JACKSON NATIONAL ASSET MANAGEMENT LLC

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Jackson National Asset Management is based out of Chicago. Jackson National Asset Management is a large advisory firm with 131 clients and discretionary assets under management (AUM) of $285,369,909,103 (Form ADV from 2022-03-30).

Global (ex. US) Holdings

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Stale Holdings (no activity in past 21-months or sold out)

Source: Refinitiv. Stale holdings data removed after 21-months of inactivity.

View Last Form Adv Compilation Report on Record

JACKSON NATIONAL ASSET MANAGEMENT, LLC
1 CORPORATE WAY
LANSING MI    48951
Country: United States

Business Phone: 517-381-5500
Fax: 517-367-4948
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: MI
Number of employees: 170
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 131
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.D (2),11.D (4)
Data above was derived from SEC filings.

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JACKSON NATIONAL ASSET MANAGEMENT, LLC

ownership team - last updated 2022-03-30
Name Title Start Date Direct/Indirect % Ownership
MYERS, PAUL, CHADWICK MANAGING BOARD MEMBER & CHAIRMAN 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
PPM AMERICA, INC. CO-CHAIRMAN OF THE BOARD, DIRECTOR direct 2015-06-01
PPM AMERICA, INC. DIRECTOR direct 2015-06-01
PPM AMERICA, INC. CHAIRMAN OF THE BOARD, DIRECTOR direct 2015-06-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER & CHAIRMAN direct 2015-05-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER direct 2015-05-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHAIRMAN direct 2015-11-01
CURIAN CAPITAL, LLC MEMBER BOARD OF MANAGERS direct 2011-02-01
CURIAN CAPITAL, LLC MEMBER BOARD OF MANAGERS direct 2015-05-01
JACKSON INVESTMENT MANAGEMENT, LLC MEMBER BOARD OF MANAGERS direct 2011-01-01
NERUD, MARK, DANIEL PRESIDENT & CHIEF EXECUTIVE OFFICER; MANAGING BOARD MEMBER 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC PRESIDENT & CHIEF EXECUTIVE OFFICER; MANAGING BOARD MEMBER direct 2007-01-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC CFO AND MANAGING BOARD MEMBER direct 2000-11-01 2003-01-24
NATIONAL PLANNING CORPORATION VICE PRESIDENT direct 1998-05-01 2003-06-11
JACKSON NATIONAL ASSET MANAGEMENT, LLC CFO direct 2000-11-01 2006-03-29
JACKSON NATIONAL ASSET MANAGEMENT, LLC PRESIDENT AND MANAGING BOARD MEMBER direct 2007-01-01 2010-05-19
CURIAN CAPITAL, LLC MEMBER BOARD OF MANAGERS direct 2011-02-01 2015-03-31
JACKSON NATIONAL ASSET MANAGEMENT, LLC PRESIDENT direct 2007-01-01 2015-12-23
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2010-01-01 2015-12-23
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER direct 2015-05-01 2015-12-23
REED, ALISON, RUSS MANAGING BOARD MEMBER 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SII INVESTMENTS, INC. NPH VP DUE DILIGENCE direct 2006-12-01
SII INVESTMENTS, INC. DIRECTOR direct 2016-06-01
IFC HOLDINGS, INC. NPH VP, DUE DILIGENCE direct 2006-12-01
IFC HOLDINGS, INC. DIRECTOR direct 2016-06-01
INVESTMENT CENTERS OF AMERICA, INC. NPH VP DUE DILIGENCE direct 2006-12-01
INVESTMENT CENTERS OF AMERICA, INC. DIRECTOR direct 2016-06-01
NATIONAL PLANNING CORPORATION NPH VP, DUE DILIGENCE direct 2006-12-01
NATIONAL PLANNING CORPORATION DIRECTOR direct 2016-06-01
PPM AMERICA, INC. DIRECTOR direct 2016-07-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER direct 2016-06-01
JACKSON NATIONAL LIFE INSURANCE COMPANY SOLE MEMBER 11/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC SOLE MEMBER direct 2000-11-01
CURIAN CAPITAL, LLC SOLE MEMBER direct 2001-12-01
COMPASS FINANCIAL ADVISORS LLC PARTNER indirect 2000-06-01 2010-05-04
RHEE, SUSAN, SOON SECRETARY, SVP & GENERAL COUNSEL 11/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC SECRETARY, SVP & GENERAL COUNSEL direct 2000-11-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC SECRETARY & COMPLIANCE OFFICER direct 2000-11-01 2004-03-31
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHIEF LEGAL OFFICER direct 2004-07-01 2009-04-16
JACKSON NATIONAL ASSET MANAGEMENT, LLC SECRETARY direct 2000-11-01 2015-12-23
JACKSON NATIONAL ASSET MANAGEMENT, LLC SVP & GENERAL COUNSEL direct 2010-01-01 2015-12-23
HARDING, WILLIAM, PETER SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER direct 2014-07-01
KOORS, DANIEL, WILLIAM CHIEF OPERATING OFFICER & SENIOR VICE PRESIDENT 04/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2007-01-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2007-01-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC SENIOR VICE PRESIDENT direct 2009-01-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2011-04-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHIEF OPERATING OFFICER & SENIOR VICE PRESIDENT direct 2011-04-01
BJORNSON, ERIC, ADAM SENIOR VICE PRESIDENT, OPERATIONS 03/01/2022 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC ASSISTANT VICE PRESIDENT - OPERATIONS direct 2009-12-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC VICE PRESIDENT - OPERATIONS direct 2014-07-01
CHILDS, GARETT, JAMES VICE PRESIDENT & CHIEF FINANCIAL OFFICER 08/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC ASSISTANT VICE PRESIDENT direct 2013-12-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC ASSISTANT VICE PRESIDENT & CHIEF RISK OFFICER direct 2013-12-01
COSTELLO, MICHAEL, ALAN MANAGING BOARD MEMBER 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SII INVESTMENTS, INC. DIRECTOR direct 2015-05-01
IFC HOLDINGS, INC. DIRECTOR direct 2015-05-01
INVESTMENT CENTERS OF AMERICA, INC. DIRECTOR direct 2015-05-01
NATIONAL PLANNING CORPORATION DIRECTOR direct 2015-05-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER direct 2016-06-01
CURIAN CAPITAL, LLC MEMBER BOARD OF MANAGERS direct 2014-02-01
RICHARDSON, KRISTAN, LEE ASSISTANT SECRETARY 12/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC ASSISTANT SECRETARY direct 2014-12-01
Harris, Bradley, Olan MANAGING BOARD MEMBER 12/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SII INVESTMENTS, INC. DIRECTOR direct 2017-02-01
IFC HOLDINGS, INC. DIRECTOR direct 2017-02-01
INVESTMENT CENTERS OF AMERICA, INC. DIRECTOR direct 2017-02-01
NATIONAL PLANNING CORPORATION DIRECTOR direct 2017-02-01
PPM AMERICA, INC. DIRECTOR direct 2015-12-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER direct 2015-12-01
CURIAN CAPITAL, LLC MEMBER BOARD OF MANAGERS direct 2016-02-01
GORMAN, RICHARD, JOSEPH CHIEF COMPLIANCE OFFICER & SENIOR VICE PRESIDENT 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
HEITMAN CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL direct 2018-02-01
HEITMAN INTERNATIONAL LLC CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL direct 2018-02-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL direct 2018-02-01
HEITMAN REAL ESTATE SECURITIES LLC CHIEF COMPLIANCE OFFICER AND DEPUTY COMPLIANCE OFFICER direct 2018-02-01
HEITMAN INTERNATIONAL HK LIMITED CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL direct 2018-02-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL direct 2018-02-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL direct 2018-02-01
JACKSON HOLDINGS LLC SOLE SHAREHOLDER BROOKE LIFE INSURANCE COMPANY 07/01/1987 Indirect 75% or more
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC SOLE SHAREHOLDER indirect 1987-07-01
PPM AMERICA, INC. SOLE SHAREHOLDER indirect 2006-03-01
INVESTMENT CENTERS OF AMERICA, INC. SHAREHOLDER indirect 2006-04-01
NATIONAL PLANNING CORPORATION SHAREHOLDER indirect 2006-04-01
IFC HOLDINGS, INC. SHAREHOLDER indirect 2006-04-01
CURIAN CAPITAL, LLC SOLE SHARE HOLDER OF COMON STOCK OF BROOKE HOLDINGS, INC. indirect 2006-04-01
SII INVESTMENTS, INC. SHAREHOLDER indirect 2006-04-01
JACKSON INVESTMENT MANAGEMENT, LLC SOLE MEMBER direct 2008-06-01
SII INVESTMENTS, INC. SHAREHOLDER indirect 1998-02-01 2004-06-16
SII INVESTMENTS, INC. SHAREHOLDER indirect 1998-02-01 2005-04-07
IFC HOLDINGS, INC. SHAREHOLDER indirect 1998-07-01 2008-01-24
INVESTMENT CENTERS OF AMERICA, INC. SHAREHOLDER indirect 2006-04-01 2010-03-31
SII INVESTMENTS, INC. SHAREHOLDER indirect 2006-04-01 2010-03-31
JACKSON INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER OF COMMON STOCK OF BROOKE HOLDINGS INC indirect 2006-04-01 2011-03-21
BROOKE LIFE INSURANCE COMPANY SOLE SHAREHOLDER JACKSON NATIONAL LIFE INSURANCE COMPANY 08/01/1987 Indirect 75% or more
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC SOLE SHAREHOLDER indirect 1987-08-01
CURIAN CAPITAL, LLC SOLE SHAREHOLDER indirect 1995-06-01
CURIAN CAPITAL, LLC SOLE SHAREHOLDER indirect 1987-08-01 2006-01-05
JACKSON INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 1995-06-01 2011-03-21
JACKSON FINANCIAL INC. SOLE SHAREHOLDER JACKSON HOLDINGS LLC 12/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NATIONAL PLANNING CORPORATION SHAREHOLDER indirect 2006-04-01
JACKSON INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2006-04-01
JACKSON INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2006-04-01
CURIAN CAPITAL, LLC SHAREHOLDER indirect 2006-04-01
CURIAN CAPITAL, LLC SHAREHOLDER indirect 2006-04-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2011-06-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-03-01
PPM AMERICA, INC. SOLE SHAREHOLDER indirect 2011-08-01
PPM AMERICA, INC. 99% PARTNER indirect 2006-03-01
NATIONAL PLANNING CORPORATION SHAREHOLDER indirect 2006-04-01
SII INVESTMENTS, INC. SHAREHOLDER indirect 2006-04-01
INVESTMENT CENTERS OF AMERICA, INC. SHAREHOLDER indirect 2006-04-01
INVESTMENT CENTERS OF AMERICA, INC. SHAREHOLDER indirect 2006-04-01
INVESTMENT CENTERS OF AMERICA, INC. SHAREHOLDER indirect 2006-04-01
IFC HOLDINGS, INC. SHAREHOLDER indirect 2015-12-01
IFC HOLDINGS, INC. SHAREHOLDER indirect 2006-04-01
IFC HOLDINGS, INC. SHAREHOLDER indirect 2006-04-01
SII INVESTMENTS, INC. SHAREHOLDER indirect 2006-04-01
SII INVESTMENTS, INC. SHAREHOLDER indirect 2006-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
JNL MULTI-MANAGER ALTERNATIVE FUND (BOSTON PARTNERS) LTD. Cayman Islands 805-6920820904 Other Private Fund THE FUND INVESTS PRIMARILY IN COMMODITY-RELATED INSTRUMENTS. 0 0

