IVY INVESTMENT MANAGEMENT COMPANY

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IVY Investment Management Company is based out of Overland Park. IVY Investment Management Company is a large advisory firm with 19 clients and discretionary assets under management (AUM) of $1,671,937,966 (Form ADV from 2021-06-28). Whalewisdom has at least 3 Form 4 filings

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Contact Info

ivy investment management company
6300 LAMAR AVENUE
OVERLAND PARK KS    66202

Business Phone: 9132362000

View Last Form Adv Compilation Report on Record

IVY INVESTMENTS
6300 LAMAR AVENUE
OVERLAND PARK KS    66202
Country: United States

Business Phone: 913-236-2000
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: DE
Number of employees: 144
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 58,357,400
Total Number of Clients: 19
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.C (2),11.C (4),11.C (5)
Data above was derived from SEC filings.

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IVY INVESTMENT MANAGEMENT COMPANY

ownership team - last updated 2021-06-28
Name Title Start Date Direct/Indirect % Ownership
WADDELL & REED FINANCIAL, INC. SHAREHOLDER 12/01/2002 Direct 75% or more
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SHAREHOLDER indirect 1986-05-01
IVY MANAGEMENT INC SHAREHOLDER indirect 1991-12-01
IVY INVESTMENT MANAGEMENT COMPANY SHAREHOLDER direct 2002-12-01
AUSTIN CALVERT & FLAVIN INC SHAREHOLDER indirect 1999-08-01 2009-03-26
WADDELL & REED INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1991-12-01 2011-07-05
LEGEND ADVISORY CORP INDIRECT OWNER indirect 2000-03-01 2012-10-16
BLOSS, BRENT, KYLE SENIOR VICE PRESIDENT, DIRECTOR 03/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT-FINANCE, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2007-08-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-04-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2014-04-01
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
RICHIE, JON-JASON VICE PRESIDENT, CHIEF COMPLIANCE OFFICER 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2015-07-01
WADDELL & REED INVESTMENT MANAGEMENT CO VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2015-07-01
IVY INVESTMENT MANAGEMENT COMPANY VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2015-07-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2015-07-01
SCHERMAN, DANIEL, GANTEANME SENIOR VICE PRESIDENT, CHIEF RISK OFFICER 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT & CHIEF RISK OFFICER direct 2016-07-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT & CHIEF RISK OFFICER direct 2016-07-01
Hanson, Daniel, Partner SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER direct 2019-06-01
LYTLE, SHAWN, KEITH PRESIDENT, EXECUTIVE DIRECTOR 04/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST CHIEF EXECUTIVE OFFICER, PRESIDENT direct 2015-06-01
DELAWARE MANAGEMENT BUSINESS TRUST PRESIDENT direct 2015-06-01
DELAWARE MANAGEMENT BUSINESS TRUST PRESIDENT/TRUSTEE direct 2015-06-01
UBS GLOBAL ASSET MANAGEMENT (AMERICAS) INC. PRESIDENT AND DIRECTOR direct 2010-05-01
FOUR CORNERS CAPITAL MANAGEMENT, LLC PRESIDENT direct 2015-06-01
FOUR CORNERS CAPITAL MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER, PRESIDENT direct 2015-06-01
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC MEMBER direct 2015-07-01
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC DIRECTOR direct 2015-07-01
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC PRESIDENT direct 2015-06-01
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC CHIEF EXECUTIVE OFFICER, PRESIDENT direct 2015-06-01
JACKSON SQUARE PARTNERS, LLC TRUSTEE OF DELAWARE MANAGEMENT BUSINESS TRUST direct 2015-06-01
MURRAY, BRIAN, LAWRENCE SENIOR VICE PRESIDENT, DIVISION DIRECTOR 04/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
DELAWARE MANAGEMENT BUSINESS TRUST SVP/CHIEF COMPLIANCE OFFICER direct 2004-09-01
DELAWARE MANAGEMENT BUSINESS TRUST VP/CHIEF COMPLIANCE OFFICER direct 2004-09-01
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST SVP/GLOBAL CHIEF COMPLIANCE OFFICER direct 2004-09-01
RETIREMENT FINANCIAL SERVICES, INC. VP/CHIEF COMPLIANCE OFFICER direct 2004-09-01
RETIREMENT FINANCIAL SERVICES, INC. SVP/CHIEF COMPLIANCE OFFICER direct 2005-03-01
MACQUARIE ALLEGIANCE CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2011-02-01
FOUR CORNERS CAPITAL MANAGEMENT, LLC SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2011-02-01
FOUR CORNERS CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2011-02-01
FOUR CORNERS CAPITAL MANAGEMENT, LLC SENIOR VICE PRESIDENT, GLOBAL CHIEF COMPLIANCE OFFICER direct 2011-02-01
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC SVP/CHIEF COMPLIANCE OFFICER direct 2004-09-01
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC SVP/GLOBAL CHIEF COMPLIANCE OFFICER direct 2004-09-01
DELAWARE INVESTMENTS ADVISORY SERVICES SVP/CHIEF COMPLIANCE OFFICER direct 2014-02-01
CONNOR, DAVID, FORRESTER SENIOR VICE PRESIDENT, GENERAL COUNSEL 04/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
