 Fund of Funds
SOVEREIGN NEW MILLENNIUM FUND II, LP United States 805-5215096591 Private Equity Fund 37,591 5,000,000 Fund of Funds
SOVEREIGN NEW MILLENIUM FUND, LP United States 805-7989107409 Private Equity Fund 15,216 5,000,000 Fund of Funds

INVESCO PRIVATE CAPITAL, INC.

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
INVESCO ADVISERS, INC. SOLE SHAREHOLDER 12/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER direct 2005-12-01
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER direct 2005-12-01
WL ROSS & CO. LLC SOLE SHAREHOLDER OF INVESCO PRIVATE CAPITAL, INC. indirect 2005-12-01
WL ROSS & CO. LLC SOLE SHAREHOLDER indirect 2005-12-01
STOECKLE, GREGORY CHAIRMAN & PRESIDENT 11/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESCO PRIVATE CAPITAL INC SENIOR VICE PRESENT direct 2006-08-01
INVESCO PRIVATE CAPITAL, INC. CHAIRMAN & PRESIDENT direct 2014-11-01
INVESCO SENIOR SECURED MANAGEMENT INC PRESIDENT AND MANAGING DIRECTOR direct 2005-11-01
INVESCO SENIOR SECURED MANAGEMENT INC MANAGING DIRECTOR direct 2005-11-01
WL ROSS & CO. LLC SENIOR MANAGING DIRECTOR, CO-LEADER direct 2014-05-01
WL ROSS & CO. LLC SENIOR MANAGING DIRECTOR, CO-HEAD direct 2014-05-01
MEADOWS, COLIN DIRECTOR 11/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESCO ADVISERS, INC. DIRECTOR direct 2014-10-01
INVESCO PRIVATE CAPITAL, INC. DIRECTOR direct 2014-11-01
JEMSTEP, INC. DIRECTOR direct 2016-01-01
LEGE, ANNETTE, JANECKA DIRECTOR 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
A I M DISTRIBUTORS, INC. FINOP direct 2005-09-01
VAN KAMPEN ASSET MANAGEMENT FINANCIAL AND OPERATIONS PRINCIPAL direct 2010-06-01
INVESCO INVESTMENT ADVISERS LLC TREASURER AND CHIEF FINANCIAL OFFICER direct 2017-03-01
INVESCO ADVISERS, INC. CONTROLLER direct 2010-01-01
INVESCO ADVISERS, INC. CONTOLLER direct 2010-01-01
INVESCO ADVISERS, INC. CHIEF ACCOUNTING OFFICER, CFO AND TREASURER direct 2017-03-01
INVESCO PRIVATE CAPITAL, INC. DIRECTOR direct 2017-03-01
INVESCO SENIOR SECURED MANAGEMENT INC CONTROLLER direct 2011-01-01
INVESCO SENIOR SECURED MANAGEMENT INC DIRECTOR direct 2011-01-01
INVESCO SENIOR SECURED MANAGEMENT, INC. DIRECTOR direct 2017-03-01
STEIN ROE INVESTMENT COUNSEL, INC. CHIEF FINANCIAL OFFICER, TREASURER direct 2009-03-01
INVESCO POWERSHARES CAPITAL MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2017-03-01
TOY, STEPHEN, JAMES SENIOR MANAGING DIRECTOR 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WL ROSS & CO. LLC SENIOR MANAGING DIRECTOR, CO-LEADER direct 2014-05-01
WL ROSS & CO. LLC SENIOR MANAGING DIRECTOR, CO-HEAD direct 2014-05-01
SWANSON, STEPHEN, WILLIAM GENERAL COUNSEL, SECRETARY 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESCO SENIOR SECURED MANAGEMENT INC SECRETARY AND GENERAL COUNSEL direct 2016-10-01
PHEGLEY, RICHARD, LEE CHIEF FINANCIAL OFFICER 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESCO PRIVATE CAPITAL, INC. CHIEF FINANCIAL OFFICER direct 2018-08-01
WL ROSS & CO. LLC CHIEF FINANCIAL OFFICER direct 2018-08-01
Levit, Joshua, Evan CHIEF COMPLIANCE OFFICER 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESCO PRIVATE CAPITAL, INC. CHIEF COMPLIANCE OFFICER direct 2018-09-01
WL ROSS & CO. LLC CHIEF COMPLIANCE OFFICER direct 2018-09-01
INVESCO GROUP SERVICES, INC. SOLE SHAREHOLDER INVESCO ADVISERS, INC. 06/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AMVESCAP NATIONAL TRUST COMPANY SOLE SHAREHOLDER INAH indirect 1997-06-01
INVESCO FUNDS GROUP INC SOLE SHAREHOLDER indirect 2000-12-01
INVESCO GLOBAL ASSET MANAGEMENT N A INC SOLE SHAREHOLDER indirect 2000-12-01
SOVEREIGN FINANCIAL SERVICES, INC. 100% OWNER OF INVESCO NORTH AMERICAN HOLDINGS indirect 2000-12-01
INVESCO ADVISERS, INC. SOLE SHAREHOLDER indirect 2010-06-01
INVESCO SENIOR SECURED MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2010-06-01
WL ROSS & CO. LLC SOLE SHAREHOLDER OF IVZ UK LIMITED indirect 2010-06-01
INVESCO POWERSHARES CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 2010-06-01
INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC. SHAREHOLDER indirect 2010-06-01
INVESCO INVESTMENT ADVISERS LLC SOLE SHAREHOLDER indirect 2010-06-01
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF IVZ UK LIMITED indirect 2010-06-01
JEMSTEP, INC. SOLE SHAREHOLDER indirect 2016-01-01
WL ROSS & CO. LLC SOLE SHAREHOLDER indirect 2000-12-01 2009-03-27
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER indirect 2000-12-01 2009-03-30
INVESCO PRIVATE CAPITAL INC SOLE SHAREHOLDER indirect 2000-12-01 2009-03-30
INVESCO INSTITUTIONAL (N.A.), INC. SOLE SHAREHOLDER indirect 2000-12-01 2010-08-23
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF INVESCO NORTH AMERICAN HOLDINGS, INC. indirect 2000-12-01 2012-03-30
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER OF INVESCO NORTH AMERICAN HOLDINGS, INC. indirect 2000-12-01 2012-10-09
WL ROSS & CO. LLC SOLE SHAREHOLDER OF INVESCO NORTH AMERICAN HOLDINGS, INC. indirect 2000-12-01 2013-02-07
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER OF IVZ UK LIMITED indirect 2010-06-01 2014-07-29
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF IVZ UK LIMITED indirect 1997-02-01 2015-10-29