JACKSON NATIONAL ASSET MANAGEMENT, LLC

ownership team - last updated 2021-10-14
Name Title Start Date Direct/Indirect % Ownership
MYERS, PAUL, CHADWICK MANAGING BOARD MEMBER & CHAIRMAN 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
PPM AMERICA, INC. CO-CHAIRMAN OF THE BOARD, DIRECTOR direct 2015-06-01
PPM AMERICA, INC. DIRECTOR direct 2015-06-01
PPM AMERICA, INC. CHAIRMAN OF THE BOARD, DIRECTOR direct 2015-06-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER & CHAIRMAN direct 2015-05-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER direct 2015-05-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHAIRMAN direct 2015-11-01
CURIAN CAPITAL, LLC MEMBER BOARD OF MANAGERS direct 2011-02-01
CURIAN CAPITAL, LLC MEMBER BOARD OF MANAGERS direct 2015-05-01
JACKSON INVESTMENT MANAGEMENT, LLC MEMBER BOARD OF MANAGERS direct 2011-01-01
NERUD, MARK, DANIEL PRESIDENT & CHIEF EXECUTIVE OFFICER; MANAGING BOARD MEMBER 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC PRESIDENT & CHIEF EXECUTIVE OFFICER; MANAGING BOARD MEMBER direct 2007-01-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC CFO AND MANAGING BOARD MEMBER direct 2000-11-01 2003-01-24
NATIONAL PLANNING CORPORATION VICE PRESIDENT direct 1998-05-01 2003-06-11
JACKSON NATIONAL ASSET MANAGEMENT, LLC CFO direct 2000-11-01 2006-03-29
JACKSON NATIONAL ASSET MANAGEMENT, LLC PRESIDENT AND MANAGING BOARD MEMBER direct 2007-01-01 2010-05-19
CURIAN CAPITAL, LLC MEMBER BOARD OF MANAGERS direct 2011-02-01 2015-03-31
JACKSON NATIONAL ASSET MANAGEMENT, LLC PRESIDENT direct 2007-01-01 2015-12-23
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2010-01-01 2015-12-23
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER direct 2015-05-01 2015-12-23
REED, ALISON, RUSS MANAGING BOARD MEMBER 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SII INVESTMENTS, INC. NPH VP DUE DILIGENCE direct 2006-12-01
SII INVESTMENTS, INC. DIRECTOR direct 2016-06-01
IFC HOLDINGS, INC. NPH VP, DUE DILIGENCE direct 2006-12-01
IFC HOLDINGS, INC. DIRECTOR direct 2016-06-01
INVESTMENT CENTERS OF AMERICA, INC. NPH VP DUE DILIGENCE direct 2006-12-01
INVESTMENT CENTERS OF AMERICA, INC. DIRECTOR direct 2016-06-01
NATIONAL PLANNING CORPORATION NPH VP, DUE DILIGENCE direct 2006-12-01
NATIONAL PLANNING CORPORATION DIRECTOR direct 2016-06-01
PPM AMERICA, INC. DIRECTOR direct 2016-07-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER direct 2016-06-01
JACKSON NATIONAL LIFE INSURANCE COMPANY SOLE MEMBER 11/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC SOLE MEMBER direct 2000-11-01
CURIAN CAPITAL, LLC SOLE MEMBER direct 2001-12-01
COMPASS FINANCIAL ADVISORS LLC PARTNER indirect 2000-06-01 2010-05-04
RHEE, SUSAN, SOON SECRETARY, SVP & GENERAL COUNSEL 11/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC SECRETARY, SVP & GENERAL COUNSEL direct 2000-11-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC SECRETARY & COMPLIANCE OFFICER direct 2000-11-01 2004-03-31
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHIEF LEGAL OFFICER direct 2004-07-01 2009-04-16
JACKSON NATIONAL ASSET MANAGEMENT, LLC SECRETARY direct 2000-11-01 2015-12-23
JACKSON NATIONAL ASSET MANAGEMENT, LLC SVP & GENERAL COUNSEL direct 2010-01-01 2015-12-23
HARDING, WILLIAM, PETER SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER direct 2014-07-01
KOORS, DANIEL, WILLIAM CHIEF OPERATING OFFICER & SENIOR VICE PRESIDENT 04/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2007-01-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2007-01-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC SENIOR VICE PRESIDENT direct 2009-01-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2011-04-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHIEF OPERATING OFFICER & SENIOR VICE PRESIDENT direct 2011-04-01
CHILDS, GARETT, JAMES VICE PRESIDENT & CHIEF FINANCIAL OFFICER 08/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC ASSISTANT VICE PRESIDENT direct 2013-12-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC ASSISTANT VICE PRESIDENT & CHIEF RISK OFFICER direct 2013-12-01
COSTELLO, MICHAEL, ALAN MANAGING BOARD MEMBER 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SII INVESTMENTS, INC. DIRECTOR direct 2015-05-01
IFC HOLDINGS, INC. DIRECTOR direct 2015-05-01
INVESTMENT CENTERS OF AMERICA, INC. DIRECTOR direct 2015-05-01
NATIONAL PLANNING CORPORATION DIRECTOR direct 2015-05-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER direct 2016-06-01
CURIAN CAPITAL, LLC MEMBER BOARD OF MANAGERS direct 2014-02-01
RICHARDSON, KRISTAN, LEE ASSISTANT SECRETARY 12/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC ASSISTANT SECRETARY direct 2014-12-01
Harris, Bradley, Olan MANAGING BOARD MEMBER 12/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SII INVESTMENTS, INC. DIRECTOR direct 2017-02-01
IFC HOLDINGS, INC. DIRECTOR direct 2017-02-01
INVESTMENT CENTERS OF AMERICA, INC. DIRECTOR direct 2017-02-01
NATIONAL PLANNING CORPORATION DIRECTOR direct 2017-02-01
PPM AMERICA, INC. DIRECTOR direct 2015-12-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER direct 2015-12-01
CURIAN CAPITAL, LLC MEMBER BOARD OF MANAGERS direct 2016-02-01
GORMAN, RICHARD, JOSEPH CHIEF COMPLIANCE OFFICER & SENIOR VICE PRESIDENT 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
HEITMAN CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL direct 2018-02-01
HEITMAN INTERNATIONAL LLC CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL direct 2018-02-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL direct 2018-02-01
HEITMAN REAL ESTATE SECURITIES LLC CHIEF COMPLIANCE OFFICER AND DEPUTY COMPLIANCE OFFICER direct 2018-02-01
HEITMAN INTERNATIONAL HK LIMITED CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL direct 2018-02-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL direct 2018-02-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL direct 2018-02-01
JACKSON HOLDINGS LLC SOLE SHAREHOLDER BROOKE LIFE INSURANCE COMPANY 07/01/1987 Indirect 75% or more
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC SOLE SHAREHOLDER indirect 1987-07-01
PPM AMERICA, INC. SOLE SHAREHOLDER indirect 2006-03-01
INVESTMENT CENTERS OF AMERICA, INC. SHAREHOLDER indirect 2006-04-01
NATIONAL PLANNING CORPORATION SHAREHOLDER indirect 2006-04-01
IFC HOLDINGS, INC. SHAREHOLDER indirect 2006-04-01
CURIAN CAPITAL, LLC SOLE SHARE HOLDER OF COMON STOCK OF BROOKE HOLDINGS, INC. indirect 2006-04-01
SII INVESTMENTS, INC. SHAREHOLDER indirect 2006-04-01
JACKSON INVESTMENT MANAGEMENT, LLC SOLE MEMBER direct 2008-06-01
SII INVESTMENTS, INC. SHAREHOLDER indirect 1998-02-01 2004-06-16
SII INVESTMENTS, INC. SHAREHOLDER indirect 1998-02-01 2005-04-07
IFC HOLDINGS, INC. SHAREHOLDER indirect 1998-07-01 2008-01-24
INVESTMENT CENTERS OF AMERICA, INC. SHAREHOLDER indirect 2006-04-01 2010-03-31
SII INVESTMENTS, INC. SHAREHOLDER indirect 2006-04-01 2010-03-31
JACKSON INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER OF COMMON STOCK OF BROOKE HOLDINGS INC indirect 2006-04-01 2011-03-21
BROOKE LIFE INSURANCE COMPANY SOLE SHAREHOLDER JACKSON NATIONAL LIFE INSURANCE COMPANY 08/01/1987 Indirect 75% or more
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC SOLE SHAREHOLDER indirect 1987-08-01
CURIAN CAPITAL, LLC SOLE SHAREHOLDER indirect 1995-06-01
CURIAN CAPITAL, LLC SOLE SHAREHOLDER indirect 1987-08-01 2006-01-05
JACKSON INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 1995-06-01 2011-03-21
JACKSON FINANCIAL INC. SOLE SHAREHOLDER JACKSON HOLDINGS LLC 12/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NATIONAL PLANNING CORPORATION SHAREHOLDER indirect 2006-04-01
JACKSON INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2006-04-01
JACKSON INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2006-04-01
CURIAN CAPITAL, LLC SHAREHOLDER indirect 2006-04-01
CURIAN CAPITAL, LLC SHAREHOLDER indirect 2006-04-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2011-06-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-03-01
PPM AMERICA, INC. SOLE SHAREHOLDER indirect 2011-08-01
PPM AMERICA, INC. 99% PARTNER indirect 2006-03-01
NATIONAL PLANNING CORPORATION SHAREHOLDER indirect 2006-04-01
SII INVESTMENTS, INC. SHAREHOLDER indirect 2006-04-01
INVESTMENT CENTERS OF AMERICA, INC. SHAREHOLDER indirect 2006-04-01
INVESTMENT CENTERS OF AMERICA, INC. SHAREHOLDER indirect 2006-04-01
INVESTMENT CENTERS OF AMERICA, INC. SHAREHOLDER indirect 2006-04-01
IFC HOLDINGS, INC. SHAREHOLDER indirect 2015-12-01
IFC HOLDINGS, INC. SHAREHOLDER indirect 2006-04-01
IFC HOLDINGS, INC. SHAREHOLDER indirect 2006-04-01
SII INVESTMENTS, INC. SHAREHOLDER indirect 2006-04-01
SII INVESTMENTS, INC. SHAREHOLDER indirect 2006-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
JNL MULTI-MANAGER ALTERNATIVE FUND (BOSTON PARTNERS) LTD. Cayman Islands 805-6920820904 Other Private Fund THE FUND INVESTS PRIMARILY IN COMMODITY-RELATED INSTRUMENTS. 0 0