DELAWARE MANAGEMENT BUSINESS TRUST SVP/GENERAL COUNSEL, SECRETARY/TRUSTEE direct 2015-05-01
FOUR CORNERS CAPITAL MANAGEMENT, LLC SVP/GENERAL COUNSEL, SECRETARY/TRUSTEE direct 2015-05-01
FOUR CORNERS CAPITAL MANAGEMENT, LLC SVP/GENERAL COUNSEL, SECRETARY/ELECTED MANAGER direct 2015-05-01
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC SENIOR VICE PRESIDENT/GENERAL COUNSEL/SECRETARY direct 2015-06-01
JACKSON SQUARE PARTNERS, LLC TRUSTEE OF DELAWARE MANAGEMENT BUSINESS TRUST direct 2015-05-01
SALUS, RICHARD SENIOR VICE PRESIDENT, GLOBAL HEAD OF FUND SERVICES, DIVISION DIRECTOR 04/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
DELAWARE MANAGEMENT BUSINESS TRUST SVP, CHIEF FINANCIAL OFFICER/TRUSTEE direct 1998-01-01
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST GLOBAL HEAD OF FUND ADMINISTRATION /TRUSTEE direct 1998-01-01
FOUR CORNERS CAPITAL MANAGEMENT, LLC SENIOR VICE PRESIDENT/CONTROLLER/TREASURER direct 2011-04-01
FOUR CORNERS CAPITAL MANAGEMENT, LLC GLOBAL HEAD OF FUND ADMINISTRATION /ELECTED MANAGER direct 2011-04-01
FOUR CORNERS CAPITAL MANAGEMENT, LLC SENIOR VICE PRESIDENT/CHIEF FINANCIAL OFFICER direct 2011-04-01
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC TREASURER direct 2012-12-01
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC SVP/CONTROLLER/TREASURER direct 2009-10-01
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC GLOBAL HEAD OF FUND ADMINISTRATION direct 2009-10-01
JACKSON SQUARE PARTNERS, LLC TRUSTEE OF DELAWARE MANAGEMENT BUSINESS TRUST direct 1998-01-01
CAPUZZI, MICHAEL, FRANCIS SENIOR VICE PRESIDENT, US CHIEF OPERATING OFFICER 04/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST U.S. CHIEF OPERATIONS OFFICER direct 2018-06-01
HOBAN, STEPHEN VICE PRESIDENT, CONTROLLER, CHIEF FINANCIAL OFFICER 04/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST CHIEF FINANCIAL OFFICER direct 2020-09-01
Daley, Michael, John SENIOR VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER 06/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VP, CORPORATE CONTROLLER, PRINCIPAL FINANCIAL OFFICER direct 2018-05-01
WADDELL & REED, INC. VP, CORPORATE CONTROLLER direct 2018-05-01
MACQUARIE MANAGEMENT HOLDINGS, INC. PARENT WADDELL & REED FINANCIAL, INC. 04/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
DELAWARE CAPITAL MANAGEMENT INC PARENT indirect 1990-09-01
RETIREMENT FINANCIAL SERVICES INC PARENT indirect 1990-09-01
JACKSON SQUARE PARTNERS, LLC PARENT indirect 1990-09-01
DELAWARE MANAGEMENT BUSINESS TRUST PARENT indirect 1990-09-01
FOUR CORNERS CAPITAL MANAGEMENT, LLC PARENT indirect 1990-09-01
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC CORPORATE PARENT OF REGISTRANT direct 2013-03-01
DELAWARE INVESTMENTS ADVISORY SERVICES PARENT indirect 2014-02-01
DELAWARE INTERNATIONAL ADVISERS LTD PARENT OF DMH CORP indirect 1990-09-01 2004-04-15
FOUR CORNERS CAPITAL MANAGEMENT, LLC PARENT indirect 2011-04-01 2012-07-20
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC CORPORATE PARENT OF REGISTRANT direct 2009-10-01 2012-08-24
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC PARENT indirect 2009-10-01 2012-08-24
DELAWARE MANAGEMENT BUSINESS TRUST PARENT indirect 1997-04-01 2013-01-04
DELAWARE INVESTMENTS ADVISORY SERVICES PARENT indirect 2014-02-01 2014-03-07
FOUR CORNERS CAPITAL MANAGEMENT, LLC PARENT indirect 2011-04-01 2015-08-11
DELAWARE MANAGEMENT BUSINESS TRUST PARENT indirect 1990-09-01 2016-02-11
JACKSON SQUARE PARTNERS, LLC PARENT indirect 1990-09-01 2016-03-30
DELAWARE MANAGEMENT BUSINESS TRUST PARENT indirect 1990-09-01 2016-06-30
FOUR CORNERS CAPITAL MANAGEMENT, LLC PARENT indirect 2011-04-01 2016-06-30
MACQUARIE AFFILIATED MANAGERS (USA) INC. PARENT MACQUARIE MANAGEMENT HOLDINGS, INC. 01/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
DELAWARE MANAGEMENT BUSINESS TRUST PARENT indirect 2010-01-01
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST PARENT indirect 2010-01-01
FOUR CORNERS CAPITAL MANAGEMENT, LLC PARENT indirect 2010-01-01
FOUR CORNERS CAPITAL MANAGEMENT, LLC PARENT indirect 2010-01-01
FOUR CORNERS CAPITAL MANAGEMENT, LLC PARENT indirect 2011-04-01
FOUR CORNERS CAPITAL MANAGEMENT, LLC PARENT indirect 2013-03-01
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC PARENT indirect 2010-01-01
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC PARENT indirect 2010-01-01
JACKSON SQUARE PARTNERS, LLC PARENT indirect 2010-01-01
DELAWARE INVESTMENTS ADVISORY SERVICES PARENT indirect 2014-02-01
MACQUARIE AFFILIATED MANAGERS HOLDINGS (USA) INC. PARENT MACQUARIE AFFILIATED MANAGERS (USA) INC. 01/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST PARENT indirect 2010-01-01
DELAWARE MANAGEMENT BUSINESS TRUST PARENT indirect 2010-01-01
ALLEGIANCE INVESTMENT MANAGEMENT, LLC OWNER/MEMBER direct 2008-06-01
FOUR CORNERS CAPITAL MANAGEMENT, LLC PARENT indirect 2010-01-01
FOUR CORNERS CAPITAL MANAGEMENT, LLC PARENT indirect 2011-04-01
A T FUNDS, LLC INDIRECT OWNER indirect 2008-06-01
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC PARENT indirect 2010-01-01
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC PARENT indirect 2010-01-01
