INVESTMENT MANAGEMENT ASSOCIATES INC

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Investment Management Associates is based out of Greenwood Village. Investment Management Associates is a large advisory firm with 250 clients and discretionary assets under management (AUM) of $297,833,152 (Form ADV from 2022-05-19). Their last reported 13F filing for Q4 2022 included $238,878,324 in managed 13F securities and a top 10 holdings concentration of 58.08%. Investment Management Associates's largest holding is McKesson Corp. with shares held of 51,163. Whalewisdom has at least 9 13F filings

12/31/2022

13F Activity

  • Market Value $238.878 Million
  • Prior Market Value $212.638 Million
  • New Purchases2 stocks
  • Additional Purchases19 stocks
  • Sold out of3 stocks
  • Reduced holdings in15 stocks
  • Top 10 Holdings % 58.08 %
  • Turnover % [1]:11.90%
  • Turnover Alt % [2]: 8.87 %
  • Time Held Top20:5.70 quarters
  • Time Held Top10:4.50 quarters
  • Time Held All:6.71 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

12/31/2022

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2023-02-14

Performance for Q4 2022: 5.34%
Performance Last 4 Quarters: 4.44%
Performance Metrics
Stats are not available for the latest quarter
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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

INVESTMENT MANAGEMENT ASSOCIATES
5690 DTC BOULEVARD SUITE 140W
GREENWOOD VILLAGE CO    80111-3232
Country: United States
Business Phone: 303-796-8333
Fax: 303-796-2277
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: CO
Number of employees: 6
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 250
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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Insider Transactions in the past year

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INVESTMENT MANAGEMENT ASSOCIATES, INC.

ownership team - last updated 2022-05-19
Name Title Start Date Direct/Indirect % Ownership
MARTIN, ALISA, JANELL CHIEF COMPLIANCE OFFICER 03/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIRACH CAPITAL MANAGEMENT INC. CHIEF OPERATING OFFICER direct 2003-01-01
SMEAD CAPITAL MANAGEMENT, INC. COO/CFO, SHAREHOLDER direct 2007-07-01
SIRACH CAPITAL MANAGEMENT INC. BOARD OF DIRECTORS direct 2002-01-01 2002-03-27
SIRACH CAPITAL MANAGEMENT INC. DIRECTOR OF OPERATIONS & FINANCE direct 2003-01-01 2004-03-11
SMEAD CAPITAL MANAGEMENT, INC. CHIEF OPERATIONS OFFICER/CHIEF FINANCIAL OFFICER direct 2007-07-01 2014-01-16
SMEAD CAPITAL MANAGEMENT, INC. COO/CFO 2% SHAREHOLDER direct 2007-07-01 2014-09-29
KATSENELSON, VITALIY, N CEO, CHIEF INVESTMENT OFFICER 04/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
INVESTMENT MANAGEMENT ASSOCIATES CHIEF INVESTMENT OFFICER direct 2010-07-01
INVESTMENT MANAGEMENT ASSOCIATES VICE PRESIDENT direct 2000-09-01 2010-05-26

INVESTMENT MANAGEMENT ASSOCIATES, INC.

ownership team - last updated 2021-10-11
Name Title Start Date Direct/Indirect % Ownership
MARTIN, ALISA, JANELL CHIEF COMPLIANCE OFFICER 03/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIRACH CAPITAL MANAGEMENT INC. CHIEF OPERATING OFFICER direct 2003-01-01
SMEAD CAPITAL MANAGEMENT, INC. COO/CFO, SHAREHOLDER direct 2007-07-01
SIRACH CAPITAL MANAGEMENT INC. BOARD OF DIRECTORS direct 2002-01-01 2002-03-27
SIRACH CAPITAL MANAGEMENT INC. DIRECTOR OF OPERATIONS & FINANCE direct 2003-01-01 2004-03-11
SMEAD CAPITAL MANAGEMENT, INC. CHIEF OPERATIONS OFFICER/CHIEF FINANCIAL OFFICER direct 2007-07-01 2014-01-16
SMEAD CAPITAL MANAGEMENT, INC. COO/CFO 2% SHAREHOLDER direct 2007-07-01 2014-09-29
KATSENELSON, VITALIY, N CEO, CHIEF INVESTMENT OFFICER 04/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
INVESTMENT MANAGEMENT ASSOCIATES CHIEF INVESTMENT OFFICER direct 2010-07-01
INVESTMENT MANAGEMENT ASSOCIATES VICE PRESIDENT direct 2000-09-01 2010-05-26