JACKSON NATIONAL ASSET MANAGEMENT, LLC

ownership team - last updated 2021-03-30
Name Title Start Date Direct/Indirect % Ownership
MYERS, PAUL, CHADWICK MANAGING BOARD MEMBER & CHAIRMAN 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
PPM AMERICA, INC. CO-CHAIRMAN OF THE BOARD, DIRECTOR direct 2015-06-01
PPM AMERICA, INC. DIRECTOR direct 2015-06-01
PPM AMERICA, INC. CHAIRMAN OF THE BOARD, DIRECTOR direct 2015-06-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER & CHAIRMAN direct 2015-05-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER direct 2015-05-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHAIRMAN direct 2015-11-01
CURIAN CAPITAL, LLC MEMBER BOARD OF MANAGERS direct 2011-02-01
CURIAN CAPITAL, LLC MEMBER BOARD OF MANAGERS direct 2015-05-01
JACKSON INVESTMENT MANAGEMENT, LLC MEMBER BOARD OF MANAGERS direct 2011-01-01
GORMAN, RICHARD, JOSEPH CHIEF COMPLIANCE OFFICER & SENIOR VICE PRESIDENT 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
HEITMAN CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL direct 2018-02-01
HEITMAN INTERNATIONAL LLC CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL direct 2018-02-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL direct 2018-02-01
HEITMAN REAL ESTATE SECURITIES LLC CHIEF COMPLIANCE OFFICER AND DEPUTY COMPLIANCE OFFICER direct 2018-02-01
HEITMAN INTERNATIONAL HK LIMITED CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL direct 2018-02-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL direct 2018-02-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL direct 2018-02-01
Harris, Bradley, Olan MANAGING BOARD MEMBER 12/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SII INVESTMENTS, INC. DIRECTOR direct 2017-02-01
IFC HOLDINGS, INC. DIRECTOR direct 2017-02-01
INVESTMENT CENTERS OF AMERICA, INC. DIRECTOR direct 2017-02-01
NATIONAL PLANNING CORPORATION DIRECTOR direct 2017-02-01
PPM AMERICA, INC. DIRECTOR direct 2015-12-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER direct 2015-12-01
CURIAN CAPITAL, LLC MEMBER BOARD OF MANAGERS direct 2016-02-01
RICHARDSON, KRISTAN, LEE ASSISTANT SECRETARY 12/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC ASSISTANT SECRETARY direct 2014-12-01
COSTELLO, MICHAEL, ALAN MANAGING BOARD MEMBER 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SII INVESTMENTS, INC. DIRECTOR direct 2015-05-01
IFC HOLDINGS, INC. DIRECTOR direct 2015-05-01
INVESTMENT CENTERS OF AMERICA, INC. DIRECTOR direct 2015-05-01
NATIONAL PLANNING CORPORATION DIRECTOR direct 2015-05-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER direct 2016-06-01
CURIAN CAPITAL, LLC MEMBER BOARD OF MANAGERS direct 2014-02-01
CHILDS, GARETT, JAMES ASSISTANT VICE PRESIDENT & CHIEF RISK OFFICER 12/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC ASSISTANT VICE PRESIDENT direct 2013-12-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC ASSISTANT VICE PRESIDENT & CHIEF RISK OFFICER direct 2013-12-01
KOORS, DANIEL, WILLIAM CHIEF OPERATING OFFICER & SENIOR VICE PRESIDENT 04/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2007-01-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2007-01-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC SENIOR VICE PRESIDENT direct 2009-01-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2011-04-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHIEF OPERATING OFFICER & SENIOR VICE PRESIDENT direct 2011-04-01
HARDING, WILLIAM, PETER SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER direct 2014-07-01
RHEE, SUSAN, SOON SECRETARY, SVP & GENERAL COUNSEL 11/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC SECRETARY, SVP & GENERAL COUNSEL direct 2000-11-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC SECRETARY & COMPLIANCE OFFICER direct 2000-11-01 2004-03-31
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHIEF LEGAL OFFICER direct 2004-07-01 2009-04-16
JACKSON NATIONAL ASSET MANAGEMENT, LLC SECRETARY direct 2000-11-01 2015-12-23
JACKSON NATIONAL ASSET MANAGEMENT, LLC SVP & GENERAL COUNSEL direct 2010-01-01 2015-12-23
JACKSON NATIONAL LIFE INSURANCE COMPANY SOLE MEMBER 11/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC SOLE MEMBER direct 2000-11-01
CURIAN CAPITAL, LLC SOLE MEMBER direct 2001-12-01
COMPASS FINANCIAL ADVISORS LLC PARTNER indirect 2000-06-01 2010-05-04
REED, ALISON, RUSS MANAGING BOARD MEMBER 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SII INVESTMENTS, INC. NPH VP DUE DILIGENCE direct 2006-12-01
SII INVESTMENTS, INC. DIRECTOR direct 2016-06-01
IFC HOLDINGS, INC. NPH VP, DUE DILIGENCE direct 2006-12-01
IFC HOLDINGS, INC. DIRECTOR direct 2016-06-01
INVESTMENT CENTERS OF AMERICA, INC. NPH VP DUE DILIGENCE direct 2006-12-01
INVESTMENT CENTERS OF AMERICA, INC. DIRECTOR direct 2016-06-01
NATIONAL PLANNING CORPORATION NPH VP, DUE DILIGENCE direct 2006-12-01
NATIONAL PLANNING CORPORATION DIRECTOR direct 2016-06-01
PPM AMERICA, INC. DIRECTOR direct 2016-07-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER direct 2016-06-01
NERUD, MARK, DANIEL PRESIDENT & CHIEF EXECUTIVE OFFICER; MANAGING BOARD MEMBER 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC PRESIDENT & CHIEF EXECUTIVE OFFICER; MANAGING BOARD MEMBER direct 2007-01-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC CFO AND MANAGING BOARD MEMBER direct 2000-11-01 2003-01-24
NATIONAL PLANNING CORPORATION VICE PRESIDENT direct 1998-05-01 2003-06-11
JACKSON NATIONAL ASSET MANAGEMENT, LLC CFO direct 2000-11-01 2006-03-29
JACKSON NATIONAL ASSET MANAGEMENT, LLC PRESIDENT AND MANAGING BOARD MEMBER direct 2007-01-01 2010-05-19
CURIAN CAPITAL, LLC MEMBER BOARD OF MANAGERS direct 2011-02-01 2015-03-31
JACKSON NATIONAL ASSET MANAGEMENT, LLC PRESIDENT direct 2007-01-01 2015-12-23
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2010-01-01 2015-12-23
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER direct 2015-05-01 2015-12-23
BROOKE LIFE INSURANCE COMPANY SOLE SHAREHOLDER JACKSON NATIONAL LIFE INSURANCE COMPANY 08/01/1987 Indirect 75% or more
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC SOLE SHAREHOLDER indirect 1987-08-01
CURIAN CAPITAL, LLC SOLE SHAREHOLDER indirect 1995-06-01
CURIAN CAPITAL, LLC SOLE SHAREHOLDER indirect 1987-08-01 2006-01-05
JACKSON INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 1995-06-01 2011-03-21
JACKSON HOLDINGS LLC SOLE SHAREHOLDER BROOKE LIFE INSURANCE COMPANY 07/01/1987 Indirect 75% or more
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC SOLE SHAREHOLDER indirect 1987-07-01
PPM AMERICA, INC. SOLE SHAREHOLDER indirect 2006-03-01
INVESTMENT CENTERS OF AMERICA, INC. SHAREHOLDER indirect 2006-04-01
NATIONAL PLANNING CORPORATION SHAREHOLDER indirect 2006-04-01
IFC HOLDINGS, INC. SHAREHOLDER indirect 2006-04-01
CURIAN CAPITAL, LLC SOLE SHARE HOLDER OF COMON STOCK OF BROOKE HOLDINGS, INC. indirect 2006-04-01
SII INVESTMENTS, INC. SHAREHOLDER indirect 2006-04-01
JACKSON INVESTMENT MANAGEMENT, LLC SOLE MEMBER direct 2008-06-01
SII INVESTMENTS, INC. SHAREHOLDER indirect 1998-02-01 2004-06-16
SII INVESTMENTS, INC. SHAREHOLDER indirect 1998-02-01 2005-04-07
IFC HOLDINGS, INC. SHAREHOLDER indirect 1998-07-01 2008-01-24
INVESTMENT CENTERS OF AMERICA, INC. SHAREHOLDER indirect 2006-04-01 2010-03-31
SII INVESTMENTS, INC. SHAREHOLDER indirect 2006-04-01 2010-03-31
JACKSON INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER OF COMMON STOCK OF BROOKE HOLDINGS INC indirect 2006-04-01 2011-03-21
JACKSON FINANCIAL INC. SOLE SHAREHOLDER JACKSON HOLDINGS LLC 12/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NATIONAL PLANNING CORPORATION SHAREHOLDER indirect 2006-04-01
JACKSON INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2006-04-01
JACKSON INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2006-04-01
CURIAN CAPITAL, LLC SHAREHOLDER indirect 2006-04-01
CURIAN CAPITAL, LLC SHAREHOLDER indirect 2006-04-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2011-06-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-03-01
PPM AMERICA, INC. SOLE SHAREHOLDER indirect 2011-08-01
PPM AMERICA, INC. 99% PARTNER indirect 2006-03-01
NATIONAL PLANNING CORPORATION SHAREHOLDER indirect 2006-04-01
SII INVESTMENTS, INC. SHAREHOLDER indirect 2006-04-01
INVESTMENT CENTERS OF AMERICA, INC. SHAREHOLDER indirect 2006-04-01
INVESTMENT CENTERS OF AMERICA, INC. SHAREHOLDER indirect 2006-04-01
INVESTMENT CENTERS OF AMERICA, INC. SHAREHOLDER indirect 2006-04-01
IFC HOLDINGS, INC. SHAREHOLDER indirect 2015-12-01
IFC HOLDINGS, INC. SHAREHOLDER indirect 2006-04-01
IFC HOLDINGS, INC. SHAREHOLDER indirect 2006-04-01
SII INVESTMENTS, INC. SHAREHOLDER indirect 2006-04-01
SII INVESTMENTS, INC. SHAREHOLDER indirect 2006-04-01
PRUDENTIAL (US HOLDCO 1) LIMITED SOLE SHAREHOLDER JACKSON FINANCIAL INC. 06/01/2011 Indirect 75% or more
PRUDENTIAL PLC SOLE SHAREHOLDER PRUDENTIAL CORPORATION ASIA LIMITED 07/01/2011 Indirect 75% or more
PRUDENTIAL CORPORATION ASIA LIMITED SOLE SHAREHOLDER PRUDENTIAL (US HOLDCO 1) LIMITED 10/01/2019 Indirect 75% or more

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
JNL MULTI-MANAGER ALTERNATIVE FUND (BOSTON PARTNERS) LTD. Cayman Islands 805-6920820904 Other Private Fund THE FUND INVESTS PRIMARILY IN COMMODITY-RELATED INSTRUMENTS. 0 0