INVESCO HOLDING COMPANY (US), INC. SOLE SHAREHOLDER INVESCO GROUP SERVICES, INC. 02/01/1997 Indirect 75% or more
Fund Name Position direct/indirect start date end date
INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC. SHAREHOLDER indirect 1992-05-01
INVESCO ADVISERS, INC. SOLE SHAREHOLDER indirect 1997-02-01
INVESCO INVESTMENT ADVISERS LLC SOLE SHAREHOLDER indirect 1997-02-01
INVESCO POWERSHARES CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 1997-02-01
INSTITUTIONAL TRUST CO. SOLE SHAREHOLDER AGS indirect 1997-02-01
AIM ALTERNATIVE ASSET MANAGEMENT COMPANY, INC. SOLE SHAREHOLDER OF A I M MANAGEMENT GROUP INC. indirect 1997-02-01
INVESCO FUNDS GROUP INC SOLE SHAREHOLDER indirect 1997-02-01
WL ROSS & CO. LLC SOLE STOCKHOLDER OF INVESCO GROUP SERVICES, INC. indirect 1997-02-01
INVESCO GLOBAL ASSET MANAGEMENT N A INC SOLE SHAREHOLDER indirect 1997-02-01
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF INVESCO GROUP SERVICES, INC. indirect 1997-02-01
AIM PRIVATE ASSET MANAGEMENT, INC. SOLE SHAREHOLDER indirect 1997-02-01
INVESCO AIM CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 1997-02-01
SOVEREIGN FINANCIAL SERVICES, INC. 100% OF AMVESCAP GROUP SERVICES, INC. indirect 1997-02-01
INVESCO AIM ADVISORS, INC. SOLE SHAREHOLDER indirect 1997-02-01
INVESCO AIM DISTRIBUTORS, INC. (EFFECTIVE 03/31/08) DIRECT OWNER indirect 1997-02-01
JEMSTEP, INC. SOLE SHAREHOLDER indirect 2016-01-01
INVESCO INSTITUTIONAL (N.A.), INC. SOLE SHAREHOLDER indirect 1997-02-01 2007-06-01
INVESCO GLOBAL ASSET MANAGEMENT N A INC SOLE SHAREHOLDER indirect 1997-02-01 2007-06-01
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER indirect 1997-02-01 2007-06-04
WL ROSS & CO. LLC SOLE SHAREHOLDER indirect 1997-02-01 2007-06-19
STEIN ROE INVESTMENT COUNSEL, INC. SOLE SHAREHOLDER OF AMVESCAP GROUP SERVICES, INC. indirect 2004-03-01 2007-08-10
INVESCO PRIVATE CAPITAL INC SOLE SHAREHOLDER indirect 1997-02-01 2007-10-04
AIM PRIVATE ASSET MANAGEMENT, INC. SOLE SHAREHOLDER indirect 1997-02-01 2008-01-02
A I M CAPITAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 1997-02-01 2008-01-02
A I M ADVISORS, INC. SOLE SHAREHOLDER indirect 1997-02-01 2008-01-02
A I M DISTRIBUTORS, INC. DIRECT OWNER indirect 1997-02-01 2008-01-31
WL ROSS & CO. LLC SOLE SHAREHOLDER indirect 1997-02-01 2009-03-27
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER indirect 1997-02-01 2009-03-30
POWER SHARES CAPITAL MANAGEMENT LLC DIRECT OWNER indirect 1997-02-01 2010-01-04
VAN KAMPEN ASSET MANAGEMENT IVZ, INC. OWNS 100% OF VAN KAMPEN INVESTMENTS, INC indirect 2010-06-01 2011-05-19
VAN KAMPEN ASSET MANAGEMENT IVZ, INC. OWNS 100% INVESCO ADVISERS, INC. indirect 2010-06-01 2011-10-03
WL ROSS & CO. LLC SOLE SHAREHOLDER OF INVESCO GROUP SERVICES, INC. indirect 1997-02-01 2013-02-07
STEIN ROE INVESTMENT COUNSEL, INC. SOLE SHAREHOLDER OF INVESCO GROUP SERVICES, INC. indirect 2004-03-01 2013-07-22
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER OF INVESCO GROUP SERVICES, INC. indirect 1997-02-01 2014-07-29
INVESCO POWERSHARES CAPITAL MANAGEMENT LLC DIRECT OWNER indirect 1997-02-01 2016-01-19
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER indirect 1997-02-01 2016-08-26
INVESCO HOLDING COMPANY LIMITED SOLE SHAREHOLDER INVESCO HOLDING COMPANY (US), INC. 06/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC. SHAREHOLDER indirect 1997-02-01
INVESCO LTD. SOLE SHAREHOLDER INVESCO HOLDING COMPANY LIMITED 01/01/2002 Indirect 75% or more
Fund Name Position direct/indirect start date end date
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF INVESCO HOLDING COMPANY LIMITED indirect 2007-12-01
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER OF INVESCO HOLDING COMPANY LIMITED indirect 2007-12-01
INVESCO HONG KONG LIMITED SOLE SHAREHOLDER indirect 2007-12-01
WL ROSS & CO. LLC SOLE SHAREHOLDER OF INVESCO HOLDING COMPANY LIMITED indirect 2007-12-01
LEAF CLEAN ENERGY USA, LLC SILENT OWNER indirect 2011-07-01
INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC. SHAREHOLDER indirect 1935-12-01
INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD. SOLE SHAREHOLDER - ULTIMATE PARENT COMPANY indirect 2007-12-01
INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD. SOLE SHAREHOLDER - ULTIMATE PARENT COMPANY indirect 2016-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
INVESCO CREDIT PARTNERS FUND, L.P. United States 805-5333989756 Other Private Fund CREDIT FUND 139,752,290 5,000,000 Master Fund
CHANCELLOR V, L.P. United States 805-1327450561 Venture Capital Fund 23,394,371 5,000,000
VENTURE 2000, LP United States 805-4417532207 Venture Capital Fund 9,827,152 5,000,000
INVESCO PARTNERSHIP FUND IV, L.P. United States 805-4284930203 Private Equity Fund 0 5,000,000 Fund of Funds
CALSTRS NEW & NEXT GENERATION MANAGER FUND II, L.P. United States 805-4378190777 Private Equity Fund 227,874,815 5,000,000 Fund of Funds
INVESCO INTERNATIONAL PARTNERSHIP FUND V, L.P. United States 805-9759166419 Private Equity Fund 26,521,791 5,000,000 Fund of Funds
INVESCO VENTURE PARTNERSHIP FUND II-A, L.P. United States 805-7218204673 Private Equity Fund 5,528,683 5,000,000 Fund of Funds
INVESCO PARTNERSHIP FUND VI, LP United States 805-8606892323 Private Equity Fund 0 5,000,000 Fund of Funds