INVESTMENT MANAGEMENT ASSOCIATES, INC.

ownership team - last updated 2021-08-04
Name Title Start Date Direct/Indirect % Ownership
MARTIN, ALISA, JANELL CHIEF COMPLIANCE OFFICER 03/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIRACH CAPITAL MANAGEMENT INC. CHIEF OPERATING OFFICER direct 2003-01-01
SMEAD CAPITAL MANAGEMENT, INC. COO/CFO, SHAREHOLDER direct 2007-07-01
SIRACH CAPITAL MANAGEMENT INC. BOARD OF DIRECTORS direct 2002-01-01 2002-03-27
SIRACH CAPITAL MANAGEMENT INC. DIRECTOR OF OPERATIONS & FINANCE direct 2003-01-01 2004-03-11
SMEAD CAPITAL MANAGEMENT, INC. CHIEF OPERATIONS OFFICER/CHIEF FINANCIAL OFFICER direct 2007-07-01 2014-01-16
SMEAD CAPITAL MANAGEMENT, INC. COO/CFO 2% SHAREHOLDER direct 2007-07-01 2014-09-29
KATSENELSON, VITALIY, N CEO, CHIEF INVESTMENT OFFICER 04/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
INVESTMENT MANAGEMENT ASSOCIATES CHIEF INVESTMENT OFFICER direct 2010-07-01
INVESTMENT MANAGEMENT ASSOCIATES VICE PRESIDENT direct 2000-09-01 2010-05-26

INVESTMENT MANAGEMENT ASSOCIATES, INC.

ownership team - last updated 2021-06-21
Name Title Start Date Direct/Indirect % Ownership
MARTIN, ALISA, JANELL CHIEF COMPLIANCE OFFICER 03/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIRACH CAPITAL MANAGEMENT INC. CHIEF OPERATING OFFICER direct 2003-01-01
SMEAD CAPITAL MANAGEMENT, INC. COO/CFO, SHAREHOLDER direct 2007-07-01
SIRACH CAPITAL MANAGEMENT INC. BOARD OF DIRECTORS direct 2002-01-01 2002-03-27
SIRACH CAPITAL MANAGEMENT INC. DIRECTOR OF OPERATIONS & FINANCE direct 2003-01-01 2004-03-11
SMEAD CAPITAL MANAGEMENT, INC. CHIEF OPERATIONS OFFICER/CHIEF FINANCIAL OFFICER direct 2007-07-01 2014-01-16
SMEAD CAPITAL MANAGEMENT, INC. COO/CFO 2% SHAREHOLDER direct 2007-07-01 2014-09-29
KATSENELSON, VITALIY, N CEO, CHIEF INVESTMENT OFFICER 04/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
INVESTMENT MANAGEMENT ASSOCIATES CHIEF INVESTMENT OFFICER direct 2010-07-01
INVESTMENT MANAGEMENT ASSOCIATES VICE PRESIDENT direct 2000-09-01 2010-05-26

INVESTMENT MANAGEMENT ASSOCIATES, INC.