JACKSON SQUARE PARTNERS, LLC PARENT indirect 2010-01-01
DELAWARE INVESTMENTS ADVISORY SERVICES PARENT indirect 2014-02-01
MACQUARIE FG HOLDINGS INC. PARENT MACQUARIE AFFILIATED MANAGERS HOLDINGS (USA) INC. 01/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
DELAWARE MANAGEMENT BUSINESS TRUST PARENT indirect 2010-01-01
DELAWARE MANAGEMENT BUSINESS TRUST PARENT indirect 2010-01-01
FOUR CORNERS CAPITAL MANAGEMENT, LLC OWNER indirect 2008-10-01
FOUR CORNERS CAPITAL MANAGEMENT, LLC PARENT indirect 2008-10-01
FOUR CORNERS CAPITAL MANAGEMENT, LLC PARENT indirect 2010-01-01
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2011-12-01
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2014-04-01
A T FUNDS, LLC INDIRECT OWNER indirect 2007-11-01
WATERFALL ASSET MANAGEMENT, LLC OWNER indirect 2009-02-01
MACQUARIE FUNDS MANAGEMENT (USA) INC. INDIRECT OWNER indirect 2007-11-01
MACQUARIE FUNDS MANAGEMENT (USA) INC. INDIRECT OWNER indirect 2014-04-01
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC PARENT indirect 2010-01-01
AMERRA CAPITAL MANAGEMENT, LLC OWNER indirect 2009-02-01
AMERRA CAPITAL MANAGEMENT, LLC OWNER indirect 2009-02-01
JACKSON SQUARE PARTNERS, LLC PARENT indirect 2010-01-01
DELAWARE INVESTMENTS ADVISORY SERVICES PARENT indirect 2014-02-01
MACQUARIE PRIVATE DEBT ASSET MANAGEMENT, LLC OWNER indirect 2011-04-01
MACQUARIE ASSET MANAGEMENT US HOLDINGS PTY LIMITED PARENT MACQUARIE FG HOLDINGS INC. 07/01/2020 Indirect 75% or more
MACQUARIE ASSET MANAGEMENT HOLDINGS PTY LIMITED PARENT MACQUARIE ASSET MANAGEMENT US HOLDINGS PTY LIMITED 07/01/2020 Indirect 75% or more
MACQUARIE GROUP LIMITED PARENT MACQUARIE ASSET MANAGEMENT HOLDINGS PTY LIMITED 12/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
FOUR CORNERS CAPITAL MANAGEMENT, LLC OWNER direct 2001-09-01
FOUR CORNERS-MEYERHOFF INVESTMENT MANAGEMENT, LLC OWNER indirect 2003-08-01
FOUR CORNERS-MEYERHOFF INVESTMENT MANAGEMENT, LLC OWNER indirect 2003-08-01
FOREPOINT CAPITAL MANAGEMENT, LLC OWNER indirect 2003-08-01
FOREPOINT CAPITAL MANAGEMENT, LLC OWNER direct 2006-03-01
M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC MEMBER direct 2006-08-01
MACQUARIE INVESTMENT MANAGEMENT (EUROPE) LIMITED INDIRECT OWNER indirect 2007-02-01
MACQUARIE INFRASTRUCTURE AND REAL ASSETS INC. OWNER indirect 2007-05-01
MIRA AMERICAS REAL ASSETS INC. OWNER indirect 2007-11-01
MACQUARIE CAPITAL FUNDS INC. DIRECT 100% OWNER direct 2007-11-01
MACQUARIE INFRASTRUCTURE PARTNERS INC. OWNER indirect 2007-11-01
MACQUARIE GLOBAL OPPORTUNITIES PARTNERS LLC OWNER indirect 2007-11-01
AMERRA CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2009-02-01
AMERRA CAPITAL MANAGEMENT, LLC MEMBER indirect 2009-02-01
DELAWARE MANAGEMENT BUSINESS TRUST PARENT indirect 2011-12-01
FOUR CORNERS CAPITAL MANAGEMENT, LLC PARENT indirect 2011-12-01
JACKSON SQUARE PARTNERS, LLC PARENT indirect 2011-12-01
TOURMALET ADVISORS, L.P. OWNER indirect 2012-02-01
MACQUARIE CREDIT INVESTMENT MANAGEMENT INC. OWNER direct 2012-02-01
MACQUARIE PRIVATE DEBT ASSET MANAGEMENT, LLC OWNER indirect 2013-10-01
AMERRA CAPITAL MANAGEMENT, LLC OWNER indirect 2013-10-01
DELAWARE INVESTMENTS ADVISORY SERVICES PARENT indirect 2014-02-01
FOUR CORNERS CAPITAL MANAGEMENT, LLC OWNER direct 2001-09-01 2003-05-14
FOUR CORNERS CAPITAL MANAGEMENT, LLC OWNER indirect 2003-08-01 2006-06-26
FOUR CORNERS-MEYERHOFF INVESTMENT MANAGEMENT, LLC OWNER indirect 2003-08-01 2006-06-28
MACQUARIE INFRASTRUCTURE FUND ADVISER, LLC OWNER indirect 2003-08-01 2006-10-10
MACQUARIE FUNDS MANAGEMENT (USA) INC. SHAREHOLDER indirect 2003-08-01 2007-01-03
EVERGREEN INVESTMENT ADVISORS LLC SOLE SHAREHOLDER indirect 1998-07-01 2007-03-26
MACQUARIE FUNDS MANAGEMENT (USA) INC. SHAREHOLDER indirect 2006-12-01 2007-09-14
MACQUARIE FUNDS MANAGEMENT (USA) INC. DIRECT OWNER direct 2006-12-01 2007-09-14
MACQUARIE INFRASTRUCTURE PARTNERS INC. DIRECT 100% OWNER indirect 2007-11-01 2008-04-15
FOUR CORNERS CAPITAL MANAGEMENT, LLC OWNER indirect 2003-08-01 2008-08-06
FOUR CORNERS CAPITAL MANAGEMENT, LLC OWNER direct 2003-08-01 2008-08-06
GLOBALIS INVESTMENTS, LLC DIRECT OWNER direct 2006-07-01 2008-09-04
MACQUARIE FUND ADVISER, LLC OWNER indirect 2006-12-01 2008-10-02
MACQUARIE FUND ADVISER, LLC DIRECT OWNER OR SOLE MEMBER direct 2006-12-01 2008-10-02
MACQUARIE INFRASTRUCTURE PARTNERS INC. DIRECT 100% OWNER indirect 2007-11-01 2010-06-25
MACQUARIE GLOBAL OPPORTUNITIES PARTNERS LLC DIRECT 100% OWNER indirect 2007-11-01 2010-06-25
MACQUARIE GLOBAL OPPORTUNITIES PARTNERS LLC DIRECT 100% OWNER indirect 2007-11-01 2011-12-20
MACQUARIE INFRASTRUCTURE PARTNERS INC. DIRECT 100% OWNER indirect 2007-11-01 2011-12-20
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2009-02-01 2013-05-02
WATERFALL ASSET MANAGEMENT, LLC MEMBER indirect 2009-02-01 2013-05-02
FOUR CORNERS CAPITAL MANAGEMENT, LLC PARENT indirect 2011-12-01 2015-08-11
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC PARENT indirect 2011-12-01 2015-08-11
DELAWARE MANAGEMENT BUSINESS TRUST PARENT indirect 2011-12-01 2016-02-11
JACKSON SQUARE PARTNERS, LLC PARENT indirect 2011-12-01 2016-03-30
JACKSON SQUARE PARTNERS, LLC PARENT indirect 2011-12-01 2016-05-04