INVESCO U.S. LBO & CORPORATE FINANCE PARTNERSHIP FUND IV, L.P. United States 805-3371365452 Private Equity Fund 89,455,425 5,000,000 Fund of Funds
CALSTRS NEW & NEXT GENERATION MANAGER FUND, L.P. United States 805-1099271834 Private Equity Fund 72,518,413 5,000,000 Fund of Funds
INVESCO CREDIT PARTNERS FUND - A, L.P. Cayman Islands 805-4019300842 Other Private Fund CREDIT FUND 113,239,809 5,000,000 Master Fund
CHANCELLOR VI L.P. United States 805-8979677384 Venture Capital Fund 37,733,677 5,000,000
CALSTRS NEW & NEXT GENERATION MANAGER FUND III, L.P. United States 805-2411308368 Private Equity Fund 303,219,418 5,000,000 Fund of Funds
CALSTRS NEW & NEXT GENERATION MANAGER FUND IV, L.P. United States 805-6898800434 Private Equity Fund 252,923,660 5,000,000 Fund of Funds
CHANCELLOR OFFSHORE PARTNERSHIP FUND, L.P. Cayman Islands 805-2339919019 Private Equity Fund 9,376,847 5,000,000 Fund of Funds
INVESCO VENTURE ALPHA FUND, LP United States 805-7147703243 Private Equity Fund 141,392,333 5,000,000 Fund of Funds
INVESCO U.S. BUYOUT PARTNERSHIP FUND V, L.P. United States 805-7212222810 Private Equity Fund 45,440,629 5,000,000 Fund of Funds
INVESCO INTERNATIONAL PARTNERSHIP FUND IV, L.P. United States 805-8600053778 Private Equity Fund 27,373,994 5,000,000 Fund of Funds
INVESCO US BUYOUT PARTNERSHIP FUND II, L.P. United States 805-7739596803 Private Equity Fund 34,444 5,000,000 Fund of Funds
INVESCO INTERNATIONAL PARTNERSHIP FUND VI, L.P. United States 805-5521340001 Private Equity Fund 34,061,922 5,000,000 Fund of Funds
INVESCO U.S. VENTURE PARTNERSHIP FUND IV, L.P. United States 805-7420970134 Private Equity Fund 44,975,139 5,000,000 Fund of Funds
INVESCO GLOBAL PARTNERSHIP FUND III, L.P. United States 805-6322260176 Private Equity Fund 22,312 5,000,000 Fund of Funds
INVESCO PARTNERSHIP FUND V, L.P. United States 805-4848980592 Private Equity Fund 0 5,000,000 Fund of Funds
INVESCO U.S. PRIVATE EQUITY PARTNERSHIP FUND VI, LP United States 805-4523129410 Private Equity Fund 35,476,122 5,000,000 Fund of Funds
INVESCO NON-U.S. PARTNERSHIP FUND II, L.P. United States 805-8978524620 Private Equity Fund 3,360,890 5,000,000 Fund of Funds
INVESCO NON-U.S. PARTNERSHIP FUND III, L.P. United States 805-2560310933 Private Equity Fund 18,676 5,000,000 Fund of Funds
SOVEREIGN NEW MILLENNIUM FUND II, LP United States 805-5215096591 Private Equity Fund 37,591 5,000,000 Fund of Funds
SOVEREIGN NEW MILLENIUM FUND, LP United States 805-7989107409 Private Equity Fund 15,216 5,000,000 Fund of Funds
INVESCO U.S. VENTURE PARTNERSHIP FUND VI, L.P. United States 805-2263375174 Private Equity Fund 45,398,839 5,000,000 Fund of Funds
CHANCELLOR V-A, LP Cayman Islands 805-4287177472 Venture Capital Fund 6,371,320 5,000,000
INVESCO U.S. VENTURE PARTNERSHIP FUND V. L.P. United States 805-4901594910 Private Equity Fund 48,033,218 5,000,000 Fund of Funds

INVESCO PRIVATE CAPITAL, INC.

ownership team - last updated 2017-09-06
Name Title Start Date Direct/Indirect % Ownership
LEGE, ANNETTE, JANECKA DIRECTOR 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
A I M DISTRIBUTORS, INC. FINOP direct 2005-09-01
VAN KAMPEN ASSET MANAGEMENT FINANCIAL AND OPERATIONS PRINCIPAL direct 2010-06-01
INVESCO INVESTMENT ADVISERS LLC TREASURER AND CHIEF FINANCIAL OFFICER direct 2017-03-01
INVESCO ADVISERS, INC. CONTROLLER direct 2010-01-01
INVESCO ADVISERS, INC. CONTOLLER direct 2010-01-01
INVESCO ADVISERS, INC. CHIEF ACCOUNTING OFFICER, CFO AND TREASURER direct 2017-03-01
INVESCO PRIVATE CAPITAL, INC. DIRECTOR direct 2017-03-01
INVESCO SENIOR SECURED MANAGEMENT INC CONTROLLER direct 2011-01-01
INVESCO SENIOR SECURED MANAGEMENT INC DIRECTOR direct 2011-01-01
INVESCO SENIOR SECURED MANAGEMENT, INC. DIRECTOR direct 2017-03-01
STEIN ROE INVESTMENT COUNSEL, INC. CHIEF FINANCIAL OFFICER, TREASURER direct 2009-03-01
INVESCO POWERSHARES CAPITAL MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2017-03-01
TSOUDIS, NICHOLAS CHIEF COMPLIANCE OFFICER 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESCO PRIVATE CAPITAL, INC. CHIEF COMPLIANCE OFFICER direct 2016-06-01
BEAR STEARNS ASSET MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2008-06-01
WL ROSS & CO. LLC CHIEF COMPLIANCE OFFICER direct 2016-06-01
MEOTTI, MICHAEL, IAN CHIEF FINANCIAL OFFICER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESCO PRIVATE CAPITAL, INC. CONTROLLER direct 2008-12-01
INVESCO PRIVATE CAPITAL, INC. CHIEF FINANCIAL OFFICER direct 2016-01-01
WL ROSS & CO. LLC CHIEF FINANCIAL OFFICER direct 2016-01-01
MEADOWS, COLIN DIRECTOR 11/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESCO ADVISERS, INC. DIRECTOR direct 2014-10-01
INVESCO PRIVATE CAPITAL, INC. DIRECTOR direct 2014-11-01
JEMSTEP, INC. DIRECTOR direct 2016-01-01
SHAW, PHILIP, MICHAEL MANAGING DIRECTOR 05/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESCO PRIVATE CAPITAL, INC. MANAGING DIRECTOR direct 2006-05-01
STOECKLE, GREGORY CHAIRMAN & PRESIDENT 11/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESCO PRIVATE CAPITAL INC SENIOR VICE PRESENT direct 2006-08-01
INVESCO PRIVATE CAPITAL, INC. CHAIRMAN & PRESIDENT direct 2014-11-01
INVESCO SENIOR SECURED MANAGEMENT INC PRESIDENT AND MANAGING DIRECTOR direct 2005-11-01