ownership team - last updated 2021-03-31
Name Title Start Date Direct/Indirect % Ownership
MARTIN, ALISA, JANELL CHIEF COMPLIANCE OFFICER 03/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIRACH CAPITAL MANAGEMENT INC. CHIEF OPERATING OFFICER direct 2003-01-01
SMEAD CAPITAL MANAGEMENT, INC. COO/CFO, SHAREHOLDER direct 2007-07-01
SIRACH CAPITAL MANAGEMENT INC. BOARD OF DIRECTORS direct 2002-01-01 2002-03-27
SIRACH CAPITAL MANAGEMENT INC. DIRECTOR OF OPERATIONS & FINANCE direct 2003-01-01 2004-03-11
SMEAD CAPITAL MANAGEMENT, INC. CHIEF OPERATIONS OFFICER/CHIEF FINANCIAL OFFICER direct 2007-07-01 2014-01-16
SMEAD CAPITAL MANAGEMENT, INC. COO/CFO 2% SHAREHOLDER direct 2007-07-01 2014-09-29
KATSENELSON, VITALIY, N CEO, CHIEF INVESTMENT OFFICER 04/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
INVESTMENT MANAGEMENT ASSOCIATES CHIEF INVESTMENT OFFICER direct 2010-07-01
INVESTMENT MANAGEMENT ASSOCIATES VICE PRESIDENT direct 2000-09-01 2010-05-26

INVESTMENT MANAGEMENT ASSOCIATES, INC.

ownership team - last updated 2020-07-16
Name Title Start Date Direct/Indirect % Ownership
KATSENELSON, VITALIY, N CEO, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER 04/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
INVESTMENT MANAGEMENT ASSOCIATES CHIEF INVESTMENT OFFICER direct 2010-07-01
INVESTMENT MANAGEMENT ASSOCIATES VICE PRESIDENT direct 2000-09-01 2010-05-26

INVESTMENT MANAGEMENT ASSOCIATES, INC.

ownership team - last updated 2020-06-25
Name Title Start Date Direct/Indirect % Ownership
KATSENELSON, VITALIY, N CEO, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER 04/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
INVESTMENT MANAGEMENT ASSOCIATES CHIEF INVESTMENT OFFICER direct 2010-07-01
INVESTMENT MANAGEMENT ASSOCIATES VICE PRESIDENT direct 2000-09-01 2010-05-26

INVESTMENT MANAGEMENT ASSOCIATES, INC.

ownership team - last updated 2020-01-30
Name Title Start Date Direct/Indirect % Ownership

INVESTMENT MANAGEMENT ASSOCIATES, INC.

ownership team - last updated 2019-12-20
Name Title Start Date Direct/Indirect % Ownership
CONN, MICHAEL, LANGDON CHAIRMAN, DIRECTOR, PRESIDENT 07/01/1979 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
INVESTMENT MANAGEMENT ASSOCIATES CEO, DIRECTOR, PRESIDENT direct 1979-07-01
KATSENELSON, VITALIY, N CEO, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER 04/01/2017 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
INVESTMENT MANAGEMENT ASSOCIATES CHIEF INVESTMENT OFFICER direct 2010-07-01
INVESTMENT MANAGEMENT ASSOCIATES VICE PRESIDENT direct 2000-09-01 2010-05-26

INVESTMENT MANAGEMENT ASSOCIATES

ownership team - last updated 2012-09-13
Name Title Start Date Direct/Indirect % Ownership
REID, CRISTINA, ANN CHIEF COMPLIANCE OFFICER / SECRETARY 09/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESTMENT MANAGEMENT ASSOCIATES CHIEF COMPLIANCE OFFICER / SECRETARY direct 1997-09-01
CONN, MICHAEL, LANGDON CEO, DIRECTOR, PRESIDENT 07/01/1979 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
INVESTMENT MANAGEMENT ASSOCIATES CEO, DIRECTOR, PRESIDENT direct 1979-07-01
PERRY, MERVYN, F DIRECTOR 01/01/1979 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESTMENT MANAGEMENT ASSOCIATES DIRECTOR direct 1979-01-01
KATSENELSON, VITALIY, N CHIEF INVESTMENT OFFICER 07/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
INVESTMENT MANAGEMENT ASSOCIATES CHIEF INVESTMENT OFFICER direct 2010-07-01
INVESTMENT MANAGEMENT ASSOCIATES VICE PRESIDENT direct 2000-09-01 2010-05-26

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