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
WADDELL & REED SMALL COMPANY GROWTH FUND, LLC United States 805-4358625067 Other Private Fund A PRIVATE FUND THAT PROVIDES INVESTORS WITH REDEMPTION RIGHTS IN THE ORDINARY COURSE OF BUSINESS 58,357,351 2,000,000

IVY INVESTMENT MANAGEMENT COMPANY

ownership team - last updated 2021-03-31
Name Title Start Date Direct/Indirect % Ownership
WADDELL & REED FINANCIAL, INC. SHAREHOLDER 12/01/2002 Direct 75% or more
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SHAREHOLDER indirect 1986-05-01
IVY MANAGEMENT INC SHAREHOLDER indirect 1991-12-01
IVY INVESTMENT MANAGEMENT COMPANY SHAREHOLDER direct 2002-12-01
AUSTIN CALVERT & FLAVIN INC SHAREHOLDER indirect 1999-08-01 2009-03-26
WADDELL & REED INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1991-12-01 2011-07-05
LEGEND ADVISORY CORP INDIRECT OWNER indirect 2000-03-01 2012-10-16
SANDERS, PHILIP, JAMES PRESIDENT, DIRECTOR 08/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. DIRECTOR direct 2016-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO CHIEF INVESTMENT OFFICER direct 2010-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT & DIRECTOR direct 2010-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT direct 2010-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR direct 2010-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER direct 2016-08-01
IVY INVESTMENT MANAGEMENT COMPANY CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR direct 2010-08-01
IVY INVESTMENT MANAGEMENT COMPANY CHIEF INVESTMENT OFFICER direct 2010-08-01
IVY INVESTMENT MANAGEMENT COMPANY CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT direct 2010-08-01
IVY INVESTMENT MANAGEMENT COMPANY PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER direct 2016-08-01
BLOSS, BRENT, KYLE SENIOR VICE PRESIDENT, DIRECTOR 03/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT-FINANCE, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2007-08-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-04-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2014-04-01
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
RICHIE, JON-JASON VICE PRESIDENT, CHIEF COMPLIANCE OFFICER 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2015-07-01
WADDELL & REED INVESTMENT MANAGEMENT CO VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2015-07-01
IVY INVESTMENT MANAGEMENT COMPANY VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2015-07-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2015-07-01
SCHERMAN, DANIEL, GANTEANME SENIOR VICE PRESIDENT, CHIEF RISK OFFICER 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT & CHIEF RISK OFFICER direct 2016-07-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT & CHIEF RISK OFFICER direct 2016-07-01
CLOUSE, BENJAMIN, RUSSELL SENIOR VICE PRESIDENT, DIRECTOR 02/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VICE PRESIDENT, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2016-03-01
BUYLE, MARK, PATRICK SENIOR VICE PRESIDENT, GENERAL COUNSEL 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL direct 2000-03-01
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER direct 2000-03-01 2004-08-24
AUSTIN CALVERT & FLAVIN INC SECRETARY direct 1999-08-01 2004-10-04
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2005-10-14
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2007-07-23
WADDELL & REED, INC. SENIOR VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2009-02-23
AUSTIN CALVERT & FLAVIN INC ASSISTANT SECRETARY direct 1999-08-01 2009-03-26
Hanson, Daniel, Partner SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER direct 2019-06-01
WADDELL & REED FINANCIAL, INC. SHAREHOLDER 12/01/2002 Direct 75% or more
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SHAREHOLDER indirect 1986-05-01
IVY MANAGEMENT INC SHAREHOLDER indirect 1991-12-01
IVY INVESTMENT MANAGEMENT COMPANY SHAREHOLDER direct 2002-12-01
AUSTIN CALVERT & FLAVIN INC SHAREHOLDER indirect 1999-08-01 2009-03-26
WADDELL & REED INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1991-12-01 2011-07-05
LEGEND ADVISORY CORP INDIRECT OWNER indirect 2000-03-01 2012-10-16
SANDERS, PHILIP, JAMES PRESIDENT, DIRECTOR 08/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. DIRECTOR direct 2016-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO CHIEF INVESTMENT OFFICER direct 2010-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT & DIRECTOR direct 2010-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT direct 2010-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR direct 2010-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER direct 2016-08-01
IVY INVESTMENT MANAGEMENT COMPANY CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR direct 2010-08-01
IVY INVESTMENT MANAGEMENT COMPANY CHIEF INVESTMENT OFFICER direct 2010-08-01
IVY INVESTMENT MANAGEMENT COMPANY CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT direct 2010-08-01
IVY INVESTMENT MANAGEMENT COMPANY PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER direct 2016-08-01
BLOSS, BRENT, KYLE SENIOR VICE PRESIDENT, DIRECTOR 03/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT-FINANCE, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2007-08-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-04-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2014-04-01
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
RICHIE, JON-JASON VICE PRESIDENT, CHIEF COMPLIANCE OFFICER 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2015-07-01
WADDELL & REED INVESTMENT MANAGEMENT CO VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2015-07-01
IVY INVESTMENT MANAGEMENT COMPANY VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2015-07-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2015-07-01
SCHERMAN, DANIEL, GANTEANME SENIOR VICE PRESIDENT, CHIEF RISK OFFICER 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT & CHIEF RISK OFFICER direct 2016-07-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT & CHIEF RISK OFFICER direct 2016-07-01
CLOUSE, BENJAMIN, RUSSELL SENIOR VICE PRESIDENT, DIRECTOR 02/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VICE PRESIDENT, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2016-03-01
BUYLE, MARK, PATRICK SENIOR VICE PRESIDENT, GENERAL COUNSEL 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL direct 2000-03-01
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER direct 2000-03-01 2004-08-24
AUSTIN CALVERT & FLAVIN INC SECRETARY direct 1999-08-01 2004-10-04
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2005-10-14
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2007-07-23
WADDELL & REED, INC. SENIOR VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2009-02-23
AUSTIN CALVERT & FLAVIN INC ASSISTANT SECRETARY direct 1999-08-01 2009-03-26
Hanson, Daniel, Partner SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER direct 2019-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
WADDELL & REED SMALL COMPANY GROWTH FUND, LLC United States 805-4358625067 Other Private Fund A PRIVATE FUND THAT PROVIDES INVESTORS WITH REDEMPTION RIGHTS IN THE ORDINARY COURSE OF BUSINESS 56,877,355 2,000,000

IVY INVESTMENT MANAGEMENT COMPANY

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
WADDELL & REED SMALL COMPANY GROWTH FUND, LLC United States 805-4358625067 Other Private Fund A PRIVATE FUND THAT PROVIDES INVESTORS WITH REDEMPTION RIGHTS IN THE ORDINARY COURSE OF BUSINESS 41,310,350 2,000,000