JACKSON NATIONAL ASSET MANAGEMENT, LLC

ownership team - last updated 2020-04-24
Name Title Start Date Direct/Indirect % Ownership
MYERS, PAUL, CHADWICK MANAGING BOARD MEMBER & CHAIRMAN 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
PPM AMERICA, INC. CO-CHAIRMAN OF THE BOARD, DIRECTOR direct 2015-06-01
PPM AMERICA, INC. DIRECTOR direct 2015-06-01
PPM AMERICA, INC. CHAIRMAN OF THE BOARD, DIRECTOR direct 2015-06-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER & CHAIRMAN direct 2015-05-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER direct 2015-05-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHAIRMAN direct 2015-11-01
CURIAN CAPITAL, LLC MEMBER BOARD OF MANAGERS direct 2011-02-01
CURIAN CAPITAL, LLC MEMBER BOARD OF MANAGERS direct 2015-05-01
JACKSON INVESTMENT MANAGEMENT, LLC MEMBER BOARD OF MANAGERS direct 2011-01-01
GORMAN, RICHARD, JOSEPH CHIEF COMPLIANCE OFFICER & SENIOR VICE PRESIDENT 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
HEITMAN CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL direct 2018-02-01
HEITMAN INTERNATIONAL LLC CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL direct 2018-02-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL direct 2018-02-01
HEITMAN REAL ESTATE SECURITIES LLC CHIEF COMPLIANCE OFFICER AND DEPUTY COMPLIANCE OFFICER direct 2018-02-01
HEITMAN INTERNATIONAL HK LIMITED CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL direct 2018-02-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL direct 2018-02-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL direct 2018-02-01
Harris, Bradley, Olan MANAGING BOARD MEMBER 12/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SII INVESTMENTS, INC. DIRECTOR direct 2017-02-01
IFC HOLDINGS, INC. DIRECTOR direct 2017-02-01
INVESTMENT CENTERS OF AMERICA, INC. DIRECTOR direct 2017-02-01
NATIONAL PLANNING CORPORATION DIRECTOR direct 2017-02-01
PPM AMERICA, INC. DIRECTOR direct 2015-12-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER direct 2015-12-01
CURIAN CAPITAL, LLC MEMBER BOARD OF MANAGERS direct 2016-02-01
RICHARDSON, KRISTAN, LEE ASSISTANT SECRETARY 12/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC ASSISTANT SECRETARY direct 2014-12-01
COSTELLO, MICHAEL, ALAN MANAGING BOARD MEMBER 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SII INVESTMENTS, INC. DIRECTOR direct 2015-05-01
IFC HOLDINGS, INC. DIRECTOR direct 2015-05-01
INVESTMENT CENTERS OF AMERICA, INC. DIRECTOR direct 2015-05-01
NATIONAL PLANNING CORPORATION DIRECTOR direct 2015-05-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER direct 2016-06-01
CURIAN CAPITAL, LLC MEMBER BOARD OF MANAGERS direct 2014-02-01
CHILDS, GARETT, JAMES ASSISTANT VICE PRESIDENT & CHIEF RISK OFFICER 12/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC ASSISTANT VICE PRESIDENT direct 2013-12-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC ASSISTANT VICE PRESIDENT & CHIEF RISK OFFICER direct 2013-12-01
KOORS, DANIEL, WILLIAM CHIEF OPERATING OFFICER & SENIOR VICE PRESIDENT 04/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2007-01-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2007-01-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC SENIOR VICE PRESIDENT direct 2009-01-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2011-04-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHIEF OPERATING OFFICER & SENIOR VICE PRESIDENT direct 2011-04-01
HARDING, WILLIAM, PETER SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER direct 2014-07-01
RHEE, SUSAN, SOON SECRETARY, SVP & GENERAL COUNSEL 11/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC SECRETARY, SVP & GENERAL COUNSEL direct 2000-11-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC SECRETARY & COMPLIANCE OFFICER direct 2000-11-01 2004-03-31
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHIEF LEGAL OFFICER direct 2004-07-01 2009-04-16
JACKSON NATIONAL ASSET MANAGEMENT, LLC SECRETARY direct 2000-11-01 2015-12-23
JACKSON NATIONAL ASSET MANAGEMENT, LLC SVP & GENERAL COUNSEL direct 2010-01-01 2015-12-23
JACKSON NATIONAL LIFE INSURANCE COMPANY SOLE MEMBER 11/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC SOLE MEMBER direct 2000-11-01
CURIAN CAPITAL, LLC SOLE MEMBER direct 2001-12-01
COMPASS FINANCIAL ADVISORS LLC PARTNER indirect 2000-06-01 2010-05-04
REED, ALISON, RUSS MANAGING BOARD MEMBER 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SII INVESTMENTS, INC. NPH VP DUE DILIGENCE direct 2006-12-01
SII INVESTMENTS, INC. DIRECTOR direct 2016-06-01
IFC HOLDINGS, INC. NPH VP, DUE DILIGENCE direct 2006-12-01
IFC HOLDINGS, INC. DIRECTOR direct 2016-06-01
INVESTMENT CENTERS OF AMERICA, INC. NPH VP DUE DILIGENCE direct 2006-12-01
INVESTMENT CENTERS OF AMERICA, INC. DIRECTOR direct 2016-06-01
NATIONAL PLANNING CORPORATION NPH VP, DUE DILIGENCE direct 2006-12-01
NATIONAL PLANNING CORPORATION DIRECTOR direct 2016-06-01
PPM AMERICA, INC. DIRECTOR direct 2016-07-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER direct 2016-06-01
NERUD, MARK, DANIEL PRESIDENT & CHIEF EXECUTIVE OFFICER; MANAGING BOARD MEMBER 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC PRESIDENT & CHIEF EXECUTIVE OFFICER; MANAGING BOARD MEMBER direct 2007-01-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC CFO AND MANAGING BOARD MEMBER direct 2000-11-01 2003-01-24
NATIONAL PLANNING CORPORATION VICE PRESIDENT direct 1998-05-01 2003-06-11
JACKSON NATIONAL ASSET MANAGEMENT, LLC CFO direct 2000-11-01 2006-03-29
JACKSON NATIONAL ASSET MANAGEMENT, LLC PRESIDENT AND MANAGING BOARD MEMBER direct 2007-01-01 2010-05-19
CURIAN CAPITAL, LLC MEMBER BOARD OF MANAGERS direct 2011-02-01 2015-03-31
JACKSON NATIONAL ASSET MANAGEMENT, LLC PRESIDENT direct 2007-01-01 2015-12-23
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2010-01-01 2015-12-23
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER direct 2015-05-01 2015-12-23
BROOKE LIFE INSURANCE COMPANY SOLE SHAREHOLDER JACKSON NATIONAL LIFE INSURANCE COMPANY 08/01/1987 Indirect 75% or more
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC SOLE SHAREHOLDER indirect 1987-08-01
CURIAN CAPITAL, LLC SOLE SHAREHOLDER indirect 1995-06-01
CURIAN CAPITAL, LLC SOLE SHAREHOLDER indirect 1987-08-01 2006-01-05
JACKSON INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 1995-06-01 2011-03-21
JACKSON HOLDINGS LLC SOLE SHAREHOLDER BROOKE LIFE INSURANCE COMPANY 07/01/1987 Indirect 75% or more
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC SOLE SHAREHOLDER indirect 1987-07-01
PPM AMERICA, INC. SOLE SHAREHOLDER indirect 2006-03-01
INVESTMENT CENTERS OF AMERICA, INC. SHAREHOLDER indirect 2006-04-01
NATIONAL PLANNING CORPORATION SHAREHOLDER indirect 2006-04-01
IFC HOLDINGS, INC. SHAREHOLDER indirect 2006-04-01
CURIAN CAPITAL, LLC SOLE SHARE HOLDER OF COMON STOCK OF BROOKE HOLDINGS, INC. indirect 2006-04-01
SII INVESTMENTS, INC. SHAREHOLDER indirect 2006-04-01
JACKSON INVESTMENT MANAGEMENT, LLC SOLE MEMBER direct 2008-06-01
SII INVESTMENTS, INC. SHAREHOLDER indirect 1998-02-01 2004-06-16
SII INVESTMENTS, INC. SHAREHOLDER indirect 1998-02-01 2005-04-07
IFC HOLDINGS, INC. SHAREHOLDER indirect 1998-07-01 2008-01-24
INVESTMENT CENTERS OF AMERICA, INC. SHAREHOLDER indirect 2006-04-01 2010-03-31
SII INVESTMENTS, INC. SHAREHOLDER indirect 2006-04-01 2010-03-31
JACKSON INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER OF COMMON STOCK OF BROOKE HOLDINGS INC indirect 2006-04-01 2011-03-21
BROOKE (HOLDCO 1) INC. SOLE SHAREHOLDER JACKSON HOLDINGS LLC 06/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NATIONAL PLANNING CORPORATION SHAREHOLDER indirect 2006-04-01
JACKSON INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2006-04-01
JACKSON INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2006-04-01
CURIAN CAPITAL, LLC SHAREHOLDER indirect 2006-04-01
CURIAN CAPITAL, LLC SHAREHOLDER indirect 2006-04-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2011-06-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-03-01
PPM AMERICA, INC. SOLE SHAREHOLDER indirect 2011-08-01
PPM AMERICA, INC. 99% PARTNER indirect 2006-03-01
NATIONAL PLANNING CORPORATION SHAREHOLDER indirect 2006-04-01
SII INVESTMENTS, INC. SHAREHOLDER indirect 2006-04-01
INVESTMENT CENTERS OF AMERICA, INC. SHAREHOLDER indirect 2006-04-01
INVESTMENT CENTERS OF AMERICA, INC. SHAREHOLDER indirect 2006-04-01
INVESTMENT CENTERS OF AMERICA, INC. SHAREHOLDER indirect 2006-04-01
IFC HOLDINGS, INC. SHAREHOLDER indirect 2015-12-01
IFC HOLDINGS, INC. SHAREHOLDER indirect 2006-04-01
IFC HOLDINGS, INC. SHAREHOLDER indirect 2006-04-01
SII INVESTMENTS, INC. SHAREHOLDER indirect 2006-04-01
SII INVESTMENTS, INC. SHAREHOLDER indirect 2006-04-01
PRUDENTIAL (US HOLDCO 1) LIMITED SOLE SHAREHOLDER BROOKE (HOLDCO 1) INC. 06/01/2011 Indirect 75% or more
PRUDENTIAL PLC SOLE SHAREHOLDER PRUDENTIAL CORPORATION ASIA LIMITED 07/01/2011 Indirect 75% or more
PRUDENTIAL CORPORATION ASIA LIMITED SOLE SHAREHOLDER PRUDENTIAL (US HOLDCO 1) LIMITED 10/01/2019 Indirect 75% or more

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
JNL MULTI-MANAGER ALTERNATIVE FUND (BOSTON PARTNERS) LTD. Cayman Islands 805-6920820904 Other Private Fund THE FUND INVESTS PRIMARILY IN COMMODITY-RELATED INSTRUMENTS. 0 0
JNL/EATON VANCE GLOBAL MACRO ABSOLUTE RETURN ADVANTAGE FUND LTD. Cayman Islands 805-7140523829 Other Private Fund THE FUND INVESTS PRIMARILY IN COMMODITY-RELATED INSTRUMENTS. 1,094,231 0
JNL/NEUBERGER BERMAN COMMODITY STRATEGY FUND LTD. Cayman Islands 805-5676198834 Other Private Fund THE FUND INVESTS PRIMARILY IN COMMODITY-RELATED INSTRUMENTS. 15,079,483 0

JACKSON NATIONAL ASSET MANAGEMENT, LLC

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
JNL MULTI-MANAGER ALTERNATIVE FUND (BOSTON PARTNERS) LTD. Cayman Islands 805-6920820904 Other Private Fund THE FUND INVESTS PRIMARILY IN COMMODITY-RELATED INSTRUMENTS. 0 0
JNL/EATON VANCE GLOBAL MACRO ABSOLUTE RETURN ADVANTAGE FUND LTD. Cayman Islands 805-7140523829 Other Private Fund THE FUND INVESTS PRIMARILY IN COMMODITY-RELATED INSTRUMENTS. 1,904,231 0
JNL/NEUBERGER BERMAN COMMODITY STRATEGY FUND LTD. Cayman Islands 805-5676198834 Other Private Fund THE FUND INVESTS PRIMARILY IN COMMODITY-RELATED INSTRUMENTS. 15,079,483 0

