JOHN W. BROOKER & COMPANY ., CPAS

https://www.brooker-cpa.com/wealth-management OAKLAND, CA Investment Advisor How do I update this listing?

John W. Brooker & Company ., Cpas is based out of Oakland. John W. Brooker & Company ., Cpas is a large advisory firm with 320 clients and discretionary assets under management (AUM) of $479,088,300 (Form ADV from 2020-06-30). Their last reported 13F filing for Q1 2021 included $160,872,000 in managed 13F securities and a top 10 holdings concentration of 66.29%. John W. Brooker & Company ., Cpas's largest holding is PIMCO Active Bond ETF with shares held of 185,630. Whalewisdom has at least 6 13F filings

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03/31/2021

13F Activity

  • Market Value $160.874 Million
  • Prior Market Value $152.936 Million
  • New Purchases17 stocks
  • Additional Purchases34 stocks
  • Sold out of8 stocks
  • Reduced holdings in36 stocks
  • Top 10 Holdings % 66.29 %
  • Turnover % [1]:14.12%
  • Turnover Alt % [2]: 2.58 %
  • Time Held Top20:4.45 quarters
  • Time Held Top10:4.10 quarters
  • Time Held All:4.14 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2021

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2021-02-16

Performance for Q4 2020: 8.9%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

BROOKER WEALTH MANAGEMENT
7677 OAKPORT STREET SUITE 300
OAKLAND CA    94621
Country: United States

Business Phone: 510-638-1815
Fax: 510-746-5919
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: CA
Number of employees: 4
Other Business Activities: accountant or accounting firm
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges
Amount of client funds and securities: 636,302
Total Number of Clients: 320
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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JOHN W. BROOKER & CO., CPAS, PC

ownership team - last updated 2020-06-30
Name Title Start Date Direct/Indirect % Ownership
JAKUBOWITZ, LARRY, M. PRESIDENT 05/01/1990 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
BROOKER JOHN W & CO CPA PC PRESIDENT direct 1990-05-01
BEATTY, DANIEL, KEITH PRINCIPAL, TREASURER AND INVESTMENT STRATEGIST 05/01/1983 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BROOKER JOHN W & CO CPA PC TREASURER/INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER direct 1983-05-01
BROOKER JOHN W & CO CPA PC TREASURER/INVESTMENT STRATEGIST direct 1983-05-01 2004-03-18
WELLS, JOSEPH, ALBERT PRINCIPAL, CHIEF COMPLIANCE OFFICER AND INVESTMENT STRATEGIST 01/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
JOHN W. BROOKER & CO., CPAS, PC INVESTMENT STRATEGIST direct 2017-01-01

JOHN W. BROOKER & CO., CPAS, PC

ownership team - last updated 2020-03-11
Name Title Start Date Direct/Indirect % Ownership

JOHN W. BROOKER & CO., CPAS, PC

ownership team - last updated 2019-11-21
Name Title Start Date Direct/Indirect % Ownership
JAKUBOWITZ, LARRY, M. PRESIDENT 05/01/1990 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
BROOKER JOHN W & CO CPA PC PRESIDENT direct 1990-05-01
BEATTY, DANIEL, KEITH TREASURER/INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER 05/01/1983 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BROOKER JOHN W & CO CPA PC TREASURER/INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER direct 1983-05-01
BROOKER JOHN W & CO CPA PC TREASURER/INVESTMENT STRATEGIST direct 1983-05-01 2004-03-18
WELLS, JOSEPH, ALBERT INVESTMENT STRATEGIST 01/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
JOHN W. BROOKER & CO., CPAS, PC INVESTMENT STRATEGIST direct 2017-01-01

JOHN W. BROOKER & CO., CPAS, PC

ownership team - last updated 2019-03-05
Name Title Start Date Direct/Indirect % Ownership
JAKUBOWITZ, LARRY, M. PRESIDENT 05/01/1990 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
BROOKER JOHN W & CO CPA PC PRESIDENT direct 1990-05-01
BEATTY, DANIEL, KEITH TREASURER/INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER 05/01/1983 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BROOKER JOHN W & CO CPA PC TREASURER/INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER direct 1983-05-01
BROOKER JOHN W & CO CPA PC TREASURER/INVESTMENT STRATEGIST direct 1983-05-01 2004-03-18
WELLS, JOSEPH, ALBERT INVESTMENT STRATEGIST 01/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
JOHN W. BROOKER & CO., CPAS, PC INVESTMENT STRATEGIST direct 2017-01-01

JOHN W. BROOKER & CO., CPAS, PC

ownership team - last updated 2017-02-07
Name Title Start Date Direct/Indirect % Ownership
JAKUBOWITZ, LARRY, M. PRESIDENT 05/01/1990 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
BROOKER JOHN W & CO CPA PC PRESIDENT direct 1990-05-01
BEATTY, DANIEL, KEITH TREASURER/INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER 05/01/1983 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BROOKER JOHN W & CO CPA PC TREASURER/INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER direct 1983-05-01
BROOKER JOHN W & CO CPA PC TREASURER/INVESTMENT STRATEGIST direct 1983-05-01 2004-03-18
WELLS, JOSEPH, ALBERT INVESTMENT STRATEGIST 01/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
JOHN W. BROOKER & CO., CPAS, PC INVESTMENT STRATEGIST direct 2017-01-01

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