IVY INVESTMENT MANAGEMENT COMPANY

ownership team - last updated 2019-07-11
Name Title Start Date Direct/Indirect % Ownership
SUNDEEN, JOHN, EARL EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER 06/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
IVY MANAGEMENT INC DIRECTOR AND SENIOR VICE PRESIDENT direct 2002-12-01
WADDELL & REED INVESTMENT MANAGEMENT CO EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR direct 2004-06-01
IVY INVESTMENT MANAGEMENT COMPANY EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR direct 2004-06-01
WADDELL & REED IVY INVESTMENT COMPANY DIRECTOR, SENIOR VICE PRESIDENT direct 2002-12-01 2004-03-29
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT,TREASURER, DIRECTOR, CHIEF FINANCIAL OFFICER direct 2001-12-01 2004-03-30
WADDELL & REED IVY INVESTMENT COMPANY DIRECTOR, SENIOR VICE PRESIDENT, CIEF FINANCIAL OFFICER & TREASURER direct 2002-12-01 2004-03-30
WADDELL & REED INVESTMENT MANAGEMENT CO EXECUTIVE VICE PRESIDENT,CHIEF ACCOUNTING OFFICER direct 2001-12-01 2004-06-08
WADDELL & REED INVESTMENT MANAGEMENT CO EXECUTIVE VICE PRESIDENT,CHIEF ACCOUNTING OFFICER direct 2004-06-01 2004-06-08
WADDELL & REED INVESTMENT MANAGEMENT CO EXECUTIVE VICE PRESIDENT,CHIEF ACCOUNTING OFFICER, CHIEF ADMINISTRATIVE OFFICER direct 2004-06-01 2004-10-27
IVY INVESTMENT MANAGEMENT COMPANY EXECUTIVE VICE PRESIDENT, CHIEF ACCOUNTING OFFICER direct 2004-06-01 2005-04-28
WADDELL & REED INVESTMENT MANAGEMENT CO EXECUTIVE VICE PRESIDENT, CHIEF ACCOUNTING OFFICER, DIRECTOR direct 2004-06-01 2006-02-17
IVY INVESTMENT MANAGEMENT COMPANY EXECUTIVE VICE PRESIDENT, CHIEF ACCOUNTING OFFICER, DIRECTOR direct 2004-06-01 2006-02-17
WADDELL & REED INVESTMENT MANAGEMENT CO EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR direct 2004-06-01 2008-03-03
IVY INVESTMENT MANAGEMENT COMPANY EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR direct 2004-06-01 2008-03-03
WADDELL & REED FINANCIAL, INC. SHAREHOLDER 12/01/2002 Direct 75% or more
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SHAREHOLDER indirect 1986-05-01
IVY MANAGEMENT INC SHAREHOLDER indirect 1991-12-01
IVY INVESTMENT MANAGEMENT COMPANY SHAREHOLDER direct 2002-12-01
AUSTIN CALVERT & FLAVIN INC SHAREHOLDER indirect 1999-08-01 2009-03-26
WADDELL & REED INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1991-12-01 2011-07-05
LEGEND ADVISORY CORP INDIRECT OWNER indirect 2000-03-01 2012-10-16
SANDERS, PHILIP, JAMES PRESIDENT, DIRECTOR 08/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. DIRECTOR direct 2016-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO CHIEF INVESTMENT OFFICER direct 2010-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT & DIRECTOR direct 2010-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT direct 2010-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR direct 2010-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER direct 2016-08-01
IVY INVESTMENT MANAGEMENT COMPANY CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR direct 2010-08-01
IVY INVESTMENT MANAGEMENT COMPANY CHIEF INVESTMENT OFFICER direct 2010-08-01
IVY INVESTMENT MANAGEMENT COMPANY CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT direct 2010-08-01
IVY INVESTMENT MANAGEMENT COMPANY PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER direct 2016-08-01
BLOSS, BRENT, KYLE SENIOR VICE PRESIDENT, DIRECTOR 03/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT-FINANCE, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2007-08-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-04-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2014-04-01
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
RICHIE, JON-JASON VICE PRESIDENT, CHIEF COMPLIANCE OFFICER 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2015-07-01
WADDELL & REED INVESTMENT MANAGEMENT CO VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2015-07-01
IVY INVESTMENT MANAGEMENT COMPANY VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2015-07-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2015-07-01
SCHERMAN, DANIEL, GANTEANME SENIOR VICE PRESIDENT, CHIEF RISK OFFICER 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT & CHIEF RISK OFFICER direct 2016-07-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT & CHIEF RISK OFFICER direct 2016-07-01
CLOUSE, BENJAMIN, RUSSELL SENIOR VICE PRESIDENT, TREASURER 02/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VICE PRESIDENT, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2016-03-01
BUYLE, MARK, PATRICK SENIOR VICE PRESIDENT, GENERAL COUNSEL 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL direct 2000-03-01
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER direct 2000-03-01 2004-08-24
AUSTIN CALVERT & FLAVIN INC SECRETARY direct 1999-08-01 2004-10-04
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2005-10-14
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2007-07-23
WADDELL & REED, INC. SENIOR VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2009-02-23
AUSTIN CALVERT & FLAVIN INC ASSISTANT SECRETARY direct 1999-08-01 2009-03-26
Hanson, Daniel, Partner SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER direct 2019-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
WADDELL & REED SMALL COMPANY GROWTH FUND, LLC United States 805-4358625067 Other Private Fund A PRIVATE FUND THAT PROVIDES INVESTORS WITH REDEMPTION RIGHTS IN THE ORDINARY COURSE OF BUSINESS 33,101,504 2,000,000

IVY INVESTMENT MANAGEMENT COMPANY

ownership team - last updated 2019-06-12
Name Title Start Date Direct/Indirect % Ownership
SUNDEEN, JOHN, EARL EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR 06/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
IVY MANAGEMENT INC DIRECTOR AND SENIOR VICE PRESIDENT direct 2002-12-01
WADDELL & REED INVESTMENT MANAGEMENT CO EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR direct 2004-06-01
IVY INVESTMENT MANAGEMENT COMPANY EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR direct 2004-06-01
WADDELL & REED IVY INVESTMENT COMPANY DIRECTOR, SENIOR VICE PRESIDENT direct 2002-12-01 2004-03-29
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT,TREASURER, DIRECTOR, CHIEF FINANCIAL OFFICER direct 2001-12-01 2004-03-30
WADDELL & REED IVY INVESTMENT COMPANY DIRECTOR, SENIOR VICE PRESIDENT, CIEF FINANCIAL OFFICER & TREASURER direct 2002-12-01 2004-03-30
WADDELL & REED INVESTMENT MANAGEMENT CO EXECUTIVE VICE PRESIDENT,CHIEF ACCOUNTING OFFICER direct 2001-12-01 2004-06-08
WADDELL & REED INVESTMENT MANAGEMENT CO EXECUTIVE VICE PRESIDENT,CHIEF ACCOUNTING OFFICER direct 2004-06-01 2004-06-08
WADDELL & REED INVESTMENT MANAGEMENT CO EXECUTIVE VICE PRESIDENT,CHIEF ACCOUNTING OFFICER, CHIEF ADMINISTRATIVE OFFICER direct 2004-06-01 2004-10-27
IVY INVESTMENT MANAGEMENT COMPANY EXECUTIVE VICE PRESIDENT, CHIEF ACCOUNTING OFFICER direct 2004-06-01 2005-04-28
WADDELL & REED INVESTMENT MANAGEMENT CO EXECUTIVE VICE PRESIDENT, CHIEF ACCOUNTING OFFICER, DIRECTOR direct 2004-06-01 2006-02-17
IVY INVESTMENT MANAGEMENT COMPANY EXECUTIVE VICE PRESIDENT, CHIEF ACCOUNTING OFFICER, DIRECTOR direct 2004-06-01 2006-02-17
WADDELL & REED INVESTMENT MANAGEMENT CO EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR direct 2004-06-01 2008-03-03
IVY INVESTMENT MANAGEMENT COMPANY EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR direct 2004-06-01 2008-03-03
WADDELL & REED FINANCIAL, INC. SHAREHOLDER 12/01/2002 Direct 75% or more
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SHAREHOLDER indirect 1986-05-01
IVY MANAGEMENT INC SHAREHOLDER indirect 1991-12-01
IVY INVESTMENT MANAGEMENT COMPANY SHAREHOLDER direct 2002-12-01
AUSTIN CALVERT & FLAVIN INC SHAREHOLDER indirect 1999-08-01 2009-03-26
WADDELL & REED INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1991-12-01 2011-07-05
LEGEND ADVISORY CORP INDIRECT OWNER indirect 2000-03-01 2012-10-16
SANDERS, PHILIP, JAMES PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR 08/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. DIRECTOR direct 2016-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO CHIEF INVESTMENT OFFICER direct 2010-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT & DIRECTOR direct 2010-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT direct 2010-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR direct 2010-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER direct 2016-08-01
IVY INVESTMENT MANAGEMENT COMPANY CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR direct 2010-08-01
IVY INVESTMENT MANAGEMENT COMPANY CHIEF INVESTMENT OFFICER direct 2010-08-01
IVY INVESTMENT MANAGEMENT COMPANY CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT direct 2010-08-01
IVY INVESTMENT MANAGEMENT COMPANY PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER direct 2016-08-01
BLOSS, BRENT, KYLE SENIOR VICE PRESIDENT, DIRECTOR 03/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT-FINANCE, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2007-08-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-04-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2014-04-01
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
RICHIE, JON-JASON VICE PRESIDENT, CHIEF COMPLIANCE OFFICER 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2015-07-01
WADDELL & REED INVESTMENT MANAGEMENT CO VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2015-07-01
IVY INVESTMENT MANAGEMENT COMPANY VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2015-07-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2015-07-01
SCHERMAN, DANIEL, GANTEANME SENIOR VICE PRESIDENT, CHIEF RISK OFFICER 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT & CHIEF RISK OFFICER direct 2016-07-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT & CHIEF RISK OFFICER direct 2016-07-01
CLOUSE, BENJAMIN, RUSSELL SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER 02/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VICE PRESIDENT, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2016-03-01
BUYLE, MARK, PATRICK SENIOR VICE PRESIDENT, GENERAL COUNSEL 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL direct 2000-03-01
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER direct 2000-03-01 2004-08-24
AUSTIN CALVERT & FLAVIN INC SECRETARY direct 1999-08-01 2004-10-04
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2005-10-14
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2007-07-23
WADDELL & REED, INC. SENIOR VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2009-02-23
AUSTIN CALVERT & FLAVIN INC ASSISTANT SECRETARY direct 1999-08-01 2009-03-26
Hanson, Daniel, Partner SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER direct 2019-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
WADDELL & REED SMALL COMPANY GROWTH FUND, LLC United States 805-4358625067 Other Private Fund A PRIVATE FUND THAT PROVIDES INVESTORS WITH REDEMPTION RIGHTS IN THE ORDINARY COURSE OF BUSINESS 33,101,504 2,000,000