JACKSON NATIONAL ASSET MANAGEMENT, LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
MYERS, PAUL, CHADWICK MANAGING BOARD MEMBER & CHAIRMAN 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
PPM AMERICA, INC. CO-CHAIRMAN OF THE BOARD, DIRECTOR direct 2015-06-01
PPM AMERICA, INC. DIRECTOR direct 2015-06-01
PPM AMERICA, INC. CHAIRMAN OF THE BOARD, DIRECTOR direct 2015-06-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER & CHAIRMAN direct 2015-05-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER direct 2015-05-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHAIRMAN direct 2015-11-01
CURIAN CAPITAL, LLC MEMBER BOARD OF MANAGERS direct 2011-02-01
CURIAN CAPITAL, LLC MEMBER BOARD OF MANAGERS direct 2015-05-01
JACKSON INVESTMENT MANAGEMENT, LLC MEMBER BOARD OF MANAGERS direct 2011-01-01
Bennett, Emily, J ASSISTANT VICE PRESIDENT - LEGAL 02/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC ASSISTANT VICE PRESIDENT - LEGAL direct 2018-02-01
GORMAN, RICHARD, JOSEPH CHIEF COMPLIANCE OFFICER & SENIOR VICE PRESIDENT 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
HEITMAN CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL direct 2018-02-01
HEITMAN INTERNATIONAL LLC CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL direct 2018-02-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL direct 2018-02-01
HEITMAN REAL ESTATE SECURITIES LLC CHIEF COMPLIANCE OFFICER AND DEPUTY COMPLIANCE OFFICER direct 2018-02-01
HEITMAN INTERNATIONAL HK LIMITED CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL direct 2018-02-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL direct 2018-02-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL direct 2018-02-01
Harris, Bradley, Olan MANAGING BOARD MEMBER 12/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SII INVESTMENTS, INC. DIRECTOR direct 2017-02-01
IFC HOLDINGS, INC. DIRECTOR direct 2017-02-01
INVESTMENT CENTERS OF AMERICA, INC. DIRECTOR direct 2017-02-01
NATIONAL PLANNING CORPORATION DIRECTOR direct 2017-02-01
PPM AMERICA, INC. DIRECTOR direct 2015-12-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER direct 2015-12-01
CURIAN CAPITAL, LLC MEMBER BOARD OF MANAGERS direct 2016-02-01
RICHARDSON, KRISTAN, LEE ASSISTANT SECRETARY 12/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC ASSISTANT SECRETARY direct 2014-12-01
COSTELLO, MICHAEL, ALAN MANAGING BOARD MEMBER 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SII INVESTMENTS, INC. DIRECTOR direct 2015-05-01
IFC HOLDINGS, INC. DIRECTOR direct 2015-05-01
INVESTMENT CENTERS OF AMERICA, INC. DIRECTOR direct 2015-05-01
NATIONAL PLANNING CORPORATION DIRECTOR direct 2015-05-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER direct 2016-06-01
CURIAN CAPITAL, LLC MEMBER BOARD OF MANAGERS direct 2014-02-01
CHILDS, GARETT, JAMES ASSISTANT VICE PRESIDENT & CHIEF RISK OFFICER 12/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC ASSISTANT VICE PRESIDENT direct 2013-12-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC ASSISTANT VICE PRESIDENT & CHIEF RISK OFFICER direct 2013-12-01
BJORNSON, ERIC, ADAM VICE PRESIDENT - OPERATIONS 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC ASSISTANT VICE PRESIDENT - OPERATIONS direct 2009-12-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC VICE PRESIDENT - OPERATIONS direct 2014-07-01
NELSON, MIA, KRISTIN ASSISTANT VICE PRESIDENT - TAX 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC ASSISTANT VICE PRESIDENT - TAX direct 2017-03-01
KOORS, DANIEL, WILLIAM CHIEF OPERATING OFFICER & SENIOR VICE PRESIDENT 04/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2007-01-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2007-01-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC SENIOR VICE PRESIDENT direct 2009-01-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2011-04-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHIEF OPERATING OFFICER & SENIOR VICE PRESIDENT direct 2011-04-01
HARDING, WILLIAM, PETER SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER direct 2014-07-01
RHEE, SUSAN, SOON SECRETARY, SVP & GENERAL COUNSEL 11/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC SECRETARY, SVP & GENERAL COUNSEL direct 2000-11-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC SECRETARY & COMPLIANCE OFFICER direct 2000-11-01 2004-03-31
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHIEF LEGAL OFFICER direct 2004-07-01 2009-04-16
JACKSON NATIONAL ASSET MANAGEMENT, LLC SECRETARY direct 2000-11-01 2015-12-23
JACKSON NATIONAL ASSET MANAGEMENT, LLC SVP & GENERAL COUNSEL direct 2010-01-01 2015-12-23
JACKSON NATIONAL LIFE INSURANCE COMPANY SOLE MEMBER 11/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC SOLE MEMBER direct 2000-11-01
CURIAN CAPITAL, LLC SOLE MEMBER direct 2001-12-01
COMPASS FINANCIAL ADVISORS LLC PARTNER indirect 2000-06-01 2010-05-04
REED, ALISON, RUSS MANAGING BOARD MEMBER 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SII INVESTMENTS, INC. NPH VP DUE DILIGENCE direct 2006-12-01
SII INVESTMENTS, INC. DIRECTOR direct 2016-06-01
IFC HOLDINGS, INC. NPH VP, DUE DILIGENCE direct 2006-12-01
IFC HOLDINGS, INC. DIRECTOR direct 2016-06-01
INVESTMENT CENTERS OF AMERICA, INC. NPH VP DUE DILIGENCE direct 2006-12-01
INVESTMENT CENTERS OF AMERICA, INC. DIRECTOR direct 2016-06-01
NATIONAL PLANNING CORPORATION NPH VP, DUE DILIGENCE direct 2006-12-01
NATIONAL PLANNING CORPORATION DIRECTOR direct 2016-06-01
PPM AMERICA, INC. DIRECTOR direct 2016-07-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER direct 2016-06-01
O'BOYLE, JOSEPH, BRENDAN VICE PRESIDENT 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
GUGGENHEIM FUNDS DISTRIBUTORS, INC. CHIEF COMPLIANCE OFFICER direct 2012-02-01
CALAMOS ADVISORS LLC VP,CHIEF COMPLIANCE OFFICER direct 2008-08-01
CALAMOS ADVISORS LLC VP, CHIEF COMPLIANCE OFFICER direct 2008-08-01
GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2011-08-01
CALAMOS PARTNERS LLC VP, CHIEF COMPLIANCE OFFICER direct 2008-08-01
CALAMOS WEALTH MANAGEMENT LLC VP, CHIEF COMPLIANCE OFFICER direct 2008-08-01
NERUD, MARK, DANIEL PRESIDENT & CHIEF EXECUTIVE OFFICER; MANAGING BOARD MEMBER 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC PRESIDENT & CHIEF EXECUTIVE OFFICER; MANAGING BOARD MEMBER direct 2007-01-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC CFO AND MANAGING BOARD MEMBER direct 2000-11-01 2003-01-24
NATIONAL PLANNING CORPORATION VICE PRESIDENT direct 1998-05-01 2003-06-11
JACKSON NATIONAL ASSET MANAGEMENT, LLC CFO direct 2000-11-01 2006-03-29
JACKSON NATIONAL ASSET MANAGEMENT, LLC PRESIDENT AND MANAGING BOARD MEMBER direct 2007-01-01 2010-05-19
CURIAN CAPITAL, LLC MEMBER BOARD OF MANAGERS direct 2011-02-01 2015-03-31
JACKSON NATIONAL ASSET MANAGEMENT, LLC PRESIDENT direct 2007-01-01 2015-12-23
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2010-01-01 2015-12-23
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER direct 2015-05-01 2015-12-23
BROOKE LIFE INSURANCE COMPANY SOLE SHAREHOLDER JACKSON NATIONAL LIFE INSURANCE COMPANY 08/01/1987 Indirect 75% or more
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC SOLE SHAREHOLDER indirect 1987-08-01
CURIAN CAPITAL, LLC SOLE SHAREHOLDER indirect 1995-06-01
CURIAN CAPITAL, LLC SOLE SHAREHOLDER indirect 1987-08-01 2006-01-05
JACKSON INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 1995-06-01 2011-03-21
JACKSON HOLDINGS LLC SOLE SHAREHOLDER BROOKE LIFE INSURANCE COMPANY 07/01/1987 Indirect 75% or more
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC SOLE SHAREHOLDER indirect 1987-07-01
PPM AMERICA, INC. SOLE SHAREHOLDER indirect 2006-03-01
INVESTMENT CENTERS OF AMERICA, INC. SHAREHOLDER indirect 2006-04-01
NATIONAL PLANNING CORPORATION SHAREHOLDER indirect 2006-04-01
IFC HOLDINGS, INC. SHAREHOLDER indirect 2006-04-01
CURIAN CAPITAL, LLC SOLE SHARE HOLDER OF COMON STOCK OF BROOKE HOLDINGS, INC. indirect 2006-04-01
SII INVESTMENTS, INC. SHAREHOLDER indirect 2006-04-01
JACKSON INVESTMENT MANAGEMENT, LLC SOLE MEMBER direct 2008-06-01
SII INVESTMENTS, INC. SHAREHOLDER indirect 1998-02-01 2004-06-16
SII INVESTMENTS, INC. SHAREHOLDER indirect 1998-02-01 2005-04-07
IFC HOLDINGS, INC. SHAREHOLDER indirect 1998-07-01 2008-01-24
INVESTMENT CENTERS OF AMERICA, INC. SHAREHOLDER indirect 2006-04-01 2010-03-31
SII INVESTMENTS, INC. SHAREHOLDER indirect 2006-04-01 2010-03-31
JACKSON INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER OF COMMON STOCK OF BROOKE HOLDINGS INC indirect 2006-04-01 2011-03-21
BROOKE (HOLDCO 1) INC. SOLE SHAREHOLDER JACKSON HOLDINGS LLC 06/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NATIONAL PLANNING CORPORATION SHAREHOLDER indirect 2006-04-01
JACKSON INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2006-04-01
JACKSON INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2006-04-01
CURIAN CAPITAL, LLC SHAREHOLDER indirect 2006-04-01
CURIAN CAPITAL, LLC SHAREHOLDER indirect 2006-04-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2011-06-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-03-01
PPM AMERICA, INC. SOLE SHAREHOLDER indirect 2011-08-01
PPM AMERICA, INC. 99% PARTNER indirect 2006-03-01
NATIONAL PLANNING CORPORATION SHAREHOLDER indirect 2006-04-01
SII INVESTMENTS, INC. SHAREHOLDER indirect 2006-04-01
INVESTMENT CENTERS OF AMERICA, INC. SHAREHOLDER indirect 2006-04-01
INVESTMENT CENTERS OF AMERICA, INC. SHAREHOLDER indirect 2006-04-01
INVESTMENT CENTERS OF AMERICA, INC. SHAREHOLDER indirect 2006-04-01
IFC HOLDINGS, INC. SHAREHOLDER indirect 2015-12-01
IFC HOLDINGS, INC. SHAREHOLDER indirect 2006-04-01
IFC HOLDINGS, INC. SHAREHOLDER indirect 2006-04-01
SII INVESTMENTS, INC. SHAREHOLDER indirect 2006-04-01
SII INVESTMENTS, INC. SHAREHOLDER indirect 2006-04-01
PRUDENTIAL PLC SOLE SHAREHOLDER PRUDENTIAL (US HOLDCO 1) LIMITED 08/01/2004 Indirect 75% or more
PRUDENTIAL (US HOLDCO 1) LIMITED SOLE SHAREHOLDER BROOKE (HOLDCO 1) INC. 06/01/2011 Indirect 75% or more