INVESCO SENIOR SECURED MANAGEMENT INC MANAGING DIRECTOR direct 2005-11-01
WL ROSS & CO. LLC SENIOR MANAGING DIRECTOR, CO-LEADER direct 2014-05-01
WL ROSS & CO. LLC SENIOR MANAGING DIRECTOR, CO-HEAD direct 2014-05-01
INVESCO ADVISERS, INC. SOLE SHAREHOLDER 12/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER direct 2005-12-01
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER direct 2005-12-01
WL ROSS & CO. LLC SOLE SHAREHOLDER OF INVESCO PRIVATE CAPITAL, INC. indirect 2005-12-01
WL ROSS & CO. LLC SOLE SHAREHOLDER indirect 2005-12-01
KUPOR, JEFFREY, HOWARD GENERAL COUNSEL, SECRETARY 12/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESCO INSTITUTIONAL (N.A.), INC. GENERAL COUNSEL direct 2003-12-01
INVESCO ADVISERS, INC. SENIOR VICE PRESIDENT direct 2010-01-01
INVESCO ADVISERS, INC. SENIOR VICE PRESIDENT AND SECRETARY direct 2010-01-01
INVESCO FUNDS GROUP INC GENERAL COUNSEL/SECRETARY direct 2003-12-01
INVESCO FUNDS GROUP INC GENERAL COUNSEL/SECRETARY direct 2004-02-01
INVESCO FUNDS GROUP INC GENERAL COUNSEL/SECRETARY/DIRECTOR direct 2004-02-01
INVESCO PRIVATE CAPITAL, INC. GENERAL COUNSEL, SECRETARY direct 2003-12-01
INVESCO SENIOR SECURED MANAGEMENT INC SECRETARY AND GENERAL COUNSEL direct 2003-12-01
INVESCO SENIOR SECURED MANAGEMENT INC GENERAL COUNSEL direct 2003-12-01
INVESCO GLOBAL ASSET MANAGEMENT N A INC GENERAL COUNSEL, SECRETARY direct 2003-12-01
INVESCO ASSET MANAGEMENT LTD. HEAD OF LEGAL SERVICES direct 2010-09-01
WL ROSS & CO. LLC SECRETARY direct 2006-10-01
JEMSTEP, INC. VICE PRESIDENT AND SECRETARY direct 2016-01-01
INVESCO MANAGEMENT GROUP, INC. SOLE SHAREHOLDER INVESCO NORTH AMERICAN HOLDINGS, INC. 12/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AIM ALTERNATIVE ASSET MANAGEMENT COMPANY, INC. SOLE SHAREHOLDER OF A I M ADVISORS, INC. indirect 1976-11-01
A I M CAPITAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 1976-11-01
INVESCO AIM ADVISORS, INC. SOLE SHAREHOLDER OF INVESO AIM ADVISORS, INC. direct 1976-11-01
AIM PRIVATE ASSET MANAGEMENT, INC. SOLE SHAREHOLDER indirect 1976-11-01
INVESCO AIM DISTRIBUTORS, INC. (EFFECTIVE 03/31/08) DIRECT OWNER indirect 1997-02-01
INVESCO ADVISERS, INC. SOLE SHAREHOLDER indirect 2009-12-01
WL ROSS & CO. LLC SOLE SHAREHOLDER indirect 2009-12-01
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER indirect 2009-12-01
INVESCO INVESTMENT ADVISERS LLC SOLE SHAREHOLDER indirect 2009-12-01
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER indirect 2009-12-01
INVESCO POWERSHARES CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 2009-12-01
INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC. SHAREHOLDER indirect 2010-12-01
JEMSTEP, INC. SOLE SHAREHOLDER indirect 2016-01-01
A I M CAPITAL MANAGEMENT, INC SOLE SHAREHOLDER OF A I M ADVISORS, INC. direct 1976-11-01 2001-08-17
AIM PRIVATE ASSET MANAGEMENT, INC. SOLE SHAREHOLDER OF A I M ADVISORS, INC. direct 1976-11-01 2003-12-15
A I M CAPITAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 1976-11-01 2008-01-02
A I M ADVISORS, INC. SOLE SHAREHOLDER OF A I M ADVISORS, INC. direct 1976-11-01 2008-01-02
AIM PRIVATE ASSET MANAGEMENT, INC. SOLE SHAREHOLDER indirect 1976-11-01 2008-01-02
A I M DISTRIBUTORS, INC. DIRECT OWNER indirect 1997-02-01 2008-01-31
POWER SHARES CAPITAL MANAGEMENT LLC DIRECT OWNER direct 2006-09-01 2010-01-04
INVESCO POWERSHARES CAPITAL MANAGEMENT LLC DIRECT OWNER direct 2009-12-01 2010-01-06
INVESCO LTD. SOLE SHAREHOLDER OF INVESCO HOLDING COMPANY LIMITED INVESCO HOLDING COMPANY LIMITED 01/01/2002 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WL ROSS & CO. LLC SOLE SHAREHOLDER indirect 2007-12-01
WL ROSS & CO. LLC SOLE SHAREHOLDER OF INVESCO HOLDING COMPANY LIMITED indirect 2007-12-01
JEMSTEP, INC. SOLE SHAREHOLDER indirect 2016-01-01
INVESCO INVESTMENT ADVISERS LLC SOLE SHAREHOLDER indirect 2002-01-01
INVESCO AIM CAPITAL MANAGEMENT, INC. (EFFECTIVE 03/31/08) SOLE SHAREHOLDER indirect 1997-02-01
INVESCO AIM ADVISORS, INC. (EFFECTIVE 03/31/08) SOLE SHAREHOLDER indirect 1997-02-01
INVESCO ADVISERS, INC. SOLE SHAREHOLDER indirect 2002-01-01
INVESCO ADVISERS, INC. SOLE SHAREHOLDER indirect 2002-01-01
INVESCO INSTITUTIONAL (N.A.), INC. SOLE SHAREHOLDER indirect 2222-01-01
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF INVESCO HOLDING COMPANY LIMITED indirect 2002-01-01
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF INVESCO HOLDING COMPANY LIMITED indirect 2007-12-01
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER indirect 2007-12-01
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER indirect 2002-01-01
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER OF INVESCO HOLDING COMPANY LIMITED indirect 2007-12-01
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER indirect 2007-12-01
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER OF INVESCO HOLDING COMPANY LIMITED indirect 2010-01-01
INVESCO GLOBAL ASSET MANAGEMENT N A INC SOLE SHAREHOLDER indirect 2222-01-01
AIM PRIVATE ASSET MANAGEMENT, INC. SOLE SHAREHOLDER indirect 1997-02-01
STEIN ROE INVESTMENT COUNSEL, INC. SOLE SHAREHOLDER OF INVESCO HOLDING COMPANY LIMITED indirect 2004-03-01