IVY INVESTMENT MANAGEMENT COMPANY

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
SUNDEEN, JOHN, EARL EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR 06/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
IVY MANAGEMENT INC DIRECTOR AND SENIOR VICE PRESIDENT direct 2002-12-01
WADDELL & REED INVESTMENT MANAGEMENT CO EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR direct 2004-06-01
IVY INVESTMENT MANAGEMENT COMPANY EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR direct 2004-06-01
WADDELL & REED IVY INVESTMENT COMPANY DIRECTOR, SENIOR VICE PRESIDENT direct 2002-12-01 2004-03-29
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT,TREASURER, DIRECTOR, CHIEF FINANCIAL OFFICER direct 2001-12-01 2004-03-30
WADDELL & REED IVY INVESTMENT COMPANY DIRECTOR, SENIOR VICE PRESIDENT, CIEF FINANCIAL OFFICER & TREASURER direct 2002-12-01 2004-03-30
WADDELL & REED INVESTMENT MANAGEMENT CO EXECUTIVE VICE PRESIDENT,CHIEF ACCOUNTING OFFICER direct 2001-12-01 2004-06-08
WADDELL & REED INVESTMENT MANAGEMENT CO EXECUTIVE VICE PRESIDENT,CHIEF ACCOUNTING OFFICER direct 2004-06-01 2004-06-08
WADDELL & REED INVESTMENT MANAGEMENT CO EXECUTIVE VICE PRESIDENT,CHIEF ACCOUNTING OFFICER, CHIEF ADMINISTRATIVE OFFICER direct 2004-06-01 2004-10-27
IVY INVESTMENT MANAGEMENT COMPANY EXECUTIVE VICE PRESIDENT, CHIEF ACCOUNTING OFFICER direct 2004-06-01 2005-04-28
WADDELL & REED INVESTMENT MANAGEMENT CO EXECUTIVE VICE PRESIDENT, CHIEF ACCOUNTING OFFICER, DIRECTOR direct 2004-06-01 2006-02-17
IVY INVESTMENT MANAGEMENT COMPANY EXECUTIVE VICE PRESIDENT, CHIEF ACCOUNTING OFFICER, DIRECTOR direct 2004-06-01 2006-02-17
WADDELL & REED INVESTMENT MANAGEMENT CO EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR direct 2004-06-01 2008-03-03
IVY INVESTMENT MANAGEMENT COMPANY EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR direct 2004-06-01 2008-03-03
WADDELL & REED FINANCIAL, INC. SHAREHOLDER 12/01/2002 Direct 75% or more
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SHAREHOLDER indirect 1986-05-01
IVY MANAGEMENT INC SHAREHOLDER indirect 1991-12-01
IVY INVESTMENT MANAGEMENT COMPANY SHAREHOLDER direct 2002-12-01
AUSTIN CALVERT & FLAVIN INC SHAREHOLDER indirect 1999-08-01 2009-03-26
WADDELL & REED INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1991-12-01 2011-07-05
LEGEND ADVISORY CORP INDIRECT OWNER indirect 2000-03-01 2012-10-16
SANDERS, PHILIP, JAMES PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR 08/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. DIRECTOR direct 2016-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO CHIEF INVESTMENT OFFICER direct 2010-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT & DIRECTOR direct 2010-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT direct 2010-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR direct 2010-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER direct 2016-08-01
IVY INVESTMENT MANAGEMENT COMPANY CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR direct 2010-08-01
IVY INVESTMENT MANAGEMENT COMPANY CHIEF INVESTMENT OFFICER direct 2010-08-01
IVY INVESTMENT MANAGEMENT COMPANY CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT direct 2010-08-01
IVY INVESTMENT MANAGEMENT COMPANY PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER direct 2016-08-01
BLOSS, BRENT, KYLE SENIOR VICE PRESIDENT, DIRECTOR 03/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT-FINANCE, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2007-08-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-04-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2014-04-01
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
RICHIE, JON-JASON VICE PRESIDENT, CHIEF COMPLIANCE OFFICER 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2015-07-01
WADDELL & REED INVESTMENT MANAGEMENT CO VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2015-07-01
IVY INVESTMENT MANAGEMENT COMPANY VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2015-07-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2015-07-01
SCHERMAN, DANIEL, GANTEANME SENIOR VICE PRESIDENT, CHIEF RISK OFFICER 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT & CHIEF RISK OFFICER direct 2016-07-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT & CHIEF RISK OFFICER direct 2016-07-01
CLOUSE, BENJAMIN, RUSSELL SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER 02/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VICE PRESIDENT, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2016-03-01
BUYLE, MARK, PATRICK SENIOR VICE PRESIDENT AND GENERAL COUNSEL 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL direct 2000-03-01
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER direct 2000-03-01 2004-08-24
AUSTIN CALVERT & FLAVIN INC SECRETARY direct 1999-08-01 2004-10-04
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2005-10-14
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2007-07-23
WADDELL & REED, INC. SENIOR VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2009-02-23
AUSTIN CALVERT & FLAVIN INC ASSISTANT SECRETARY direct 1999-08-01 2009-03-26