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
JNL MULTI-MANAGER ALTERNATIVE FUND (BOSTON PARTNERS) LTD. Cayman Islands 805-6920820904 Other Private Fund THE FUND INVESTS PRIMARILY IN COMMODITY-RELATED INSTRUMENTS. 0 0
JNL/EATON VANCE GLOBAL MACRO ABSOLUTE RETURN ADVANTAGE FUND LTD. Cayman Islands 805-7140523829 Other Private Fund THE FUND INVESTS PRIMARILY IN COMMODITY-RELATED INSTRUMENTS. 0 0
JNL/BLACKROCK GLOBAL ALLOCATION FUND LTD. Cayman Islands 805-9646699342 Other Private Fund THE FUND INVESTS PRIMARILY IN COMMODITY-RELATED INSTRUMENTS. 50,082,727 0
JNL/VANECK INTERNATIONAL GOLD FUND LTD. Cayman Islands 805-9441020837 Other Private Fund THE FUND INVESTS PRIMARILY IN COMMODITY-RELATED INSTRUMENTS. 108,696 0
JNL/AQR RISK PARITY FUND LTD. Cayman Islands 805-3829731539 Other Private Fund THE FUND INVESTS PRIMARILY IN COMMODITY-RELATED INSTRUMENTS. 3,948,432 0
JNL/NEUBERGER BERMAN RISK BALANCED COMMODITY STRATEGY FUND LTD. Cayman Islands 805-5676198834 Other Private Fund THE FUND INVESTS PRIMARILY IN COMMODITY-RELATED INSTRUMENTS. 24,778,155 0
JNL/AB DYNAMIC ASSET ALLOCATION FUND LTD. Cayman Islands 805-6700333433 Other Private Fund THE FUND INVESTS PRIMARILY IN COMMODITY-RELATED INSTRUMENTS. 178,446 0
JNL/AQR MANAGED FUTURES STRATEGY FUND LTD. Cayman Islands 805-2464073378 Other Private Fund THE FUND INVESTS PRIMARILY IN COMMODITY-RELATED INSTRUMENTS. 51,829,667 0