STEIN ROE INVESTMENT COUNSEL, INC. SOLE SHAREHOLDER OF IVZ, INC. indirect 2004-03-01
INVESCO POWERSHARES CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 2002-01-01
AIM FUNDS MANAGEMENT INC. SOLE SHAREHOLDER HOLDING ALL THE ISSUED ORDINARY SHARES indirect 2007-12-01
INVESCO TRIMARK LTD. SOLE SHAREHOLDER HOLDING ALL THE ISSUED ORDINARY SHARES indirect 2007-12-01
WL ROSS & CO. LLC SOLE SHAREHOLDER OF INVESCO HOLDING COMPANY LIMITED indirect 2002-01-01
INVESCO HOLDING COMPANY LIMITED SOLE SHAREHOLDER OF IVZ, INC. IVZ, INC. 01/01/2002 Indirect 75% or more
Fund Name Position direct/indirect start date end date
INVESCO HONG KONG LIMITED SOLE SHAREHOLDER indirect 1994-12-01
INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD. SOLE SHAREHOLDER indirect 1994-12-01
INVESCO FUNDS GROUP INC SOLE SHAREHOLDER indirect 1997-02-01
ATLANTIC TRUST ADVISORS, INC. SOLE SHAREHOLDER OF AVZ INC. indirect 1997-02-01
AIM ALTERNATIVE ASSET MANAGEMENT COMPANY, INC. SOLE SHAREHOLDER OF AVZ INC. indirect 1997-02-01
SOVEREIGN FINANCIAL SERVICES, INC. 100% OWNER OF AVZ, INC. indirect 1997-02-01
WL ROSS & CO. LLC SOLE SHAREHOLDER OF IVZ, INC. indirect 2002-01-01
INVESCO INVESTMENT ADVISERS LLC SOLE SHAREHOLDER indirect 2002-01-01
INVESCO SENIOR SECURED MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2002-01-01
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF IVZ, INC. indirect 2002-01-01
INVESCO POWERSHARES CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 2002-01-01
INVESCO ADVISERS, INC. SOLE SHAREHOLDER indirect 2002-01-01
INVESCO HONG KONG LIMITED SHAREHOLDER indirect 2003-03-01
INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD. SOLE SHAREHOLDER indirect 2003-03-01
INVESCO CANADA LTD. SOLE SHAREHOLDER HOLDING ALL THE ISSUED COMMON SHARES indirect 2009-01-01
WL ROSS & CO. LLC SOLE SHAREHOLDER OF INVESCO MANAGEMENT GROUP, INC. indirect 2010-01-01
INVESCO ADVISERS, INC. SOLE SHAREHOLDER indirect 2010-09-01
INVESCO POWERSHARES CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 2010-09-01
INVESCO INVESTMENT ADVISERS LLC SOLE SHAREHOLDER indirect 2010-09-01
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER indirect 2010-09-01
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER indirect 2010-09-01
JEMSTEP, INC. SOLE SHAREHOLDER indirect 2016-01-01
JEMSTEP, INC. SOLE SHAREHOLDER indirect 2016-01-01
INVESCO GLOBAL ASSET MANAGEMENT N A INC SOLE SHAREHOLDER indirect 2222-01-01
AIM FUNDS MANAGEMENT INC. SOLE SHAREHOLDER HOLDING 100% OF THE COMMON SHARES indirect 2000-08-01 2003-11-26
AIM FUNDS MANAGEMENT INC. SOLE SHAREHOLDER HOLDING ALL THE ISSUED COMMON SHARES indirect 2000-08-01 2005-01-18
AIM FUNDS MANAGEMENT INC. SOLE SHAREHOLDER HOLDING ALL THE ISSUED COMMON AND PREFERENCE SHARES indirect 2000-08-01 2005-01-18
AIM FUNDS MANAGEMENT INC. SOLE SHAREHOLDER HOLDING ALL THE ISSUED COMMON SHARES indirect 2000-06-01 2005-02-25
INVESCO PRIVATE CAPITAL INC SOLE SHAREHOLDER indirect 1997-02-01 2007-03-29
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER indirect 1997-02-01 2007-03-29
AIM FUNDS MANAGEMENT INC. SOLE SHAREHOLDER HOLDING ALL THE ISSUED COMMON SHARES indirect 2005-01-01 2007-03-30
WL ROSS & CO. LLC SOLE STOCKHOLDER indirect 1997-02-01 2007-04-12
A I M ADVISORS, INC. SOLE SHAREHOLDER indirect 1997-02-01 2007-05-24
A I M CAPITAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 1997-02-01 2007-05-24
AIM PRIVATE ASSET MANAGEMENT, INC. SOLE SHAREHOLDER indirect 1997-02-01 2007-05-24
INVESCO GLOBAL ASSET MANAGEMENT N A INC SOLE SHAREHOLDER indirect 1997-02-01 2007-06-01
INVESCO, INC SOLE SHAREHOLDER indirect 1997-02-01 2007-06-01
STEIN ROE INVESTMENT COUNSEL, INC. SOLE SHAREHOLDER OF AVZ INC. indirect 2004-03-01 2007-06-18
WL ROSS & CO. LLC SOLE STOCKHOLDER indirect 1997-02-01 2007-06-19
AIM FUNDS MANAGEMENT INC. SOLE SHAREHOLDER HOLDING ALL THE ISSUED COMMON SHARES indirect 2005-01-01 2007-08-27
AIM PRIVATE ASSET MANAGEMENT, INC. SOLE SHAREHOLDER indirect 1997-02-01 2008-01-02
A I M CAPITAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 1997-02-01 2008-01-02
A I M ADVISORS, INC. SOLE SHAREHOLDER indirect 1997-02-01 2008-01-02
AIM FUNDS MANAGEMENT INC. SOLE SHAREHOLDER HOLDING ALL THE ISSUED COMMON SHARES indirect 2005-01-01 2008-08-22
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER indirect 1997-02-01 2009-03-30
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER indirect 1997-02-01 2009-03-30
INVESCO INSTITUTIONAL (N.A.), INC. SOLE SHAREHOLDER indirect 2222-01-01 2010-01-19
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF IVZ, INC. indirect 1997-02-01 2012-03-30
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER OF IVZ, INC. indirect 1997-02-01 2012-10-09
STEIN ROE INVESTMENT COUNSEL, INC. SOLE SHAREHOLDER OF IVZ, INC. indirect 2004-03-01 2013-07-22
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER OF IVZ, INC. indirect 2002-01-01 2014-07-29
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER OF INVESCO NORTH AMERICAN HOLDINGS, INC. indirect 2010-01-01 2014-07-29
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF INVESCO NORTH AMERICAN HOLDINGS, INC. indirect 2000-12-01 2015-10-29
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF IVZ, INC. indirect 2007-12-01 2015-10-29