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
WADDELL & REED SMALL COMPANY GROWTH FUND, LLC United States 805-4358625067 Other Private Fund A PRIVATE FUND THAT PROVIDES INVESTORS WITH REDEMPTION RIGHTS IN THE ORDINARY COURSE OF BUSINESS 33,101,504 2,000,000

IVY INVESTMENT MANAGEMENT COMPANY

ownership team - last updated 2018-10-11
Name Title Start Date Direct/Indirect % Ownership
SUNDEEN, JOHN, EARL EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR 06/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
IVY MANAGEMENT INC DIRECTOR AND SENIOR VICE PRESIDENT direct 2002-12-01
WADDELL & REED INVESTMENT MANAGEMENT CO EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR direct 2004-06-01
IVY INVESTMENT MANAGEMENT COMPANY EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR direct 2004-06-01
WADDELL & REED IVY INVESTMENT COMPANY DIRECTOR, SENIOR VICE PRESIDENT direct 2002-12-01 2004-03-29
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT,TREASURER, DIRECTOR, CHIEF FINANCIAL OFFICER direct 2001-12-01 2004-03-30
WADDELL & REED IVY INVESTMENT COMPANY DIRECTOR, SENIOR VICE PRESIDENT, CIEF FINANCIAL OFFICER & TREASURER direct 2002-12-01 2004-03-30
WADDELL & REED INVESTMENT MANAGEMENT CO EXECUTIVE VICE PRESIDENT,CHIEF ACCOUNTING OFFICER direct 2001-12-01 2004-06-08
WADDELL & REED INVESTMENT MANAGEMENT CO EXECUTIVE VICE PRESIDENT,CHIEF ACCOUNTING OFFICER direct 2004-06-01 2004-06-08
WADDELL & REED INVESTMENT MANAGEMENT CO EXECUTIVE VICE PRESIDENT,CHIEF ACCOUNTING OFFICER, CHIEF ADMINISTRATIVE OFFICER direct 2004-06-01 2004-10-27
IVY INVESTMENT MANAGEMENT COMPANY EXECUTIVE VICE PRESIDENT, CHIEF ACCOUNTING OFFICER direct 2004-06-01 2005-04-28
WADDELL & REED INVESTMENT MANAGEMENT CO EXECUTIVE VICE PRESIDENT, CHIEF ACCOUNTING OFFICER, DIRECTOR direct 2004-06-01 2006-02-17
IVY INVESTMENT MANAGEMENT COMPANY EXECUTIVE VICE PRESIDENT, CHIEF ACCOUNTING OFFICER, DIRECTOR direct 2004-06-01 2006-02-17
WADDELL & REED INVESTMENT MANAGEMENT CO EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR direct 2004-06-01 2008-03-03
IVY INVESTMENT MANAGEMENT COMPANY EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR direct 2004-06-01 2008-03-03
WADDELL & REED FINANCIAL, INC. SHAREHOLDER 12/01/2002 Direct 75% or more
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SHAREHOLDER indirect 1986-05-01
IVY MANAGEMENT INC SHAREHOLDER indirect 1991-12-01
IVY INVESTMENT MANAGEMENT COMPANY SHAREHOLDER direct 2002-12-01
AUSTIN CALVERT & FLAVIN INC SHAREHOLDER indirect 1999-08-01 2009-03-26
WADDELL & REED INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1991-12-01 2011-07-05
LEGEND ADVISORY CORP INDIRECT OWNER indirect 2000-03-01 2012-10-16
SANDERS, PHILIP, JAMES PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR 08/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. DIRECTOR direct 2016-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO CHIEF INVESTMENT OFFICER direct 2010-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT & DIRECTOR direct 2010-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT direct 2010-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR direct 2010-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER direct 2016-08-01
IVY INVESTMENT MANAGEMENT COMPANY CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR direct 2010-08-01
IVY INVESTMENT MANAGEMENT COMPANY CHIEF INVESTMENT OFFICER direct 2010-08-01
IVY INVESTMENT MANAGEMENT COMPANY CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT direct 2010-08-01
IVY INVESTMENT MANAGEMENT COMPANY PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER direct 2016-08-01
BLOSS, BRENT, KYLE SENIOR VICE PRESIDENT, DIRECTOR 03/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT-FINANCE, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2007-08-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-04-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2014-04-01
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
RICHIE, JON-JASON VICE PRESIDENT, CHIEF COMPLIANCE OFFICER 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2015-07-01
WADDELL & REED INVESTMENT MANAGEMENT CO VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2015-07-01
IVY INVESTMENT MANAGEMENT COMPANY VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2015-07-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2015-07-01
SCHERMAN, DANIEL, GANTEANME SENIOR VICE PRESIDENT, CHIEF RISK OFFICER 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT & CHIEF RISK OFFICER direct 2016-07-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT & CHIEF RISK OFFICER direct 2016-07-01
SUNDEEN, KURT, AUGUSTUS SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER 10/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER direct 2013-10-01
CLOUSE, BENJAMIN, RUSSELL SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER 02/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VICE PRESIDENT, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2016-03-01
BUYLE, MARK, PATRICK SENIOR VICE PRESIDENT AND GENERAL COUNSEL 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL direct 2000-03-01
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER direct 2000-03-01 2004-08-24
AUSTIN CALVERT & FLAVIN INC SECRETARY direct 1999-08-01 2004-10-04
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2005-10-14
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2007-07-23
WADDELL & REED, INC. SENIOR VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2009-02-23
AUSTIN CALVERT & FLAVIN INC ASSISTANT SECRETARY direct 1999-08-01 2009-03-26