JACKSON NATIONAL ASSET MANAGEMENT, LLC

ownership team - last updated 2018-06-06
Name Title Start Date Direct/Indirect % Ownership
MYERS, PAUL, CHADWICK MANAGING BOARD MEMBER & CHAIRMAN 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
PPM AMERICA, INC. CO-CHAIRMAN OF THE BOARD, DIRECTOR direct 2015-06-01
PPM AMERICA, INC. DIRECTOR direct 2015-06-01
PPM AMERICA, INC. CHAIRMAN OF THE BOARD, DIRECTOR direct 2015-06-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER & CHAIRMAN direct 2015-05-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER direct 2015-05-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHAIRMAN direct 2015-11-01
CURIAN CAPITAL, LLC MEMBER BOARD OF MANAGERS direct 2011-02-01
CURIAN CAPITAL, LLC MEMBER BOARD OF MANAGERS direct 2015-05-01
JACKSON INVESTMENT MANAGEMENT, LLC MEMBER BOARD OF MANAGERS direct 2011-01-01
Bennett, Emily, J ASSISTANT VICE PRESIDENT - LEGAL 02/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC ASSISTANT VICE PRESIDENT - LEGAL direct 2018-02-01
Harris, Bradley, Olan MANAGING BOARD MEMBER 12/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SII INVESTMENTS, INC. DIRECTOR direct 2017-02-01
IFC HOLDINGS, INC. DIRECTOR direct 2017-02-01
INVESTMENT CENTERS OF AMERICA, INC. DIRECTOR direct 2017-02-01
NATIONAL PLANNING CORPORATION DIRECTOR direct 2017-02-01
PPM AMERICA, INC. DIRECTOR direct 2015-12-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER direct 2015-12-01
CURIAN CAPITAL, LLC MEMBER BOARD OF MANAGERS direct 2016-02-01
RICHARDSON, KRISTAN, LEE ASSISTANT SECRETARY 12/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC ASSISTANT SECRETARY direct 2014-12-01
COSTELLO, MICHAEL, ALAN MANAGING BOARD MEMBER 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SII INVESTMENTS, INC. DIRECTOR direct 2015-05-01
IFC HOLDINGS, INC. DIRECTOR direct 2015-05-01
INVESTMENT CENTERS OF AMERICA, INC. DIRECTOR direct 2015-05-01
NATIONAL PLANNING CORPORATION DIRECTOR direct 2015-05-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER direct 2016-06-01
CURIAN CAPITAL, LLC MEMBER BOARD OF MANAGERS direct 2014-02-01
CHILDS, GARETT, JAMES ASSISTANT VICE PRESIDENT & CHIEF RISK OFFICER 12/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC ASSISTANT VICE PRESIDENT direct 2013-12-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC ASSISTANT VICE PRESIDENT & CHIEF RISK OFFICER direct 2013-12-01
BJORNSON, ERIC, ADAM VICE PRESIDENT - OPERATIONS 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC ASSISTANT VICE PRESIDENT - OPERATIONS direct 2009-12-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC VICE PRESIDENT - OPERATIONS direct 2014-07-01
NELSON, MIA, KRISTIN ASSISTANT VICE PRESIDENT - TAX 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC ASSISTANT VICE PRESIDENT - TAX direct 2017-03-01
KOORS, DANIEL, WILLIAM CHIEF OPERATING OFFICER & SENIOR VICE PRESIDENT 04/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2007-01-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2007-01-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC SENIOR VICE PRESIDENT direct 2009-01-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2011-04-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHIEF OPERATING OFFICER & SENIOR VICE PRESIDENT direct 2011-04-01
HARDING, WILLIAM, PETER SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER direct 2014-07-01
RHEE, SUSAN, SOON SECRETARY, SVP & GENERAL COUNSEL 11/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC SECRETARY, SVP & GENERAL COUNSEL direct 2000-11-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC SECRETARY & COMPLIANCE OFFICER direct 2000-11-01 2004-03-31
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHIEF LEGAL OFFICER direct 2004-07-01 2009-04-16
JACKSON NATIONAL ASSET MANAGEMENT, LLC SECRETARY direct 2000-11-01 2015-12-23
JACKSON NATIONAL ASSET MANAGEMENT, LLC SVP & GENERAL COUNSEL direct 2010-01-01 2015-12-23
JACKSON NATIONAL LIFE INSURANCE COMPANY SOLE MEMBER 11/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC SOLE MEMBER direct 2000-11-01
CURIAN CAPITAL, LLC SOLE MEMBER direct 2001-12-01
COMPASS FINANCIAL ADVISORS LLC PARTNER indirect 2000-06-01 2010-05-04
REED, ALISON, RUSS MANAGING BOARD MEMBER 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SII INVESTMENTS, INC. NPH VP DUE DILIGENCE direct 2006-12-01
SII INVESTMENTS, INC. DIRECTOR direct 2016-06-01
IFC HOLDINGS, INC. NPH VP, DUE DILIGENCE direct 2006-12-01
IFC HOLDINGS, INC. DIRECTOR direct 2016-06-01
INVESTMENT CENTERS OF AMERICA, INC. NPH VP DUE DILIGENCE direct 2006-12-01
INVESTMENT CENTERS OF AMERICA, INC. DIRECTOR direct 2016-06-01
NATIONAL PLANNING CORPORATION NPH VP, DUE DILIGENCE direct 2006-12-01
NATIONAL PLANNING CORPORATION DIRECTOR direct 2016-06-01
PPM AMERICA, INC. DIRECTOR direct 2016-07-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER direct 2016-06-01
O'BOYLE, JOSEPH, BRENDAN ACTING CHIEF COMPLIANCE OFFICER 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
GUGGENHEIM FUNDS DISTRIBUTORS, INC. CHIEF COMPLIANCE OFFICER direct 2012-02-01
CALAMOS ADVISORS LLC VP,CHIEF COMPLIANCE OFFICER direct 2008-08-01
CALAMOS ADVISORS LLC VP, CHIEF COMPLIANCE OFFICER direct 2008-08-01
GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2011-08-01
CALAMOS PARTNERS LLC VP, CHIEF COMPLIANCE OFFICER direct 2008-08-01
CALAMOS WEALTH MANAGEMENT LLC VP, CHIEF COMPLIANCE OFFICER direct 2008-08-01
NERUD, MARK, DANIEL PRESIDENT & CHIEF EXECUTIVE OFFICER; MANAGING BOARD MEMBER 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC PRESIDENT & CHIEF EXECUTIVE OFFICER; MANAGING BOARD MEMBER direct 2007-01-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC CFO AND MANAGING BOARD MEMBER direct 2000-11-01 2003-01-24
NATIONAL PLANNING CORPORATION VICE PRESIDENT direct 1998-05-01 2003-06-11
JACKSON NATIONAL ASSET MANAGEMENT, LLC CFO direct 2000-11-01 2006-03-29
JACKSON NATIONAL ASSET MANAGEMENT, LLC PRESIDENT AND MANAGING BOARD MEMBER direct 2007-01-01 2010-05-19
CURIAN CAPITAL, LLC MEMBER BOARD OF MANAGERS direct 2011-02-01 2015-03-31
JACKSON NATIONAL ASSET MANAGEMENT, LLC PRESIDENT direct 2007-01-01 2015-12-23
JACKSON NATIONAL ASSET MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2010-01-01 2015-12-23
JACKSON NATIONAL ASSET MANAGEMENT, LLC MANAGING BOARD MEMBER direct 2015-05-01 2015-12-23
BROOKE LIFE INSURANCE COMPANY SOLE SHAREHOLDER JACKSON NATIONAL LIFE INSURANCE COMPANY 08/01/1987 Indirect 75% or more
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC SOLE SHAREHOLDER indirect 1987-08-01
CURIAN CAPITAL, LLC SOLE SHAREHOLDER indirect 1995-06-01
CURIAN CAPITAL, LLC SOLE SHAREHOLDER indirect 1987-08-01 2006-01-05
JACKSON INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 1995-06-01 2011-03-21
JACKSON HOLDINGS LLC SOLE SHAREHOLDER BROOKE LIFE INSURANCE COMPANY 07/01/1987 Indirect 75% or more
Fund Name Position direct/indirect start date end date
JACKSON NATIONAL ASSET MANAGEMENT, LLC SOLE SHAREHOLDER indirect 1987-07-01
PPM AMERICA, INC. SOLE SHAREHOLDER indirect 2006-03-01
INVESTMENT CENTERS OF AMERICA, INC. SHAREHOLDER indirect 2006-04-01
NATIONAL PLANNING CORPORATION SHAREHOLDER indirect 2006-04-01
IFC HOLDINGS, INC. SHAREHOLDER indirect 2006-04-01
CURIAN CAPITAL, LLC SOLE SHARE HOLDER OF COMON STOCK OF BROOKE HOLDINGS, INC. indirect 2006-04-01
SII INVESTMENTS, INC. SHAREHOLDER indirect 2006-04-01
JACKSON INVESTMENT MANAGEMENT, LLC SOLE MEMBER direct 2008-06-01
SII INVESTMENTS, INC. SHAREHOLDER indirect 1998-02-01 2004-06-16
SII INVESTMENTS, INC. SHAREHOLDER indirect 1998-02-01 2005-04-07
IFC HOLDINGS, INC. SHAREHOLDER indirect 1998-07-01 2008-01-24
INVESTMENT CENTERS OF AMERICA, INC. SHAREHOLDER indirect 2006-04-01 2010-03-31
SII INVESTMENTS, INC. SHAREHOLDER indirect 2006-04-01 2010-03-31
JACKSON INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER OF COMMON STOCK OF BROOKE HOLDINGS INC indirect 2006-04-01 2011-03-21
BROOKE (HOLDCO 1) INC. SOLE SHAREHOLDER BROOKE UK LLC 06/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NATIONAL PLANNING CORPORATION SHAREHOLDER indirect 2006-04-01
JACKSON INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2006-04-01
JACKSON INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2006-04-01
CURIAN CAPITAL, LLC SHAREHOLDER indirect 2006-04-01
CURIAN CAPITAL, LLC SHAREHOLDER indirect 2006-04-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2011-06-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-03-01
PPM AMERICA, INC. SOLE SHAREHOLDER indirect 2011-08-01
PPM AMERICA, INC. 99% PARTNER indirect 2006-03-01
NATIONAL PLANNING CORPORATION SHAREHOLDER indirect 2006-04-01
SII INVESTMENTS, INC. SHAREHOLDER indirect 2006-04-01
INVESTMENT CENTERS OF AMERICA, INC. SHAREHOLDER indirect 2006-04-01
INVESTMENT CENTERS OF AMERICA, INC. SHAREHOLDER indirect 2006-04-01
INVESTMENT CENTERS OF AMERICA, INC. SHAREHOLDER indirect 2006-04-01
IFC HOLDINGS, INC. SHAREHOLDER indirect 2015-12-01
IFC HOLDINGS, INC. SHAREHOLDER indirect 2006-04-01
IFC HOLDINGS, INC. SHAREHOLDER indirect 2006-04-01
SII INVESTMENTS, INC. SHAREHOLDER indirect 2006-04-01
SII INVESTMENTS, INC. SHAREHOLDER indirect 2006-04-01
PRUDENTIAL PLC SOLE SHAREHOLDER PRUDENTIAL US LIMITED 08/01/2004 Indirect 75% or more
PRUDENTIAL (US HOLDCO 1) LIMITED SOLE SHAREHOLDER BROOKE (HOLDCO 1) INC. 06/01/2011 Indirect 75% or more

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
JNL/AQR MANAGED FUTURES STRATEGY FUND LTD. Cayman Islands 805-2464073378 Other Private Fund THE FUND INVESTS PRIMARILY IN COMMODITY-RELATED INSTRUMENTS. 96,506,983 0
JNL/BLACKROCK GLOBAL ALLOCATION FUND LTD. Cayman Islands 805-9646699342 Other Private Fund THE FUND INVESTS PRIMARILY IN COMMODITY-RELATED INSTRUMENTS. 162,123,909 0
JNL/VAN ECK INTERNATIONAL GOLD FUND LTD. Cayman Islands 805-9441020837 Other Private Fund THE FUND INVESTS PRIMARILY IN COMMODITY-RELATED INSTRUMENTS. 108,294 0
JNL/AQR RISK PARITY FUND LTD. Cayman Islands 805-3829731539 Other Private Fund THE FUND INVESTS PRIMARILY IN COMMODITY-RELATED INSTRUMENTS. 5,001,865 0
JNL/NEUBERGER BERMAN RISK BALANCED COMMODITY STRATEGY FUND LTD. Cayman Islands 805-5676198834 Other Private Fund THE FUND INVESTS PRIMARILY IN COMMODITY-RELATED INSTRUMENTS. 3,252,800 0
JNL/AB DYNAMIC ASSET ALLOCATION FUND LTD. Cayman Islands 805-6700333433 Other Private Fund THE FUND INVESTS PRIMARILY IN COMMODITY-RELATED INSTRUMENTS. 22,543 0

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