WL ROSS & CO. LLC SOLE SHAREHOLDER OF INVESCO NORTH AMERICAN HOLDINGS, INC. indirect 2010-01-01 2016-03-08
INVESCO INVESTMENT ADVISERS LLC SOLE SHAREHOLDER indirect 2002-01-01 2016-07-21
JEMSTEP, INC. SOLE SHAREHOLDER indirect 2016-01-01 2016-07-21
INVESCO ADVISERS, INC. SOLE SHAREHOLDER indirect 2002-01-01 2016-08-15
INVESCO HOLDING COMPANY (US), INC. SOLE SHAREHOLDER OF INVESCO GROUP SERVICES, INC. INVESCO GROUP SERVICES, INC. 02/01/1997 Indirect 75% or more
Fund Name Position direct/indirect start date end date
INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC. SHAREHOLDER indirect 1992-05-01
INVESCO ADVISERS, INC. SOLE SHAREHOLDER indirect 1997-02-01
INVESCO INVESTMENT ADVISERS LLC SOLE SHAREHOLDER indirect 1997-02-01
INVESCO POWERSHARES CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 1997-02-01
INSTITUTIONAL TRUST CO. SOLE SHAREHOLDER AGS indirect 1997-02-01
AIM ALTERNATIVE ASSET MANAGEMENT COMPANY, INC. SOLE SHAREHOLDER OF A I M MANAGEMENT GROUP INC. indirect 1997-02-01
INVESCO FUNDS GROUP INC SOLE SHAREHOLDER indirect 1997-02-01
WL ROSS & CO. LLC SOLE STOCKHOLDER OF INVESCO GROUP SERVICES, INC. indirect 1997-02-01
INVESCO GLOBAL ASSET MANAGEMENT N A INC SOLE SHAREHOLDER indirect 1997-02-01
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF INVESCO GROUP SERVICES, INC. indirect 1997-02-01
AIM PRIVATE ASSET MANAGEMENT, INC. SOLE SHAREHOLDER indirect 1997-02-01
INVESCO AIM CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 1997-02-01
SOVEREIGN FINANCIAL SERVICES, INC. 100% OF AMVESCAP GROUP SERVICES, INC. indirect 1997-02-01
INVESCO AIM ADVISORS, INC. SOLE SHAREHOLDER indirect 1997-02-01
INVESCO AIM DISTRIBUTORS, INC. (EFFECTIVE 03/31/08) DIRECT OWNER indirect 1997-02-01
JEMSTEP, INC. SOLE SHAREHOLDER indirect 2016-01-01
INVESCO INSTITUTIONAL (N.A.), INC. SOLE SHAREHOLDER indirect 1997-02-01 2007-06-01
INVESCO GLOBAL ASSET MANAGEMENT N A INC SOLE SHAREHOLDER indirect 1997-02-01 2007-06-01
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER indirect 1997-02-01 2007-06-04
WL ROSS & CO. LLC SOLE SHAREHOLDER indirect 1997-02-01 2007-06-19
STEIN ROE INVESTMENT COUNSEL, INC. SOLE SHAREHOLDER OF AMVESCAP GROUP SERVICES, INC. indirect 2004-03-01 2007-08-10
INVESCO PRIVATE CAPITAL INC SOLE SHAREHOLDER indirect 1997-02-01 2007-10-04
AIM PRIVATE ASSET MANAGEMENT, INC. SOLE SHAREHOLDER indirect 1997-02-01 2008-01-02
A I M CAPITAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 1997-02-01 2008-01-02
A I M ADVISORS, INC. SOLE SHAREHOLDER indirect 1997-02-01 2008-01-02
A I M DISTRIBUTORS, INC. DIRECT OWNER indirect 1997-02-01 2008-01-31
WL ROSS & CO. LLC SOLE SHAREHOLDER indirect 1997-02-01 2009-03-27
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER indirect 1997-02-01 2009-03-30
POWER SHARES CAPITAL MANAGEMENT LLC DIRECT OWNER indirect 1997-02-01 2010-01-04
VAN KAMPEN ASSET MANAGEMENT IVZ, INC. OWNS 100% OF VAN KAMPEN INVESTMENTS, INC indirect 2010-06-01 2011-05-19
VAN KAMPEN ASSET MANAGEMENT IVZ, INC. OWNS 100% INVESCO ADVISERS, INC. indirect 2010-06-01 2011-10-03
WL ROSS & CO. LLC SOLE SHAREHOLDER OF INVESCO GROUP SERVICES, INC. indirect 1997-02-01 2013-02-07
STEIN ROE INVESTMENT COUNSEL, INC. SOLE SHAREHOLDER OF INVESCO GROUP SERVICES, INC. indirect 2004-03-01 2013-07-22
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER OF INVESCO GROUP SERVICES, INC. indirect 1997-02-01 2014-07-29
INVESCO POWERSHARES CAPITAL MANAGEMENT LLC DIRECT OWNER indirect 1997-02-01 2016-01-19
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER indirect 1997-02-01 2016-08-26
INVESCO GROUP SERVICES, INC. SOLE SHAREHOLDER OF IVZ UK LIMITED IVZ UK LIMITED 06/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AMVESCAP NATIONAL TRUST COMPANY SOLE SHAREHOLDER INAH indirect 1997-06-01
INVESCO FUNDS GROUP INC SOLE SHAREHOLDER indirect 2000-12-01
INVESCO GLOBAL ASSET MANAGEMENT N A INC SOLE SHAREHOLDER indirect 2000-12-01
SOVEREIGN FINANCIAL SERVICES, INC. 100% OWNER OF INVESCO NORTH AMERICAN HOLDINGS indirect 2000-12-01
INVESCO ADVISERS, INC. SOLE SHAREHOLDER indirect 2010-06-01
INVESCO SENIOR SECURED MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2010-06-01
WL ROSS & CO. LLC SOLE SHAREHOLDER OF IVZ UK LIMITED indirect 2010-06-01
INVESCO POWERSHARES CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 2010-06-01
INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC. SHAREHOLDER indirect 2010-06-01
INVESCO INVESTMENT ADVISERS LLC SOLE SHAREHOLDER indirect 2010-06-01
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF IVZ UK LIMITED indirect 2010-06-01
JEMSTEP, INC. SOLE SHAREHOLDER indirect 2016-01-01
WL ROSS & CO. LLC SOLE SHAREHOLDER indirect 2000-12-01 2009-03-27
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER indirect 2000-12-01 2009-03-30
INVESCO PRIVATE CAPITAL INC SOLE SHAREHOLDER indirect 2000-12-01 2009-03-30
INVESCO INSTITUTIONAL (N.A.), INC. SOLE SHAREHOLDER indirect 2000-12-01 2010-08-23
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF INVESCO NORTH AMERICAN HOLDINGS, INC. indirect 2000-12-01 2012-03-30
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER OF INVESCO NORTH AMERICAN HOLDINGS, INC. indirect 2000-12-01 2012-10-09