IVY INVESTMENT MANAGEMENT COMPANY

ownership team - last updated 2017-03-31
Name Title Start Date Direct/Indirect % Ownership
BUTCH, THOMAS, WILLIAM SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER 12/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER direct 2002-12-01
IVY MANAGEMENT INC DIRECTOR, SVP AND CHIEF MARKETING OFFICER direct 2002-12-01
WADDELL & REED, INC. CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, DIRECTOR, PRESIDENT direct 2005-03-01
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER direct 2006-02-01
LEGEND ADVISORY CORP DIRECTOR direct 2002-01-01 2003-01-14
WADDELL & REED, INC. EXECUTIVE VICE PRESIDENT, CHIEF MARKETING OFFICER direct 1999-11-01 2005-01-04
WADDELL & REED, INC. PRESIDENT, CHIEF MARKETING OFFICER, CHAIRMAN OF THE BOARD OF DIRECTORS direct 2005-03-01 2007-07-23
WADDELL & REED, INC. PRESIDENT, CHIEF MARKETING OFFICER, CHAIRMAN OF THE BOARD, DIRECTOR direct 2005-03-01 2008-03-24
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT direct 2006-02-01 2010-09-20
WADDELL & REED, INC. PRESIDENT, CHAIRMAN OF THE BOARD, DIRECTOR direct 2005-03-01 2014-08-18
IVY INVESTMENT MANAGEMENT COMPANY DIRECTOR, SENIOR VICE PRESIDENT & CHIEF MARKETING OFFICER direct 2002-12-01 2016-04-25
WADDELL & REED, INC. CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, DIRECTOR direct 2005-03-01 2017-03-28
SUNDEEN, JOHN, EARL EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR 06/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
IVY MANAGEMENT INC DIRECTOR AND SENIOR VICE PRESIDENT direct 2002-12-01
WADDELL & REED INVESTMENT MANAGEMENT CO EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR direct 2004-06-01
IVY INVESTMENT MANAGEMENT COMPANY EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR direct 2004-06-01
WADDELL & REED IVY INVESTMENT COMPANY DIRECTOR, SENIOR VICE PRESIDENT direct 2002-12-01 2004-03-29
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT,TREASURER, DIRECTOR, CHIEF FINANCIAL OFFICER direct 2001-12-01 2004-03-30
WADDELL & REED IVY INVESTMENT COMPANY DIRECTOR, SENIOR VICE PRESIDENT, CIEF FINANCIAL OFFICER & TREASURER direct 2002-12-01 2004-03-30
WADDELL & REED INVESTMENT MANAGEMENT CO EXECUTIVE VICE PRESIDENT,CHIEF ACCOUNTING OFFICER direct 2001-12-01 2004-06-08
WADDELL & REED INVESTMENT MANAGEMENT CO EXECUTIVE VICE PRESIDENT,CHIEF ACCOUNTING OFFICER direct 2004-06-01 2004-06-08
WADDELL & REED INVESTMENT MANAGEMENT CO EXECUTIVE VICE PRESIDENT,CHIEF ACCOUNTING OFFICER, CHIEF ADMINISTRATIVE OFFICER direct 2004-06-01 2004-10-27
IVY INVESTMENT MANAGEMENT COMPANY EXECUTIVE VICE PRESIDENT, CHIEF ACCOUNTING OFFICER direct 2004-06-01 2005-04-28
WADDELL & REED INVESTMENT MANAGEMENT CO EXECUTIVE VICE PRESIDENT, CHIEF ACCOUNTING OFFICER, DIRECTOR direct 2004-06-01 2006-02-17
IVY INVESTMENT MANAGEMENT COMPANY EXECUTIVE VICE PRESIDENT, CHIEF ACCOUNTING OFFICER, DIRECTOR direct 2004-06-01 2006-02-17
WADDELL & REED INVESTMENT MANAGEMENT CO EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR direct 2004-06-01 2008-03-03
IVY INVESTMENT MANAGEMENT COMPANY EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR direct 2004-06-01 2008-03-03
HILLS, WENDY, JACQUELINE GENERAL COUNSEL & SENIOR VICE PRESIDENT 02/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT, SECRETARY & ASSOCIATE GENERAL COUNSEL direct 2006-02-01
WADDELL & REED INVESTMENT MANAGEMENT CO VICE PRESIDENT, SECRETARY, ASSOCIATE GENERAL COUNSEL direct 2006-02-01
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT, SECRETARY & GENERAL COUNSEL direct 2014-02-01
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT & GENERAL COUNSEL direct 2014-02-01
AUSTIN CALVERT & FLAVIN INC SECRETARY direct 2004-10-01
IVY MANAGEMENT INC SECRETARY direct 2002-12-01
IVY INVESTMENT MANAGEMENT COMPANY SECRETARY, ASSOCIATE GENERAL COUNSEL AND VICE PRESIDENT direct 2002-12-01
IVY INVESTMENT MANAGEMENT COMPANY SECRETARY, ASSOCIATE GENERAL COUNSEL & SENIOR VICE PRESIDENT direct 2002-12-01
WADDELL & REED IVY INVESTMENT COMPANY SECRETARY direct 2002-12-01
IVY INVESTMENT MANAGEMENT COMPANY SECRETARY, GENERAL COUNSEL & SENIOR VICE PRESIDENT direct 2014-02-01
IVY INVESTMENT MANAGEMENT COMPANY GENERAL COUNSEL & SENIOR VICE PRESIDENT direct 2014-02-01
WADDELL & REED FINANCIAL, INC. SHAREHOLDER 12/01/2002 Direct 75% or more
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SHAREHOLDER indirect 1986-05-01
IVY MANAGEMENT INC SHAREHOLDER indirect 1991-12-01
IVY INVESTMENT MANAGEMENT COMPANY SHAREHOLDER direct 2002-12-01
AUSTIN CALVERT & FLAVIN INC SHAREHOLDER indirect 1999-08-01 2009-03-26
WADDELL & REED INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1991-12-01 2011-07-05
LEGEND ADVISORY CORP INDIRECT OWNER indirect 2000-03-01 2012-10-16
SANDERS, PHILIP, JAMES PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER 08/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. DIRECTOR direct 2016-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO CHIEF INVESTMENT OFFICER direct 2010-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT & DIRECTOR direct 2010-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT direct 2010-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR direct 2010-08-01
WADDELL & REED INVESTMENT MANAGEMENT CO PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER direct 2016-08-01
IVY INVESTMENT MANAGEMENT COMPANY CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR direct 2010-08-01
IVY INVESTMENT MANAGEMENT COMPANY CHIEF INVESTMENT OFFICER direct 2010-08-01
IVY INVESTMENT MANAGEMENT COMPANY CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT direct 2010-08-01
IVY INVESTMENT MANAGEMENT COMPANY PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER direct 2016-08-01
BLOSS, BRENT, KYLE SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR 03/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT-FINANCE, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2007-08-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-04-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2014-04-01
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
RICHIE, JON-JASON VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2015-07-01
WADDELL & REED INVESTMENT MANAGEMENT CO VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2015-07-01
IVY INVESTMENT MANAGEMENT COMPANY VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2015-07-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2015-07-01
SCHERMAN, DANIEL, GANTEANME SENIOR VICE PRESIDENT & CHIEF RISK OFFICER 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT & CHIEF RISK OFFICER direct 2016-07-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT & CHIEF RISK OFFICER direct 2016-07-01

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