WL ROSS & CO. LLC SOLE SHAREHOLDER OF INVESCO NORTH AMERICAN HOLDINGS, INC. indirect 2000-12-01 2013-02-07
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER OF IVZ UK LIMITED indirect 2010-06-01 2014-07-29
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF IVZ UK LIMITED indirect 1997-02-01 2015-10-29
IVZ UK LIMITED SOLE SHAREHOLDER INVESCO MANAGEMENT GROUP, INC. 09/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
INVESCO HONG KONG LIMITED SOLE SHAREHOLDER indirect 1994-12-01
INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD. SOLE SHAREHOLDER indirect 1994-12-01
INVESCO FUNDS GROUP INC SOLE SHAREHOLDER indirect 1997-02-01
ATLANTIC TRUST ADVISORS, INC. SOLE SHAREHOLDER OF AVZ INC. indirect 1997-02-01
AIM ALTERNATIVE ASSET MANAGEMENT COMPANY, INC. SOLE SHAREHOLDER OF AVZ INC. indirect 1997-02-01
SOVEREIGN FINANCIAL SERVICES, INC. 100% OWNER OF AVZ, INC. indirect 1997-02-01
WL ROSS & CO. LLC SOLE SHAREHOLDER OF IVZ, INC. indirect 2002-01-01
INVESCO INVESTMENT ADVISERS LLC SOLE SHAREHOLDER indirect 2002-01-01
INVESCO SENIOR SECURED MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2002-01-01
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF IVZ, INC. indirect 2002-01-01
INVESCO POWERSHARES CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 2002-01-01
INVESCO ADVISERS, INC. SOLE SHAREHOLDER indirect 2002-01-01
INVESCO HONG KONG LIMITED SHAREHOLDER indirect 2003-03-01
INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD. SOLE SHAREHOLDER indirect 2003-03-01
INVESCO CANADA LTD. SOLE SHAREHOLDER HOLDING ALL THE ISSUED COMMON SHARES indirect 2009-01-01
WL ROSS & CO. LLC SOLE SHAREHOLDER OF INVESCO MANAGEMENT GROUP, INC. indirect 2010-01-01
INVESCO ADVISERS, INC. SOLE SHAREHOLDER indirect 2010-09-01
INVESCO POWERSHARES CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 2010-09-01
INVESCO INVESTMENT ADVISERS LLC SOLE SHAREHOLDER indirect 2010-09-01
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER indirect 2010-09-01
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER indirect 2010-09-01
JEMSTEP, INC. SOLE SHAREHOLDER indirect 2016-01-01
JEMSTEP, INC. SOLE SHAREHOLDER indirect 2016-01-01
INVESCO GLOBAL ASSET MANAGEMENT N A INC SOLE SHAREHOLDER indirect 2222-01-01
AIM FUNDS MANAGEMENT INC. SOLE SHAREHOLDER HOLDING 100% OF THE COMMON SHARES indirect 2000-08-01 2003-11-26
AIM FUNDS MANAGEMENT INC. SOLE SHAREHOLDER HOLDING ALL THE ISSUED COMMON SHARES indirect 2000-08-01 2005-01-18
AIM FUNDS MANAGEMENT INC. SOLE SHAREHOLDER HOLDING ALL THE ISSUED COMMON AND PREFERENCE SHARES indirect 2000-08-01 2005-01-18
AIM FUNDS MANAGEMENT INC. SOLE SHAREHOLDER HOLDING ALL THE ISSUED COMMON SHARES indirect 2000-06-01 2005-02-25
INVESCO PRIVATE CAPITAL INC SOLE SHAREHOLDER indirect 1997-02-01 2007-03-29
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER indirect 1997-02-01 2007-03-29
AIM FUNDS MANAGEMENT INC. SOLE SHAREHOLDER HOLDING ALL THE ISSUED COMMON SHARES indirect 2005-01-01 2007-03-30
WL ROSS & CO. LLC SOLE STOCKHOLDER indirect 1997-02-01 2007-04-12
A I M ADVISORS, INC. SOLE SHAREHOLDER indirect 1997-02-01 2007-05-24
A I M CAPITAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 1997-02-01 2007-05-24
AIM PRIVATE ASSET MANAGEMENT, INC. SOLE SHAREHOLDER indirect 1997-02-01 2007-05-24
INVESCO GLOBAL ASSET MANAGEMENT N A INC SOLE SHAREHOLDER indirect 1997-02-01 2007-06-01
INVESCO, INC SOLE SHAREHOLDER indirect 1997-02-01 2007-06-01
STEIN ROE INVESTMENT COUNSEL, INC. SOLE SHAREHOLDER OF AVZ INC. indirect 2004-03-01 2007-06-18
WL ROSS & CO. LLC SOLE STOCKHOLDER indirect 1997-02-01 2007-06-19
AIM FUNDS MANAGEMENT INC. SOLE SHAREHOLDER HOLDING ALL THE ISSUED COMMON SHARES indirect 2005-01-01 2007-08-27
AIM PRIVATE ASSET MANAGEMENT, INC. SOLE SHAREHOLDER indirect 1997-02-01 2008-01-02
A I M CAPITAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 1997-02-01 2008-01-02
A I M ADVISORS, INC. SOLE SHAREHOLDER indirect 1997-02-01 2008-01-02
AIM FUNDS MANAGEMENT INC. SOLE SHAREHOLDER HOLDING ALL THE ISSUED COMMON SHARES indirect 2005-01-01 2008-08-22
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER indirect 1997-02-01 2009-03-30
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER indirect 1997-02-01 2009-03-30
INVESCO INSTITUTIONAL (N.A.), INC. SOLE SHAREHOLDER indirect 2222-01-01 2010-01-19
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF IVZ, INC. indirect 1997-02-01 2012-03-30
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER OF IVZ, INC. indirect 1997-02-01 2012-10-09
STEIN ROE INVESTMENT COUNSEL, INC. SOLE SHAREHOLDER OF IVZ, INC. indirect 2004-03-01 2013-07-22
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER OF IVZ, INC. indirect 2002-01-01 2014-07-29
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER OF INVESCO NORTH AMERICAN HOLDINGS, INC. indirect 2010-01-01 2014-07-29
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF INVESCO NORTH AMERICAN HOLDINGS, INC. indirect 2000-12-01 2015-10-29
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF IVZ, INC. indirect 2007-12-01 2015-10-29
WL ROSS & CO. LLC SOLE SHAREHOLDER OF INVESCO NORTH AMERICAN HOLDINGS, INC. indirect 2010-01-01 2016-03-08
INVESCO INVESTMENT ADVISERS LLC SOLE SHAREHOLDER indirect 2002-01-01 2016-07-21
JEMSTEP, INC. SOLE SHAREHOLDER indirect 2016-01-01 2016-07-21
INVESCO ADVISERS, INC. SOLE SHAREHOLDER indirect 2002-01-01 2016-08-15
INVESCO NORTH AMERICAN HOLDINGS, INC. SOLE SHAREHOLDER OF INVESCO ADVISERS, INC. INVESCO ADVISERS, INC. 06/01/1998 Indirect 75% or more
Fund Name Position direct/indirect start date end date
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF IVZ UK LIMITED indirect 1997-02-01
INVESCO PRIVATE CAPITAL, INC. SOLE SHAREHOLDER OF INVESCO ADVISERS, INC. indirect 1998-06-01
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER OF INVESCO ADVISERS, INC. indirect 1998-06-01
INVESCO SENIOR SECURED MANAGEMENT INC SOLE SHAREHOLDER indirect 1998-06-01
WL ROSS & CO. LLC SOLE SHAREHOLDER OF INVESCO ADVISERS, INC. indirect 1998-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
INVESCO US BUYOUT & EXPANSION CAPITAL PARTNERSHIP FUND III, L.P. United States 805-6329474827 Private Equity Fund 11,501,712 5,000,000 Fund of Funds
INVESCO WLR CREDIT PARTNERS FUND - A, L.P. Cayman Islands 805-4019300842 Other Private Fund CREDIT FUND 0 5,000,000 Master Fund
CHANCELLOR VI L.P. United States 805-8979677384 Venture Capital Fund 18,137,390 5,000,000
CALSTRS NEW & NEXT GENERATION MANAGER FUND III, L.P. United States 805-2411308368 Private Equity Fund 275,796,927 5,000,000 Fund of Funds
INVESCO PARTNERSHIP FUND V, L.P. United States 805-4848980592 Private Equity Fund 991,577 5,000,000 Fund of Funds
CALSTRS NEW & NEXT GENERATION MANAGER FUND II, L.P. United States 805-4378190777 Private Equity Fund 249,163,864 5,000,000 Fund of Funds
INVESCO U.S. PRIVATE EQUITY PARTNERSHIP FUND VI, LP United States 805-4523129410 Private Equity Fund 27,746,954 5,000,000 Fund of Funds
INVESCO INTERNATIONAL PARTNERSHIP FUND VI, L.P. United States 805-5521340001 Private Equity Fund 27,741,223 5,000,000 Fund of Funds
INVESCO U.S. VENTURE PARTNERSHIP FUND IV, L.P. United States 805-7420970134 Private Equity Fund 93,802,229 5,000,000 Fund of Funds
INVESCO GLOBAL PARTNERSHIP FUND III, L.P. United States 805-6322260176 Private Equity Fund 3,572,767 5,000,000 Fund of Funds
INVESCO INTERNATIONAL PARTNERSHIP FUND V, L.P. United States 805-9759166419 Private Equity Fund 37,474,660 5,000,000 Fund of Funds
INVESCO VENTURE PARTNERSHIP FUND II-A, L.P. United States 805-7218204673 Private Equity Fund 5,421,252 5,000,000 Fund of Funds
INVESCO PARTNERSHIP FUND VI, LP United States 805-8606892323 Private Equity Fund 788,828 5,000,000 Fund of Funds
INVESCO U.S. LBO & CORPORATE FINANCE PARTNERSHIP FUND IV, L.P. United States 805-3371365452 Private Equity Fund 134,785,459 5,000,000 Fund of Funds
CHANCELLOR OFFSHORE PARTNERSHIP FUND, L.P. Cayman Islands 805-2339919019 Private Equity Fund 10,741,065 5,000,000 Fund of Funds
INVESCO INTERNATIONAL PARTNERSHIP FUND IV, L.P. United States 805-8600053778 Private Equity Fund 46,592,318 5,000,000 Fund of Funds
CHANCELLOR PARTNERSHIP FUND, L.P. United States 805-1048431639 Private Equity Fund 4,817,259 5,000,000 Fund of Funds
INVESCO US BUYOUT PARTNERSHIP FUND II, L.P. United States 805-7739596803 Private Equity Fund 8,934,629 5,000,000 Fund of Funds
INVESCO NON-U.S. PARTNERSHIP FUND II, L.P. United States 805-8978524620 Private Equity Fund 3,423,884 5,000,000 Fund of Funds
INVESCO U.S. VENTURE PARTNERSHIP FUND VI, L.P. United States 805-2263375174 Private Equity Fund 37,032,924 5,000,000 Fund of Funds
CHANCELLOR V-A, LP Cayman Islands 805-4287177472 Venture Capital Fund 13,081,465 5,000,000
INVESCO VENTURE PARTNERSHIP FUND II, L.P. United States 805-2623091060 Private Equity Fund 21,100,081 5,000,000 Fund of Funds
CALSTRS NEW & NEXT GENERATION MANAGER FUND, L.P. United States 805-1099271834 Private Equity Fund 95,112,932 5,000,000 Fund of Funds
INVESCO NON-U.S. PARTNERSHIP FUND III, L.P. United States 805-2560310933 Private Equity Fund 8,715,482 5,000,000 Fund of Funds
INVESCO VENTURE PARTNERSHIP FUND III, L.P. United States 805-4537698802 Private Equity Fund 27,280,011 5,000,000 Fund of Funds
SOVEREIGN NEW MILLENNIUM FUND II, LP United States 805-5215096591 Private Equity Fund 12,798,382 5,000,000 Fund of Funds
SOVEREIGN NEW MILLENIUM FUND, LP United States 805-7989107409 Private Equity Fund 1,838,758 5,000,000 Fund of Funds
INVESCO WLR CREDIT PARTNERS FUND, L.P. United States 805-5333989756 Other Private Fund CREDIT FUND 54,507,245 5,000,000 Master Fund
CHANCELLOR V, L.P. United States 805-1327450561 Venture Capital Fund 37,896,401 5,000,000
VENTURE 2000, LP United States 805-4417532207 Venture Capital Fund 11,987,163 5,000,000
INVESCO PARTNERSHIP FUND IV, L.P. United States 805-4284930203 Private Equity Fund 0 5,000,000 Fund of Funds
INVESCO U.S. VENTURE PARTNERSHIP FUND V. L.P. United States 805-4901594910 Private Equity Fund 64,512,759 5,000,000 Fund of Funds
CALSTRS NEW & NEXT GENERATION MANAGER FUND IV, L.P. United States 805-6898800434 Private Equity Fund 0 5,000,000 Fund of Funds
INVESCO VENTURE ALPHA FUND, LP United States 805-7147703243 Private Equity Fund 24,604,245 5,000,000 Fund of Funds
INVESCO U.S. BUYOUT PARTNERSHIP FUND V, L.P. United States 805-7212222810 Private Equity Fund 54,003,896 5,000,000 Fund of Funds

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